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Ordinance Number 294231 ORDINANCE NO. 294 HOME WARRANTY PROGRAM AN ORDINANCE OF THE CITY OF SAN JUAN CAPISTRANO, CALIFORNIA, REQUIRING SELLERS OF NEW RESIDENTIAL DWELLING UNITS TO PROVIDE HOME WARRANTIES TO IN- SURE AGAINST FAULTY WORKMANSHIP AND MATERIALS, AND MAJOR CONSTRUCTION DEFECTS THE CITY COUNCIL OF THE CITY OF SAN JUAN CAPISTRANO DOES HEREBY ORDAIN AS FOLLOWS: SECTION 1. Purpose and Intent. In keeping with objectives of the General Plan which call for programs which provide high quality housing and which also provide for mainte- nance of structures, the Home Warranty Program as described herein is established. Further, the program requires sellers of new residential dwelling units to provide home warranties to insure against faulty workmanship and materials and major con- struction defects. SECTION 2. Definitions. A. "Buyer" means the person, organization, or home- owners association which acquires a possessory interest, other than leasehold, to a dwelling unit from a seller. The term also includes the initial occupancy under a contract of sale or an agreement granting an option to purchase. B. "Seller" means any person, firm, corporation, partnership or other association or organization selling, or soliciting for sale, dwelling units within the City of San Juan Capistrano, whether in fee, under a contract of sale or option to purchase, or in a condominium development. Notwithstanding the foregoing, the term "Seller" shall not include any person, firm, corporation, partnership or other association or organiza- tion building, constructing, selling,or offering for sale not more than two dwelling units during each twelve (12) month period. C. "Date of Sale" means the date a Buyer acquires the right to occupy a dwelling unit or the date of his actual occu- pancy, whichever shall first occur. D. "Dwelling Unit" means any residential structure or condominium unit including common ownership structures and accessory structures not previously occupied for residential purposes. "Faulty Workmanship and Materials" means: 1. Actual damages to the structural components of a dwelling unit, its driveway, service walks, gutters, masonry, roofs and overhangs proximately resulting from: (a) negligent or faulty design and/or installation; (b) the installation of defective material; and/or (c) the failure to install materials. 2. Actual damage proximately resulting from improper grading or from warpage, and/or water penetration proxi- mately resulting from faulty design or workmanship. 3. Actual damage to the plumbing, heating, electri- cal and cooling systems serving the dwelling unit proximately resulting from faulty design, workmanship, or installation. -1- 3� F. "Major Construction Defects" means actual damage to the pad or the load-bearing portion of a dwelling unit, such as damages due to soil movement which affects its load-bearing function and has a substantial adverse effect, or is imminently likely to produce a substantially adverse effect, on the use of the dwelling unit for residential purposes. G. "Residential purposes" means the use of a structure for human habitation or the use of a. common ownership or accessory structure for its intended purpose. SECTION 3. Warrant. Unless specifically exempted in Section 6, every Seller of dwelling units within the City of San Juan Capistrano shall, prior to the da.te of sale, warrant in writing to the Buyer of each such dwelling unit that the unit shall, for a period of three (3) years from the date of sale, be free from faulty workmanship and materials and from major construc- tion defects. SECTION 4. Form. The Seller shall deposit financial security for the warranty herein required in an amount which shall be the equivalent of one percent (1%) of the aggregate cost of construction, as shown on the building permits, of the dwelling units in the entire tract. The security shall be in such form and manner as to guarantee and secure the performance of the Seller under the terms of the aforesaid warranty and shall consist of one of the following -- at the option of the Seller and sub- ject to the approval of the City of San Juan Capistrano: A. Bond or bonds by one or more duly authorized corporate sureties. B. A deposit, either with the City of San Juan Capistrano or a responsible escrow agent or trust company, of money or negotiable bonds of the kind approved for securing deposits of public monies. C. An instrument of credit from one or more financial institutions subject to regulation by the state or federal govern- ment and pledging that the funds necessary to carry out the agreement are on deposit and guaranteed for payment. The aforesaid financial security shall constitute a revolving fund from which any damages arising within the entire final tract shall be paid. There shall be partial releases and exonerations of said security upon the expiration of the three (3) year warranty period for each unit. SECTION 5. Limits of Liability. Notwithstanding the foregoing, the Seller shall not be liable under any warranty required hereinabove for: A. Defective design or materials supplied by the Buyer or installed under his direction. B. Any secondary damage caused by defect, including personal injury or damage to personal property. C. Normal wear and tear or deterioration of the dwelling unit. D. Dampness or condensation due to failure of Buyer to maintain adequate ventilation. E. Negligence, improper maintenance or operation, or alteration by parties other than Seller, or Seller's subcontractors or agents, with respect to the dwelling unit, its systems, appliances, equipment and fixtures. -2- 23` F. Changes or alterations bypartiesother than Seller, or Seller's subcontractors or agents, of the grading of the ground. G. Landscaping, including plants, grass and trees. H. Accidental loss or damage, including but not limited to fire, explosion, smoke, water escape, unforeseeable changes in the level of the underground water table, glass breakage, wind- storm, hail or lightning, falling trees, aircraft and vehicles, flood or earthquake. I. Loss or damage which occurs after the dwelling unit is no longer used primarily as a residence. J. Notwithstanding anything contained herein to the contrary, this Ordinance is not included and shall not be con- strued to abrogate or detract from any statutory or common law rights which a Buyer may have against a Seller for breach of warranty or other cause of action. SECTION 6. Exemptions. A. If a Seller participates in a home warranty program which provides warranty protection comparable to those set forth in this Ordinance, he may, upon approval of the City Council, be exempted from the provisions hereof. B. The provisions of this Ordinance shall not apply to dwelling units for which building permits have been issued prior to the effective date of this Ordinance. Furthermore, Sellers who have received City approval of their final tract maps prior to said effective date are granted a six (6) month period of grace, and need not comply with the terms hereof until six (6) months after the effective date. SECTION 7. Arbitration of Disputes. Should there be a dispute between the Buyer and Seller relating to any provision of this Ordinance, either party may request the City Council or its designee to appoint a conciliator to investigate the nature of the dispute and to effect a resolution thereof. If the dispute continues to be unresolved for a period of thirty (30) days, either party may petition the City Council for an arbitration hearing. The City Council shall select a qualified and dis- interested third party or organization to act as arbitrator. This selection shall be agreeable to both parties in the dispute. The City Council may establish a schedule of fees for the conciliation and arbitration services by resolution. SECTION 8. This Ordinance shall take effect and be in force thirty (30T days from and after its passage. SECTION 9. The City Clerk shall certify to the adop- tion of this Ordinance and cause the same to be posted in three (3) public places within the City of San Juan Capistrano. PASSED, APPROVED AND ADOPTED this 17th day of September, 1975, by the following vote, to wit: ATTEST: AYES: Councilmen Heckscher, Sweeney, and Mayor Weathers NOES: Councilman Byrnes ABSENT: Councilman Nash -3- 236 STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss. CITY OF SAN JUAN CAPISTRANO ) I, MARY ANN HANOVER, City Clerk of the City of San Juan Capistrano, California, DO HEREBY CERTIFY that the foregoing is a true and correct copy of Ordinance No. 294, adopted by the City Council of the City of San Juan Capistrano, California, at a regular meeting thereof held on the 17th day of September, 1975. (SEAL) MARY ANN CITY/CLERK -4-