Resolution Number CRA 07-03-20-01RESOLUTION NO. CRA 07-03-2040 1
' A RESOLUTION OF THE SAN JUAN CAPISTRANO REDEVELOPMENT
AGENCY APPROVING AMENDMENTS TO AGENCY LOAN AND
RESTRICTIVE COVENANTS, AND MAKING FINDINGS RELATED TO
SUBORDINATION OF COVENANTS, IN CONNECTION WITH A
REFINANCING OF SEASONS I AT SAN JUAN CAPISTRANO
APARTMENTS
WHEREAS, the San Juan Capistrano Redevelopment Agency ("Agency") under
the provisions of the California Community Redevelopment Law (Health & Safety Code
Sections 33000 et seq.) (the "Law"), is engaged in activities necessary for the
implementation of the Redevelopment Plan for the San Juan Capistrano Central
Redevelopment Project Area (hereinafter referred to as the "Project Area"); and
WHEREAS, San Juan Capistrano Housing Investors, L.P., a California limited
partnership ("Developer") has heretofore acquired certain unimproved real property
located in the Project Area (the "Property"); and
WHEREAS, the Developer obtained varied sources of public and private
financing, including without limitation the Agency Loan (defined below), in connection
' with the acquisition and development of the Property by the Developer, including
without limitation certain senior obligations comprised of the California Statewide
Communities Development Authority Multifamily Housing Revenue Bonds 1995 Series
E in the original principal amount of $5,936,000 (the 'Bonds"), a Developer Note in the
amount of $419,000, a seller (Romer) Note in the amount of $500,000 and advances to
the Developer by its partners (collectively, the "Senior Obligations"); and
WHEREAS, in connection with the acquisition and development of the Property
by the Developer, the Agency made a loan to the Developer in the amount of
$1,550,000, evidenced by that certain Agency Note dated as of November 30, 1995 (the
"Agency Note") and secured by, among other things, a mortgage lien against the
Property which is subordinate to the Senior Obligations (the "Agency Loan"); and
WHEREAS, the Developer has improved the Property with a multifamily senior
housing project known as Seasons I at San Juan Capistrano Apartments (the "Project')
and, pursuant to that certain Agreement of Restrictive Covenants Affecting Real
Property (the "Restrictive Covenants Agreement') by and between the Agency and the
Developer, dated as of November 30, 1995, and recorded in the Official Records of
Orange County, California on December 21, 1995 as Document No. 19950568793,
certain units of the senior housing project have been, and will be, maintained available
at affordable rent to Very Low Income and Qualified Lower Income Households for a
period of fifty-seven (57) years, as more fully set forth in the Restrictive Covenants
' Agreement and that certain Owner Participation Agreement (the "OPA") dated
September 19, 1995 by and between the Agency and the Developer; and
Page 1 of 4 03-20-07
WHEREAS, the Agency has heretofore subordinated the long-term affordability
covenants set forth in the OPA, pursuant to its Resolution No. 95-9-19-2, approved by
the governing board of the Agency on September 19, 2995, based upon findings made
pursuant to Section 33334.14 of the Law; and
WHEREAS, the Developer desires to (i) refinance the Bonds in a new principal
amount equal to the currently outstanding principal amount of the Bonds (the
"Refinancing"), (ii) pay in full the Developer Note, the Romer Note and advances to the
Developer by its partners (collectively, the "Repayments'), and (iii) enter into a new
conventional loan in an aggregate principal amount not to exceed $2,600,000 (the
"Conventional Loan" and, together with the Refinancing and the Repayments, the "New
Financing"), thereby increasing the principal amount of indebtedness senior to the
Agency Loan and to the long-term affordability covenants in the amounts set forth in the
Estimated Use of Refinance Proceeds attached hereto as Exhibit "A" and incorporated
herein by this reference; and
WHEREAS, the Refinancing is permitted under Section 3.7 of the OPA, without
consent of the Agency, however, pursuant to Section 18.9(a) of the OPA, the Developer
may not encumber the Property to secure the Conventional Loan without the prior
written approval of the Agency; and
WHEREAS, while the Developer has attempted to obtain private financing for the
purpose of the New Financing the applicable Prior Obligations on favorable terms which
would not require the renewed subordination of long-term affordability covenants, all of
those lenders who have expressed an interest in providing financing for the proposed
acquisition and development have indicated that they will require that the lien securing
repayment of their loan must be superior to any long-term affordability covenants in
favor of the Agency; and
WHEREAS, based upon the foregoing, as well as the past experience of the
Developer in connection with obtaining permanent financing, it is anticipated that it will
be necessary as a condition to obtaining private funding for the New Financing that the
Agency subordinate its affordability covenants; and
WHEREAS, Section 33334.14 of the Law provides, in part, that affordability
covenants of an Agency may be subordinated "where the agency makes a finding that
an economically feasible alternative method of financing, refinancing, or assisting the
units or parcels on substantially comparable terms and conditions, but without
subordination, is not reasonably available, and where the agency obtains written
commitments reasonably designed to protect the agency's investment in the event of
default..."; and
WHEREAS, based upon representations to the Agency, there is not an
economically feasible alternative method of financing available on substantially
comparable terms; and
Page 2 of 4 03-20-07
WHEREAS, in the event the Agency subordinates its affordability covenants, the
' Agency shall have certain rights to notice and cure in the event of default under such
loan as to which the Agency subordinates its affordability covenants; and
WHEREAS, the governing board of the Agency has duly considered all terms
and conditions of the OPA and believes that the activities described in the OPA are in
accord with the public purposes and provisions of applicable State and local law
requirements, and that such activities promote the affordable housing objectives of the
Community Redevelopment Law as well as the Redevelopment Plan for the San Juan
Capistrano Central Redevelopment Project; and
WHEREAS, the Developer and Fannie Mae have requested that the Agency (i)
extend the term of the Agency Loan to the date which is thirty (30) years and ninety (90)
days from the closing of the New Financing, provided that the closing of the New
Financing is no later than June 30, 2007, and (ii) provide written approval of the
encumbrance of the Property to secure the Conventional Loan, in consideration of and
conditioned upon the Developer's payment of interest on the Agency Loan in a
minimum amount of $650,000; and
WHEREAS, the Agency and the Developer additionally desire to modify the OPA
and the Restrictive Covenants Agreement with respect to the age restrictions applicable
to the residents of the Project included therein by reducing the age restriction to 55
years of age; and
' WHEREAS, the Agency has determined that it is necessary and desirable to (i)
provide written approval of the conventional loan, (ii) enter into a Subordination
Agreement by and among Fannie Mae, The Bank of New York, the Agency and San
Juan Capistrano Housing Investors, L.P., in substantially the form attached hereto as
Exhibit "B" (the "Fannie Mae Agreement"), (iii) enter into a Subordination Agreement by
and among ARCS Commercial Mortgage Co., L.P., the Agency and San Juan
Capistrano Housing Investors, L.P., in substantially the form attached hereto as Exhibit
"C" (the "ARCS Agreement"), (iv) enter into a First Amendment of the OPA (the
"Amendment to OPA") and a First Amendment of the Agency Note (the "Amendment to
Agency Note") to extend the term of the Agency Loan as provided herein, in
substantially the form attached hereto as Exhibits "D" and "E", respectively, and (v)
enter into a First Amendment to Agreement of Restrictive Covenants Affecting Real
Property (the "Amendment to Restrictive Covenants") in substantially the form set forth
in Exhibit "F" hereto (each of Exhibits "B", "C", "D", "E" and "F" being incorporated herein
by this reference) to accomplish the purposes set forth above;
NOW, THEREFORE, the San Juan Capistrano Redevelopment Agency does
hereby find, determine, order and resolve as follows:
Section 1. The Agency finds and determines that an economically feasible
alternative method of financing, refinancing, or assisting the units or parcels on
' substantially comparable terms and conditions, but without subordination, is not
Page 3 of 4 03-20-07
reasonably available, and the Agency shall obtain written commitments reasonably
designed to protect the Agency's investment in the event of default.
Section 2. The Agency hereby approves the encumbrance of the Property to
secure the Conventional Loan pursuant to Section 18.9(a) of the OPA upon the terms
provided in the Recitals above.
Section 3. The Agency hereby agrees to amend the OPA and the Agency
Note to extend the term of the Agency Loan to such date as is thirty years and ninety
days following the closing of the New Financing, provided that the closing of the New
Financing has occurred on or before June 30, 2007.
Section 4. The forms of the Amendment to OPA, the Amendment to Agency
Note, the Fannie Mae Agreement, the ARCS Agreement, the Amendment to Restrictive
Covenants (collectively, the "Agreements') are each hereby approved in substantially
the form attached hereto, together with such changes as are approved by Agency
Counsel and the Executive Director, and the Chairman of the Agency, the Executive
Director and the written designee of either is hereby authorized, acting singly, to
execute the Agreements. Approval of such changes shall be conclusively evidenced by
the execution and delivery of the Agreements by such officer.
Section 5. The Agency further authorizes and directs the Executive Director,
and any designee of the Executive Director, acting singly, to take all steps and sign all
documents and instruments including, but not limited to, agreements and escrow
instructions to carry out the purposes of this Resolution on behalf of the Agency, and
agreements or other instruments as may be necessary or convenient to effectuate the
subordination of affordability covenants unless it is hereafter determined by the
Executive Director or the Agency that such subordination is not necessary.
PASSED, APPROVED AND ADOPTED this 20th day of March, 2007.
SAN JUAN CAPISTRANO
REDEVELOPMENT AGENCY, a public body,
corporate and politic
By: �L
MaYk Nielsen, Cliairman
Page 4 of 4 03-20-07
r
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss.
CITY OF SAN JUAN CAPISTRANO )
I, MARGARET R. MONAHAN, appointed Agency Secretary of the Community
Redevelopment Agency of the City of San Juan Capistrano, do hereby certify that the
foregoing Resolution No. CRA 07-03-20-01 was duly adopted by the Board of
Directors of the Community Redevelopment Agency at a regular meeting thereof, held
the 20th day of March 2007 by the following vote:
AYES: DIRECTORS: Soto, Hribar, Uso, Allevato and Chairman Nielsen
n
EXHIBIT "A"
ESTIMATED USE OF REFINANCE PROCEEDS
Seasons at San Juan Capistrano
Estimated Use of Refinance Proceeds Original
Projections
Feb -07
Total proceeds from refinancing $ 2,600,000
Estimated cost of refinancing (600,000)
Proceeds from refinancing, net of costs 2,000,000
Distribution of Proceeds:
Accrued Partnership Fees (71,000)
Repayment of LP Advance and interest (230,000)
Remaining proceeds after feesfadvance 1,699 000
Payment of Romer Note and Interest (50% of CF) (274,000)
Payment of Developer Note Interest (25% of CF) (137,000)
Payment of RDA Loan interest (25% of CF) (137,000)
Remaining proceeds after repayment of Romer Note and Interest 1,151,000
Payment of Developer Note and Interest (50% of CF) (575,500)
Payment of RDA Loan Interest (50% of CF) (575,500)
Remaining proceeds after repayment of Developer Note and Interest
Payment of RDA Loan Interest (50% of CF)
Distribution to Partners (50% of CF)
Remaining proceeds $
(Cost of Refinance
$ 600,000
(Partnership fees
71,000
Repayment of LP Advance and Interest
230,000
Repayment of Romer Note and Interest
274,000
Repayment of Developer Note and Interest
712,500
Repayment of RDA Note Interest
712,500
Distributions
-
Use of Refinance Procceds
Page 1 of 2
EXHIBIT "A"
ESTIMATED USE OF REFINANCE PROCEEDS
San Juan Capistrano
Proiected Costs of Refinancing Project
(1) Partnership should receive approximately $258,000 from CharterMac which is the refunding of the reserves that they held
for insurance, taxes and replacements.
(2) Amount may be refunded to partnership once FNMA and ARCS legal fees are finally resolved.
(C) Any unused contingency funds will be refunded to partnership.
(D) Old bonds will be redeemed on February 1 so interest will be paid on old bonds from January 1 to February 1. Need to
confirm figures with trustee.
(F) Unable to exactly determine what this amount will be so used the figure from the Torrance closing.
(G) Per note, payment is 1.0093% of the outstanding balance.
Page 2 of 2
SJC
Projected
Closing
Memorandum
Bond Counsel Jones Hall
37,500.00
Issuer Counsel Orrick
7,500.00
Issuer Closing Fee CSCDA
10,000.00
Issuer Annual Fee CSCDA
4,943.25
Limited Partner's Counsel Chernove
25,000.00
General Partners Counsel
0.00
FNMA Counsel O'Melveny
36,000.00
ARCS Costs ARCS
82,868.89 (E)
ARCS Counsel Nevers
28,000.00
Underwriter's Fee Hutchinson
33,781.00
Co -Underwriters Fee Capmark
6,756.00
Disclosure Counsel Eichner
25,000.00
Preference Opinion Eichner
5,D00.00
Escrow Analysis Eichner
3,000.00
Trustee and Counsel
7,789.17
Rating S&P
7,500.00
Interest Rate Cap (10 year)
72,000.00
State Bond Reporting CDIAC
1,057.50
Title Insurance First American
11,942.00
Printing Bowne of Phoenix
5,000.00
Miscellaneous
41,696.88
CharterMac Legal fees
6,500.00
Prepayment Premium
0.00
Interest owed on old issuance from 111 to 2/1
32,562.31 (F)
Premium Portion of Prior Loan Payment
54,553.00 (G)
Premium Portion of Prior Bond Redemption (1%)
54,050.00
600,000.00
(A) Schedule 2 - Cost of Issuance in Closing Memorandum
(B) Figures are from ARCS Settlement Statement. Breakdown of $188,523.60 for ARCS Costs:
Origination Fee
62,440.00
Appraisal Report
5,500.00
Architectual/Engineer Report
2,300.00
Environmental Report
2,200.00
Underwriting/ProcessinglOther
6,000.00
Short Term Interest (5 days x 667.78/day)
3,338.89
Tax Service Contract
840.00
UCC Searches
250.00
Tax Impounds
0.00
Insurance Impounds
0.00
Legal Holdback
0.00
82, 868.89
(1) Partnership should receive approximately $258,000 from CharterMac which is the refunding of the reserves that they held
for insurance, taxes and replacements.
(2) Amount may be refunded to partnership once FNMA and ARCS legal fees are finally resolved.
(C) Any unused contingency funds will be refunded to partnership.
(D) Old bonds will be redeemed on February 1 so interest will be paid on old bonds from January 1 to February 1. Need to
confirm figures with trustee.
(F) Unable to exactly determine what this amount will be so used the figure from the Torrance closing.
(G) Per note, payment is 1.0093% of the outstanding balance.
Page 2 of 2
EXHIBIT °B"
' [Fannie Mae Subordination Agreement]
RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
ARCS Commercial Mortgage Co., L.P.
26901 Agoura Road, Suite 200
Calabasas Hills, California 91301-5109
Attention: Loan Administration Manager
ARCS Loan # 400794
SUBORDINATION AGREEMENT
(Fannie Mae/San Juan Capistrano Redevelopment Agency)
EXHIBIT B
DOCS00 1207245v5/022658-0022
SUBORDINATION AGREEMENT
THIS SUBORDINATION AGREEMENT (this "Agreement") is entered into as of
[ ] 1, 2007 by and among (i) FANNIE MAE, a federally chartered and stockholder
owned corporation ("Fannie Mae"), and THE BANK OF NEW YORK TRUST COMPANY,
N.A., as trustee ("Trustee"), as their interests may appear (collectively "Senior Lender");
(ii) SAN JUAN CAPISTRANO REDEVELOPMENT AGENCY, a public body, corporate and
politic (the "Subordinate Lender"); and (iii) SAN JUAN CAPISTRANO HOUSING
INVESTORS, L.P., a California limited partnership (the "Borrower").
RECITALS
A. California Statewide Communities Development Authority ("Issuer"), is issuing
its $[5,405,000] Variable Rate Demand Multifamily Housing Revenue Refunding Bonds
(Seasons at San Juan Capistrano Apartments) 2007 Series [TBD] (the "Bonds") pursuant to a
Trust Indenture dated as of [ 1 1, 2007, the proceeds of which are being used to fund
a loan to the Borrower in the original principal amount of $[5,405,000] (the "First Mortgage
Loan"). The First Mortgage Loan is or will be secured by a Multifamily Deed of Trust,
Assignment of Rents, Security Agreement and Fixture Filing (California) executed by Borrower
(the "First Mortgage") on a multifamily housing project known as Seasons I at San Juan
Capistrano Apartments and located in San Juan Capistrano, California (the "Property"). The
Property is more fully described in Exhibit A attached hereto. The Borrower's obligation to
repay the First Mortgage Loan is evidenced by a Multifamily Note dated as of 1, 2007
together with all addenda (the "First Mortgage Note"), and is due in full on [ 20_].
The First Mortgage Loan will be held by Fannie Mae and, in connection therewith, the First
Mortgage and the First Mortgage Note will be assigned by the Issuer to Senior Lender.
B. Subordinate Lender previously made a loan to Borrower in the amount of
$1,550,000 (the "Subordinate Loan") which is secured by, among other things, a mortgage lien
against the Property.
C. The Senior Lender has agreed to permit the Subordinate Lender to maintain the
Subordinate Loan and to hold a subordinate mortgage lien against the Property subject to all of
the conditions contained in this Agreement.
NOW, THEREFORE, in order to induce the Senior Lender to permit the Subordinate
Lender to maintain the Subordinate Loan and subordinate mortgage lien against the Property,
and in consideration thereof, the Senior Lender, the Subordinate Lender and the Borrower agree
as follows:
1. Definitions.
In addition to the terms defined in the Recitals to this Agreement, for purposes of this
Agreement the following terms have the respective meanings set forth below: —
"Affiliate" means, when used with respect to a Person, any corporation, partnership, joint
venture, limited liability company, limited liability partnership, trust or individual controlled by,
C
under common control with, or which controls such Person (the term "control" for these
' purposes shall mean the ability, whether by the ownership of shares or other equity interests, by
contract or otherwise, to elect a majority of the directors of a corporation, to make management
decisions on behalf of, or independently to select the managing partner of, a partnership, or
otherwise to have the power independently to remove and then select a majority of those
individuals exercising managerial authority over an entity, and control shall be conclusively
presumed in the case of the ownership of 50% or more of the equity interests).
"Borrower" means the Person named as such in the first paragraph of this Agreement and
any other Person (other than the Senior Lender) who acquires title to the Property after the date
of this Agreement.
"Business Day" means any day other than Saturday, Sunday or a day on which Fannie
Mae is not open for business.
"Default Notice" means: (a) a copy of the written notice from the Senior Lender to the
Borrower stating that a First Mortgage Loan Default has occurred under the First Mortgage
Loan; or (b) a copy of the written notice from the Subordinate Lender to the Borrower stating
that a Subordinate Loan Default has occurred under the Subordinate Loan. Each Default Notice
shall specify the default upon which such Default Notice is based.
"First Mortgage Loan Default" means the occurrence of a default by the Borrower in
performing or observing any of the terms, covenants or conditions in the First Mortgage Loan
' Documents to be performed or observed by it, which continues beyond any applicable period
provided in the First Mortgage Loan Documents for curing the default.
"First Mortgage Loan Documents" means the First Mortgage Note, the First Mortgage
and all other documents evidencing, securing or otherwise executed and delivered in connection
with the First Mortgage Loan.
"Person" means an individual, estate, trust, partnership, corporation, limited liability
company, limited liability partnership, governmental department or agency or any other entity
which has the legal capacity to own property.
"Senior Lender" means the Person named as such in the first paragraph on page 1 of this
Agreement and any other Person who becomes the legal holder of the First Mortgage Note after
the date of this Agreement.
"Servicer" means ARCS Commercial Mortgage Co., L.P., a California limited
partnership, or any successor entity designated by Fannie Mae to service the First Mortgage
Loan.
"Subordinate Lender" means the Person named as such in the first paragraph on page 1 of
this Agreement and any other Person who becomes the legal holder of the Subordinate Note after
the date of this Agreement.
"Subordinate Loan Defauh'means a default by the Borrower in performing or observing
any of the terms, covenants or conditions in the Subordinate Loan Documents to be performed or
EM
observed by it, which continues beyond any applicable period provided in the Subordinate Loan
Documents for curing the default.
"Subordinate Loan Documents" means the Subordinate Note, the Subordinate Mortgage,
the Subordinate Owner Participation Agreement, the Subordinate Restrictive Covenants and all
other documents evidencing, securing or otherwise executed and delivered in connection with
the Subordinate Loan.
"Subordinate Mortgage" collectively means the (a) Subordinated Deed of Trust with
Assignment of Rents encumbering the Property as security for the Subordinate Loan recorded on
December 21, 1995 as Instrument No. 19950568794 in the Official Records of Orange County,
California and (b) Subordinated Assignment of Leases, Rents and Profits encumbering the
Property as security for the Subordinate Loan recorded on December 21, 1995 as Instrument
No. 19950568795 in the Official Records of Orange County, California.
"Subordinate Note" means the Promissory Note Secured by Subordinated Deed of Trust
dated November 30, 1995 issued by the Borrower to the Subordinate Lender, or order,
evidencing the Subordinate Loan.
"Subordinate Owner Participation Agreement" means the Owner Participation
Agreement dated September 19, 1995 by and between Borrower and Subordinate Lender,
evidencing the Subordinate Loan.
"Subordinate Restrictive Covenants" means the Agreement of Restrictive Covenants
Affecting Real Property encumbering the Property in connection with the Subordinate Loan
recorded on December 21, 1995 as Instrument No. 19950568793 in the Official Records of
Orange County, California.
2. Permission to Maintain Mortgage Lien Against Property.
The Senior Lender agrees, notwithstanding the prohibition against inferior liens on the
Property contained in the First Mortgage Loan Documents and subject to the provisions of this
Agreement, to permit the Subordinate Lender to maintain the Subordinate Mortgage, the
Subordinate Restrictive Covenants and other recorded Subordinate Loan Documents against the
Property (which are subordinate in all respects to the lien of the First Mortgage) to secure the
Borrower's obligation to repay the Subordinate Note and all other obligations, indebtedness and
liabilities of the Borrower to the Subordinate Lender under and in connection with the
Subordinate Loan. Such permission is subject to the condition that each of the representations
and warranties made by the Borrower and the Subordinate Lender in Section 3 is true and correct
on the date of this Agreement and on the date on which any proceeds of the Subordinate Loan
are disbursed to the Borrower. If any of the representations and warranties made by the
Borrower and the Subordinate Lender in Section 3 is not true and correct on such dates, the
provisions of the First Mortgage Loan Documents applicable to unpermitted liens on the
Property shall apply.
Lem
3. Borrower's and Subordinate Lender's Representations and Warranties.
' The Borrower and the Subordinate Lender each makes the following representations and
warranties to the Senior Lender:
(a) Relationship of Borrower to Subordinate Lender and Senior Lender.
The Subordinate Lender is not an Affiliate of the Borrower and is not in possession of any facts
which would lead it to believe that the Senior Lender is an Affiliate of the Borrower.
(b) Term. The term of the Subordinate Note does not end before the term of
the First Mortgage Note.
(c) Subordinate Loan Documents. The executed Subordinate Loan
Documents are substantially in the same forms as those submitted to, and approved by, Fannie
Mae prior to the date of this Agreement. Borrower has delivered to Senior Lender an executed
copy of each of the Subordinate Loan Documents, certified to be true, correct and complete.
(d) First Mortgage Loan Documents. Borrower (but not Subordinate
Lender) represents and warrants to Senior Lender that the executed First Mortgage Loan
Documents are substantially in the same forms as, when applicable, those submitted to, and
approved by, Fannie Mae prior to the date of this Agreement. Upon execution and delivery of
the First Mortgage Loan Documents, Borrower shall deliver to Subordinate Lender an executed
copy of each of the First Mortgage Loan Documents, certified to be true, correct and complete.
' 4. Terms of Subordination.
(a) Agreement to Subordinate. The Senior Lender and the Subordinate
Lender agree that: (i) the indebtedness evidenced by the Subordinate Loan Documents is and
shall be subordinated in right of payment, to the extent and in the manner provided in this
Agreement to the prior payment in full of the indebtedness evidenced by the First Mortgage
Loan Documents, and (ii) the Subordinate Mortgage and the other Subordinate Loan Documents
are and shall be subject and subordinate in all respects to the liens, terms, covenants and
conditions of the First Mortgage and the other First Mortgage Loan Documents and to all
advances heretofore made or which may hereafter be made pursuant to the First Mortgage and
the other First Mortgage Loan Documents (including but not limited to, all sums advanced for
the purposes of (1) protecting or further securing the lien of the First Mortgage, curing defaults
by the Borrower under the First Mortgage Loan Documents or for any other purpose expressly
permitted by the First Mortgage, or (2) constructing, renovating, repairing, furnishing, fixturing
or equipping the Property).
(b) Subordination of Subrogation Rights. The Subordinate Lender agrees
that if, by reason of its payment of real estate taxes or other monetary obligations of the
Borrower, or by reason of its exercise of any other right or remedy under the Subordinate Loan
Documents, it acquires by right of subrogation or otherwise a lien on the Property which (but for
this subsection) would be senior to the lien of the First Mortgage, then, in that event, such lien
' shall be subject and subordinate to the lien of the First Mortgage.
LMI
(e) Payments Before First Mortgage Loan Default. Until the Subordinate —
Lender receives a Default Notice of a First Mortgage Loan Default from the Senior Lender, the
Subordinate Lender shall be entitled to retain for its own account all payments made under or
pursuant to the Subordinate Loan Documents.
(d) Payments After First Mortgage Loan Default. The Borrower agrees
that, after it receives notice (or otherwise acquires knowledge) of a First Mortgage Loan Default,
it will not make any payments under or pursuant to the Subordinate Loan Documents (including
but not limited to principal, interest, additional interest, late payment charges, default interest,
attorney's fees, or any other sums secured by the Subordinate Mortgage) without the Senior
Lender's prior written consent. The Subordinate Lender agrees that, after it receives a Default
Notice from the Senior Lender with written instructions directing the Subordinate Lender not to
accept payments from the Borrower on account of the Subordinate Loan, it will not accept any
payments under or pursuant to the Subordinate Loan Documents (including but not limited to
principal, interest, additional interest, late payment charges, default interest, attorney's fees, or
any other sums secured by the Subordinate Mortgage) without the Senior Lender's prior written
consent. If the Subordinate Lender receives written notice from the Senior Lender that the First
Mortgage Loan Default which gave rise to the Subordinate Lender's obligation not to accept
payments has been cured, waived, or otherwise suspended by the Senior Lender, the restrictions
on payment to the Subordinate Lender in this Section 4 shall terminate, and the Senior Lender
shall have no right to any subsequent payments made to the Subordinate Lender by the Borrower
prior to the Subordinate Lender's receipt of a new Default Notice from the Senior Lender in
accordance with the provisions of this Section 4(d).
(e) Remitting Subordinate Loan Payments to Senior Lender. If, after the
Subordinate Lender receives a Default Notice from the Senior Lender in accordance with
subsection (d) above, the Subordinate Lender receives any payments under the Subordinate Loan
Documents, the Subordinate Lender agrees that such payment or other distribution will be
received and held in trust for the Senior Lender and unless the Senior Lender otherwise notifies
the Subordinate Lender in writing, will be promptly remitted, in kind to the Senior Lender,
properly endorsed to the Senior Lender, to be applied to the principal of, interest on and other
amounts due under the First Mortgage Loan Documents in accordance with the provisions of the
First Mortgage Loan Documents. By executing this Agreement, the Borrower specifically
authorizes the Subordinate Lender to endorse and remit any such payments to the Senior Lender,
and specifically waives any and all rights to have such payments returned to the Borrower or
credited against the Subordinate Loan. Borrower and Senior Lender acknowledge and agree that
payments received by the Subordinate Lender, and remitted to the Senior Lender under this
Section 4, shall not be applied or otherwise credited against the Subordinate Loan, nor shall the
tender of such payment to the Senior Lender waive any Subordinate Loan Default which may
arise from the inability of the Subordinate Lender to retain such payment or apply such payment
to the Subordinate Loan.
(f) Agreement Not to Commence Bankruptcy Proceeding. The Subordinate
Lender agrees that during the term of this Agreement it will not commence, or join with any _
other creditor in commencing any bankruptcy reorganization, arrangement, insolvency or
liquidation proceedings with respect to the Borrower, without the Senior Lender's prior written
consent.
5. Default Under Subordinate Loan Documents.
(a) Notice of Default and Cure Rights. The Subordinate Lender shall
deliver to the Senior Lender a Default Notice within five Business Days in each case where the
Subordinate Lender has given a Default Notice to the Borrower. Failure of the Subordinate
Lender to send a Default Notice to the Senior Lender shall not prevent the exercise of the
Subordinate Lender's rights and remedies under the Subordinate Loan Documents, subject to the
provisions of this Agreement. The Senior Lender shall have the right, but not the obligation, to
cure any Subordinate Loan Default within 60 days following the date of such notice; provided,
however that the Subordinate Lender shall be entitled, during such 60 -day period, to continue to
pursue its rights and remedies under the Subordinate Loan Documents. All amounts paid by the
Senior Lender in accordance with the First Mortgage Loan Documents to cure a Subordinate
Loan Default shall be deemed to have been advanced by the Senior Lender pursuant to, and shall
be secured by the lien of, the First Mortgage.
(b) Subordinate Lender's Exercise of Remedies After Notice to Senior
Lender. If a Subordinate Loan Default occurs and is continuing, the Subordinate Lender agrees
that, without the Senior Lender's prior written consent, it will not commence foreclosure
proceedings with respect to the Property under the Subordinate Loan Documents or exercise any
other rights or remedies it may have under the Subordinate Loan Documents, including, but not
limited to accelerating the Subordinate Loan, collecting rents, appointing (or seeking the
appointment of) a receiver or exercising any other rights or remedies thereunder unless and until
it has given the Senior Lender at least 60 days' prior written notice; provided, however, that
' during such 60 day period, Subordinate Lender shall be entitled to seek specific performance of
Borrower's obligations under the Subordinate Owner Participation Agreement and the
Subordinate Restrictive Covenants.
(c) Cross Default. The Borrower and the Subordinate Lender agree that a
Subordinate Loan Default shall constitute a First Mortgage Loan Default under the First
Mortgage Loan Documents and the Senior Lender shall have the right to exercise all rights or
remedies under the First Mortgage Loan Documents in the same manner as in the case of any
other First Mortgage Loan Default. If the Subordinate Lender notifies the Senior Lender in
writing that any Subordinate Loan Default of which the Senior Lender has received a Default
Notice has been cured or waived, as determined by the Subordinate Lender in its sole discretion,
then provided that Senior Lender has not conducted a sale of the Property pursuant to its rights
under the First Mortgage Loan Documents, any First Mortgage Loan Default under the First
Mortgage Loan Documents arising solely from such Subordinate Loan Default shall be deemed
cured, and the First Mortgage Loan shall be reinstated, provided, however, that the Senior
Lender shall not be required to return or otherwise credit for the benefit of the Borrower any
default rate interest or other default related charges or payments received by the Senior Lender
during such First Mortgage Loan Default.
6. Default Under First Mortgage Loan Documents.
' (a) Notice of Default and Cure Rights. The Senior Lender shall deliver to
the Subordinate Lender a Default Notice within five Business Days in each case where the
Senior Lender has given a Default Notice to the Borrower. Failure of the Senior Lender to send
:,
a Default Notice to the Subordinate Lender shall not prevent the exercise of the Senior Lender's
rights and remedies under the First Mortgage Loan Documents, subject to the provisions of this
Agreement. The Subordinate Lender shall have the right, but not the obligation, to cure any such
First Mortgage Loan Default within 60 days following the date of such notice; provided,
however, that the Senior Lender shall be entitled during such 60 -day period to continue to pursue
its remedies under the First Mortgage Loan Documents. Subordinate Lender may have up to 90
days from the date of the Default Notice to cure a non -monetary default if during such 90 -day
period Subordinate Lender keeps current all payments required by the First Mortgage Loan
Documents. In the event that such a non -monetary default creates an unacceptable level of risk
relative to the Property, or Senior Lender's secured position relative to the Property, as
determined by Senior Lender in its sole discretion, then Senior Lender may exercise during such
90 -day period all available rights and remedies to protect and preserve the Property and the rents,
revenues and other proceeds from the Property. All amounts paid by the Subordinate Lender to
the Senior Lender to cure a First Mortgage Loan Default shall be deemed to have been advanced
by the Subordinate Lender pursuant to, and shall be secured by the lien of, the Subordinate
Mortgage.
(b) Cross Default. The Subordinate Lender agrees that, notwithstanding any
contrary provision contained in the Subordinate Loan Documents, a First Mortgage Loan Default
shall not constitute a default under the Subordinate Loan Documents if no other default occurred
under the Subordinate Loan Documents until either (i) the Senior Lender has accelerated the
maturity of the First Mortgage Loan, or (ii) the Senior Lender has taken affirmative action to
exercise its rights under the First Mortgage to collect rent, to appoint (or seek the appointment
of) a receiver or to foreclose on (or to exercise a power of sale contained in) the First Mortgage.
At any time after a First Mortgage Loan Default is determined to constitute a default under the
Subordinate Loan Documents, the Subordinate Lender shall be permitted to pursue its remedies
for default under the Subordinate Loan Documents, subject to the restrictions and limitations of
this Agreement. If at any time the Borrower cures any First Mortgage Loan Default to the
satisfaction of the Senior Lender, as evidenced by written notice from the Senior Lender to the
Subordinate Lender, any default under the Subordinate Loan Documents arising from such First
Mortgage Loan Default shall be deemed cured and the Subordinate Loan shall be retroactively
reinstated as if such First Mortgage Loan Default had never occurred.
7. Conflict.
The Borrower, the Senior Lender and the Subordinate Lender each agrees that, in the
event of any conflict or inconsistency between the terms of the First Mortgage Loan Documents,
the Subordinate Loan Documents and the terms of this Agreement, the terms of this Agreement
shall govern and control solely as to the following: (a) the relative priority of the security
interests of the Senior Lender and the Subordinate Lender in the Property; (b) the timing of the
exercise of remedies by the Senior Lender and the Subordinate Lender under the First Mortgage
and the Subordinate Mortgage, respectively; and (c) solely as between the Senior Lender and the
Subordinate Lender, the notice requirements, cure rights, and the other rights and obligations
which the Senior Lender and the Subordinate Lender have agreed to as expressly provided in this
Agreement. Borrower acknowledges that the terms and provisions of this Agreement shall not,
and shall not be deemed to: extend Borrower's time to cure any First Mortgage Loan Default or
Subordinate Loan Default, as the case may be; give the Borrower the right to notice of any First
IN
Mortgage Loan Default or Subordinate Loan Default, as the case may be other than that, if any,
' provided, respectively under the First Mortgage Loan Documents or the Subordinate Loan
Documents; or create any other right or benefit for Borrower as against Senior Lender or
Subordinate Lender.
8. Rights and Obligations of the Subordinate Lender Under the Subordinate
Loan Documents and of the Senior Lender under the First Mortgage Loan Documents.
Subject to each of the other terms of this Agreement, all of the following provisions shall
supersede any provisions of the Subordinate Loan Documents covering the same subject matter:
(a) Protection of Security Interest. The Subordinate Lender shall not,
without the prior written consent of the Senior Lender in each instance, take any action which
has the effect of increasing the indebtedness outstanding under, or secured by, the Subordinate
Loan Documents, except that the Subordinate Lender shall have the right to advance funds to
cure First Mortgage Loan Defaults pursuant to Section 6(a) above and advance funds pursuant to
the Subordinate Mortgage for the purpose of paying real estate taxes and insurance premiums,
making necessary repairs to the Property and curing other defaults by the Borrower under the
Subordinate Loan Documents.
(b) Condemnation or Casualty. In the event of a taking or threatened taking
by condemnation or other exercise of eminent domain of all or a portion of the Property
(collectively, a "Taking") or the occurrence of a fire or other casualty resulting in damage to all
' or a portion of the Property (collectively, a "Casualty"), at any time or times when the First
Mortgage remains a lien on the Property the following provisions shall apply:
(1) The Subordinate Lender hereby agrees that its rights (under the
Subordinate Loan Documents or otherwise) to participate in any proceeding or action
relating to a Taking and/or a Casualty, or to participate or join in any settlement of, or to
adjust, any claims resulting from a Taking or a Casualty shall be and remain subordinate
in all respects to the Senior Lender's rights under the First Mortgage Loan Documents
with respect thereto, and the Subordinate Lender shall be bound by any settlement or
adjustment of a claim resulting from a Taking or a Casualty made by the Senior Lender;
provided, however, this subsection and/or anything contained in this Agreement shall not
limit the rights of the Subordinate Lender to file any pleadings, documents, claims or
notices with the appropriate court with jurisdiction over the proposed Taking and/or
Casualty; and
(2) all proceeds received or to be received on account of a Taking or a
Casualty, or both, shall be applied (either to payment of the costs and expenses of repair
and restoration or to payment of the First Mortgage Loan) in the manner determined by
the Senior Lender in its sole discretion; provided, however, that if the Senior Lender
elects to apply such proceeds to payment of the principal of, interest on and other
amounts payable under the First Mortgage Loan, any proceeds remaining after the
satisfaction in full of the principal of, interest on and other amounts payable under the
' First Mortgage Loan shall be paid to, and may be applied by, the Subordinate Lender in
accordance with the applicable provisions of the Subordinate Loan Documents, provided
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however, the Senior Lender agrees to consult with the Subordinate Lender in determining
the application of Casualty proceeds, provided further however that in the event of any
disagreement between the Senior Lender and the Subordinate Lender over the application
of Casualty proceeds, the decision of the Senior Lender, in its sole discretion, shall
prevail.
(c) No Modification of Subordinate Loan Documents. The Borrower and
the Subordinate Lender each agrees that, until the principal of, interest on and all other amounts
payable under the First Mortgage Loan Documents have been paid in full, it will not, without the
prior written consent of the Senior Lender in each instance, increase the amount of the
Subordinate Loan, increase the required payments due under the Subordinate Loan, decrease the
tern of the Subordinate Loan, increase the interest rate on the Subordinate Loan, or otherwise
amend the Subordinate Loan terms in a manner that creates a material adverse effect upon the
Senior Lender under the First Mortgage Loan Documents. Any unauthorized amendment of the
Subordinate Loan Documents or assignment of the Subordinate Lender's interest in the
Subordinate Loan without the Senior Lender's consent shall be void ab initio and of no effect
whatsoever.
9. Modification or Refinancing of First Mortgage Loan.
The Subordinate Lender consents to any agreement or arrangement in which the Senior
Lender waives, postpones, extends, reduces or modifies any provisions of the First Mortgage
Loan Documents, including any provision requiring the payment of money.
10. Default by the Subordinate Lender or Senior Lender.
If the Subordinate Lender or Senior Lender defaults in performing or observing any of
the terms, covenants or conditions to be performed or observed by it under this Agreement, the
other, non -defaulting lender shall have the right to all available legal and equitable relief.
11. Notices.
Each notice, request, demand, consent, approval or other communication (hereinafter in
this Section referred to collectively as "notices" and referred to singly as a "notice") which the
Senior Lender or the Subordinate Lender is required or permitted to give to the other party
pursuant to this Agreement shall be in writing and shall be deemed to have been duly and
sufficiently given if: (a) personally delivered with proof of delivery thereof (any notice so
delivered shall be deemed to have been received at the time so delivered); or (b) sent by Federal
Express (or other similar national overnight courier) designating early morning delivery (any
notice so delivered shall be deemed to have been received on the next Business Day following
receipt by the courier); or (c) sent by United States registered or certified mail, return receipt
requested, postage prepaid, at a post office regularly maintained by the United States Postal
Service (any notice so sent shall be deemed to have been received two days after mailing in the
United States), addressed to the respective parties as follows:
SENIOR LENDER:
' Fannie Mae
3900 Wisconsin Avenue, NW
Drawer AM
and to:
Washington, DC 20016 2899
Attention: Director, Multifamily Asset Management
Re: $[5,405,000] Variable Rate Demand Multifamily Housing Revenue
Refunding Bonds (Seasons at San Juan Capistrano Apartments) 2007
Series [TBD]
The Bank of New York Trust Company, N.A.
550 Kearny Street, Suite 600
San Francisco, CA 94108
Attention: Patrick J. Mantanane
Re: $[5,405,000] Variable Rate Demand Multifamily Housing Revenue
Refunding Bonds (Seasons at San Juan Capistrano Apartments) 2007
Series [TBD]
with a copy to:
' ARCS Commercial Mortgage Co., L.P.
10731 Treena Street, Suite 101
San Diego, CA 92131
Attention: Ms. Kelli Tyler
Re: Seasons I at San Juan Capistrano Apartments; Loan No. 400794
SUBORDINATE LENDER:
San Juan Capistrano Redevelopment Agency
32400 Paseo Adelanto
San Juan Capistrano, CA 92675
Attention: Executive Director
Re: San Juan Capistrano Housing Investors, L.P.
IZ�77:z ir.+fes
San Juan Capistrano Housing Investors, L.P.
c/o Simpson Housing Solutions
320 Golden Shore, Suite 200
Long Beach, California 90802
Attention: Michael Costa
Re: Seasons I at San Juan Capistrano Apartments
no
Any party may, by notice given pursuant to this Section, change the person or persons and/or
address or addresses, or designate an additional person or persons or an additional address or
addresses for its notices, but notice of a change of address shall only be effective upon receipt.
13. General.
(a) Assignment/Successors. This Agreement shall be binding upon the
Borrower, the Senior Lender and the Subordinate Lender and shall inure to the benefit of the
respective legal successors and assigns of the Senior Lender and the Subordinate Lender.
(b) No Partnership or Joint Venture. The Senior Lender's permission for
the placement of the Subordinate Loan Documents does not constitute the Senior Lender as a
joint venturer or partner of the Subordinate Lender. No party hereto shall hold itself out as a
partner, agent or Affiliate of any other party hereto.
(c) Senior Lender's and Subordinate Lender's Consent. Wherever the
Senior Lender's consent or approval is required by any provision of this Agreement, such
consent or approval may be granted or denied by the Senior Lender in its sole and absolute
discretion, unless otherwise expressly provided in this Agreement. Wherever the Subordinate
Lender's consent or approval is required by any provision of this Agreement, such consent or
approval may be granted or denied by the Subordinate Lender in its sole and absolute discretion,
unless otherwise expressly provided in this Agreement.
(d) Further Assurances. The Subordinate Lender, the Senior Lender and the
Borrower each agree, at the Borrower's expense, to execute and deliver all additional
instruments and/or documents reasonably required by any other party to this Agreement in order
to evidence that the Subordinate Mortgage and the other Subordinate Loan Documents are
subordinate to the lien, covenants and conditions of the First Mortgage, or to further evidence the
intent of this Agreement.
(e) Amendment. This Agreement shall not be amended except by written
instrument signed by all parties hereto.
(f) Governing Law. This Agreement shall be governed by the laws of the
State in which the Property is located.
(g) Severable Provisions. If any provision of this Agreement shall be invalid
or unenforceable to any extent, then the other provisions of this Agreement, shall not be affected
thereby and shall be enforced to the greatest extent permitted by law.
(h) Term. The term of this Agreement shall commence on the date hereof
and shall continue until the earliest to occur of the following events: (i) the payment of all of the
principal of, interest on and other amounts payable under the First Mortgage Loan Documents;
(ii) the payment of all of the principal of, interest on and other amounts payable under the
Subordinate Loan Documents, other than by reason of payments which the Subordinate Lender is
obligated to remit to the Senior Lender pursuant to Section 4 hereof; (iii) the acquisition by the
Senior Lender of title to the Property pursuant to a foreclosure or a deed in lieu of foreclosure of,
or the exercise of a power of sale contained in, the First Mortgage; or (iv) the acquisition by the
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Subordinate Lender of title to the Property pursuant to a foreclosure or a deed in lieu of
foreclosure of, or the exercise of a power of sale contained in, the Subordinate Mortgage, but
only if such acquisition of title does not violate any of the terms of this Agreement.
(i) Counterparts. This Agreement may be executed in any number of
counterparts, each of which shall be considered an original for all purposes; provided, however,
that all such counterparts shall together constitute one and the same instrument.
6) Rights of Fannie Mae, Trustee and Servicer. Notwithstanding any
provision of this Agreement to the contrary, the parties acknowledge and agree that, as among
Fannie Mae, Trustee and Servicer, the relative rights of the parties constituting Senior Lender
under this Agreement shall be governed by the terms of the Assignment and Intercreditor
Agreement, dated as of the date hereof, by and among the Issuer, Trustee and Fannie Mae, a
copy of which has been reviewed and acknowledged by Borrower. The foregoing shall in no
event relieve Borrower of or modify the obligations of Borrower and Subordinate Lender to the
Senior Lender under this Agreement.
[Continued on next page]
le i
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the day
and year first written above.
SENIOR LENDER:
FANNIE MAE
By:
Name:
Its:
THE BANK OF NEW YORK TRUST COMPANY, N.A.,
as trustee
By:
Name:
Its:
[Signatures continue on next page]
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SUBORDINATE LENDER:
SAN JUAN CAPISTRANO REDEVELOPMENT AGENCY,
a public body, corporate and politic
By:
Name:
Its:
ATTEST:
0
[Title]
APPROVED AS TO FORM:
By:
' [Title]
[Signatures continue on next page]
B-14
BORROWER:
SAN JUAN CAPISTRANO HOUSING INVESTORS, L.P.,
a California limited partnership
By: LINC Housing Corporation,
a California nonprofit public benefit corporation
Its: General Partner
Un
Hunter L. Johnson,
President
MR
ACKNOWLEDGMENT
' STATE OF CALIFORNIA )
SS.
COUNTY OF )
On 2007, before me, , a Notary Public,
personally appeared , personally known to me or proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument, and acknowledged to me that (he/she) executed the same in (his/her) authorized
capacity, and that by (his/her) signature on the instrument the person, or the entity upon behalf of
which the person acted, executed the instrument.
[Seal]
WITNESS my hand and official seal.
on
Notary Public
ACKNOWLEDGMENT
STATE OF CALIFORNIA
SS.
COUNTY OF
On 2007, before me, , a Notary Public,
personally appeared , personally known to me or proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument, and acknowledged to me that (he/she) executed the same in (his/her) authorized
capacity, and that by (his/her) signature on the instrument the person, or the entity upon behalf of
which the person acted, executed the instrument.
WITNESS my hand and official seal.
[Seal]
B-17
Notary Public
ACKNOWLEDGMENT
ISTATE OF CALIFORNIA
SS.
COUNTY OF
On 2007, before me, , a Notary Public,
personally appeared personally known to me or proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument, and acknowledged to me that (he/she) executed the same in (his/her) authorized
capacity, and that by (his/her) signature on the instrument the person, or the entity upon behalf of
which the person acted, executed the instrument.
WITNESS my hand and official seal.
(Seal]
Notary Public
ACKNOWLEDGMENT
STATE OF CALIFORNIA
SS.
COUNTY OF
On 2007, before me, , a Notary Public,
personally appeared , personally known to me or proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument, and acknowledged to me that (he/she) executed the same in (his/her) authorized
capacity, and that by (his/her) signature on the instrument the person, or the entity upon behalf of
which the person acted, executed the instrument.
WITNESS my hand and official seal.
[Seal]
Part
Notary Public
EXHIBIT A
' LEGAL DESCRIPTION OF THE PROPERTY
REAL PROPERTY SITUATED IN THE CITY OF SAN JUAN CAPISTRANO, COUNTY OF
ORANGE, STATE OF CALIFORNIA, AND DESCRIBED AS FOLLOWS:
THAT PORTION OF THE SOUTHWEST QUARTER OF SECTION 6, TOWNSHIP 8
SOUTH, RANGE 7 WEST, SAN BERNARDINO BASE AND MERIDIAN, DESCRIBED AS
FOLLOWS:
BEGINNING AT THE INTERSECTION OF THE CENTER LINES OF GANADO ROAD
AND THE OLD ORTEGA HIGHWAY, AS SHOWN A ON MAP FILED IN BOOK 27 PAGE
8 OF RECORD OF SURVEYS IN THE OFFICE OF THE COUNTY RECORDER OF
ORANGE COUNTY, CALIFORNIA, SAID POINT BEING THE MOST NORTHERLY
CORNER OF LAND DESCRIBED IN THE DEED TO ARLEY H. LECK AND WIFE,
RECORDED DECEMBER 24, 1954 IN BOOK 2905 PAGE 363 OF OFFICIAL RECORDS;
THENCE SOUTH 420 02' 00" EAST 104.10 FEET ALONG THE CENTER LINE OF SAID
GANADO ROAD TO AN ANGLE POINT IN SAID LAND OF LECK; THENCE SOUTH 03°
20' 10" WEST 169.97 FEET; THENCE SOUTH 63° 23' 00" WEST 7.24 FEET ALONG THE
SOUTHERLY LINE OF SAID LAND OF LECK TO THE TRUE POINT OF BEGINNING,
SAID POINT LIES ON THE WESTERLY RIGHT OF WAY LINE OF RANCHO VIEJO
' ROAD; THENCE SOUTH 21° 00' 15" EAST ALONG THE WESTERLY RIGHT OF WAY
LINE OF RANCHO VIEJO ROAD 15.27 FEET; THENCE LEAVING SAID RIGHT OF WAY
LINE, SOUTH 030 20' 10" WEST 294.00 FEET; THENCE SOUTH 740 29' 00" WEST 255.73
FEET; THENCE NORTH 15° 28' 37" WEST 12.93 FEET; THENCE NORTH 59° 36' 20"
WEST 20.50 FEET TO A POINT ON A NON -TANGENT CURVE CONCAVE
NORTHWESTERLY HAVING A RADIUS OF 25.00 FEET; THENCE SOUTHERLY AND
WESTERLY ALONG SAID CURVE ON ARC DISTANCE OF 19.25 FEET, THROUGH A
CENTRAL ANGLE OF 440 07' 43" TO A TANGENT LINE; THENCE SOUTH 740 31' 23"
WEST 51.29 FEET TO A TANGENT CURVE CONCAVE NORTHEASTERLY, HAVING A
RADIUS OF 25.00 FEET; THENCE WESTERLY AND NORTHERLY ALONG SAID
CURVE AN ARC DISTANCE OF 46.89 FEET, THROUGH A CENTRAL ANGLE OF 107°
27' 18" TO A TANGENT LINE; THENCE NORTH 01° 58'40" EAST 87.43 FEET; THENCE
NORTH 400 17' 45" EAST 36.81 FEET; THENCE NORTH 03° 24' 18" EAST 65.51 FEET TO
THE SOUTHERLY LINE OF PARCEL 2 OF PARCEL MAP NO. 85-328 AS FILED IN
BOOK 241, PAGES 12 AND 13 OF PARCEL MAPS, RECORDS OF THE COUNTY OF
ORANGE; THENCE NORTH 63° 23' 00" EAST ALONG THE SOUTHERLY LINE OF SAID
PARCEL MAP 218.99 FEET TO THE SOUTHEASTERLY CORNER OF SAID PARCEL
MAP NO. 85-328; THENCE NORTH 16° 33' 40" WEST ALONG THE EASTERLY LINE OF
SAID PARCEL MAP 202.59 FEET TO THE SOUTHERLY RIGHT OF WAY LINE OF
ORTEGA HIGHWAY; THENCE NORTH 680 59' 45" EAST ALONG THE SOUTHERLY
RIGHT OF WAY LINE OF ORTEGA HIGHWAY 124.81 FEET TO A TANGENT CURVE
' CONCAVE SOUTHWESTERLY HAVING A RADIUS OF 25.00 FEET; THENCE
EASTERLY AND SOUTHERLY ALONG SAID CURVE AN ARC DISTANCE OF 39.27
FEET, THROUGH A CENTRAL ANGLE OF 90° 00' 00" TO A TANGENT LINE, SAID
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POINT LYING ON THE WESTERLY RIGHT OF WAY LINE OF RANCHO VIEJO ROAD;
THENCE SOUTH 210 00' 15" EAST ALONG THE WESTERLY RIGHT OF WAY LINE OF
RANCHO VIEJO ROAD 160.67 FEET TO THE TRUE POINT OF BEGINNING.
SAID LAND IS ALSO SHOWN AS LOT 2 OF LOT LINE ADJUSTMENT NO. 95 -PM 85-
328-1, RECORDED OCTOBER 30, 1995, AS INSTRUMENT NO. 95-480794, OFFICIAL
RECORDS.
APN: 666-241-10
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EXHIBIT "C"
[ARCS Subordination Agreement]
RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
ARCS Commercial Mortgage Co., L.P.
10731 Treena Street, Suite 101
San Diego, CA 92131
Attention: Ms. Kelli A. Tyler
ARCS Loan No. 400795
SUBORDINATION AGREEMENT
(ARCS/San Juan Capistrano Redevelopment Agency)
SUBORDINATION AGREEMENT
THIS SUBORDINATION AGREEMENT (this "Agreement") is entered into as of
[ 1> 2007 by and among (i) ARCS COMMERCIAL MORTGAGE CO., L.P., a
California limited partnership (the "Senior Lender"), (ii) SAN JUAN CAPISTRANO
REDEVELOPMENT AGENCY, a public body, corporate and politic (the "Subordinate
Lender"), and (iii) SAN JUAN CAPISTRANO HOUSING INVESTORS, L.P., a California
limited partnership (the "Borrower").
RECITALS
A. The Senior Lender is making a loan to the Borrower in the original principal
amount of $[2,400,000] (the "First Mortgage Loan"). The First Mortgage Loan is or will be
secured by a Multifamily Deed of Trust, Assignment of Rents, Security Agreement and Fixture
Filing (California) executed by Borrower (the "First Mortgage") on a multifamily housing
project known as Seasons I at San Juan Capistrano Apartments and located in San Juan
Capistrano, California (the "Property"). The Property is more fully described in Exhibit A
attached hereto. The Borrower's obligation to repay the First Mortgage Loan is evidenced by a
Multifamily Note dated [ 1, 2007 together with all addenda (the "First Mortgage
Note"), and is due in full on [ 20_].
B. Subordinate Lender previously made a loan to Borrower in the amount of
$1,550,000 (the "Subordinate Loan") which is secured by, among other things, a mortgage lien
against the Property.
C. The Senior Lender has agreed to permit the Subordinate Lender to maintain the
Subordinate Loan and to hold a subordinate mortgage lien against the Property subject to all of
the conditions contained in this Agreement.
D. The Senior Lender intends to sell, transfer and deliver the First Mortgage Note
and assign the First Mortgage to Fannie Mae.
NOW, THEREFORE, in order to induce the Senior Lender to permit the Subordinate
Lender to maintain the Subordinate Loan and subordinate mortgage lien against the Property,
and in consideration thereof, the Senior Lender, the Subordinate Lender and the Borrower agree
as follows:
1. Definitions.
In addition to the terms defined in the Recitals to this Agreement, for purposes of this
Agreement the following terms have the respective meanings set forth below:
"Affiliate" means, when used with respect to a Person, any corporation,
partnership, joint venture, limited liability company, limited liability partnership, trust or
individual controlled by, under common control with, or which controls such Person (the term
"control" for these purposes shall mean the ability, whether by the ownership of shares or other
equity interests, by contract or otherwise, to elect a majority of the directors of a corporation, to
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make management decisions on behalf of, or independently to select the managing partner of, a
partnership, or otherwise to have the power independently to remove and then select a majority
of those individuals exercising managerial authority over an entity, and control shall be
conclusively presumed in the case of the ownership of 50% or more of the equity interests).
"Borrower" means the Person named as such in the first paragraph of this
Agreement and any other Person (other than the Senior Lender) who acquires title to the
Property after the date of this Agreement.
"Business Day" means any day other than Saturday, Sunday or a day on which
the Senior Lender is not open for business.
"Default Notice" means: (a) a copy of the written notice from the Senior Lender
to the Borrower stating that a First Mortgage Loan Default has occurred under the First
Mortgage Loan; or (b) a copy of the written notice from the Subordinate Lender to the Borrower
stating that a Subordinate Loan Default has occurred under the Subordinate Loan. Each Default
Notice shall specify the default upon which such Default Notice is based.
"First Mortgage Loan Default" means the occurrence of a default by the Borrower
in performing or observing any of the terms, covenants or conditions in the First Mortgage Loan
Documents to be performed or observed by it, which continues beyond any applicable period
provided in the First Mortgage Loan Documents for curing the default.
' "First Mortgage Loan Documents" means the First Mortgage Note, the First
Mortgage and all other documents evidencing, securing or otherwise executed and delivered in
connection with the First Mortgage Loan.
"Person" means an individual, estate, trust, partnership, corporation, limited
liability company, limited liability partnership, governmental department or agency or any other
entity which has the legal capacity to own property.
"Senior Lender" means the Person named as such in the first paragraph on page 1
of this Agreement. When Fannie Mae or any other Person becomes the legal holder of the First
Mortgage Note, Fannie Mae or such other Person shall automatically become the Senior Lender.
"Subordinate Lender" means the Person named as such in the first paragraph on
page 1 of this Agreement and any other Person who becomes the legal holder of the Subordinate
Note after the date of this Agreement.
"Subordinate Loan Default" means a default by the Borrower in performing or
observing any of the terms, covenants or conditions in the Subordinate Loan Documents to be
performed or observed by it, which continues beyond any applicable period provided in the
Subordinate Loan Documents for curing the default.
"Subordinate Loan Documents" means the Subordinate Note, the Subordinate
' Mortgage, the Subordinate Owner Participation Agreement, the Subordinate Restrictive
Covenants and all other documents evidencing, securing or otherwise executed and delivered in
connection with the Subordinate Loan
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"Subordinate Mortgage" collectively means the (a) Subordinated Deed of Trust
with Assignment of Rents encumbering the Property as security for the Subordinate Loan
recorded on December 21, 1995 as Instrument No. 19950568794 in the Official Records of
Orange County, California and (b) Subordinated Assignment of Leases, Rents and Profits
encumbering the Property as security for the Subordinate Loan recorded on December 21, 1995
as Instrument No. 19950568795 in the Official Records of Orange County, California.
"Subordinate Note" means the Promissory Note Secured by Subordinated Deed of
Trust dated November 30, 1995 issued by the Borrower to the Subordinate Lender, or order,
evidencing the Subordinate Loan.
"Subordinate Owner Participation Agreement" means the Owner Participation
Agreement dated September 19, 1995 by and between Borrower and Subordinate Lender,
evidencing the Subordinate Loan.
"Subordinate Restrictive Covenants" means the Agreement of Restrictive
Covenants Affecting Real Property encumbering the Property in connection with the Subordinate
Loan recorded on December 21, 1995 as Instrument No. 19950568793 in the Official Records of
Orange County, California.
2. Permission to Maintain Mortgage Lien Against Property.
The Senior Lender agrees, notwithstanding the prohibition against inferior liens on the
Property contained in the First Mortgage Loan Documents and subject to the provisions of this
Agreement, to permit the Subordinate Lender to maintain the Subordinate Mortgage, the
Subordinate Restrictive Covenants and other recorded Subordinate Loan Documents against the
Property (which are subordinate in all respects to the lien of the First Mortgage) to secure the
Borrower's obligation to repay the Subordinate Note and all other obligations, indebtedness and
liabilities of the Borrower to the Subordinate Lender under and in connection with the
Subordinate Loan. Such permission is subject to the condition that each of the representations
and warranties made by the Borrower and the Subordinate Lender in Section 3 is true and correct
on the date of this Agreement and on the date on which any proceeds of the Subordinate Loan
are disbursed to the Borrower. If any of the representations and warranties made by the
Borrower and the Subordinate Lender in Section 3 is not true and correct on such dates, the
provisions of the First Mortgage Loan Documents applicable to unpermitted liens on the
Property shall apply.
3. Borrower's and Subordinate Lender's Representations and Warranties.
The Borrower and the Subordinate Lender each makes the following representations and
warranties to the Senior Lender:
(a) Relationship of Borrower to Subordinate Lender and Senior Lender.
The Subordinate Lender is not an Affiliate of the Borrower and is not in possession of any facts
which would lead it to believe that the Senior Lender is an Affiliate of the Borrower. —
(b) Term. The term of the Subordinate Note does not end before the term of
the First Mortgage Note.
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(c) Subordinate Loan Documents. The executed Subordinate Loan
' Documents are substantially in the same forms as those submitted to, and approved by, Fannie
Mae prior to the date of this Agreement. Borrower has delivered to Senior Lender an executed
copy of each of the Subordinate Loan Documents, certified to be true, correct and complete.
(d) First Mortgage Loan Documents. Borrower (but not Subordinate
Lender) represents and warrants to Senior Lender that the executed First Mortgage Loan
Documents are substantially in the same forms as, when applicable, those submitted to, and
approved by, Fannie Mae prior to the date of this Agreement. Upon execution and delivery of
the First Mortgage Loan Documents, Borrower shall deliver to Subordinate Lender an executed
copy of each of the First Mortgage Loan Documents, certified to be true, correct and complete.
4. Terms of Subordination.
(a) Agreement to Subordinate. The Senior Lender and the Subordinate
Lender agree that: (i) the indebtedness evidenced by the Subordinate Loan Documents is and
shall be subordinated in right of payment, to the extent and in the manner provided in this
Agreement to the prior payment in full of the indebtedness evidenced by the First Mortgage
Loan Documents, and (ii) the Subordinate Mortgage and the other Subordinate Loan Documents
are and shall be subject and subordinate in all respects to the liens, terms, covenants and
conditions of the First Mortgage and the other First Mortgage Loan Documents and to all
advances heretofore made or which may hereafter be made pursuant to the First Mortgage and
the other First Mortgage Loan Documents (including but not limited to, all sums advanced for
' the purposes of (1) protecting or further securing the lien of the First Mortgage, curing defaults
by the Borrower under the First Mortgage Loan Documents or for any other purpose expressly
permitted by the First Mortgage, or (2) constructing, renovating, repairing, furnishing, fixturing
or equipping the Property).
(b) Subordination of Subrogation Rights. The Subordinate Lender agrees
that if, by reason of its payment of real estate taxes or other monetary obligations of the
Borrower, or by reason of its exercise of any other right or remedy under the Subordinate Loan
Documents, it acquires by right of subrogation or otherwise a lien on the Property which (but for
this subsection) would be senior to the lien of the First Mortgage, then, in that event, such lien
shall be subject and subordinate to the lien of the First Mortgage.
(c) Payments Before First Mortgage Loan Default. Until the Subordinate
Lender receives a Default Notice of a First Mortgage Loan Default from the Senior Lender, the
Subordinate Lender shall be entitled to retain for its own account all payments made under or
pursuant to the Subordinate Loan Documents.
(d) Payments After First Mortgage Loan Default. The Borrower agrees
that, after it receives notice (or otherwise acquires knowledge) of a First Mortgage Loan Default,
it will not make any payments under or pursuant to the Subordinate Loan Documents (including
but not limited to principal, interest, additional interest, late payment charges, default interest,
attorney's fees, or any other sums secured by the Subordinate Mortgage) without the Senior
Lender's prior written consent. The Subordinate Lender agrees that, after it receives a Default
Notice from the Senior Lender with written instructions directing the Subordinate Lender not to
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accept payments from the Borrower on account of the Subordinate Loan, it will not accept any
payments under or pursuant to the Subordinate Loan Documents (including but not limited to
principal, interest, additional interest, late payment charges, default interest, attorney's fees, or
any other sums secured by the Subordinate Mortgage) without the Senior Lender's prior written
consent. If the Subordinate Lender receives written notice from the Senior Lender that the First
Mortgage Loan Default which gave rise to the Subordinate Lender's obligation not to accept
payments has been cured, waived, or otherwise suspended by the Senior Lender, the restrictions
on payment to the Subordinate Lender in this Section 4 shall terminate, and the Senior Lender
shall have no right to any subsequent payments made to the Subordinate Lender by the Borrower
prior to the Subordinate Lender's receipt of a new Default Notice from the Senior Lender in
accordance with the provisions of this Section 4(d).
(e) Remitting Subordinate Loan Payments to Senior Lender. If, after the
Subordinate Lender receives a Default Notice from the Senior Lender in accordance with
subsection (d) above, the Subordinate Lender receives any payments under the Subordinate Loan
Documents, the Subordinate Lender agrees that such payment or other distribution will be
received and held in trust for the Senior Lender and unless the Senior Lender otherwise notifies
the Subordinate Lender in writing, will be promptly remitted, in kind to the Senior Lender,
properly endorsed to the Senior Lender, to be applied to the principal of, interest on and other
amounts due under the First Mortgage Loan Documents in accordance with the provisions of the
First Mortgage Loan Documents. By executing this Agreement, the Borrower specifically
authorizes the Subordinate Lender to endorse and remit any such payments to the Senior Lender,
and specifically waives any and all rights to have such payments returned to the Borrower or --
credited against the Subordinate Loan. Borrower and Senior Lender acknowledge and agree that
payments received by the Subordinate Lender, and remitted to the Senior Lender under this
Section 4, shall not be applied or otherwise credited against the Subordinate Loan, nor shall the
tender of such payment to the Senior Lender waive any Subordinate Loan Default which may
arise from the inability of the Subordinate Lender to retain such payment or apply such payment
to the Subordinate Loan.
(f) Agreement Not to Commence Bankruptcy Proceeding. The
Subordinate Lender agrees that during the term of this Agreement it will not commence, or join
with any other creditor in commencing any bankruptcy reorganization, arrangement, insolvency
or liquidation proceedings with respect to the Borrower, without the Senior Lender's prior
written consent.
5. Default Under Subordinate Loan Documents.
(a) Notice of Default and Cure Rights. The Subordinate Lender shall
deliver to the Senior Lender a Default Notice within five Business Days in each case where the
Subordinate Lender has given a Default Notice to the Borrower. Failure of the Subordinate
Lender to send a Default Notice to the Senior Lender shall not prevent the exercise of the
Subordinate Lender's rights and remedies under the Subordinate Loan Documents, subject to the
provisions of this Agreement. The Senior Lender shall have the right, but not the obligation, to
cure any Subordinate Loan Default within 60 days following the date of such notice; provided,
however that the Subordinate Lender shall be entitled, during such 60 -day period, to continue to
pursue its rights and remedies under the Subordinate Loan Documents. All amounts paid by the
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Senior Lender in accordance with the First Mortgage Loan Documents to cure a Subordinate
Loan Default shall be deemed to have been advanced by the Senior Lender pursuant to, and shall
be secured by the lien of, the First Mortgage.
(b) Subordinate Lender's Exercise of Remedies After Notice to Senior
Lender. If a Subordinate Loan Default occurs and is continuing, the Subordinate Lender agrees
that, without the Senior Lender's prior written consent, it will not commence foreclosure
proceedings with respect to the Property under the Subordinate Loan Documents or exercise any
other rights or remedies it may have under the Subordinate Loan Documents, including, but not
limited to accelerating the Subordinate Loan, collecting rents, appointing (or seeking the
appointment of) a receiver or exercising any other rights or remedies thereunder unless and until
it has given the Senior Lender at least 60 days' prior written notice; provided, however, that
during such 60 day period, Subordinate Lender shall be entitled to seek specific performance of
Borrower's obligations under the Subordinate Owner Participation Agreement and the
Subordinate Restrictive Covenants.
(c) Cross Default. The Borrower and the Subordinate Lender agree that a
Subordinate Loan Default shall constitute a First Mortgage Loan Default under the First
Mortgage Loan Documents and the Senior Lender shall have the right to exercise all rights or
remedies under the First Mortgage Loan Documents in the same manner as in the case of any
other First Mortgage Loan Default. If the Subordinate Lender notifies the Senior Lender in
writing that any Subordinate Loan Default of which the Senior Lender has received a Default
Notice has been cured or waived, as determined by the Subordinate Lender in its sole discretion,
' then provided that Senior Lender has not conducted a sale of the Property pursuant to its rights
under the First Mortgage Loan Documents, any First Mortgage Loan Default under the First
Mortgage Loan Documents arising solely from such Subordinate Loan Default shall be deemed
cured, and the First Mortgage Loan shall be reinstated, provided, however, that the Senior
Lender shall not be required to return or otherwise credit for the benefit of the Borrower any
default rate interest or other default related charges or payments received by the Senior Lender
during such First Mortgage Loan Default.
6. Default Under First Mortgage Loan Documents.
(a) Notice of Default and Cure Rights, The Senior Lender shall deliver to
the Subordinate Lender a Default Notice within five Business Days in each case where the
Senior Lender has given a Default Notice to the Borrower. Failure of the Senior Lender to send
a Default Notice to the Subordinate Lender shall not prevent the exercise of the Senior Lender's
rights and remedies under the First Mortgage Loan Documents, subject to the provisions of this
Agreement. The Subordinate Lender shall have the right, but not the obligation, to cure any such
First Mortgage Loan Default within 60 days following the date of such notice; provided,
however, that the Senior Lender shall be entitled during such 60 -day period to continue to pursue
its remedies under the First Mortgage Loan Documents. Subordinate Lender may have up to
90 days from the date of the Default Notice to cure a non -monetary default if during such 90 -day
period Subordinate Lender keeps current all payments required by the First Mortgage Loan
' Documents. In the event that such a non -monetary default creates an unacceptable level of risk
relative to the Property, or Senior Lender's secured position relative to the Property, as
determined by Senior Lender in its sole discretion, then Senior Lender may exercise during such
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90 -day period all available rights and remedies to protect and preserve the Property and the rents, —
revenues and other proceeds from the Property. All amounts paid by the Subordinate Lender to
the Senior Lender to cure a First Mortgage Loan Default shall be deemed to have been advanced
by the Subordinate Lender pursuant to, and shall be secured by the lien of, the Subordinate
Mortgage.
(b) Cross Default. The Subordinate Lender agrees that, notwithstanding any
contrary provision contained in the Subordinate Loan Documents, a First Mortgage Loan Default
shall not constitute a default under the Subordinate Loan Documents if no other default occurred
under the Subordinate Loan Documents until either (i) the Senior Lender has accelerated the
maturity of the First Mortgage Loan, or (ii) the Senior Lender has taken affirmative action to
exercise its rights under the First Mortgage to collect rent, to appoint (or seek the appointment
of) a receiver or to foreclose on (or to exercise a power of sale contained in) the First Mortgage.
At any time after a First Mortgage Loan Default is determined to constitute a default under the
Subordinate Loan Documents, the Subordinate Lender shall be permitted to pursue its remedies
for default under the Subordinate Loan Documents, subject to the restrictions and limitations of
this Agreement. If at any time the Borrower cures any First Mortgage Loan Default to the
satisfaction of the Senior Lender, as evidenced by written notice from the Senior Lender to the
Subordinate Lender, any default under the Subordinate Loan Documents arising from such First
Mortgage Loan Default shall be deemed cured and the Subordinate Loan shall be retroactively
reinstated as if such First Mortgage Loan Default had never occurred.
7. Conflict.
The Borrower, the Senior Lender and the Subordinate Lender each agrees that, in the
event of any conflict or inconsistency between the terms of the First Mortgage Loan Documents,
the Subordinate Loan Documents and the terms of this Agreement, the terms of this Agreement
shall govern and control solely as to the following: (a) the relative priority of the security
interests of the Senior Lender and the Subordinate Lender in the Property; (b) the timing of the
exercise of remedies by the Senior Lender and the Subordinate Lender under the First Mortgage
and the Subordinate Mortgage, respectively; and (c) solely as between the Senior Lender and the
Subordinate Lender, the notice requirements, cure rights, and the other rights and obligations
which the Senior Lender and the Subordinate Lender have agreed to as expressly provided in this
Agreement. Borrower acknowledges that the terms and provisions of this Agreement shall not,
and shall not be deemed to: extend Borrower's time to cure any First Mortgage Loan Default or
Subordinate Loan Default, as the case may be; give the Borrower the right to notice of any First
Mortgage Loan Default or Subordinate Loan Default, as the case may be other than that, if any,
provided, respectively under the First Mortgage Loan Documents or the Subordinate Loan
Documents; or create any other right or benefit for Borrower as against Senior Lender or
Subordinate Lender.
8. Rights and Obligations of the Subordinate Lender Under the Subordinate
Loan Documents and of the Senior Lender under the First Mortgage Loan Documents.
Subject to each of the other terms of this Agreement, all of the following provisions shall
supersede any provisions of the Subordinate Loan Documents covering the same subject matter:
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(a) Protection of Security Interest. The Subordinate Lender shall not,
without the prior written consent of the Senior Lender in each instance, take any action which
has the effect of increasing the indebtedness outstanding under, or secured by, the Subordinate
Loan Documents, except that the Subordinate Lender shall have the right to advance funds to
cure First Mortgage Loan Defaults pursuant to Section 6(a) above and advance funds pursuant to
the Subordinate Mortgage for the purpose of paying real estate taxes and insurance premiums,
making necessary repairs to the Property and curing other defaults by the Borrower under the
Subordinate Loan Documents.
(b) Condemnation or Casualty. In the event of a taking or threatened taking
by condemnation or other exercise of eminent domain of all or a portion of the Property
(collectively, a "Taking") or the occurrence of a fire or other casualty resulting in damage to all
or a portion of the Property (collectively, a "Casualty"), at any time or times when the First
Mortgage remains a lien on the Property the following provisions shall apply:
(1) The Subordinate Lender hereby agrees that its rights (under the
Subordinate Loan Documents or otherwise) to participate in any proceeding or action relating to
a Taking and/or a Casualty, or to participate or join in any settlement of, or to adjust, any claims
resulting from a Taking or a Casualty shall be and remain subordinate in all respects to the
Senior Lender's rights under the First Mortgage Loan Documents with respect thereto, and the
Subordinate Lender shall be bound by any settlement or adjustment of a claim resulting from a
Taking or a Casualty made by the Senior Lender; provided, however, this subsection and/or
anything contained in this Agreement shall not limit the rights of the Subordinate Lender to file
' any pleadings, documents, claims or notices with the appropriate court with jurisdiction over the
proposed Taking and/or Casualty; and
(2) all proceeds received or to be received on account of a Taking or a
Casualty, or both, shall be applied (either to payment of the costs and expenses of repair and
restoration or to payment of the First Mortgage Loan) in the manner determined by the Senior
Lender in its sole discretion; provided, however, that if the Senior Lender elects to apply such
proceeds to payment of the principal of, interest on and other amounts payable under the First
Mortgage Loan, any proceeds remaining after the satisfaction in full of the principal of, interest
on and other amounts payable under the First Mortgage Loan shall be paid to, and may be
applied by, the Subordinate Lender in accordance with the applicable provisions of the
Subordinate Loan Documents, provided however, the Senior Lender agrees to consult with the
Subordinate Lender in determining the application of Casualty proceeds, provided further
however that in the event of any disagreement between the Senior Lender and the Subordinate
Lender over the application of Casualty proceeds, the decision of the Senior Lender, in its sole
discretion, shall prevail.
(c) No Modification of Subordinate Loan Documents. The Borrower and
the Subordinate Lender each agrees that, until the principal of, interest on and all other amounts
payable under the First Mortgage Loan Documents have been paid in full, it will not, without the
prior written consent of the Senior Lender in each instance, increase the amount of the
Subordinate Loan, increase the required payments due under the Subordinate Loan, decrease the
term of the Subordinate Loan, increase the interest rate on the Subordinate Loan, or otherwise
amend the Subordinate Loan terms in a manner that creates a material adverse effect upon the
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Senior Lender under the First Mortgage Loan Documents. Any unauthorized amendment of the
Subordinate Loan Documents or assignment of the Subordinate Lender's interest in the
Subordinate Loan without the Senior Lender's consent shall be void ab initio and of no effect
whatsoever.
9. Modification or Refinancing of First Mortgage Loan.
The Subordinate Lender consents to any agreement or arrangement in which the Senior
Lender waives, postpones, extends, reduces or modifies any provisions of the First Mortgage
Loan Documents, including any provision requiring the payment of money.
10. Default by the Subordinate Lender or Senior Lender.
If the Subordinate Lender or Senior Lender defaults in performing or observing any of
the terms, covenants or conditions to be performed or observed by it under this Agreement, the
other, non -defaulting lender shall have the right to all available legal and equitable relief.
11. Notices.
Each notice, request, demand, consent, approval or other communication (hereinafter in
this Section referred to collectively as "notices" and referred to singly as a "notice") which the
Senior Lender or the Subordinate Lender is required or permitted to give to the other party
pursuant to this Agreement shall be in writing and shall be deemed to have been duly and
sufficiently given if: (a) personally delivered with proof of delivery thereof (any notice so
delivered shall be deemed to have been received at the time so delivered); or (b) sent by Federal
Express (or other similar national overnight courier) designating early morning delivery (any
notice so delivered shall be deemed to have been received on the next Business Day following
receipt by the courier); or (c) sent by United States registered or certified mail, return receipt
requested, postage prepaid, at a post office regularly maintained by the United States Postal
Service (any notice so sent shall be deemed to have been received two days after mailing in the
United States), addressed to the respective parties as follows:
SENIOR LENDER:
ARCS Commercial Mortgage Co., L.P.
26901 Agoura Road, Suite 200
Calabasas, CA 91301
Attn.: Loan Administration Department
Re: ARCS Loan # 400795
With a copy to:
Fannie Mae
3900 Wisconsin Avenue, NW
Drawer AM
Washington, DC 20016 2899
Attention: Director, Multifamily Asset Management
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SUBORDINATE LENDER:
' San Juan Capistrano Redevelopment Agency
32400 Paseo Adelanto
San Juan Capistrano. CA 92675
Attention: Executive Director
an Juan Capistrano Housing Investors, L.P.
San Juan Capistrano Housing Investors, L.P.
c/o Simpson Housing Solutions
320 Golden Shore, Suite 200
Long Beach, California 90802
Attention: Michael Costa
Re: Seasons I at San Juan Capistrano Apartments
Any party may, by notice given pursuant to this Section, change the person or persons and/or
address or addresses, or designate an additional person or persons or an additional address or
addresses for its notices, but notice of a change of address shall only be effective upon receipt.
13. General.
' (a) Assignment/Successors. This Agreement shall be binding upon the
Borrower, the Senior Lender and the Subordinate Lender and shall inure to the benefit of the
respective legal successors and assigns of the Senior Lender and the Subordinate Lender.
(b) No Partnership or Joint Venture. The Senior Lender's permission for
the placement of the Subordinate Loan Documents does not constitute the Senior Lender as a
joint venturer or partner of the Subordinate Lender. No party hereto shall hold itself out as a
partner, agent or Affiliate of any other party hereto.
(c) Senior Lender's and Subordinate Lender's Consent. Wherever the
Senior Lender's consent or approval is required by any provision of this Agreement, such
consent or approval may be granted or denied by the Senior Lender in its sole and absolute
discretion, unless otherwise expressly provided in this Agreement. Wherever the Subordinate
Lender's consent or approval is required by any provision of this Agreement, such consent or
approval may be granted or denied by the Subordinate Lender in its sole and absolute discretion,
unless otherwise expressly provided in this Agreement.
(d) Further Assurances. The Subordinate Lender, the Senior Lender and the
Borrower each agree, at the Borrower's expense, to execute and deliver all additional
instruments and/or documents reasonably required by any other party to this Agreement in order
to evidence that the Subordinate Mortgage and the other Subordinate Loan Documents are
subordinate to the lien, covenants and conditions of the First Mortgage, or to further evidence the
' intent of this Agreement.
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(e) Amendment. This Agreement shall not be amended except by written
instrument signed by all parties hereto.
(t) Governing Law. This Agreement shall be governed by the laws of the
State in which the Property is located.
(g) Severable Provisions. If any provision of this Agreement shall be invalid
or unenforceable to any extent, then the other provisions of this Agreement, shall not be affected
thereby and shall be enforced to the greatest extent permitted by law.
(h) Term. The term of this Agreement shall commence on the date hereof
and shall continue until the earliest to occur of the following events: (i) the payment of all of the
principal of, interest on and other amounts payable under the First Mortgage Loan Documents;
(ii) the payment of all of the principal of, interest on and other amounts payable under the
Subordinate Loan Documents, other than by reason of payments which the Subordinate Lender is
obligated to remit to the Senior Lender pursuant to Section 4 hereof; (iii) the acquisition by the
Senior Lender of title to the Property pursuant to a foreclosure or a deed in lieu of foreclosure of,
or the exercise of a power of sale contained in, the First Mortgage; or (iv) the acquisition by the
Subordinate Lender of title to the Property pursuant to a foreclosure or a deed in lieu of
foreclosure of, or the exercise of a power of sale contained in, the Subordinate Mortgage, but
only if such acquisition of title does not violate any of the terms of this Agreement.
(i) Counterparts. This Agreement may be executed in any number of
counterparts, each of which shall be considered an original for all purposes; provided, however,
that all such counterparts shall together constitute one and the same instrument.
[Continued on next page]
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IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the day
' and year first written above.
SENIOR LENDER:
ARCS COMMERCIAL MORTGAGE CO., L.P.,
California limited partnership
By: ACMC Realty, Inc.,
a California corporation
Its: General Partner
By:
Kelli A. Tyler
Its: Vice President
[Signatures continue on next page]
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SUBORDINATE LENDER:
SAN JUAN CAPISTRANO REDEVELOPMENT AGENCY,
a public body, corporate and politic
By:_
Name
Its:
ATTEST:
By:
[Title]
APPROVED AS TO FORM:
.0
[Title]
[Signatures continue on next page]
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BORROWER:
SAN JUAN CAPISTRANO HOUSING INVESTORS, L.P.,
a California limited partnership
By: LINC Housing Corporation,
a California nonprofit public benefit corporation
Its: General Partner
0
Hunter L. Johnson,
President
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ACKNOWLEDGMENT
STATE OF CALIFORNIA )
) SS.
COUNTY OF
On 2007, before me, , a Notary Public,
personally appeared , personally known to me or proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument, and acknowledged to me that (he/she) executed the same in (his/her) authorized
capacity, and that by (his/her) signature on the instrument the person, or the entity upon behalf of
which the person acted, executed the instrument.
WITNESS my hand and official seal.
[Seal]
Notary Public
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ACKNOWLEDGMENT
STATE OF CALIFORNIA )
SS.
COUNTY OF
On 2007, before me, , a Notary Public,
personally appeared , personally known to me or proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument, and acknowledged to me that (he/she) executed the same in (his/her) authorized
capacity, and that by (his/her) signature on the instrument the person, or the entity upon behalf of
which the person acted, executed the instrument.
[Seal]
J
WITNESS my hand and official seal.
Notary Public
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ACKNOWLEDGMENT
STATE OF CALIFORNIA )
) SS.
COUNTY OF
On 2007, before me, , a Notary Public,
personally appeared , personally known to me or proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument, and acknowledged to me that (he/she) executed the same in (his/her) authorized
capacity, and that by (his/her) signature on the instrument the person, or the entity upon behalf of
which the person acted, executed the instrument.
WITNESS my hand and official seal.
[Seal]
Notary Public
C-17
EXHIBIT A
' LEGAL DESCRIPTION OF THE PROPERTY
REAL PROPERTY SITUATED IN THE CITY OF SAN JUAN CAPISTRANO, COUNTY OF
ORANGE, STATE OF CALIFORNIA, AND DESCRIBED AS FOLLOWS:
THAT PORTION OF THE SOUTHWEST QUARTER OF SECTION 6, TOWNSHIP 8
SOUTH, RANGE 7 WEST, SAN BERNARDINO BASE AND MERIDIAN, DESCRIBED AS
FOLLOWS:
BEGINNING AT THE INTERSECTION OF THE CENTER LINES OF GANADO
ROAD AND THE OLD ORTEGA HIGHWAY, AS SHOWN A ON MAP FILED IN
BOOK 27 PAGE 8 OF RECORD OF SURVEYS IN THE OFFICE OF THE COUNTY
RECORDER OF ORANGE COUNTY, CALIFORNIA, SAID POINT BEING THE
MOST NORTHERLY CORNER OF LAND DESCRIBED IN THE DEED TO ARLEY H.
LECK AND WIFE, RECORDED DECEMBER 24, 1954 IN BOOK 2905 PAGE 363 OF
OFFICIAL RECORDS; THENCE SOUTH 42° 02' 00" EAST 104.10 FEET ALONG THE
CENTER LINE OF SAID GANADO ROAD TO AN ANGLE POINT IN SAID LAND OF
LECK; THENCE SOUTH 03'20' 10" WEST 169.97 FEET; THENCE SOUTH 63'23'
00" WEST 7.24 FEET ALONG THE SOUTHERLY LINE OF SAID LAND OF LECK
TO THE TRUE POINT OF BEGINNING, SAID POINT LIES ON THE WESTERLY
' RIGHT OF WAY LINE OF RANCHO VIEJO ROAD; THENCE SOUTH 21° 00' 15"
EAST ALONG THE WESTERLY RIGHT OF WAY LINE OF RANCHO VIEJO ROAD
15.27 FEET; THENCE LEAVING SAID RIGHT OF WAY LINE, SOUTH 03° 20' 10"
WEST 294.00 FEET; THENCE SOUTH 74° 29' 00" WEST 255.73 FEET; THENCE
NORTH 150 28' 37" WEST 12.93 FEET; THENCE NORTH 59° 36' 20" WEST 20.50
FEET TO A POINT ON A NON -TANGENT CURVE CONCAVE NORTHWESTERLY
HAVING A RADIUS OF 25.00 FEET; THENCE SOUTHERLY AND WESTERLY
ALONG SAID CURVE ON ARC DISTANCE OF 19.25 FEET, THROUGH A
CENTRAL ANGLE OF 440 07'43" TO A TANGENT LINE; THENCE SOUTH 74'31'
23" WEST 51.29 FEET TO A TANGENT CURVE CONCAVE NORTHEASTERLY,
HAVING A RADIUS OF 25.00 FEET; THENCE WESTERLY AND NORTHERLY
ALONG SAID CURVE AN ARC DISTANCE OF 46.89 FEET, THROUGH A
CENTRAL ANGLE OF 1070 27' 18" TO A TANGENT LINE; THENCE NORTH 01 ° 58'
40" EAST 87.43 FEET; THENCE NORTH 40° 17' 45" EAST 36.81 FEET; THENCE
NORTH 030 24' 18" EAST 65.51 FEET TO THE SOUTHERLY LINE OF PARCEL 2 OF
PARCEL MAP NO. 85-328 AS FILED IN BOOK 241, PAGES 12 AND 13 OF PARCEL
MAPS, RECORDS OF THE COUNTY OF ORANGE; THENCE NORTH 63'23'00"
EAST ALONG THE SOUTHERLY LINE OF SAID PARCEL MAP 218.99 FEET TO
THE SOUTHEASTERLY CORNER OF SAID PARCEL MAP NO. 85-328; THENCE
NORTH 160 33'40" WEST ALONG THE EASTERLY LINE OF SAID PARCEL MAP
202.59 FEET TO THE SOUTHERLY RIGHT OF WAY LINE OF ORTEGA HIGHWAY;
THENCE NORTH 680 59'45" EAST ALONG THE SOUTHERLY RIGHT OF WAY
' LINE OF ORTEGA HIGHWAY 124.81 FEET TO A TANGENT CURVE CONCAVE
SOUTHWESTERLY HAVING A RADIUS OF 25.00 FEET; THENCE EASTERLY AND
SOUTHERLY ALONG SAID CURVE AN ARC DISTANCE OF 39.27 FEET,
C-1
THROUGH A CENTRAL ANGLE OF 900 00'00" TO A TANGENT LINE, SAID -
POINT LYING ON THE WESTERLY RIGHT OF WAY LINE OF RANCHO VIEJO
ROAD; THENCE SOUTH 21' 00' 15" EAST ALONG THE WESTERLY RIGHT OF
WAY LINE OF RANCHO VIEJO ROAD 160.67 FEET TO THE TRUE POINT OF
BEGINNING.
SAID LAND IS ALSO SHOWN AS LOT 2 OF LOT LINE ADJUSTMENT NO. 95 -PM 85-
328-1, RECORDED OCTOBER 30, 1995, AS INSTRUMENT NO. 95-480794, OFFICIAL
RECORDS.
APN: 666-241-10
C-2
EXHIBIT "D"
' FIRST AMENDMENT
TO OWNER PARTICIPATION AGREEMENT
This First Amendment to Owner Participation Agreement (this "Amendment") dated as
of 2007 by and among the San Juan Capistrano Redevelopment Agency, a public
body, corporate and politic existing under the Constitution and laws of the State of California
(the "Agency") and San Juan Capistrano Housing Investors, L.P., a California limited
partnership (the "Developer") (all such entities referred to herein collectively as the "Parties")
amends the Owner Participation Agreement dated as of September 19, 1995 by and between the
Agency and the Developer (the "OPA"), as it pertains to the Agency Loan to the Developer
made on November 30, 1995 in the amount of $1,550,000, evidenced by that certain Promissory
Note made by the Developer dated November 30, 1995 (the "Agency Note"), secured by that
certain Deed of Trust With Assignment of Rents encumbering the Property as security for the
Agency Loan recorded on December 21, 1995 as Instrument Number 19950568794 in the
Official Records of the County of Orange, California and that certain Assignment of Leases,
Rents, and Profits encumbering the Property as security for the Agency Loan recorded on
December 21, 1995 as Instrument Number 19950568795 in the Official Records of the County
of Orange, California (collectively, the "Agency Loan").
WITNESSETH:
' Certain of the terms and words used in these Recitals, and in the following provisions of
this Amendment, are defined in Article 1 of the OPA.
WHEREAS, in accordance with the Law, the Agency provided funds for the making of
the Agency Loan to the Developer pursuant to the OPA, which funds were used, together with
proceeds of various other public and private financial instruments for the purpose of financing
the costs of acquisition by the Developer of the Property and construction of the improvements
to the Property (the "Development"), including without limitation certain senior obligations
comprised of the California Statewide Communities Development Authority Multifamily
Housing Revenue Bonds 1995 Series E in the original principal amount of $5,936,000 (the
"Bonds"), a Developer Note in the amount of $419,000, and a seller (Romer) Note in the amount
of $500,000 (collectively, the "Senior Obligations"); and
WHEREAS, the Developer has improved the Property with a multifamily senior housing
project known as Seasons I at San Juan Capistrano Apartments (the "Project") and, pursuant to
that certain Agreement of Restrictive Covenants Affecting Real Property (the "Restrictive
Covenants Agreement") by and between the Agency and the Developer, dated as of November
30, 1995, and recorded in the Official Records of Orange County, California on December 21,
1995 as Document No. 19950568793, certain units of the senior housing project have been, and
will be, maintained available at affordable rent to Very Low Income and Qualified Lower
Income Households for a period of fifty seven (57) years, as more fully set forth in the
' Restrictive Covenants Agreement; and
D-1
WHEREAS, the Developer desires to (i) refinance the Bonds in a new principal amount
equal to the currently outstanding principal amount of the Bonds (the "Refinancing"), (ii) pay in
full the Developer Note, the Romer Note and advances to the Developer by its Partners (the
"Repayments"), and (iii) enter into a new conventional loan in the principal amount of
$2,600,000 (the "Conventional Loan" and, together with the Refinancing and the Repayments,
the "New Financing"), thereby increasing the principal amount of indebtedness senior to the
Agency Loan and to the long-term affordability covenants in the amounts set forth in the
Finalized Use of Refinance Proceeds attached hereto as Exhibit "A" and incorporated herein by
this reference; and
WHEREAS, the Refinancing is permitted under Section 3.7 of the OPA, without consent
of the Agency, however, pursuant to Section 18.9(a) of the OPA, the Developer may not
encumber the Property to secure the Conventional Loan without the prior written approval of the
Agency; and
WHEREAS, the Developer and Fannie Mae, as the Bank, have requested that the Agency
(i) extend the term of the Agency Loan to the date which is thirty (30) years and ninety (90) days
from the closing of the New Financing (the "Closing Date"), provided that the Agency Loan
shall not be extended if the Closing Date occurs on or after July 1, 2007, and (ii) provide written
approval of the encumbrance of the Property to secure the Conventional Loan in an amount not
to exceed $2,600,000, in consideration of and conditioned upon the Developer's payment of
interest on the Agency Loan in a minimum amount of $650,000 (collectively, the "Agency
Accommodations"); and
WHEREAS, prior to, or concurrently with, the execution and delivery of this
Amendment, the Conventional Loan has been funded in the amount $ and the
Agency has received the amount of $ in prepaid interest on the Agency Loan; and
WHEREAS, by its Resolution No. adopted on March 6, 2007, the governing
board of the Agency authorized the Agency Accommodations, upon the terms set forth in such
Resolution; and
WHEREAS, the Agency and the Developer additionally desire to modify the OPA and
the Restrictive Covenants Agreement with respect to the age restrictions applicable to the
residents of the Project included therein by reducing the age restriction to 55 years of age; and
WHEREAS, in Resolution No. , the Agency additionally determined that it is
necessary and desirable to (i) enter into a Subordination Agreement by and among Fannie Mae,
The Bank of New York, the Agency and San Juan Capistrano Housing Investors, L.P., in the
form attached hereto as Exhibit `B" (the "Fannie Mae Agreement"), (i) enter into a
Subordination Agreement by and among ARCS Commercial Mortgage Co., L.P., the Agency
and San Juan Capistrano Housing Investors, L.P., in the form attached hereto as Exhibit "C" (the
"ARCS Agreement"), (iii) enter into a First Amendment of the Agency Note (the "Amendment
to Agency Note") to extend the term of the Agency Loan as provided herein, in the form attached
hereto as Exhibits "D", and (iv) enter into a First Amendment to Agreement of Restrictive
Covenants Affecting Real Property (the "Amendment to Restrictive Covenants") in the form set
D-2
forth in Exhibit "E" hereto (each of Exhibits `B", "C", "D" and "E" being incorporated herein by
' this reference) to accomplish the purposes set forth above;
NOW, THEREFORE, in consideration of the mutual promises contained herein and in
the OPA, the Parties agree that:
1
Section 1. The penultimate sentence in Section 3.8(c) of the OPA is hereby amended in
its entirety to read as follows:
"If not sooner paid, the unpaid principal balance of this Note plus any accrued and
unpaid interest thereon shall be due and payable on "
Section 2. Section 1.41 of the Owner Participation Agreement is hereby amended
to read as follows: "'Senior Citizen' means a person who is 55 years of age or older, as
defined in California Civil Code Section 51.3."
Except as expressly amended hereby, the OPA shall remain in full force and effect; and
the OPA, as amended hereby, is ratified and confirmed.
This Amendment may be executed in several counterparts, each of which shall be
original and all of which shall constitute but one and the same instrument.
D-3
IN WITNESS WHEREOF, the Parties have caused this First Amendment to Owner
Participation Agreement to be duly executed as of the day and year first above written.
SAN JUAN CAPISTRANO REDEVELOPMENT
AGENCY, CALIFORNIA
By:
Its: Mark Nielsen, Chairperson
[SEAL]
ATTEST:
Margaret R. Monahan, Agency Secretary
SAN JUAN CAPISTRANO HOUSING
INVESTORS, L.P., a California limited partnership
By: LINC Housing Corporation, a
California nonprofit public benefit
corporation
Its: General Partner
f�
DOCSOC/ 1207245v5/022658-0022
Hunter L. Johnson,
President
EXHIBIT "E"
' FIRST AMENDMENT
TO PROMISSORY NOTE
SECURED BY SUBORDINATE DEED OF TRUST
This First Amendment to Promissory Note (this "Amendment") dated as of ,
2007 made by San Juan Capistrano Housing Investors, L.P., a California limited partnership (the
"Maker" or "Developer") amends the Promissory Note Secured by Subordinated Deed of Trust
dated as of November 30, 1995 evidencing the Maker's promise to pay to San Juan Capistrano
Redevelopment Agency, a public body, corporate and politic existing under the Constitution and
laws of the State of California (the "Agency") the sum of One Million Five Hundred Fifty
Thousand and no/100 Dollars ($1,550,000), together with interest thereon, all as provided in
such note (the "Agency Note"). The Agency Note was, and continues to be as of the date hereof,
secured by that certain Deed of Trust With Assignment of Rents encumbering the Property as
security for the Agency Loan recorded on December 21, 1995 as Instrument Number
19950568794 in the Official Records of the County of Orange, California and that certain
Assignment of Leases, Rents, and Profits encumbering the Property as security for the Agency
Loan recorded on December 21, 1995 as Instrument Number 19950568795 in the Official
Records of the County of Orange, California (collectively, the "Agency Loan").
WITNESSETH:
Certain of the terms and words used in these Recitals, and in the following provisions of
this Amendment, are defined in Agency Note.
WHEREAS, in accordance with the Law, the Agency provided funds for the making of
the Agency Loan to the Developer pursuant to the Agency Note, which funds were used,
together with proceeds of various other public and private financial instruments for the purpose
of financing the costs of acquisition by the Developer of the Property and construction of the
improvements to the Property (the "Development"), including without limitation certain senior
obligations comprised of the California Statewide Communities Development Authority
Multifamily Housing Revenue Bonds 1995 Series E in the original principal amount of
$5,936,000 (the "Bonds"), a Developer Note in the amount of $419,000, and a seller (Romer)
Note in the amount of $500,000 (collectively, the "Senior Obligations"); and
WHEREAS, the Developer has improved the Property with a multifamily senior housing
project known as Seasons I at San Juan Capistrano Apartments (the "Project") and, pursuant to
that certain Agreement of Restrictive Covenants Affecting Real Property (the "Restrictive
Covenants Agreement") by and between the Agency and the Developer, dated as of November
30, 1995, and recorded in the Official Records of Orange County, California on December 21,
1995 as Document No. 19950568793, certain units of the senior housing project have been, and
will be, maintained available at affordable rent to Very Low Income and Qualified Lower
' Income Households for a period of fifty seven (57) years, as more fully set forth in the
Restrictive Covenants Agreement; and
DOC SOC/ I207245v5/022658-0022
WHEREAS, the Developer desires to (i) refinance the Bonds in a new principal amount
equal to the currently outstanding principal amount of the Bonds (the "Refinancing"), (ii) pay in
full the Developer Note, the Romer Note and advances to the Developer by its Partners (the
"Repayments"), and (iii) enter into a new conventional loan in the principal amount of
$2,600,000 (the "Conventional Loan" and, together with the Refinancing and the Repayments,
the "New Financing"), thereby increasing the principal amount of indebtedness senior to the
Agency Loan and to the long-term affordability covenants in the amounts set forth in Exhibit
"A" to the First Amendment to Owner Participation Agreement of even date herewith and
incorporated herein by this reference; and
WHEREAS, the Developer and Fannie Mae have requested that the Agency (i) extend
the term of the Agency Loan to the date which is thirty (30) years and ninety (90) days from the
closing of the New Financing (the "Closing Date"), provided that the Agency Loan shall not be
extended if the Closing Date occurs on or after July 1, 2007, and (ii) provide written approval of
the encumbrance of the Property to secure the Conventional Loan in an amount not to exceed
$2,600,000, in consideration of and conditioned upon the Developer's payment of interest on the
Agency Loan in a minimum amount of $650,000 (collectively, the "Agency Accommodations');
and
WHEREAS, prior to, or concurrently with, the execution and delivery of this
Amendment, the Conventional Loan has been funded in the amount $ and the
Agency has received the amount of $ in prepaid interest on the Agency Loan; and
WHEREAS, by its Resolution No. adopted on March 6, 2007, the governing
board of the Agency authorized the Agency Accommodations, upon the terms set forth in such
Resolution; and
NOW, THEREFORE, in consideration of the mutual promises contained herein and in
the OPA, the Parties agree that:
Section 1. Section 5 of the Agency Note is hereby amended in its entirety to read as
follows:
"If not sooner paid, the unpaid principal balance of this Note plus any accrued and
unpaid interest thereon shall be due and payable on "
Except as expressly amended hereby, the Agency Note shall remain in full force and
effect; and the Agency Note, as amended hereby, is ratified and confirmed.
DOCSOC/ 1207245v5/022658-0022
I
MAKER:
San Juan Capistrano Housing Investors, L.P.,
a California limited partnership
By: LINC Housing Corporation
General Partner
By:
Hunter L. Johnson,
President
DOC SOC/ 1207245v 5/022658-0022
EXHIBIT "F"
RECORDING REQUESTED BY: )
AND WHEN RECORDED RETURN TO: )
San Juan Capistrano Redevelopment Agency)
32400 Paseo Adelanto )
San Juan Capistrano, California 92675 )
Attention: Executive Director )
This document is exempt from payment of a recording fee
pursuant to Government Code Section 27383
FIRST AMENDMENT TO AGREEMENT OF RESTRICTIVE
COVENANTS AFFECTING REAL PROPERTY
THIS FIRST AMENDMENT TO AGREEMENT OF RESTRICTIVE
COVENANTS AFFECTING REAL PROPERTY (the "Amendment") is made as of
, 2007, by and between the SAN JUAN CAPISTRANO
REDEVELOPMENT AGENCY, a public body, corporate and politic, of the State of California
("Agency"), and SAN JUAN CAPISTRANO HOUSING INVESTORS, L.P., a California
limited partnership ("Developer").
' RECITALS
A. The Agency and the Developer have entered into an Agreement of Restrictive
Covenants Affecting Real Property (the "Agreement"), dated as of November 30, 1995, and
recorded in the Official Records of Orange County, California on December 21, 1995 as
Document No. 19950568793. The Agreement restricts the use of certain real property located in
the City of San Juan Capistrano, California, which is improved with a 112 unit residential
housing project for senior citizens (the "Property"), and imposes certain requirements with
respect to the income of tenants, maximum rent to be charged, and the maintenance and
operation of the Property.
B. The Property is a "senior citizen housing development" within the meaning of
California Civil Code Section 51.3.
C. The Agency and the Developer now desire to modify the Agreement with respect
to the age restrictions applicable to the residents of the Property.
NOW, THEREFORE, for valuable consideration, the receipt and sufficiency of which
are hereby acknowledged, the Agency and the Developer hereby amend the Agreement as
follows:
I. Definition of Senior Citizen. Section 1.21 of the Agreement is hereby amended
I
to read as follows: "'Senior Citizen' means a person who is 55 years of age or older, as defined
F-1
in California Civil Code Section 51.3 and as more particularly provided in Section 4.3 of this
Agreement."
2. Senior Citizen Occupancy Restrictions. Section 4.3 of the Agreement is hereby
revised to read as follows:
"During the term of this Agreement, and subject to the requirements of applicable
law, Owner shall restrict occupancy of all completed residential units in the Project
(exclusive of units for on-site management and maintenance personnel) to `Senior
Citizens' and `Qualified Permanent Residents' (as those terms are or may be defined in
California Civil Code Section 51.3). Should the foregoing restrictions be declared
unlawful or unenforceable by the decision of any court of competent jurisdiction or other
applicable law, then in such event, Developer shall limit the use of any such units to such
class of persons as may be required by said court decision or law, and in so doing,
Developer shall be deemed to be in compliance with the provisions of this Agreement."
3. No Other Modifications. Except as provided in this Amendment, no other
provision of the Agreement shall be modified or amended by this instrument.
IN WITNESS WHEREOF, Agency and Developer have executed this Amendment as
of the date set forth above.
ATTEST:
Margaret R. Monahan, Agency Secretary
APPROVED AS TO FORM:
Jon Goetz, Agency Counsel
SAN JUAN CAPISTRANO
REDEVELOPMENT AGENCY
By:
Its:
F-2
Mark Nielsen, Chairperson
SAN JUAN CAPISTRANO HOUSING
INVESTORS, L.P., a California limited
partnership
By: LINC Housing Corporation, a California
nonprofit public benefit corporation, its
General Partner
F-3
M
Hunter L. Johnson,
President
STATE OF CALIFORNIA
COUNTY OF
On
personally appeared
, before me,
ss.
(Print Name of Notary
Notary Public,
❑ personally known to me
-or-
proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the
same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the
instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the
instrument.
WITNESS my hand and official seal.
Signature Of Notary
OPTIONAL
Though the data below is not required by law, it may prove valuable to persons relying on the document and could prevent
fraudulent reattachment of this form.
CAPACITY CLAIMED BY SIGNER
❑ Individual
❑ Corporate Officer
❑ Partner(s) ❑ Limited
❑ General
Attomey-In-Fact
Trustee(s)
Guardian/Conservator
Other:
Signer is representing:
Name Of Person(s) Or Entity(ies)
DESCRIPTION OF ATTACHED DOCUMENT
Title Or Type Of Document
Number Of Pages
Date Of Documents
Signer(s) Other Than Named Above
STATE OF CALIFORNIA
' COUNTY OF
On
personally appeared
❑ personally known to me
-or-
, before me,
ss.
(Print Name of Notary Public)
Notary Public,
❑ proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the
same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the
instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the
instrument.
WITNESS my hand and official seal.
OPTIONAL
Though the data below is not required by law, it may prove valuable to persons relying on the document and could prevent
fraudulent reattachment of this form.
CAPACITY CLAIMED BY SIGNER
❑ Individual
❑ Corporate Officer
Title(s)
❑ Parmer(s) ❑ Limited
❑ General
❑ Attorney -In -Fact
❑ Trustee(s)
❑ Guardian/Conservator
❑ Other:
Signer is representing:
Name Of Persons) Or Entity(ies)
DOCSOC/1207245 v5/022658-0022
DESCRIPTION OF ATTACHED DOCUMENT
Title Or Type Of Document
Number Of Pages
Date Of Documents
Signer(s) Other Than Named Above