Resolution Number 68-11-14-1RESOLUTION NO. 68-10-14-1
A RESOLUTION OF THE CITY OF SAN JUAN CAPISTRANO,
CALIFORNIA, PROVIDING FOR THE ISSUANCE OF MUNICI-
PAL IMPROVEMENT BONDS OF SAID CITY IN THE AMOUNT
OF $500,000
WHEREAS, pursuant to Ordinance No. 76 of the City of San Juan
Capistrano, California, a special municipal election was duly and
regularly held in said city on the third day of December, 1963, at
which election there was submitted to the qualified voters of said
city the following bond proposition, to wit:
BOND PROPOSITION: Shall the City of San Juan
Capistrano incur a bonded indebtedness in the
principal sum of $1,200,000.00 for the purpose
of the acquisition and construction by said
city of a certain municipal improvement, to wit:
facilities for the transmission, treatment, and
disposal of sewage, including all lands, ease-
ments, rights of way, machinery, and other
property useful and necessary for any of the
foregoing?
and
WHEREAS, said proposition received the affirmative vote and
assent of more than two-thirds of all of the qualified voters of
said city voting on said proposition, and said city is now author-
ized to issue bonds in the amount and for the purpose set forth in
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said proposition:
NOW, THEREFORE, the City Council of the City of San Juan
Capistrano, California, DOES ORDAIN as follows:
Section 1. That bonds of the City of San Juan Capistrano,
California, in the principal sum of $500,000 be issued and sold for
the purpose set forth in the bond proposition in the recitals hereof.
Said bonds shall be designated "City of San Juan Capistrano 1964
Sewer Bonds, Series B," shall be one hundred in number, numbered 1
to 100 both inclusive, and shall be of the denomination of $5,000
each. Said bonds shall be dated November 1, 1968, and shall be pay-
able in consecutive numerical order, as follows:
Years
Inclusive
1969-1973
1974-1978
1979-1982
1983-1986
1987-1989
Amount
Each Year
$15,000
20,000
25,000
30,000
35,000
Said bonds shall bear interest at a rate or rates to be here-
after fixed by resolution, but not to exceed six per cent (6%) per
2
annum, payable annually the the first year and semiannually thereafter.
Said bonds and the interest thereon shall be payable in lawful money
of the United States of America at the Main Office of United California
Bank in Los Angeles, California, or at any fiscal agency of the city
in San Francisco, California, or Chicago, Illinois, or New York, New
York, at the option of the holder thereof.
Section 2. That the Mayor and the City Treasurer of said city
are hereby authorized and directed to sign all of said bonds by their
printed, lithographed or engraved facsimile signatures, and the City
Clerk of said city is hereby authorized and directed to countersign
said bonds and to affix thereto the corporate seal of said city, and
the City Treasurer of said city is hereby authorized and directed
to sign the interest coupons of said bonds by his printed, litho-
graphed or engraved facsimile signature, and to number said interest
coupons of each of said bonds consecutively.
Section 3. That the proceeds of the sale of said bonds (except
premium, if any, and accrued interest) shall forthwith be turned
over to and placed in the municipal treasury of said city to the
credit of a fund hereby created and designated "City of San Juan
Capistrano 1964 Sewer Bonds, Construction Fund," and the moneys in
said fund shall be applied exclusively to the acquisition and con-
struction of the municipal improvement described in the bond propo-
sition in the recitals hereof, except as provided in Section 43628
of the Government Code.
Section 4. That any premium or accrued interest received from
the sale of said bonds shall forthwith be turned over to and placed
in said treasury in the interest and redemption fund hereinafter
created. That for the purpose of paying the principal and interest
of said bonds, the City Council of said city shall at the time of
fixing the general tax levy, and annually thereafter until said bonds
are paid or until there is a sum in the treasury of said city set
apart for that purpose sufficient to meet all payments of principal
and interest on said bonds as they become due, levy and collect a
tax sufficient to pay the interest on said bonds as it falls due and
such part of the principal thereof as will become due before the
proceeds of a tax levied at the next general tax levy will be avail-
able. Said tax shall be in addition to all other taxes levied for
municipal purposes and shall be levied and collected as other city
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taxes, and shall forthwith be turned over and paid into a fund of the
city to be known as "City of San Juan Capistrano 1964 Sewer Bonds,
Series B, Interest and Redemption Fund." Said fund shall be used
for no other purpose than the payment of said bonds and interest
thereon until said bonds and interest are fully paid.
Section 5. That said bonds and the coupons for the interest
thereon shall be issued in substantially the following form:
UNITED STATES OF AMERICA
STATE OF CALIFORNIA
CITY OF SAN JUAN CAPISTRANO
CITY OF SAN JUAN CAPISTRANO
1964 SEWER BONDS, SERIES B
No.
THE CITY OF SAN JUAN CAPISTRANO, a municipal corporation
situated in the County of Orange, State of California, FOR VALUE
RECEIVED, hereby acknowledges its indebtedness and promises to
pay to the bearer hereof the sum of THOUSAND DOLLARS
($ ) on the day of ,19 , with interest
thereon at the rate of per cent ( %) per annum, interest
for the first year payable at the end of said year and interest
thereafter payable semiannually on the first days of May
and November of each and every year from the date hereof until
this bond is paid, on presentation and surrender of the respective
interest coupons hereto attached. Both principal and interest are
payable in lawful money of the United States of America at the Main
Office of the United California Bank in Los Angeles, California,
or at any fiscal agency of the city in San Francisco, California,
or Chicago, Illinois, or New York, New York, at the option of the
holder thereof.
This bond is issued by the City of San Juan Capistrano under
and in pursuance of an in conformity with the Charter of said city
and the provisions of Article 1, Chapter 4, Division 4, Title 4 of the
Govenrment Code of the State of California, and acts supplementary
thereto, and in pursuance of the laws and Constitution of the State
of California, and is authorized by a vote of more than two-thirds
of all the qualified voters of said City of San Juan Capistrano
voting at an election duly and legally called, held and conducted
in said city on the 3rd day of December, 1963.
IT IS HEREBY CERTIFIED, RECITED AND DECLARED that all acts,
conditions and things required by law to exist, happen and be per-
formed precedent to and in the issuance of this bond have existed,
happened and been performed in due time, form and manner as required
by law, and that the amount of this bond, together with all other
indebtedness of said city, does not exceed any debt limit prescribed
by the Charter of said city or the laws or Constitution of the State
of California.
IN WITNESS WHEREOF, said City of San Juan Capistrano has caused
this bond to be signed by the Mayor and the City Treasurer of said
city by their facsimile signatures, countersigned by the City Clerk
of said city and sealed with the corporate seal of said city, and
the interest coupons hereto attached to be signed by the City Treasurer
by his facsimile signature, and has caused this bond to be dated the
1st day of November, 1968.
i� �-
mayor or the city or San
Juan Capistrano, California
El
COUNTERSIGNED:
(facsimile si nature)
ity reasurer or t e City o
San Juan Capistrano, California
City Clerk of the City o
San Juan Capistrano, California
(SEAL)
(COUPON FORM)
On the 1st day of 19
the CITY OF SAN JUAN CAPi6TKANUq
California, will pay to the bearer,
at the main office of United California
Bank in Los Angeles, California, or at Coupon No.
any fiscal agency of said city in
San Francisco, California, or Chicago,
Illinois, or New York, New York, at
the option of the holder hereof
the sum of
in lawful money of the United States
of America, being the interest then
due on its CITY OF SAN JUAN CAPISTRANO
1964 SEWER BONDS, SERIES B,
Dated November 1, 1968.
(Facsimile si nature)
City reasurer o t e ity o
San Juan Capistrano, California
Substantially the following provisions for registration
shall be printed on the reverse side of each bond:
PROVISIONS FOR REGISTRATION
This bond may be registered in the name of any
person as the registered owner hereof, either as to
principal only or as to both principal and interest,
and, if registered in either of said forms, may be
changed to registration in the other of said forms or
discharged from registration.
Each registration, transfer after registration,
change of form of registration, or discharge from
registration of this bond shall be entered by the
City Treasurer in books kept for the purpose and noted
by said Treasurer in the registration blank below.
Registration as to principal only shall not affect
the negotiability by delivery of the coupons pertain-
ing hereto. Upon registration as to both principal
and interest, all unmatured coupons pertaining hereto
shall be surrendered to the City Treasurer and may be
preserved or cancelled in the discretion of said Treasurer.
So long as this bond is registered, no transfer
hereof shall be valid for any purpose unless made by
the registered owner.and entered and noted as herein
provided, and the principal hereof and any redemption
premium shall be payable only to the registered owner,
or to his order. Interest on this bond, if registered
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as to both principal and interest, shall be payable to the
person whose name appears upon the registry books as the
registered owner hereof at the close of business on the
tenth day preceding the interest payment date, or to his
order. If this bond is registered as to both principal
and interest and its registration is changed to regis-
tration as to principal only, or if it is discharged from
registration, there shall be attached hereto coupons repre-
senting interest hereon to become due thereafter to the date
of maturity hereof. In lieu thereof, and upon surrender and
cancellation hereof, the City Treasurer may issue in exchange
herefor, a new bond, with such coupons attached, identical
with this bond, except for the previous notations on the
registration blank hereon, and except that the signatures on
the new bond shall be those of the persons holding the offices
at the time of affixing such signatures. The issuance of any
such new bond or new coupons shall be at the expense of the
registered owner.
Each discharge hereof from registration shall be
effected by an entry on the registry books, and a notation
in the blank below, that this bond is payable to bearer,
whereupon this bond shall become an unregistered bearer
instrument, negotiable by delivery as if it had never been
registered. Each request for registration, transfer, change
or discharge must be in form satisfactory to the City Treasurer
and must be made in writing, signed by the registered owner,
or by his agent duly authorized in writing,_ or by the bearer,
as the case may be.
Date of In Whose Name Manner of Signature of
Registration Registered Registration City Treasurer
(TO BE INSERTED ON FACE OF BOND)
Unless this bond matures on or prior to November 1,
1984, it is redeemable prior to maturity in accordance
with the provisions for redemption endorsed hereon.
(REVERSE OF COUPON)
If the bond to which this coupon is attached
is redeemable and is duly called for redemption
on a date prior to the maturity date of this
coupon, this coupon will be void.
(REVERSE OF BOND)
PROVISIONS FOR REDEMPTION
Unless this bond matures on or prior to November 1,
1984, it is redeemable in the manner and subject to the
terms and provisions, and with the effect, set forth in
Resolution No. 68-10-14-1 (adopted by the City Council of
said city on October 14, 1968) at the option of said City
Council on November 1, 1984, or on any interest payment
date thereafter prior to maturity, upon at least thirty
(30) days' prior notice in a financial newspaper or journal
of national circulation, published in the City and State
of New York, at a redemption price equal to the principal
amount hereof, plus the following premiums if redeemed at
the following times:
REDEMPTION DATES
Calendar Year
Premium
of Call
1984
4%
1985
3%
1986
2%
1987
1%
1988
2%
1989
none
it
Section 6. The bonds maturing on or prior to November 1, 1984,
shall not be subject to call or redemption prior to maturity. The
bonds maturing on or after November 1, 1985 or any of them, may be call-
ed before maturity and redeemed at the option of the City Council of
said city on November 1, 1984 or on any interest payment date there-
after prior to maturity, at a redemption price for each redeemable
bond equal to the principal amount thereof, plus the following pre-
miums if redeemed at the following times:
REDEMPTION DATES
Calendar Year Premium
of Call
1984
4%
1985
3%
1986
2%
1987
1%
1988
2%
1989
none
All or any of the bonds subject to call may be called for redemp-
tion at any one time. If less than all of the bonds are redeemed
at any one time, such bonds shall be redeemed only in inverse order
of maturity and number beginning with the highest numbered bond.
The interest payment date on which bonds which are called are to be
presented for redemption is hereinafter sometimes called the
"redemption date."
Section 7. Notice of the intended redemption shall be pub-
lished by one (1) publication in a financial newspaper or journal
of national circulation, published in the City and State of New York,
said publication to be at least thirty (30) days but not more than
sixty (60) days prior to the redemption date. The notice of redemp-
tion shall (a) state the redemption date; (b) state the redemption
prices; (c) state the numbers and dates of maturity of the bonds to
be redeemed; provided, however, that whenever any call includes all
of the bonds of a maturity, the numbers of such maturity need not be
stated; (d) require that such bonds be surrendered with all interest
coupons maturing subsequent to the redemption date at the main office
of the United California Bank, Los Angeles, California, or at any
fiscal agency of the city in San Francisco, California, or Chicago,
Illinois, or New York, New York; (e) require that bonds which at the
time of call are registered so as to be payable other than to bearer
shall be accompanied by appropriate instruments of assignment duly
executed in blank; and (f) give notice that further interest on such
bonds will not accrue after the designated redemption date.
If any of the bonds designated for redemption shall be regis-
tered so as to be payable otherwise than to bearer, the City Treasurer
shall, on or before the date of the publication of said notice of
redemption, mail a similar notice, postage prepaid, to the respective
registered owners thereof at the addresses appearing on the bond
registry books.
The actual receipt by the holder of any bond (hereinafter
referred to as "bondholder") of notice of such redemption shall not
be a condition precedent to redemption, and failure to receive such
notice shall not affect the validity of the proceedings for the
redemption of such bonds or the cessation of interest on the date
fixed for redemption.
The notice or notices required by this section shall be given
by the City Treasurer. A certificate by said City Treasurer that
notice of call and redemption has been given to holders of registered
bonds as herein provided shall be conclusive as against all parties,
and no bondholder whose registered bond is called for redemption may
object thereto or object to the cessation of interest on the redempt-
ion'date fixed by any claim or showing that he failed to actually
receive such notice of call and redemption.
Section 8. Prior to the time the City Council determines to
call and redeem any of said bonds there shall be established in the
treasury of said city a Redemption Fund to be described or known as
City of San Juan Capistrano 1964 Sewer Bonds, Series B, Redemption
Fund (hereinafter sometimes referred to as "Redemption Fund") amd
prior to the publication of the notice of a redemption there must
be set aside in said Redemption Fund moneys available for the purpose
and sifficient to redeem, at the premiums payable as in this reso-
lution provided, the bonds designated in such notice of redemption.
Said moneys must be set aside in said fund solely for that purpose
and shall be applied on or after the redemption date to payment
(principal and premium) for the bonds to be redeemed upon presentation
and surrender of such bonds and all interest coupons maturing after
the redemption date, and shall be used only for that purpose. Any
interest coupons due on or prior to the redemption date shall be paid
from the Interest and Redemption Fund provided for herein upon
F-Arij
presentation and surrender thereof. Each bond presented must have
attached thereto or presented therewith all interest coupons maturing
after the redemption date. If after all of the bonds have been redeemed
and cancelled or paid and cancelled there are moneys remaining in said
Redemption Fund, said moneys shall be transferred to the general fund
of said city; provided, however, that if said moneys are part of the
proceeds of refunding bonds, said moneys shall be transferred to the
fund created for the payment of principal of and interest on such
refunding bonds.
Section 9. When notice of redemption has been given, sub-
stantially as provided for herein, and when the amount necessary
for the redemption of the bonds called for redemption (principal and
premium) is set aside for that purpose in the Redemption Fund, as
provided for herein, the bonds designated for redemption shall be-
come due and payable on the date fixed for redemption thereof, and
upon presentation and surrender of said bonds and all interest
coupons maturing after the redemption date, at the place specified
in the notice of redemption, such bonds shall be redeemed and paid
at said redemption price out of the Redemption Fund, and no interest
will accrue on such bonds called for redemption or on any interest
coupons thereof after the redemption date specified in such notice,
and the holders of said bonds so called for redemption after such
redemppion date shall look for the payment of such bonds and the
premium thereon only to said Redemption Fund. All bonds redeemed
and all interest coupons thereof shall be cancelled forthwith by the
City Treasurer and shall not be reissued.
All interest coupons pertaining to any redeemed bonds, which
coupons have matured on or prior to the time fixed for redemption,
shall continue to be payable to the respective holders thereof but
without interest thereon. All unpaid interest payable at or prior
to the date fixed for redemption upon bonds registered in such
manner that the interest is payable only to the registered owners
shall continue to be payable to the respective registered owners of
such bonds, or their order, but without interest thereon.
Section 10. That any of said bonds may be registered either
as to principal only or as to both principal and interest, and the
form of registration of any registered bond may be changed or any
CrJ
registered bond may be discharged from registration, in the manner
and with the effect set forth in the provisions for registration
contained in the form of bond set forth herein.
Section 11. This resolution shall take effect on the date
of its adoption.
ADOPTED, SIGNED AND APPROVED this 14th day of October, 1968.
mayor or t e City or ban
Juan Capistrano, California
ATTEST /J
City er of the ity
San Juan Capistrano, Ca ifornia
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) ss
CITY OF SAN JUAN CAPISTRANO )
I, ERNEST A. THOMPSON, City Clerk of the City of San Juan
Capistrano, California, DO HEREBY CERTIFY that the foregoing reso-
lution was duly adopted by the"City Council of said city and was
approved by the Mayor of said city at a regular meeting of said
City Council held on the 14th day of October, 1968, and that it was
so adopted as follows:
AYES: COUNCILMEN: FORSTER, BATHGATE, DURNFORD, OLIVARES
and CHERMAK
NOES: COUNCILMEN: NONE
ABSENT: COUNCILMEN: NONE
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City Clerk