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13-1203_KEETON KREITZER CONSULTING_Personal Services AgreementPERSONAL SERVICES AGREEMENT THIS AGREEMENT is made, entered into, and shall become effective this, ·t-c~ay of JlrcnJ}xy, 2013, by and between the City of San Juan Capistrano (hereinafter referred to as the "City") and Keeton Kreitzer Consulting, (hereinafter referred to as the "Consultant").f RECITALS: WHEREAS, City desires to retain the services of Consultant regarding the City's proposal to perform environmental consulting services for the Northwest Open Space Swanner House Sanitary Sewer Project; and WHEREAS, Consultant is qualified by virtue of experience, training, education and expertise to accomplish such services. NOW, THEREFORE, City and Consultant mutually agree as follows: Section 1. Scope of Work. Under the direction of and in coordination with the City's Environmental Administrator, Consultant shall perform environmental analysis pursuant to the California Environmental Quality Act ("CEQA") and CEQA state and local guidelines with respect to the City's proposed sewer line in the North Open Space, more particularly as set forth in the scope of work, attached as Exhibit A, and incorporated herein by reference. To the extent that there are any conflicts between the provisions described in Exhibit "A" and those provisions contained within this Agreement, the provisions in this Agreement shall control. Section 2. Term. This Agreement shall commence on the effective date and shall terminate, and all services required hereunder shall be completed, no later than nine(9) months after the notice to proceed. Section 3. Compensation. 3.1 Amount. Total compensation for the services shall not exceed $23,575.00, as set forth in Exhibit A, attached and incorporated herein by reference. 3.2 Method of Payment. Subject to Section 3.1, Consultant shall submit monthly invoices based on total services which have been satisfactorily completed for such monthly period. The City 1 will pay monthly progress payments based on approved invoices in accordance with this Section. 3.3 Records of Expenses. Consultant shall keep complete and accurate records of all costs and expenses incidental to services covered by this Agreement. These records will be made available at reasonable times to the City. Invoices shall be addressed as provided for in Section 16 below. Section 4. Independent Contractor. It is agreed that Consultant shall act and be an independent contractor and not an agent or employee of the City, and shall obtain no rights to any benefits which accrue to Agency's employees. Section 5. Limitations Upon Subcontracting and Assignment. The experience, knowledge, capability and reputation of Consultant, its principals and employees were a substantial inducement for the City to enter into this Agreement. Consultant shall not contract with any other entity to perform the services required without written approval of the City. This Agreement may not be assigned, voluntarily or by operation of law, without the prior written approval of the City. If Consultant is permitted to subcontract any part of this Agreement by City, Consultant shall be responsible to the City for the acts and omissions of its subcontractor as it is for persons directly employed. Nothing contained in this Agreement shall create any contractual relationships between any subcontractor and City. All persons engaged in the work will be considered employees of Consultant. City will deal directly with and will make all payments to Consultant. Section 6. Changes to Scope of Work. For extra work not part of this Agreement, a written authorization from City is required prior to Consultant undertaking any extra work. In the event of a change in the Scope of Work provided for in the contract documents as requested by the City, the Parties hereto shall execute an addendum to this Agreement setting forth with particularity all terms of the new agreement, including but not limited to any additional Consultant's fees. Section 7. Familiarity with Work and/or Construction Site. By executing this Agreement, Consultant warrants that: (1) it has investigated the work to be performed; (2) if applicable, it has investigated the work site(s), and is aware of all conditions there; and (3) it understands the facilities, difficulties and restrictions of the work to be performed under this Agreement. Should Consultant discover any latent or unknown conditions materially differing from those inherent in the work or as represented by City, it shall immediately inform the City of this and shall not proceed with further work under this Agreement until written instructions are received from the City. 2 Section 8. Time of Essence. Time is of the essence in the performance of this Agreement. Section 9. Compliance with Law. Consultant shall comply with all applicable laws, ordinances, codes and regulations of federal, state and local government. Section 10. Conflicts of Interest. Consultant covenants that it presently has no interest and shall not acquire any interest, direct or indirect, which would conflict in any manner or degree with the performance of the services contemplated by this Agreement. No person having such interest shall be employed by or associated with Consultant. Section 11. Copies of Work Product. At the completion of the work, Consultant shall have delivered to City at least one (1) copy of any final reports and/or notes or drawings containing Consultant's findings, conclusions, and recommendations with any supporting documentation. All reports submitted to the City shall be in reproducible format, or in the format otherwise approved by the City in writing. Section 12. Ownership of Documents. All reports, information, data and exhibits prepared or assembled by Consultant in connection with the performance of its services pursuant to this Agreement are confidential to the extent permitted by law, and Consultant agrees that they shall not be made available to any individual or organization without prior written consent of the City. All such reports, information, data, and exhibits shall be the property of the City and shall be delivered to the City upon demand without additional costs or expense to the City. The City acknowledges such documents are instruments of Consultant's professional services. Section 13. Indemnity. To the fullest extent permitted by law, Consultant agrees to protect, defend, and hold harmless the City and its elective and appointive boards, officers, agents, and employees from any and all claims, liabilities, expenses, or damages of any nature, including attorneys' fees, for injury or death of any person, or damages of any nature, including interference with use of property, arising out of, or in any way connected with the negligence, recklessness and/or intentional wrongful conduct of Consultant, Consultant's agents, officers, employees, subcontractors, or independent contractors hired by Consultant in the performance of the Agreement. The only exception to Consultant's responsibility to protect, defend, and hold harmless the City, is due to the negligence, recklessness and/or wrongful conduct of the City, or any of its elective or appointive 3 boards, officers, agents, or employees. This hold harmless agreement shall apply to all liability regardless of whether any insurance policies are applicable. The policy limits do not act as a limitation upon the amount of indemnification to be provided by Consultant. Section 14. Insurance. On or before beginning any of the services or work called for by any term of this Agreement, Consultant, at its own cost and expense, shall carry, maintain for the duration of the agreement, and provide proof thereof that is acceptable to the City, the insurance specified below with insurers and under forms of insurance satisfactory in all respects to the City. Consultant shall not allow any subcontractor to commence work on any subcontract until all insurance required of the Consultant has also been obtained for the subcontractor. Insurance required herein shall be provided by Insurers in good standing with the State of California and having a minimum Best's Guide Rating of A-Class VII or better. 14.1 Comprehensive General Liability. Throughout the term of this Agreement, Consultant shall maintain in full force and effect Comprehensive General Liability coverage in an amount not less than one million dollars per occurrence ($1 ,000,000.00), combined single limit coverage for risks associated with the work contemplated by this agreement. If a Commercial General Liability Insurance form or other form with a general aggregate limit is used, either the general aggregate limit shall apply separately to the work to be performed under this agreement or the general aggregate limit shall be at least twice the required occurrence limit. 14.2 Comprehensive Automobile Liability. Throughout the term of this Agreement, Consultant shall maintain in full force and effect Comprehensive Automobile Liability coverage, including owned, hired and non- owned vehicles in an amount not less than one million dollars per occurrence ($1 ,000,000.00). 14.3 Workers' Compensation. If Consultant intends to employ employees to perform services under this Agreement, Consultant shall obtain and maintain, during the term of this Agreement, Workers' Compensation Employer's Liability Insurance in the statutory amount as required by state law. 14.4 Proof of Insurance Requirements/Endorsement. Prior to beginning any work under this Agreement, Consultant shall submit 4 the insurance certificates, including the deductible or self-retention amount, and an additional insured endorsement naming City, its officers, employees, agents, and volunteers as additional insured as respects each of the following: Liability arising out of activities performed by or on behalf of Consultant, including the insured's general supervision of Consultant; products and completed operations of Consultant; premises owned, occupied or used by Consultant; or automobiles owned, leased, hired, or borrowed by Consultant. The coverage shall contain no special limitations on the scope of protection afforded City, its officers, employees, agents, or volunteers. 14.5 Errors and Omissions Coverage Throughout the term of this Agreement, Consultant shall maintain Errors and Omissions Coverage (professional liability coverage) in an amount of not less than One Million Dollars ($1 ,000,000). Prior to beginning any work under this Agreement, Consultant shall submit an insurance certificate to the City's General Counsel for certification that the insurance requirements of this Agreement have been satisfied. 14.6 Notice of Cancellation/Termination of Insurance. The above policy/policies shall not terminate, nor shall they be cancelled, nor the coverages reduced, until after thirty (30) days' written notice is given to City, except that ten (1 0) days' notice shall be given if there is a cancellation due to failure to pay a premium. 14.7 Terms of Compensation. Consultant shall not receive any compensation until all insurance provisions have been satisfied. 14.8 Notice to Proceed. Consultant shall not proceed with any work under this Agreement until the City has issued a written "Notice to Proceed" verifying that Consultant has complied with all insurance requirements of this Agreement. Section 15. Termination. City shall have the right to terminate this Agreement without cause by giving thirty (30) days' advance written notice of termination to Consultant. In addition, this Agreement may be terminated by any party for cause by providing ten (1 0) days' notice to the other party of a material breach of contract. If the other party does not cure the breach of contract, then the agreement may be terminated subsequent to the ten (1 0) day cure period. 5 Section 16. Notice. All notices shall be personally delivered or mailed to the below listed addresses, or to such other addresses as may be designated by written notice. These addresses shall be used for delivery of service of process: To City: To Consultant: City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 Attn: Keith VanDer Maaten Keeton Kreitzer Consulting P.O. Box 3905 Tustin, CA 92781-3905 Attn: Keeton Kreitzer Section 17. Attorneys' Fees. If any action at law or in equity is necessary to enforce or interpret the terms of this Agreement, the prevailing party shall be entitled to reasonable attorneys' fees, costs and necessary disbursements in addition to any other relief to which he may be entitled. Section 18. Dispute Resolution. In the event of a dispute arising between the parties regarding performance or interpretation of this Agreement, the dispute shall be resolved by binding arbitration under the auspices of the Judicial Arbitration and Mediation Service ("JAMS"). Section 19. Entire Agreement. This Agreement constitutes the entire understanding and agreement between the parties and supersedes all previous negotiations between them pertaining to the subject matter thereof. Section 20. Counterparts and Facsimile signatures. This Agreement may be executed by the Parties in counterparts, which counterparts shall be construed together and have the same effect as if all the Parties had executed the same instrument. Counterpart signatures may be transmitted by facsimile, email, or other electronic means and have the same force and effect as if they were original signatures. [SIGNATURE PAGE FOLLOWS] 6 IN WITNESS WHEREOF, the parties hereto have executed this Agreement. CITY OF SAN JUAN .CAPISTRANO By: ej{'{){l? '- Karen P. Brust, City Manager KEETON KREITZER CONSULTING By: ________________________ __ Keeton Kreitzer, Principal APPROVED AS TO FORM: orney 7 IN WITNESS WHEREOF, the parties hereto have executed this Agreement. CITY OF SAN JUAN CAPISTRANO By: ______________________ ___ Karen P. Brust, City Manager KEETON KREITZER CONSULTING r ,., ... ~ .; ' ~ / : By: Luv f'nv{;-<vl~ ~' Keeton Kreitzer, Principal / , ATTEST: Maria Morris, City Clerk APPROVED AS TO FORM: Hans Van Ligten, City Attorney 7 August 28, 2013 Mr. Stephen Liao, P.E. Utilities Department City of San Juan Capistrano 32400 Paseo Adelanto Keeton Kreitzer Consulting P. 0. Box 3905 Tustin, CA 92 781-3905 San Juan Capistrano, CA 92675 SUBJECT: Dear Mr. Liao: Proposed Northwest Open SpacejSwanner House Sanitary Sewer Project Proposal for Environmental Consulting Services I am pleased to present you with this proposal for environmental consulting services, specifically to prepare an Initial Study/Mitigated Negative Declaration for the Northwest Open SpacefSwanner House Sanitary Sewer project proposed by the City of San Juan Capistrano. The scope of work is based on my understanding of the project as described in the information provided to me by the City and my understanding of the environmental review process. As you will see, I have provided you with a comprehensive scope of work that encompasses all aspects of the work program necessary to complete the environmental review process. The several tasks identified in the work program/scope of work address project management, sub-consultant studies, environmental analysis, coordination with appropriate public agencies, public hearings, and preparation oflegal notices. I have prepared scores of environmental documents since 1973 for development projects located throughout southern California. This experience ranges from small residential subdivisions to large, mixed use developments, including redevelopment projects and those for special districts (e.g., water agencies, school districts, etc.). That extensive experience has provided me with a strong background in environmental impact analysis and land use planning, particularly related to land use compatibility and policy plan consistency issues. I understand the most recent revisions to the State CEQA Guidelines that became effective this year. The proposal that follows reflects our understanding of the project and our view of the issues associated with the construction of a sewer lateral proposed to extent from the Swanner House across undeveloped open space and a remnant citrus orchard to an existing 33-inch gravity sewer that extends along the western limits of the Southern California Regional Rail Authority (SCRRA) right-of-way. It is important to note that the objective of the project is to provide sanitary sewer service to the Swanner House, which is an historically significant structure, which is listed on both the City's Inventory of Historic & Cultural Landmarks (IHCL) and the National Register of Historic Places (NRHP). In addition, the Swanner House and the alignment of the proposed 6-to 8-inch sewer line are located in an area of the City within the Northwest Open Space where significant cultural resources, including human remains, have been encountered. The environmental analysis conducted for the proposed sewer improvement project will evaluate the potential impacts of the proposed sewer extension project, including excavation of the trench and related site preparation and construction of the sewer. P. 0. Box 3905, Tustin, CA 92781-3905-(714) 665-8509 Email: kkcousultiug@sbcglobal.net EXHIBIT A-13 PAGES Mr. Stephen Liao, P.E. City of San Juana Capistrano August 28, 2013 Page Two Thank you for the providing me with the opportunity to provide the City of San Juan Capistrano with this proposal for environmental consulting services. I am looking forward to hearing from you and, if necessary, meeting with you and/or representatives of the City to discuss the proposed project and scope of work presented in my proposal. If you have any questions as you review the proposal, please don't hesitate to call me. Very sincerely, KEETON KREITZER CONSULTING~ lw)w~!J47~ ) Keeton K. K~eitzer .....-~ .. ?:..., ........-- Principal KKK:rjr Enclosure P. 0. Box 3905, Tustin, CA 92781-3905-(714) 665-8509 Email: kkcmzsulting@sbcglobal.tzet PROPOSAL FOR THE PREPARATION OF AN INITIAL STUDY/(MITIGATED) NEGATIVE DECLARATION NORTHWEST OPEN SPACE-SWANNER HOUSE SANITARY SEWER PROJECT CITY OF SAN JUAN CAPISTRANO, CA I. INTRODUCTION Keeton Kreitzer Consulting (KKC) regards the environmental review process as a critical one because if a project is ever going to be challenged, it will be done so first through the environmental review process. Due to the nature of the proposed project and the potential for significant effects upon the existing environment wherein the project is located, it is important that an initial study (IS) be prepared that adequately and thoroughly addresses the issues that may be identified by the City of San Juan Capistrano for the proposed Swanner House Sanitary Sewer Project located in the City's Northwest Open Space. It is anticipated that the initial study will result in the preparation of a (Mitigated) Negative Declaration (MND). The initial study prepared by KKC will analyze the project utilizing the City's environmental checklist to ensure that each of the significant issues identified on the checklist is thoroughly and adequately addressed. As reflected in the scope of work that follows a step-by-step approach to respond to the mandated environmental review process has been provided. Coordination with the City of San Juan Capistrano Public Works Department and Community Development Department staff is also a significant element of the scope of work proposed by KKC. Finally, KKC also recognizes the need to meet with the City as an integral component of the environmental review process to provide necessary support to the City when describing the need for, as well as the nature and extent of, the environmental analysis to be undertaken for the proposed project. Other important components of the scope of work include the attendance at public hearings and completion of the technical studies and other related documents to support the environmental analysis. The proposal that follows reflects our understanding of the project and our view of the issues associated with the construction of a sewer lateral proposed to extent from the Swanner House across undeveloped open space and a remnant citrus orchard to an existing 33-inch gravity sewer that extends along the western limits of the Southern California Regional Rail Authority (SCRRA) right-of-way. It is important to note that the objective of the project is to provide sanitary sewer service to the Swanner House, which is an historically significant structure, which is listed on both the City's Inventory of Historic & Cultural Landmarks (IHCL) and the National Register of Historic Places (NRHP). In addition, the Swanner House and the alignment of the proposed 6-to 8-inch sewer line are located in an area of the City within the Northwest Open Space where significant cultural resources, including human remains, have been encountered. As indicated above, project implementation will require the excavation of a trench that is approximately three feet wide to a depth of not more than four feet. Although the final design has not been completed, it is anticipated that the sewer will extent approximately 600 to 800 feet from the Swanner House to an existing discharge line to a settling basin on the east side of the tracks before being discharged into the 33-inch sewer main that is owned and operated by the Moulton Niguel Water District (MNWD).The environmental analysis conducted for the proposed sewer improvement project will evaluate the potential impacts of the proposed sewer extension project, including excavation of the trench and related site preparation and construction of the sewer. Proposal for Environmental Consulting Services Northwest Open SpacejSwanner House Sanitary Sewer Project-San juan Capistrano, CA August 28,2013 1 PROPOSAL FOR ENVIRONMENTAL CONSULTING SERVICES NORTHWEST OPEN SPACE/SWANNER HOUSE SANITARY SEWER PROJECT CITY OF SAN JUAN CAPISATRANO, CA II. SCOPE OF SERVICES As indicated above, the scope of services for the Initial Study/Mitigated Negative Declaration (!SjMND) comprises several discrete steps that implement both the State and City of San juan Capistrano California Environmental Quality Act (CEQA) Guidelines. The major objective to be achieved is the approval of the IS/MND that will require the implementation of several tasks to be undertaken that include, but not limited to, the following: (1) project management and coordination; (2) research and analysis required for the preparation of the IS/MND; (3) IS/MND processing and public participation; (4) preparation of the Final IS/MND; (5) preparation of the Mitigation Monitoring Program; and (6) attendance at public hearings. Each work task to be undertaken is identified and described below. Task One -Project Coordination Project coordination will be an integral part of the planning process. As a result, this task will involve coordination of all work to be undertaken to prepare the Draft IS/MND. In order to ensure that work associated with the preparation of the Draft IS/MND is progressing in accordance with the schedule, meetings as determined necessary will be conducted that include representatives of KKC, project applicant andjor technical consultants retained by the applicant, City staff, and/or other agencies having an interest in the proposed project. Specifically, this task will accommodate up to two (2) such meetings. The remainder of this task encompasses day-to-day project management and coordination necessary to complete the environmental analysis. The KKC project manager will coordinate the work efforts of the individual technical consultants to ensure that their work addresses the issues prescribed in the City's environmental checklist. In addition, the entire work effort will be conducted pursuant to the City's environmental review process. As a result, close coordination with the City's project manager will be necessary. In summary, this task will include: • Consultation with City of San juan Capistrano staff and other responsible agencies as determined necessary to address the environmental review process and environmental issues; and • Attendance at up to two (2) meetings with City staff and the consultant team. Estimated Time Frame: As Required Estimated Budget: $1,800.00 Task Two-Preparation of the Preliminary Initial Study KKC will prepare the initial study for the proposed project. Specifically, the purpose of the initial study is to thoroughly analyze each of environmental issues included in the City's environmental checklist so that it can be shown that potential impacts resulting from project implementation will be less than significant or, where potentially significant impacts may occur, such potentially significant impacts would be reduced to a less than significant level with the incorporation of mitigation measures. The initial study will contain environmental analysis to support the conclusion that where an environmental impact has been identified as less than significant, no further analysis is required. The environmental analysis included in the initial study will be based on the existing data base and related technical studies that are germane to development of the Proposal for Environmental Consulting Services Northwest Open SpacejSwanner House Sanitary Sewer Project-Sanjuan Capistrano, CA August 28,2013 2 PROPOSAL FOR ENVIRONMENTAL CONSULTING SERVICES NORTHWEST OPEN SPACE/SWANNER HOUSE SANITARY SEWER PROJECT CITY OF SAN JUAN CAPISATRANO, CA affected environment. Where necessary, information and technical analysis prepared by the consultant team as well as the applicant's project engineer and other technical specialists will also be used to evaluate the potential impacts associated with project implementation. This analysis, therefore, must be necessarily comprehensive and exhaustive. In addition, for potentially significant impacts that may be identified, specific mitigation measures will be prescribed to ensure that the potentially significant impact(s) would be eliminated or reduced to a less than significant level. In some cases, potentially significant impacts may be reduced or eliminated through the implementation of standard conditions required either by the City San Juan Capistrano or a responsible/permitting agency. Estimated Time Frame: 4 Weeks Estimated Budget: $12,400.00 Task Three-Preparation of the Draft Initial Study KKC will revise the initial study based on the comments made by City staff. If the analysis conducted for the proposed project concludes that the potentially significant adverse impacts can be mitigated, KKC will prepare the Draft ISjMND for distribution and public comment. Once completed and approved by City staff, the Draft document will be printed and distributed for a thirty (30) day public review and comment period as required by the State CEQA Guidelines for projects of statewide significance. KKC will prepare and mail the Notice of Intent (NO!) to Adopt an MND to the distribution list developed by KKC in cooperation with City staff. The Notice of Completion (NOC) will be transmitted to the State Clearinghouse with the 15 copies of the IS/MN required by that agency. Estimated Time Frame: 1 Week Estimated Budget: $1,980.00 Task Four-Response to Public Comments At the end of the State-mandated 30-day public review period, all comments received by the City from local, State and other responsible agencies and interested parties will be forwarded to KKC. Each comment will be addressed as it relates to the adequacy of the environmental contained in the IS/MND. An appendix to the IS/MND will be prepared that includes a listing of each agency/individual commenting on the Draft IS/MND, the correspondence received from the commentator, and the responses prepared for each relevant comment. A total of fifteen (15) copies of the responses to public comments appendix (i.e., Draft Final IS/MND) will be submitted to the City of San Juan Capistrano. Estimated Time Frame: 2 Weeks Estimated Budget: $1,980.00 Task Five-Final IS/MND Prior to approval of the IS/MND at the City Council hearing conducted for the proposed project, the Final IS/MND will be prepared. That document will consist of the response to comments appendix and all necessary testimony and minutes of the public hearings. If necessary, the Final IS/MND will include Proposa/for Environmental Consulting Services Northwest Open SpacejSwanner House Sanitary Sewer Project-San juan Capistrano, CA August 28, 2013 3 PROPOSAL FOR ENVIRONMENTAL CONSULTING SERVICES NORTHWEST OPEN SPACE/SWANNER HOUSE SANITARY SEWER PROJECT CITY OF SAN JUAN CAPISATRANO, CA "underline/strikeout" (i.e., "track changes) revisions that reflect changes resulting from comments received during the public review and comment period. A total of three (3} printed copies of the Approved Final lS/MND will submitted to the Community Development Department. Estimated Time Frame: 1 Week Estimated Budget: $920.00 Task Six-Preparation of Mitigation Monitoring Program and Legal Notices This task includes the preparation of the Mitigation Monitoring and Reporting Program (MMRP) for the proposed project. This document will be presented to the City of San Juan Capistrano and will identify each mitigation measure to be carried out if the project is implemented, the entity that will be responsible for implementing the mitigation measure(s), and when each measure will be implemented. KKC will also be responsible for distributing the document to the list of recipients, preparing the NOC, and mailing the required number of copies to the State Clearinghouse (SCH} for review. KKC will also be responsible for posting the Notice of Intent to Prepare a Negative Declaration both at the Orange County Clerk-Recorder's Office and at the City of San Juan Capistrano. Should the Initial Study conclude that the project would have no effect on wildlife resources as provided by Section 711.4(d) of the California Fish & Game Code, KKC shall prepare and submit the required "No Effect Determination" (NED) form to the appropriate office of the California Department of Fish & Wildlife to request a waiver of the CDFW fees. Finally, KKC will also prepare the Notice of Determination (NOD), which would be filed with the Orange County Clerk/Recorder within five (5} days of project approval are prescribed by the CEQA Guidelines. Estimated Time Frame: 1 Week Estimated Budget: $920.00 Task Seven -Public Hearings KKC will attend up to two (2) public hearings, including one (1) public hearing before the San Juan Capistrano Planning Commission and one (1) public hearing before the City Council. The Project Manager will attend each and be responsible for making all presentations and responding to questions raised during the public meetings and/or hearings as directed by City staff. Should additional meetings and/or hearings be required, they will be charged at the appropriate hourly rate, upon authorization by the City of San Juan Capistrano. Estimated Time Frame: As Required Estimated Budget: $1,200.00 Task Eight-Document Distribution KKC will be responsible for distributing the legal notices, including the NO! and NOA/NOC for the Draft IS/MND. As required by CEQA and the State CEQA Guidelines, the NO! and NOA/NOC will be distributed with the IS/MND via certified mail or other means that produces proof of receipt. The 15 copies distributed to the State Clearinghouse will be delivered via Express Mail, if determined necessary by the City, to ensure overnight delivery in order to expedite initiation of the 30-day public review process. In addition, because Proposal for Environmental Consulting Services Northwest Open SpacejSwanner House Sanitary Sewer Project-San juan Capistrano, CA August 28, 2013 4 PROPOSAL FOR ENVIRONMENTAL CONSULTING SERVICES NORTHWEST OPEN SPACE/SWANNER HOUSE SANITARY SEWER PROJECT CITY OF SAN JUAN CAPISATRANO, CA the site does not support any native habitat and/or sensitive biological resources, KKC will also prepare the "No Effect Determination" form required by the California Department of Fish and Wildlife (CDFW), in order to waive the CDFW filing fee that is required at the time the NOD is filed with the Orange County Clerk/Recorder. This No Effect Determination form will be submitted to the City for review prior to sending it, along with the Draft IS/MND to CDFW. Estimated Time Frame: As Required Estimated Budget: $320.00 Proposal for Environmental Consulting Services Northwest Open SpacejSwanner House Sanitary Sewer Project-San juan Capistrano, CA August 28, 2013 5 PROPOSAL FOR ENVIRONMENTAL CONSULTING SERVICES NORTHWEST OPEN SPACE/SWANNER HOUSE SANITARY SEWER PROJECT CITY OF SAN JUAN CAPISATRANO, CA Ill. PROJECT SCHEDULE The scope of services through Task Two (i.e., submittal of the Preliminary IS/MND) presented in this proposal can be accomplished in approximately four ( 4) weeks from issuance of the receipt of all of the project-related and technical information identified in Section VII. This schedule is presented below. Tentative Project Schedule Northwest Open SpacejSwanner House Sanitary Sewer Project City of San Juan Capistrano, CA Estimated Task Description Time 1 Project Management As Required 2 Preparation of the Preliminary IS/MND 4 Weeks 1 Screencheck Review 2 Weeks 3 Pre_paration of Draft IS/MND 2 Weeks Notice of Completion/NOI to Adopt a Draft IS/MND 4 Weeks 4 Response to Comments 2 Weeks 5 Preparation afFinal IS/MND 1 Week 6 Preparation ofMMRP and Legal Notices 1 Week 7 Public HeariJ!gs As Required 8 Document Distribution 1 Day 1 From receipt of all requisite information related to the project description and related technical studies and/or information. Proposa/for Environmental Consulting Services Northwest Open SpacejSwanner House Sanitary Sewer Project-San juan Capistrano, CA August 28,2013 6 PROPOSAL FOR ENVIRONMENTAL CONSUL T/NG SERVICES NORTHWEST OPEN SPACE/SWANNER HOUSE SANITARY SEWER PROJECT CITY OF SAN JUAN CAPISATRANO, CA IV. ESTIMATED BUDGET The scope of services and work project described in Section II of this proposal will be undertaken and completed for an estimated fee of $23,575.00. This fee includes project management, preparation of the environmental impact analysis (including the Draft and FinallS/MNDs), printing and distribution of the Draft IS/MND, attendance at public hearings, and payment of the NOD filing fee. Task 1 2 3 4 5 6 7 8 Direct Expanse s No-to-Exceed Budget Summary by Task Northwest Open SpacejSwanner House Sanitary Sewer Project City of Sanjuan Cap_istrano, CA Responsibilities Hourly Rate Hours Attend Meetings $150.00 12 Task 1 -Sub-Total Prolect Review $150.00 8 Report Preparation $115.00 60 Research and Analysis $ 90.00 20 Graphics $ 75.00 12 Administrative/Word Processing $ 40.00 40 Task 2 -Sub-Total PrincijJ_al $150.00 4 Report Preparation $115.00 12 Task 3-Sub-Total Principal $150.00 4 Report Preparation $115.00 12 Task 4 -Sub-Total Report Preparation $115.00 8 Task 5 -Sub-Total Report Preparation $115.00 8 Task 6-Sub-Total Principal $150.00 8 Task 7 -Sub-Total Administrative $40.00 8 Task 8 -Sub-Total Sub-Total -Professional Fees Printing and Reproduction Postage and Delivery Su_pplies Sub-Total -Direct Expenses Total-Not-to-Exceed Fees Proposal for Environmental Consulting Services Northwest Open SpacejSwanner House Sanitary Sewer Project-San juan Capistrano, CA August 28,2013 7 Budget $1,800.00 $1,800.00 $1,200.00 $6,900.00 $1,800.00 $900.00 $1,600.00 $12,400.00 $600.00 $1,380.00 $1,980.00 $600.00 $1,380.00 $1,980.00 $920.00 $920.00 $920.00 $920.00 $1,200.00 $1,200.00 $320.00 $320.00 $21,500.00 $1,750.00 $250.00 $75.00 $2,075.00 $23,575.00 PROPOSAL FOR ENVIRONMENTAL CONSULTING SERVICES .NORTHWEST OPEN SPACE/SWANNER HOUSE SANITARY SEWER PROJECT CITY OF SAN JUAN CAPISATRANO, CA V. RESUME OF KEETON K. KREITZER, PRINCIPAL Keeton K. Kreitzer is the Principal and acts as an independent consultant, performing environmental review and analysis pursuant to the California Environmental Quality Act. Mr. Kreitzer conducts all of the work undertaken by the firm. This is an advantage to clients seeking sound environmental consulting services. Mr. Kreitzer brings 40 years of environmental consulting experience to the table and has worked throughout the County of Orange and adjacent counties and local municipalities throughout the region, including cities, school districts, water districts, redevelopment agencies, and other "lead agencies." However, if the need arises for large projects, Mr. Kreitzer is able to draw from a reservoir of similarly qualified environmental specialists who are, like him, independent contractors with far reaching experience and expertise in the preparation of both CEQA and NEPA documents. Mr. Kreitzer's resume is presented below. Mr. Kreitzer has more than 25 years of experience in the field of environmental planning. He has recently reestablished his own environmental consulting firm (Keeton Kreitzer Consulting) in order to provide public and private sector clients with high level, personalized environmental consulting services, including the preparation of environmental documents pursuant to CEQA and NEPA. Mr. Kreitzer's education and background are diverse and include not only environmental analysis but also urban planning. He has been personally responsible for the preparation of more than 200 environmental documents required pursuant to the California Environmental Quality Act (CEQA) and has also prepared environmental studies mandated under the National Environmental Policy Act (NEPA). Education: Experience: California State University, Fullerton Bachelor of Arts in Geography (1975) Santa Ana College Associate of Arts in Liberal Arts (1973) 1998-Present Owner/Principal-Keeton Kreitzer Consulting Villa Park, CA 1997-1998 1984-1997 1978-1984 1973-1978 Associate-David Evans and Associates, Inc. Laguna Hills, CA Owner/Principal-Environmental Perspectives Santa Ana, CA Associate-The Planning Center Newport Beach, CA Environmental Planner-HaworthjAndersonjLafer South Laguna, CA Proposal for Environmental Consulting Services Northwest Open SpacejSwanner House Sanitary Sewer Project-Sanjuan Capistrano, CA August 28, 2013 8 PROPOSAL FOR ENVIRONMENTAL CONSULTING SERVICES NORTHWEST OPEN SPACE/SWANNER HOUSE SANITARY SEWER PROJECT CITY OF SAN JUAN CAPISATRANO, CA VI. LIST OF RELATED/SIMILAR PROJECTS Keeton Kreitzer Consulting has prepared numerous environmental documents for public works improvement projects in San Juan Capistrano and other cities and unincorporated areas of Orange County. These projects required environmental analysis for a variety of public works projects, including street widening and/or improvement projects, storm drain projects, bridge widening projects, water system expansion projects, and flood control improvement projects. Each of the projects listed below Sun Ranch Storm Drain -San Juan Capistrano, CA KKC prepared the initial study/mitigated negative declaration (IS/MND) for the Sun Ranch storm drain project proposed by the City that included the installation of approximately 1,500 linear feet of buried 48- inch diameter reinforced concrete pipe (RCP) storm drain pipeline along a natural drainage course along the southwesterly side of Tract 6 7 42 in San Juan Capistrano to accommodate peak storm water flows. San Juan Creek Road Widening-San Juan Capistrano, CA KKC is under contract with the City of San Juan Capistrano to prepare the IS/MND for the widening of San Juan Creek Road between Camino Capistrano and Valle Road and local widening of Valle Road to relieve congestion and provide for pedestrian and bicycle traffic. The purpose of the project is to provide an additional eastbound lane behind the south side freeway bridge columns as well as to provide a sidewalk and bicycle path behind the north columns and a future westbound traffic Jane. Project implementation will necessitate the acquisition of right-of-way along a segment along the north side of San Juan Creek Road. Del Obispo Street Bridge Widening-San Juan Capistrano, CA The Del Obispo Street circulation improvements included widening Del Obispo Street between Alipaz Street and Paseo Adelanto, including the Trabuco Creek Bridge (Bridge No.SSC0396) on both sides, as well as providing minimal repairs to existing structure like sealing joints, construction of closure walls for bridge slope reinforcement, and channel improvements. KKC prepared both an IS/MND and a Preliminary Environmental Study (PES), which was required by Cal trans, for the project, which has since been completed. Groundwater Reclamation Plant (GWRP) Expansion -San Juan Capistrano KKC prepared and Environmental Information Document (EID) for the City of San Juan Capistrano. The EIR was required by the Environmental Protection Agency in order for the City to receive federal grant money for the GWRP expansion project. The GWRP Expansion and Regional Domestic Distribution Facility project proposed to expand the current capacity of the existing treatment facility to 6.25 million gallons per day (mgd) from its current capacity of5.14 mgd. Miscellaneous Public Works Projects -Orange County, CA KKC has also prepared several IS/MNDs for public works project as an on-call CEQA consultant to the Regulatory Permits section. Project for which environmental analysis was conducted include: Midway City Storm Drain and Street Improvement Project, Santiago Canyon Road Bridge Widening Project, Skyline Drive Storm Drain Project, Santa Ana-Delhi Channel Flood Control Slope Bank Improvement Project, and the San Juan Creek Channel Levee Improvement Project. Proposal for Environmental Consulting Services Northwest Open Space/Swanner House Sanitary Sewer Project-San juan Capistrano, CA August 28,2013 9 PROPOSAL FOR ENVIRONMENTAL CONSULTING SERVICES NORTHWEST OPEN SPACE/SWANNER HOUSE SANITARY SEWER PROJECT CITY OF SAN JUAN CAPISATRANO, CA VII. RESPONSIBILITY OF THE CITY OF SAN JUAN CAPISTRANO The following information shall be provided to the consultant in order to complete the analysis described in this proposal. 1. All previous environmental documents prepared for the Northwest Open Space and vicinity of the property, including the Cultural Resource Assessment(s) prepared for the nearby Dog Park. 2. All pertinent technical analyses prepared for City necessary to prepare the Draft lSjMND, including, but not limited to: (1) preliminary geotechnical report; (2) hydrology and engineering (i.e., pre-and post-development drainage, sewer assessment, and water supply assessment); (3) Water Quality Management Plan (WQMP); (4) Phase I and (if necessary) Phase II Environmental Site Assessments; andjor related technical studies undertaken by the City of San Juan Capistrano on the subject property. 3. A large-scale topographic map (i.e., 1" = 100') of the subject property (in reproducible form). 4. Aerial photograph. 5. Aerial photograph, if available. 6. A complete project description, including the discretionary action necessary to implement the proposed project. 7. Conceptual Sewer Design, Conceptual Grading Plan, etc. 8. Anticipated Construction Schedule. 9. Numbers and types of equipment used to excavate and construction the sewer line. Proposal for Environmental Consulting Services Northwest Open SpacejSwanner House Sanitary Sewer Project-San juan Capistrano, CA August 28,2013 10 PROPOSAL FORENVIRONMENTAL CONSULTING SERVICES NORTHWEST OPEN SPACE/SWANNER HOUSE SANITARY SEWER PROJECT CITY OF SAN JUAN CAP/SATRANO, CA VIII. STATEMENT OF OFFER/TERMS OF AGREEMENT KKC and the technical consultants identified in this proposal are prepared to begin work on the Northwest Open SpacefSwanner House Sanitary Sewer Project IS/MND immediately upon execution of the contract You may be assured that should we be selected to provide the environmental services described in this proposal, we shall devote our full resources to the project and will approach it with the highest degree of enthusiasm, objectivity, and professionalism possible. We shall perform all work described in this proposal for a not-to-exceed budget of $23,575.00. This offer is valid for a period of ninety (90) days. It should be emphasized that these costs are based upon the assumptions made on the scope of the project; should the scope change significantly, necessitating a change to the work program, we will contact you immediately and amend both the scope of services and estimated budget accordingly. Offer Presented By: (Jujor./AJJ~r~7 ) t .\ /( _ _, Keeton K Kreitzer, Principal ~~ KEETON KREITZER CONSUL TIN~ """' I Date: August 28, 2013 Proposal for Environmental Consulting Services Northwest Open SpacejSwanner House Sanitary Sewer Project-San juan Capistrano, CA August 28, 2013 11