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12-0904_GLENN LUKOS AND ASSOCIATES_Personal Services Agreement First AmdFIRST AMENDMENT TO PERSONAL SERVICES AGREEMENT THIS FIRST AMENDMENT TO THE PERSONAL SERVICES AGREEMENT between the CITY OF SAN JUAN CAPISTRANO ("City") and Glen Lukos and Associates, Inc., ("Consultant") is made and entered into, to be effective the 16th day of July, 2013, as follows: RECITALS WHEREAS, the City and Consultant have entered into that Personal Services Agreement dated September 4, 2013, to provide Biological Monitoring and Habitat Mitigation Monitoring services for the Sun Ranch Drainage Improvement Project (CIP 11503) (the "Agreement"); and WHEREAS, the City and Consultant desire to amend the terms of the Agreement as provided hereunder. AMENDMENT NOW, THEREFORE, in consideration of the promises and mutual covenants contained therein, City and Consultant agree to the amend Sections of the Agreement as follows: Section1. Scope of Work The scope of work shall be expanded to include those additional tasks as described in the attached Revised Request for Change Order dated November 20, 2012. Section 3. Amount Total compensation for the additional scope of work set forth in the attached Revised Request for Change Order dated November 20, 2012, shall not exceed $10,140 for a total revised contract amount not to exceed $67,410. All other provisions of the Agreement not amended hereunder shall remain in full force and effect. ATIEST: c Cl API STRANO First Amendment to PSA Glen Lukos and Associates,lnc. Sun Ranch Drainage Improvement -1-(CIP 11503) APPROVED AS TO FORM: BY: ~ itYAtt&hey - By: ________________________ __ First Amendment to PSA Glen Lukas and Associates,lnc. Sun Ranch Drainage Improvement -2-(CIP 11503) GLENN LUKOS ASSOCIATES October 12, 2012 (Revised November 20, 2012) Joe Mankawich City of San Juan Capistrano Public Works Department 32400 Paseo Adelanto San Juan Capistrano, California 92675 Regulatory Services SUBJECT: Revised Request for a Change Order to Provide On-Going Regulatory Support Services Pertaining to the Sun Ranch Drainage Easements Improvements Project, Located in the City of San Juan Capistrano, Orange County, California. Dear Mr. Mankawich: Glenn Lukos Associates, Inc. (GLA) is requesting a revised change order to assist The City of San Juan Capistrano (City) in complying with the Special Conditions of U.S. Army Corps of Engineers (Corps) Clean Water Act (CW A) Section 404 Letter of Permission (LOP) Permit Number SPL- 20 11-0 1115-JPL, California Department ofFish and Game (CDFG) Section 1602 Operation of Law Number 1600-2012-0028-R5, and San Diego Regional Water Quality Control Board (Regional Board) Section 401 Water Quality Certification File Number 12C-013 for The Sun Ranch Drainage Easement Improvements Project (Project) located in the City of San Juan Capistrano; Orange County, California. Proposed herein is a program designed to assist the City with compliance for each regulatory authorization noted above. GLA submitted notifications to Corps pursuant to Section 404 of the CWA, the CDFG pursuant to Section 1602 of the Fish and Game Code, and the Regional Board pursuant to Section 401 of the CW A on February 14, 2012. GLA was retained by the City to assist in complying with mitigation- related special conditions anticipated to be included in authorizations from the Corps, Regional Board, and CDFG on September 4, 2012. The CDFG issued Section 1602 Operation of Law Number 1600-2012-0028-R5 on April26, 2012. The Regional Board issued Section 401 Water Quality Certification File Number 12C-O 13 on September 26,2012, and the Corps issued Section 404 LOP Permit Number SPL-2011-01115-JPL on October 2, 2012. GLA has reviewed the regulatory permits and agreements issued for the Project, and the City has requested that GLA provide our ongoing regulatory support services to assist with permit and agreement compliance. 29 Orchard • Lake Forest Telephone: (949) 837-0404 • California 92630-8300 Facsimile: (949) 837-5834 ------------------------------------------------------------------ Joe Mankawich The City of San Juan Capistrano October 12, 2012 (Revised November 20, 20 12) Page2 Conditions of the authorizations discussed above require that the City utilize the services of a qualified practitioner who is certified in the California Rapid Assessment Method (CRAM). CRAM is a functional assessment used to assess the condition of wetland or riparian habitats associated with riverine systems. Pursuant to Special Condition V of the Section 401 Water Quality Certification File Number 12C-013, CRAM must be utilized at the impact and mitigation site prior to impacts to establish pre-project baseline conditions. In addition, CRAM must be utilized at the mitigation site following completion of the mitigation site construction at years three and five. The results of the CRAM assessment must be submitted with the Annual Mitigation and Monitoring Reports for years one, three and five, and data must be uploaded into eCRAM (http://www.cramwetlands.org). In addition to the conditions outlined in the permits and/or agreements noted above, the City had requested that a GLA biological monitor be available onsite during Phase I of the Project's vegetation removal activities due to the potential presence of bam owls and raptors. In order to alleviate any potential concerns raised by the adjacent land owners, and pursuant to the Migratory Bird Treaty Act, the City had requested that a biological monitor be present during Phase I of the Project. As a result, a GLA biologist was present during Phase I of the vegetation removal activities without a budget in place so that we did not hinder the Project moving to its next phase in a timely manner. Since the information noted above is outside ofGLA's current scope of work, we are requesting a change order to complete our regulatory support services noted above. COST The proposed fee for performance of the attached scope of work is $1 0,140 including direct costs, but not including meetings or other tasks not specifically addressed in the scope of work. This is in addition to the $57,270 that was previously authorized for a total of$67,410. MATERIALS NEEDED FROM THE CITY Prior to CRAM implementation, GLA will require the following materials: 1. AutoCAD base plans (with proposed topography) of the mitigation site required for CRAM assessment. SCOPE OF WORK REGULATORY SUPPORT SERVICES FOR THE SUN RANCH DRAINAGE EASEMENT IMPROVEMENTS PROJECT LOCATED IN THE CITY OF SAN JUAN CAPISTRANO, TASK I. ORANGE COUNTY, CALIFORNIA PERFORM THREE FUNCTIONAL ASSESSMENTS OF RIVERINE WETLAND CONDITION USING CRAM METHODOLOGY Pursuant to Special Condition V of the Section 401 Water Quality Certification File Nwnber 12C- O 13 for the Project, a field team of CRAM -certified practitioners will assess the riverine wetland condition of the unnamed drainage channel (mitigation site) within the Project site using the latest CRAM User's Manual Version 6.0 (March 2012) prior to impacts to establish pre-project baseline conditions. CRAM will also be utilized at the mitigation site following completion of the mitigation site construction at years three and five. Results will be uploaded into eCRAM (http://www.cramwetlands.org). Results of the CRAM assessments will be incorporated into the annual mitigation and monitoring reports for years one, three, and five. As a result, GLA will conduct a total of three functional assessments of the mitigation site using CRAM methodology. CRAM assessment results will be submitted each year with the Project's Annual Mitigation and Monitoring Reports. Sub Task 1: Assemble Background Information GLA will utilize background information about the management objectives, history, known or expected stressors, and general ecological character of the onsite drainage area. This subtask includes an analysis of existing permits, reports aerial imagery, and correspondence relative to the proposed Project in order to assess existing site conditions. Sub Task 2: Classify the Assessment Area (.4A) GLA's Geographic Information Systems (GIS) specialist and certified CRAM practitioner will identify the location of the Assessment Area (AA) and buffer area on an aerial photograph prior to the beginning of the field work. The AA will be determined through an analysis of the Project's jurisdictional delineation report, aerial imagery, site access, and field verification. This sub-task will be conducted prior to Project impacts in order to assess the pre-project baseline conditions. This sub-task includes the preparation of GIS shape files. This sub-task will occur during year one. Sub Task 3: Conduct Field Assessment GLA's CRAM-certified practitioner will coordinate with the Project's habitat restoration specialist in order to ensure that the CRAM functional assessments are conducted in coqjunction with the post-installation monitoring activities, which are already covered under the previous scope of work. Data for the AA will be completed in the field using CRAM Riverine worksheets. Four attributes will be considered for each CRAM assessment: Buffer and Landscape SCOPE OF WORK REGULATORY SUPPORT SERVICES FOR THE SUN RANCH DRAINAGE EASEMENT IMPROVEMENTS PROJECT LOCATED IN THE CITY OF SAN JUAN CAPISTRANO, TASK I. ORANGE COUNTY, CALIFORNIA PERFORM THREE FUNCTIONAL ASSESSMENTS OF RIVERINE WETLAND CONDITION USING CRAM METHODOLOGY Pursuant to Special Condition V of the Section 401 Water Quality Certification File Nwnber 12C- 013 for the Project, a field team of CRAM-certified pmctitioners will assess the riverine wetland condition of the unnamed dminage channel (mitigation site) within the Project site using the latest CRAM User's Manual Version 6.0 (March 2012) prior to impacts to establish pre-project baseline conditions. CRAM will also be utilized at the mitigation site following completion of the mitigation site construction at years three and five. Results will be uploaded into eCRAM (http://www.cramwetlands.org). Results of the CRAM assessments will be incorporated into the annual mitigation and monitoring reports for years one, three, and five. As a result, GLA will conduct a total of three functional assessments of the mitigation site using CRAM methodology. CRAM assessment results will be submitted each year with the Project's Annual Mitigation and Monitoring Reports. Sub Task 1: Assemble Background Information GLA will utilize background information about the management objectives, history, known or expected stressors, and general ecological character of the onsite drainage area. This subtask includes an analysis of existing permits, reports aerial imagery, and correspondence relative to the proposed Project in order to assess existing site conditions. Sub Task 2: Classify the Assessment Area (AA) GLA's Geographic Information Systems (GIS) specialist and certified CRAM practitioner will identify the location of the Assessment Area (AA) and buffer area on an aerial photograph prior to the beginning of the field work. The AA will be determined through an analysis of the Project's jurisdictional delineation report, aerial imagery, site access, and field verification. This sub-task will be conducted prior to Project impacts in order to assess the pre-project baseline conditions. This sub-task includes the preparation of GIS shape files. This sub-task will occur during year one. Sub Task 3: Conduct Field Assessment GLA's CRAM-certified practitioner will coordinate with the Project's habitat restoration specialist in order to ensure that the CRAM functional assessments are conducted in conjunction with the post-installation monitoring activities, which are already covered under the previous scope of work. Data for the AA will be completed in the field using CRAM Riverine worksheets. Four attributes will be considered for each CRAM assessment: Buffer and Landscape --------- --- DIRECf EXPENSES GLA's direct expenses shall be those costs incurred directly for the CLIENT's project, including, but y automobile at the current rate not limited to, necessary transportation costs including mileage b allowed by IRS, meals and lodging, laboratory tests and analyses , retention and management of ___________ _ ursement for these expenses shall be on technical consultants, printing, and binding charges. Reimb trative charge of 15% shall be the basis of actual charges when furnished by GLA. An adminis applied to all direct expense charges. The table below has been developed to aid us in estimating the total cost of the proposed work and is provided for your info rmation only. Unless otherwise arranged with the client, the cost of each task is not meant to be precise and we may find it necessary to shift costs between tasks as the work proceeds. TASK TOTAL COSTS Perfonn CRAM Assemble Backwound Information $1,270 Classify the Assessment Area $2,530 Conduct Field Assessment $2,530 Process CRAM Assessment Scores $1,270 Upload CRAM Results $1,270 Conduct Previous Out-of-Scope Services $1,270 TOTAL $10,140 SD PERSONAL SERVICES AGREEMENT <.on.Jvt\J§.AGREEMENT is made, entered into, and shall become effective this .!J!!:day o~t~012, by and between the City of San Juan Capistrano (hereinafter referred to as the "City") and Glen Lukas and Associates, Inc. (hereinafter referred to as the "Consultant"). RECITALS: WHEREAS, City desires to retain the services of Consultant regarding the City's proposal to provide Biological Monitoring and Habitat Mitigation Monitoring for the Sun Ranch Drainage Project (CIP 11503); and WHEREAS, Consultant is qualified by virtue of experience, training, education and · expertise to accomplish such services. NOW, THEREFORE, City and Consultant mutually agree as follows: Section 1. Scope of Work. The scope of work to be performed by the Consultant shall consist of those tasks as set forth in Exhibit "A," attached and incorporated herein by reference. To the extent that there are any conflicts between the provisions described in Exhibit "A" and those provisions contained within this Agreement, the provisions in this Agreement shall control. Section 2. Term. This Agreement shall commence on the effective date of this Agreement and services required hereunder shall continue until notified that said services are no longer required, subject to 15 days notice of termination. Section 3. Compensation. 3.1 Amount. Total compensation for the services hereunder shall not exceed $57,270 total contract amount, as set forth in Exhibit "A" attached and incorporated herein by reference. 3.2 Method of Payment. Subject to Section 3.1, Consultant shall submit monthly invoices based on total services which have been satisfactorily completed for such monthly period. The City will pay monthly progress payments based on approved invoices in accordance with this Section. 3.3 Records of Expenses. 1 Consultant shall keep complete and accurate records of all costs and expenses incidental to services covered by this Agreement. These records will be made available at reasonable times to the City. Invoices shall be addressed as provided for in Section 16 below. Section 4. Independent Contractor. It is agreed that Consultant shall act and be an independent contractor and not an agent or employee of the City, and shall obtain no rights to any benefits which accrue to Agency's employees. Section 5. Limitations Upon Subcontracting and Assignment. The experience, knowledge, capability and reputation of Consultant, its principals and employees were a substantial inducement for the City to enter into this Agreement. Consultant shall not contract with any other entity to perform the services required without written approval of the City. This Agreement may not be assigned, voluntarily or by operation of law, without the prior written approval of the City. If Consultant is permitted to subcontract any part of this Agreement by City, Consultant shall be responsible to the City for the acts and omissions of its subcontractor as it is for persons directly employed. Nothing contained in this Agreement shall create any contractual relationships between any subcontractor and City. All persons engaged in the work will be considered employees of Consultant. City will deal directly with and will make all payments to Consultant. Section 6. Changes to Scope of Work. For extra work not part of this Agreement, a written authorization from City is required prior to Consultant undertaking any extra work. In the event of a change in the Scope of Work provided for in the contract documents as requested by the City, the Parties hereto shall execute an addendum to this Agreement setting forth with particularity all terms of the new agreement, including but not limited to any additional Consultant's fees. Section 7. Familiarity with Work and/or Construction Site. By executing this Agreement, Consultant warrants that: (1) it has investigated the work to be performed; (2) if applicable, it has investigated the work site(s), and is aware of all conditions there; and (3) it understands the facilities, difficulties and restrictions of the work to be performed under this Agreement. Should Consultant discover any latent or unknown conditions materially differing from those inherent in the work or as represented by City, it shall immediately inform the City of this and shall not proceed with further work under this Agreement until written instructions are received from the City. Section 8. Time of Essence. 2 Time is of the essence in the performance of this Agreement. Section 9. Compliance with Law. Consultant shall comply with all applicable laws, ordinances, codes and regulations of federal, state and local government. Section 10. Conflicts of Interest. Consultant covenants that it presently has no interest and shall not acquire any interest, direct or indirect, which would conflict in any manner or degree with the performance of the services contemplated by this Agreement. No person having such interest shall be employed by or associated with Consultant. Section 11. Copies of Work Product. At the completion of the work, Consultant shall have delivered to City at least one (1) copy of any final reports and/or notes or drawings containing Consultant's findings, conclusions, and recommendations with any supporting documentation. All reports submitted to the City shall be in reproducible format, or in the format otherwise approved by the City in writing. Section 12. Ownership of Documents. All reports, information, data and exhibits prepared or assembled by Consultant in connection with the performance of its services pursuant to this Agreement are confidential to the extent permitted by law, and Consultant agrees that they shall not be made available to any individual or organization without prior written consent of the City. All such reports, information, data, and exhibits shall be the property of the City and shall be delivered to the City upon demand without additional costs or expense to the City. The City acknowledges such documents are instruments of Consultant's professional services. Section 13. Indemnity. To the fullest extent permitted by law, Consultant agrees to protect, defend, and hold harmless the City and its elective and appointive boards, officers, agents, and employees from any and all claims, liabilities, expenses, or damages of any nature, including attorneys' fees, for injury or death of any person, or damages of any nature, including interference with use of property, arising out of, or in any way connected with the negligence, recklessness and/or intentional wrongful conduct of Consultant, Consultant's agents, officers, employees, subcontractors, or independent contractors hired by Consultant in the performance of the Agreement. The only exception to Consultant's responsibility to protect, defend, and hold harmless the City, is due to the negligence, recklessness and/or wrongful conduct of the City, or any of its elective or appointive 3 boards, officers, agents, or employees. This hold harmless agreement shall apply to all liability regardless of whether any insurance policies are applicable. The policy limits do not act as a limitation upon the amount of indemnification to be provided by Consultant. Section 14. Insurance. On or before beginning any of the services or work called for by any term of this Agreement, Consultant, at its own cost and expense, shall carry, maintain for the duration of the agreement, and provide proof thereof that is acceptable to the City, the insurance specified below with insurers and under forms of insurance satisfactory in all respects to the City. Consultant shall not allow any subcontractor to commence work on any subcontract until all insurance required of the Consultant has also been obtained for the subcontractor. Insurance required herein shall be provided by Insurers in good standing with the State of California and having a minimum Best's Guide Rating of A-Class VII or better. 14.1 Comprehensive General Liability. Throughout the term of this Agreement, Consultant shall maintain in full force and effect Comprehensive General Liability coverage in an amount not less than one million dollars per occurrence ($1 ,000,000.00), combined single limit coverage for risks associated with the work contemplated by this agreement. If a Commercial General Liability Insurance form or other form with a general aggregate limit is used, either the general aggregate limit shall apply separately to the work to be performed under this agreement or the general aggregate limit shall be at least twice the required occurrence limit. 14.2 Comprehensive Automobile Liability. Throughout the term of this Agreement, Consultant shall maintain in full force and effect Comprehensive Automobile Liability coverage, including owned, hired and non- owned vehicles in an amount not less than one million dollars per occurrence ($1 ,000,000.00). 14.3 Workers' Compensation. If Consultant intends to employ employees to perform services under this Agreement, Consultant shall obtain and maintain, during the term of this Agreement, Workers' Compensation Employer's Liability Insurance in the statutory amount as required by state law. 14.4 Proof of Insurance Requirements/Endorsement. Prior to beginning any work under this Agreement, Consultant shall submit 4 the insurance certificates, including the deductible or self-retention amount, and an additional insured endorsement naming City, its officers, employees, agents, and volunteers as additional insured as respects each of the following: Liability arising out of activities performed by or on behalf of Consultant, including the insured's general supervision of Consultant; products and completed operations of Consultant; premises owned, occupied or used by Consultant; or automobiles owned, leased, hired, or borrowed by Consultant. The coverage shall contain no special limitations on the scope of protection afforded City, its officers, employees, agents, or volunteers. 14.5 Errors and Omissions Coverage [FOR PROFESSIONS/WORK EXCLUDED FROM GENERAL LIABILITY] Throughout the term of this Agreement, Consultant shall maintain Errors and Omissions Coverage (professional liability coverage) in an amount of not less than One Million Dollars ($1, 000, 000). Prior to beginning any work under this Agreement, Consultant shall submit an insurance certificate to the City's General Counsel for certification that the insurance requirements of this Agreement have been satisfied. 14.6 Notice of Cancellation/Termination of Insurance. The above policy/policies shall not terminate, nor shall they be cancelled, nor the coverages reduced, until after thirty (30) days' written notice is given to City, except that ten (10) days' notice shall be given if there is a cancellation due to failure to pay a premium. 14.7 Terms of Compensation. Consultant shall not receive any compensation until all insurance provisions have been satisfied. 14.8 Notice to Proceed. Consultant shall not proceed with any work under this Agreement until the City has issued a written "Notice to Proceed" verifying that Consultant has complied with all insurance requirements of this Agreement. Section 15. Termination. City shall have the right to terminate this Agreement without cause by giving thirty (30) days' advance written notice of termination to Consultant. In addition, this Agreement may be terminated by any party for cause by providing ten (10) days' notice to the other party of a material breach of contract. If the other party does not cure the breach of contract, then the agreement may be terminated subsequent to the ten (1 0) day cure period. 5 Section 16. Notice. All notices shall be personally delivered or mailed to the below listed addresses, or to such other addresses as may be designated by written notice. These addresses shall be used for delivery of service of process: To City: To Consultant: City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 Attn:Joe Mankawich Glenn Lukus and Associates, Inc. 29 Orchard Lake Forest, CA 92630 Attn; Lesley Lukovich Section 17. Attorneys' Fees. If any action at law or in equity is necessary to enforce or interpret the terms of this Agreement, the prevailing party shall be entitled to reasonable attorneys' fees, costs and necessary disbursements in addition to any other relief to which he may be entitled. Section 18. Dispute Resolution. In the event of a dispute arising between the parties regarding performance or interpretation of this Agreement, the dispute shall be resolved by binding arbitration under the auspices of the Judicial Arbitration and Mediation Service ("JAMS"). Section 19. Entire Agreement. This Agreement constitutes the entire understanding and agreement between the parties and supersedes all previous negotiations between them pertaining to the subject matter thereof. [SIGNATURE PAGE FOLLOWS] 6 IN WITNESS WHEREOF, the parties hereto have executed this Agreement. By: ______________________ __ APP;:;): F RM: Hans Van Ligten, City Attorney 7 GLENN LUKOS ASSOCIATES July 24, 2012 Joe Mankawich City of San Juan Capistrano Public Works Department 32400 Paseo Adelanto San Juan Capistrano, California 92675 Regulatory Services SUBJECT: Proposal to Provide Mitigation Implementation Services Pertaining to the Sun Ranch Drainage Easements Improvements Project, Located in the City of San Juan Capistrano, Orange County, California Dear Mr. Mankawich: Glenn Lukas Associates, Inc. (GLA) is pleased to submit this proposal to assist the City of San Juan Capistrano (City) in complying with mitigation-related special conditions anticipated to be included in authorizations from the U.S. Army Corps of Engineers (Corps), California Regional Water Quality Control Board (Regional Board), and California Department ofFish and Game (CDFG).1 At this point in time the CDFG authorization has been granted by an "op-law'' letter (authorization granted by default when CDFG fails to respond within the allotted period of time). Under an op- law authorization, the work is permitted as stated in the application; this also includes any mitigation that was offered in the application. Authorizations have not yet been issued by the Corps or Regional Board. The Conceptual Habitat Mitigation and Monitoring Plan (HMMP) that was submitted with the applications to each ofthe three regulatory agencies offered to create 0.7 acre of riparian habitat within the invert channel of the re-created drainage. As part of the Corps' standard format, the HMMP also offered a five-year monitoring program with submittal of an annual report to the Corps, RWQCB, and CDFG by January 1st of each year for five years after planting, to document full compliance with all mitigation measures. The San Diego Regional Board Certification almost always requires stream photo documentation prior to and after project construction to be submitted in accordance with the Regional Board guidelines. 1 This proposal includes monitoring of the required mitigation for a period of five years and coordinating with the City's landscape contractor during the installation and five-year maintenance ofthe mitigation site. lfthe City so desires, GLA can offer tum-key mitigation services wherein GLA hires the landscape contractor and supplies the mitigation materials. We do, however, add a 15% administrative fee to the landscape contractor's fees in a tum-key operation. 29 Orchard • Lake Forest • California 9?A:~n-R'inn Telephone: (949) 837-0404 Facsimile: (94<1 EXHIBIT A Joe Mankawitz City of San Juan Capistrano Public Works July 24, 2012 Page 2 This proposal is based upon the mitigation offered in the applications to the three agencies and the additional conditions (cited above), which are typical of all permits issued by the three agencies. The Corps and Regional Board have not yet issued their permits. Final permits from the Corps and Regional Board may require different/additional mitigation or different conditions not reflected by the enclosed scope of work. If final permit conditions are different from those <mticipated in this proposal, we may have to revise our proposal (and cost estimate) accordingly. COST The proposed fee for performance of Tasks I through III, as presented in the attached scope of work. is $57,270 including direct costs, but not including meetings or other tasks not specifically addressed in the scope of work. MATERIALS NEEDED FROM THE CITY Prior to the mitigation implementation, GLA will require the following materials: 1. AutoCAD base plans (with proposed topography) of the mitigation site required for As- Built plans. Supplementary services beyond the limits ofthis scope of work, if needed, are available from GLA on a time-and-materials basis. If major changes in the scope of work are required, the City will be notified at the earliest possible time. SCHEDULE Work will begin immediately upon receipt of a signed contract. Joe Mankawitz City of San Juan Capistrano Public Works July 24, 2012 Page 3 Should you have any questions regarding this proposal, please feel free to contact me at (949) 83 7- 0404. Sincerely, GLENN LUKOS ASSOCIATES, INC. Glenn C. Lukos President s:0752-8a.pro.doc SD Enclosure TASK I. SCOPE OF WORK MITIGATION IMPLEMENTATION SUPPORT SERVICES FOR THE SUN RANCH DRAINAGE IMPROVEMENT PROJECT SAN JUAN CAPISTRANO, ORANGE COUNTY, CALIFORNIA GENERAL PROJECT COORDINATION GLA will coordinate all mitigation-related activities with the regulatory agencies and the City throughout the five-year mitigation period to ensure that permit conditions are satisfied and any potential problems are made known to the City and resolved at the earliest possible opportunity. This task includes five site meetings to discuss outstanding issues that may arise during Project construction. GLA's environmental specialist will prepare a regulatory permitting handbook to be distributed to all supervisory construction personnel. The regulatory handbook will contain one copy each of all of the project's regulatory permits. Copies of the permitting handbook must be kept on-site at all times during periods of active work and must be presented to any agency personnel upon demand. TASK II. INSTALL MITIGATION GLA shall coordinate with Contractor to verify that all planting areas have been properly prepared at the completion of site preparation. GLA shall inspect the irrigation system installation and check for adequate coverage prior. GLA will indicate approval to Contractor in writing before planting or seeding operations may commence. GLA will identify plant locations in the field with 21-inch pin flags. The flags will be color coded as to species. GLA will provide Contractor with a list of plant species with their appropriate color code prior to plant installation. In addition, GLA will assist in the actual placement of container plants in the designated installation locations. GLA will supervise the installation of the container stock and hydroseeding operations. GLA will be present on-site daily during planting and seeding operations to ensure suitable planting methods are utilized and compliance with agency permit conditions are satisfied. GLA will review the entire planting area to verify completion of landscape work, and advise City and Contractor of any deficiencies requiring remediation. At the satisfactory completion of plant installation and hydro seed operations, GLA will notify Contractor in writing of the acceptance of the Work and the commencement of the Maintenance Period. GLA will meet with Contractor maintenance personnel in order to identify proper maintenance procedure. GLA will coordinate with the Contractor to develop irrigation and maintenance schedules. If necessary, GLA will assist maintenance personnel in the identification of target invasive weed species, their location, and the timing of weed control operations to ensure that native plans are avoided to the fullest extent possible. After initial planting, GLA will record species, quantities, and locations of all plantings. At this time GLA will also record any significant problems encountered during planting, or any deviation from the Irrigation or Planting Plans. As-Built drawings of installed landscape will be prepared for submission to the Corps within 45 days of mitigation implementation. It is assumed that the Irrigation and Planting Plans will serve as the As-Built drawings with only minor revisions (i.e., change in plant numbers less than five-percent), small adjustments to planting locations (less than five-percent of total plants with revised planting sites). TASK III. CONDUCT POST-INSTALLATION MONITORING After initial planting, GLA will conduct qualitative site monitoring of the mitigation site on a monthly basis for the first 18 months, and quarterly thereafter, to document any problems with plants, seed germination, irrigation, erosion, vandalism, weed invasion, etc. that might adversely affect the success of the mitigation. Notes on wildlife use will be included (i.e., direct observations of nests, animals, and/or other related evidence observed during site visits). During the first 18 months, GLA will meet monthly with the Contractor to advise on maintenance procedures, and quarterly thereafter. GLA will prepare monthly and quarterly memos to the City to report any problems and document observations of the site visit for the first annual monitoring report. As directed in the conditions of approval, GLA will perform the first-year annual monitoring effort following the first growing season after plant installation. Hydrologic, biogeochemical, and plant or animal habitat indicators will be monitored and evaluated for functions and values. At this time GLA will conduct a census of all container stock in order to determine if the first year SO-percent- survival goal for container stock has been satisfied. GLA will provide the Contractor with a list of replacement plant species to be installed between October and March. The replacement plants will be of the same species, spacing, and size as specified for plants being replaced. GLA will perform transect monitoring which will consist of two per acre 50-meter point-intercept transects in the 0.7 acre site, for a total of two transects. The percent cover of native, non-native, and unvegetated areas within each transect will be identified. GLA will prepare the first annual monitoring report summarizing performance of mitigation project over the last year, and if necessary, recommend steps to be taken to ensure that second-year performance criteria will be achieved by next year's monitoring. After review and approval by the City, the first annual monitoring report will be transmitted to the Corps, CDFG, and Regional Board by January 1st following the first growing season after implementation of the mitigation plan. GLA will follow the San Diego Regional Board's Standard Operating Procedure (SOP) 4.2.1.4 for stream photo documentation procedure of the project. This procedure requires before and after construction photographs taken from the same photo point and at the same bearing and vertical angle from that photo point. This task requires a two-person team (at a minimum) for 2 photographing the subject, determining geographic position, holding a photo sign form, and taking field notes to describe and record photos and photo points. These photographic exhibits will be included with the As-Built plans and with each monitoring report. GLA will perform transect monitoring during the second through fifth year annual monitoring event. The percent vegetative cover of native, non-native, and unvegetated areas within each transect will be identified. GLA will prepare the second through fifth annual monitoring reports summarizing performance of the project over each year and recommend steps to be taken to ensure that performance criteria will be achieved by next year's quantitative monitoring. After review and approval by the City, each year's annual monitoring report will be transmitted to the Corps, CDFG, and Regional Board by January 1st. GLA will notify the Corps, CDFG, and Regional Board when submitting the fifth and/or final annual report that documents when the final monitoring period is completed for the plantings and GLA believes final success criteria have been met. The final report to the Corps, CDFG, and Regional Board will be sent with a cover letter serving as a Notice of Completion. GLA will coordinate with the Corps, CDFG, and Regional Board to meet with agency staff and provide access and guidance through the mitigation sites to confirm the adequate completion of the mitigation effort. 3 DIRECT EXPENSES GLA's direct expenses shall be those costs incurred directly for the CITY's project, including, but not limited to, necessary transportation costs including mileage by automobile at the current rate allowed by IRS, meals and lodging, laboratory tests and analyses, retention and management of technical consultants, printing, and binding charges. Reimbursement for these expenses shall be on the basis of actual charges when furnished by GLA. An administrative charge of 15% shall be applied to all direct expense and subcontractor charges (this administrative fee has already been included in the cost estimate provided in this proposal). The table below has been developed to aid us in estimating the total cost of the proposed work and is provided for your information only. Unless otherwise arranged with the City, the cost of each task is not meant to be precise and we may find it necessary to shift costs between tasks as the work proceeds. TASK TOTAL COSTS Project Coordination $5,790 Install Mitig_ation $3,520 Conduct Post-Installation Monitoring $47,960 TOTAL $57,270 TO: FROM: DATE: SUBJECT: Karen P. Brust, c· y Mana James G. Ros /Interim D rector of Public Wor~V Prepared . oe Mankawich, Associate Engi~'--- Septet?~4, 2012 9/4/2012 010 Consideration of Personal Services Agreements for Construction and Bid Engineering Support; Archeological, Paleontological and Native American Resource Monitoring; Biological Resource Oversight and Monitoring; and Habitat Maintenance for the Sun Ranch Drainage Improvement Project (CIP 11503) (Hall and Foreman, Inc.) (Cogstone) (Glen Lukas and Associates, Inc.) (Pacific BioScience, Inc.) (City Council Fiscal Years 2012-2013 and 2013-2014 Urgent Strategic Priorities) RECOMMENDATION: By motion, 1. Amend the existing Personal Services Agreement with design engineer, Hall and Foreman, Inc. to include construction and bid support services, and increase the contract amount by $35,150, for a not to exceed amount of $108,965; and, 2. Approve a Personal Services Agreement with Cogstone to provide archeological, paleontological and Native American resource monitoring in the amount of $32,234; and, 3. Approve a Personal Services Agreement with Glenn Lukas and Associates, Inc. to provide biological resource oversight and monitoring services for five years in the amount of $57,270; and, 4. Approve a Personal Services Agreement with Pacific BioScience, Inc. to provide habitat mitigation area maintenance for four years in the amount of $25,920; and, 5. Authorize the City Manager to approve change orders up to 10% of the contract amount for these contracts. TO: FROM: DATE: City of San Juan Capistrano Agend \ ,~qrt / \ J) Karen P. Brust, Ci Mafia r, James G. Prepared 09/04/2012 010' SUBJECT: Consideration of Personal Services Agreements for Construction and Bid Engineering Support; Archeological, Paleontological and Native American Resource Monitoring; Biological Resource Oversight and Monitoring; and Habitat Maintenance fof the Sun Ranch Drainage Improvement Project (CIP 11503) (Hall and Foreman, Inc.) (Cogstone) (Glen Lukes and Associates, Inc.) (Pacific BioScience, Inc.) (City Council Fiscal Years 2012-2013 and 2013-2014 Urgent Strategic Priorities) RECOMMENDATION: By motion, 1 . Amend the existing Personal Services Agreement with design engineer, Hall and Foreman, Inc. to include construction and bid support services, and increase the contract amount by $35,150, for a not to exceed amount of $1 08,965; and, 2. Approve a Personal Services Agreement with Cogstone to provide archeological, paleontological and Native American resource monitoring in the amount of $32,234; and, 3. Approve a Personal Services Agreement with Glenn Lukes and Associates, Inc. to provide biological resource oversight and monitoring services for five years in the amount of $57,270; and, 4. Approve a Personal Services Agreement with Pacific Bioscience, Inc. to provide habitat mitigation area maintenance for four years in the amount of $25,920; and, 5. Authorize the City Manager to approve change orders up to 10% of the contract amount for these contracts. City Council Agenda Report September 4, 2012 Page 2 of 4 EXECUTIVE SUMMARY: On August 7, 2012, the City Council awarded a Construction Contract with Spiess Construction Company, Inc. to build the Sun Ranch Drainage Improvement Project (CIP 11503). Work is anticipated to commence in mid-September. In order to be prepared to meet the demands and requirements of the project, staff is recommending that the City enter into Personal Services Agreements for Construction and Bid Support Engineering, Archeological, Paleontological and Native American Monitoring, Biological Oversight and Monitoring, and Habitat Restoration Maintenance prior to commencement of construction. DISCUSSION/ANALYSIS: Staff recommends that the City Council approve an amendment to an existing contract with design engineer, Hall and Foreman, Inc., to provide engineering support on addendum preparation, requests for information, materials submittals review and weekly project progress meetings attendance during the project bid and construction phases. Hall and Foreman, Inc. has provided a proposal for this work based upon the amount of assistance that City staff deemed necessary. Their proposal is based upon the schedule of hourly rates provided under their original proposal. Hall and Foreman, Inc. knows the project very well and they were the referred engineer in the Settlement Agreement with the Scalzo Family Trust. For these reasons staff recommends amending the existing design agreement for the amount of $73,815.00 with Hall and Foreman, Inc. to include construction and bid services through February 2013, in the amount of $35,150 for a not to exceed amount of $108,965. The City's approved Mitigated Negative Declaration requires that the City provide Archeological, Paleontological and Native American Resource Monitoring during the excavation for the project. Staff sent out Requests for Proposals for these services to five (5) firms and received three (3) proposals from reputable consultants in this field. Staff review of the proposals revealed that Cogstone provided the most cost effective proposal while providing all the requested services. Staff recommends entering into a Personal Services Agreement with Cogstone for Archeological, Paleontological and Native American Resource Monitoring in the amount of $32,234. The provisions of the pending California Water Quality Control Board 401 and Army Corps of Engineers 404 permits require that the City provide Biological Resource Oversight and Monitoring, and Habitat Mitigation Implementation and Maintenance performed during development and for five (5) years following completion of the project. Staff sent out a Request for Proposals to four (4) biologists to provide supervision to insure that the permit conditions are implemented. The biologist is also required to provide planting locations and planting installation and maintenance supervision. The request also provides for preparation of a planting plan and monitoring of the maintenance and biological health of the mitigation site for five (5) years. The City received two {2) responses to its request for biological services. City Council Agenda Report September 4, 2012 Page 3 of 4 Review of the proposals confirms that the Glen Lukos and Associates, Inc. (GLA) proposal provides all the services required for a slightly lower price than the other responding firm. GLA also has been involved in this project from the start, as they provided the biological and permit acquisition services during the design and environmental phases of the project. GLA is aware of the permit requirements for this project. For these reasons, staff recommends entering into a Personal Services Agreement with GLA to provide biological services for a five (5) year period for an amount of $57,270. Staff sent requests for proposal to four (4) firms to provide habitat maintenance on the project for four (4) years. The first year of maintenance is already covered in the construction contract that was awarded in August. The following four years will commence a year after completion of the project. Staff has reviewed the proposals and recommends that Pacific BioScience, Inc. provides the necessary services in the most cost effective manner. For this reason staff recommends entering into a Personal Services Agreement with Pacific BioScience, Inc. to provide habitat maintenance services for four (4) years for an amount of $25,920. FISCAL IMPACT: The Fiscal Year 2012-2013 Capital Improvement Program has budgeted $3.23 million for the Sun Ranch Drainage Improvement Project. The anticipated total cost for the project based upon the construction contract and required other services is: Construction (Spiess Construction) Construction Contingency (10%) Construction Engineering Support (Hall & Foreman) Biological Monitoring and Mitigation Oversight (5 Years) (GLA) Cultural, Archeological Resource Monitoring (Cogstone) Habitat Area Maintenance (4 years) (Pacific BioScience) 10% Contingency on Support Agreements Staff Costs (Proiect Management. Inspection. Admin. Services) Total Project Cost $2,094,645.25 209,464.00 35,150.00 57,270.00 32,234.00 25,920.00 15,000.00 60,000.00 $2,529,683.25 These costs fall within the budgeted amount. The additional $700,000 in funding can be returned to the City's General Fund Reserve for future capital projects. ENVIRONMENTAL IMPACT: Approval of these Personal Services Agreements will assist the City meet the requirements set out in the approved Mitigated Negative Declaration and the United States Army Corps of Engineers (USACOE) 404 Permit and California Regional Water Quality Control Board (CRWQCB) 401 Permit. Staff received the California Department of Fish and Game (CDFG) approval on March 21, 2012, and is working closely with the USACOE and CRWQCB to receive their certifications and permits prior to commencing City Council Agenda Report September 4, 2012 Page 4 of 4 work in mid-September 2012. The City cannot commence construction without these permits being in place. PRIOR CITY COUNCIL REVIEW: • On May 17, 2011, the City Council approved the Design Contract with Hall & Foreman, Inc. for the design of the project. • On June 19, 2012, the City Council approved the plans, specifications and estimates and adopted a resolution approving a Mitigated Negative Declaration. • On August 7, 2012, the City Council awarded the Construction Contract to Spiess Construction Company, Inc. in the amount of $2,094,645.25. COMMISSION/COMMITTEE/BOARD REVIEW AND RECOMMENDATIONS: • Staff presented this project to the Utilities Commission at its July 17, 2012, meeting. There were no comments by the Commission. • Staff had previously brought this project before the Planning Commission on April 10, 2012. At that meeting, the Planning Commission recommended that the City Council adopt a Mitigated Negative Declaration for the project. • Staff also held a Stakeholder Scoping Meeting for this project on March 13, 2012. The meeting was noticed to all residents within 500 feet of the project. Staff presented the project and took comments and questions from the 10 residents that attended the meeting. NOTIFICATION: Hall and Foreman, Inc. Bonterra Consulting, Inc. HRS, Inc. Glen Lukas and Associates, Inc. TRC Solutions, Inc. Pacific Bioscience, Inc. Cogstone Ed Stewart and Associates, Inc. ATTACHMENT($): Attachment 1 - Attachment 2 - Attachment 3 - Attachment 4 - First Amendment to Personal Services Agreement with Hall and Foreman, Inc. Personal Services Agreement with Glenn Lukas and Associates, Inc. for Biological Monitoring Personal Services Agreement with Cogstone for Cultural Resources Monitoring Personal Services Agreement with Pacific Bioscience, Inc. for Mitigation Area Maintenance FIRST AMENDMENT TO PERSONAL SERVICES AGREEMENT THIS FIRST AMENDMENT TO THE PERSONAL SERVICES AGREEMENT between the CITY OF SAN JUAN CAPISTRANO ("City") and HALL & FOREMAN, INC., ("Consultant") is made and entered into, to be effective the __ day of September, 2012, as follows: RECITALS WHEREAS, the City and Consultant have entered into that Personal Services Agreement dated May 17, 2011, for Design Engineering services for the Sun Ranch Drainage Improvement Project (CIP 11503) (the "Agreement"); and WHEREAS, the City and Consultant desire to amend the terms of the Agreement as provided hereunder. . ---'?" AMENDMENT NOW, THEREFORE, in consideration of the promises and mutual covenants contained therein, City and Consultant agree to the amend Sections of the Agreement as follows: Section 1. Scope of Work The amended scope of work to be performed by the Consultant shall consist of those tasks set forth in Exhibit "A", which comprise of the consultants proposal dated August 2, 2012, attached and incorporated herein by reference. Section 2. Term The Agreement shall commence on the effective date of Agreement and shall terminate, and all services required hereunder shall be completed, no later than February 28, 2013. Section 3. Compensation Total compensation for the services hereunder shall not exceed $35,150, total contract amount including expenses as set forth in Exhibit "A" , attached and incorporated herein by reference. All other provisions of the Agreement not amended hereunder shall remain in full force and effect. -1- ATIEST: By: ________________________ _ -2- CITY OF SAN JUAN CAPISTRANO By: _________________________ _ Larry Kramer, Mayor HALL & FOREMAN, INC. (\' __ ,/;/'J:,-J. ' ,!... .~./-- By· .. ! ~~~~ 1/fv\~--~­~··· . ' (- II'~ H a 11 (~ F ore1nan, Inc. Engineering • Planning • Surveying · August 2, 2012 Mr. Joe Mankawich City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 110182-0000 RE: Sun Ranch Drainage Improvements-City of San Juan Capistrano Construction Support Services Dear Mr. Mankawich; Hall & Foreman, Inc. (HFI) is pleased to present the following proposal to provide civil engineering construction support services, for the Sun Ranch Drainage hnprovement Project in the City of San Juan Capistrano. This proposal is based on the plans prepared byHFI and dated June 26, 2012. SCOPE OF WORK Task 1 -Preconstruction Support Services Provide project management and design support services to the City during the public bidding process for the project Attend pre-bid meetings with the City and respond to Contractor Request for Information during the bid period. Provide design details and plan revisions to City based on comments received from Regulatory permitting process from Water Quality Board and Army Corp of Engineers. Plan details included revising natural creek debris basins, grading control structures, and revising riparian landscape plans based on GLA project biologist and permitting approvals. Revise plan quantities, prepare detail specifications and bid addendums under direction and guidance from City and GLA. HFI will provide the following services to facilitate construction bidding: • Responding to Contractor RFI' s • Attendance at Pre-bid conference • Preparation of Addendums • Review Construction Bids and Contractor references Task 2 -Right of Entry Exhibits Provide engineering services to the C1ty for the design and preparation of 14 right of entry exhibits for use by the City. in obtaining temporary construction easements from the Sun Ranch Tract 6746 private property residential homes abutting the Sun Ranch Drainage improvement project. 17782 E. !7'" Street, Suite 200, Tustin, CA 92780, (714) 665-4500 EXHIBIT A .. ~: " i ; t. '...... ·.< ·.<· ·:.4~ . ::. :-~·: . ~-: .• ··;•, "· ·.' . ·. ~ .... ~ :.. -. . Task 3-Construction Support Services Provide engineering plan support to the City of San Juan Capistrano during the Construction period. These services are based on the estimated construction period of 150 calendar days. HFI will provide the folJowing services during the construction phase of the project Attend Weekly Construction Meetings with City and Contractor • Responding to Construction RFI's • Shop drawing reviews • Plan Revisions and Engineering Design Suppett • Reviewing and providing recommendations to City on Contractor's material submittaJs • Record Drawings -Revise construction plans per final construction plans and submit record drawings for City records. Engineering Design Fee Task 1 Task 2 Task 3 Preconstruction Support Services Right of Entry Agreements Construction Support Services a. Construction Meetings b. Shop Drawing Reviews/Contractor SubmittaJs c. Plan Revisions/Engineering Support d. Record Drawings Reimbursable Expense Total $6,000 $3,000 $7,500 $5,000 $8,400 $3,250 $2,00Q $35,150 We look forward to working with you on this project. Please call me at (714) 665-4518 if you have any questions or would like to discuss the scope of work and design fee in more detail. Sincerely, HALL & FOREMAN, Inc. j~ David Stuetzel Project Manager South Coast Division Attachments Exhibit A Exhibit B Data and Assumptions Hourly Rate Schedule 17782 E. 1 7'b Street, Suite 200, Tustin, CA 92780, (714} 665-4500 EXHIBIT A DATA AND ASSUMPTIONS Consultant intends to provide engineering and surveying services to facilitate the design and construction of City ofSan .Juan Capistrano Grading and Drainage Improvements located at TT 16146 in the City of San Juan Capistrano, County of Orange, California. This Agreement for engineering and surveying has been prepared based upon normal design construction and surveying procedures, as well as specific discussions between representatives of both parties. The Scope of Service specifically states those services to be performed, subject to the following Data and Assumptions: 1. Consultant will not be responsible for supervision and/or inspection of construction. 2. Construction survey will be provided by the City or Contractor. No survey support is included in this scope of services. 3. Construction support is based on plans prepared by HFI dated June 26, 2012 and approved by the City of San Juan Capistrano. 4. Consultant's services to City for preconstruction services are based on 28 hours of engineering support. 5. Construction meetings are assumed to be held at the City offices or the project site in San Juan Capistrano. Meeting duration is assumed at 2 hours for each meeting. 6. Plan revisions based on final environmental permit requirements and conditions ~ill be reviewed with City and negotiated as additional services. 7. Review of Shop drawing reviews and Contractor submittals and are estimated at 20 submittals. 8. Engineering support and plan revisions are based on 60 hours of project support. 9. Preparation of as-built/final revisions are based on 26 hours of plan preparation. 10. Those items ofwork not specifically addressed in the Data and Assumptions and Scope of Services shall not be considered a part thereof, and shall be considered as "Additional Services", and shaH be subject to negotiation. 11. City of San Juan Capistrano wi11 perform all environmental document preparation, processing and reporting. 17782 E. ] 7'h Street, Suite 200, Tustin, CA 92780, (714) 665-4500 OFFICE: Principal . . " r • • • •-- -~II'': Hall & Foren1an, Inc. ------· ~ Engineering • Planning • Surveying SCHEDULE OF HOURLY BILLING RATES Effective November 1, 2011 Project Management (VP/Sr. Proj. Dir./Proj. Dir.!Proj. & Survey Mgr) Senior Engr./Proj. Eng./Proj. Surveyor/Sr. Designer/Principal Planner Staff Engineer Designer/Assist. Proj. Mgr/Pla.nner/Survey Analyst Junior Engineer/Assist. Engineer Project Assistant'Expeditor Administrative EXPERT WITNESS~ Preparation for Depositions/Court Appearances Depositions/Court Appearances FIELD SURVEY: 1-Person Survey Crew 2·-Person Survey Crew 3-Person Survey Crew 2-Person High Definiiion Survey Crew CONSTRUCTION: Resident Engineer Inspector $215.00/Hour $175.00/Hour $135.00/Hour $115.00/Hour $1 05.00/Hour $ 85.00/Hour $ 80.00/Hour $ 65.00n-Iour $215.00/Hour $350.00/Hour Sl50.00n-Iour $200.00/Hour $245.00/Hour $225.00/Hour $115.00/Hour $105.00/Hour Note 1: Client shall pay the cost, plus 15%, for any applicable governmental fees, title company charges, well monuments, outside vendor reproduction costs, in-house reproduction cost, plotting costs, mileage, and delivery or messenger services incurred on Client's behalf If requested, HFI will provide a computer printout, which details these costs. HFI does not typically provide any additional back up for these generally nominal expenses as part of our fee. Note 2: In the event Consultant's fee schedule changes due to any increase of costs such as the gt""dilring of wage increases and/or other employee benefits to field or office employees due to the terms of any labor agreement, or increase in the cost of living, during the lifetime of this agreement, a percentage increase shall be applied to all remaining fees and charges to reflect the increased costs. Note 3: The fee stated herein does not include any sales or use tax. In the event that a sales and/or use tax is imposed by local, state, or federal authority, upon the services rendered hereunder. such sales and/or use tax shall be in addition to said fee herein, and shaH be the full responsibllity of the Client. Note 4: Depositions and Court Appearances shall be billed at the above noted rate, with a four (4) hour minimum. PERSONAL SERVICES AGREEMENT THIS AGREEMENT is made, entered into, and shall become effective this __ day of September, 2012, by and between the City of San Juan Capistrano (hereinafter referred to as the "City") and Cogstone (hereinafter referred to as the "Consultant"). RECITALS: WHEREAS, City desires to retain the services of Consultant regarding the City's proposal to provide Cultural, Archeological and Native American Monitoring for the Sun Ranch Drainage Improvement Project (CIP 11503); and WHEREAS, Consultant is qualified by virtue of experience, training, education and expertise to accomplish such services. NOW, THEREFORE, City and Consultant mutually agree as follows: Section 1. Scope of Work. The scope of work to be performed by the Consultant shall consist of those tasks as set forth in Exhibit "A," attached and incorporated herein by reference. To the extent that there are any conflicts between the provisions described in Exhibit "A" and those provisions contained within this Agreement, the provisions in this Agreement shall control. Section 2. Term. This Agreement shall commence on the effective date and shall terminate, and all services required hereunder shall be completed, no later than January 1, 2013. Section 3. Compensation. 3.1 Amount. Total compensation for the services hereunder shall not exceed $32,234, total contract amount, as set forth in Exhibit "A," attached and incorporated herein by reference. 3.2 Method of Payment. Subject to Section 3.1, Consultant shall submit monthly invoices based on total services which have been satisfactorily completed for such monthly period. The City will pay monthly progress payments based on approved invoices in accordance with this Section. 3.3 Records of Expenses. 1 Consultant shall keep complete and accurate records of all costs and expenses incidental to services covered by this Agreement. These records will be made available at reasonable times to the City. Invoices shall be addressed as provided for in Section 16 below. Section 4. Independent Contractor. It is agreed that Consultant shall act and be an independent contractor and not an agent or employee of the City, and shall obtain no rights to any benefits which accrue to Agency's employees. Section 5. Limitations Upon Subcontracting and Assignment. The experience, knowledge, capability and reputation of Consultant, its principals and employees were a substantial inducement for the City to enter into this Agreement. Consultant shall not contract with any other entity to perform the services required without written approval of the City. This Agreement may not be assigned, voluntarily or by operation of law, without the prior written approval of the City. If Consultant is permitted to subcontract any part of this Agreement by City, Consultant shall be responsible to the City for the acts and omissions of its subcontractor as it is for persohs directly employed. Nothing contained in this Agreement shall create any contractual relationships between any subcontractor and City. All persons engaged in the work will be considered employees of Consultant. City will deal directly with and will make all payments to Consultant. Section 6. Changes to Scope of Work. For extra work not part of this Agreement, a written authorization from City is required prior to Consultant undertaking any extra work. In the event of a change in the Scope of Work provided for in the contract documents as requested by the City, the Parties hereto shall execute an addendum to this Agreement setting forth with particularity all terms of the new agreement, including but not limited to any additional Consultant's fees. Section 7. Familiarity with Work and/or Construction Site. By executing this Agreement, Consultant warrants that: (1) it has investigated the work to be performed; (2) if applicable, it has investigated the work site(s), and is aware of all conditions there; and (3) it understands the facilities, difficulties and restrictions of the work to be performed under this Agreement. Should Consultant discover any latent or unknown conditions materially differing from those inherent in the work or as represented by City, it shall immediately inform the City of this and shall not proceed with further work under this Agreement until written instructions are received from the City. Section 8. Time of Essence. 2 Time is of the essence in the performance of this Agreement. Section 9. Compliance with Law. Consultant shall comply with all applicable laws, ordinances, codes and regulations of federal, state and local government. Section 10. Conflicts of Interest. Consultant covenants that it presently has no interest and shall not acquire any interest, direct or indirect, which would conflict in any manner or degree with the performance of the services contemplated by this Agreement. No person having such interest shall be employed by or associated with Consultant. Section 11. Copies of Work Product. At the completion of the work, Consultant shall have delivered to City at least one (1) copy of any final reports and/or notes or drawings containing Consultant's findings, conclusions, and recommendations with any supporting documentation. All reports submitted to the City shall be in reproducible format, or in the format otherwise approved by the City in writing. Section 12. Ownership of Documents. All reports, information, data and exhibits prepared or assembled by Consultant in connection with the performance of its services pursuant to this Agreement are confidential to the extent permitted by law, and Consultant agrees that they shall not be made available to any individual or organization without prior written consent of the City .. All such reports, information, data, and exhibits shall be the property of the City and shall be delivered to the City upon demand without additional costs or expense to the City. The City acknowledges such documents are instruments of Consultant's professional services. Section 13. Indemnity. To the fullest extent permitted by law, Consultant agrees to protect, defend, and hold harmless the City and its elective and appointive boards, officers, agents, and employees from any and all claims, liabilities, expenses, or damages of any nature, including attorneys' fees, for injury or death of any person, or damages of any nature, including interference with use of property, arising out of, or in any way connected with the negligence, recklessness and/or intentional wrongful conduct of Consultant, Consultant's agents, officers, employees, subcontractors, or independent contractors hired by Consultant in the performance of the Agreement. The only exception to Consultant's responsibility to protect, defend, and hold harmless the City, is due to the negligence, recklessness and/or wrongful conduct of the City, or any of its elective or appointive boards, officers, agents, or employees. 3 This hold harmless agreement shall apply to all liability regardless of whether any insurance policies are applicable. The policy limits do not act as a limitation upon the amount of indemnification to be provided by Consultant. Section 14. Insurance. On or before beginning any of the services or work called for by any term of this Agreement, Consultant, at its own cost and expense, shall carry, maintain for the duration of the agreement, and provide proof thereof that is acceptable to the City, the insurance specified below with insurers and under forms of insurance satisfactory in all respects to the City. Consultant shall not allow any subcontractor to commence work on any subcontract until all insurance required of the Consultant has also been obtained for the subcontractor. Insurance required herein shall be provided by Insurers in good standing with the State of California and having a minimum Best's Guide Rating of A-Class VII or better. 14.1 Comprehensive General Liability. Throughout the term of this Agreement, Consultant shall maintain in full force and effect Comprehensive General Liability coverage in an amount not less than one million dollars per occurrence ($1,000,000.00), combined single limit coverage for risks associated with the work contemplated by this agreement. If a Commercial General Liability Insurance form or other form with a general aggregate limit is used, either the general aggregate limit shall apply separately to the work to be performed under this agreement or the general aggregate limit shall be at least twice the required occurrence limit. 14.2 Comprehensive Automobile Liability. Throughout the term of this Agreement, Consultant shall maintain in full force and effect Comprehensive Automobile Liability coverage, including owned, hired and non- owned vehicles in an amount not less than one million dollars per occurrence ($1 ,000,000.00). 14.3 Workers' Compensation. If Consultant intends to employ employees to perform services under this Agreement, Consultant shall obtain and maintain, during the term of this Agreement, Workers' Compensation Employer's Liability Insurance in the statutory amount as required by state law. 14.4 Proof of Insurance Requirements/Endorsement. Prior to beginning any work under this Agreement, Consultant shall submit the insurance certificates, including the deductible or self-retention amount, and an 4 additional insured endorsement naming City, its officers, employees, agents, and volunteers as additional insured as respects each of the following: Liability arising out of activities performed by or on behalf of Consultant, including the insured's general supervision of Consultant; products and completed operations of Consultant; premises owned, occupied or used by Consultant; or automobiles owned, leased, hired, or borrowed by Consultant. The coverage shall contain no special limitations on the scope of protection afforded City, its officers, employees, agents, or volunteers. 14.5 Errors and Omissions Coverage [FOR PROFESSIONS/WORK EXCLUDED FROM GENERAL LIABILITY] Throughout the term of this Agreement, Consultant shall maintain Errors and Omissions Coverage (professional liability coverage) in an amount of not less than One Million Dollars ($1 ,000,000). Prior to beginning any work under this Agreement, Consultant shall submit an insurance certificate to the City's General Counsel for certification that the insurance requirements of this Agreement have been satisfied. 14.6 Notice of Cancellation/Termination of Insurance. The above policy/policies shall not terminate, nor shall they be cancelled, nor the coverages reduced, until after thirty (30) days' written notice is given to City, except that ten (10) days' notice shall be given if there is a cancellation due to failure to pay a premium. 14.7 Terms of Compensation. Consultant shall not receive any compensation until all insurance provisions have been satisfied. 14.8 Notice to Proceed. Consultant shall not proceed with any work under this Agreement until the City has issued a written "Notice to Proceed" verifying that Consultant has complied with all insurance requirements of this Agreement. Section 15. Termination. City shall have the right to terminate this Agreement without cause by giving thirty (30) days' advance written notice of termination to Consultant. In addition, this Agreement may be terminated by any party for cause by providing ten ( 1 0) days' notice to the other party of a material breach of contract. If the other party does not cure the breach of contract, then the agreement may be terminated subsequent to the ten (10) day cure period. 5 Section 16. Notice. All notices shall be personally delivered or mailed to the below listed addresses, or to such other addresses as may be designated by written notice. These addresses shall be used for delivery of service of process: To City: To Consultant: City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 Attn: Joe Mankawich Cog stone 1518 West Taft Avenue Ornage, CA 92865 Attn: Andrew Hernandez Section 17. Attorneys' Fees. If any action at law or in equity is necessary to enforce or interpret the terms of this Agreement, the prevailing party shall be entitled to reasonable attorneys' fees, costs and necessary disbursements in addition to any other relief to which he may be entitled. Section 18. Dispute Resolution. In the event of a dispute arising between the parties regarding performance or interpretation of this Agreement, the dispute shall be resolved by binding arbitration under the auspices of the Judicial Arbitration and Mediation Service ("JAMS"). Section 19. Entire Agreement. This Agreement constitutes the entire understanding and agreement between the parties and supersedes all previous negotiations between them pertaining to the subject matter thereof. [SIGNATURE PAGE FOLLOWS] 6 IN WITNESS WHEREOF, the parties hereto have executed this Agreement. CITY OF SAN JUAN CAPISTRANO By: ____ _ Larry Kramer, Mayor CONSULTANT, Cogstone By: ________ ~-=~+-~~~---------- Andrew ~tJ\Cf=o , ATTEST: , Maria Morris, City Clerk APPROVED AS TO FORM: ~'1..~=== . ' . Hans Van Ligten, City Attorney 7 ~-Q~~g_~ PALEONTOLOGY-ARCHAEOLOGY·· HISTORY August 10, 2012 Cogstone 2505 To: Joe Mankawich, Associate Engineer, City of San Juan Capistrano From: Sherri Gust, President, Cogstone RE: Sun Ranch Drainage Improvement Project CIP 11503 Thank you for inviting our proposal to provide monitoring for your upcoming improvement project. Sherri Gust, Orange County Certified Professional Paleontologist and Archaeologist, wi II serve as principal investigator. Cogstone is a certified SBE/WBE/DBE/UDBE firm. All staff qualifications can be viewed on our website at www.cogstone.com/keystaff. We understand the scope is to provide 40 days of paleontological, archaeological and Native American monitoring and a compliance report upon conclusion of work. All Cogstone monitors are qualified archaeologists with cross-training in paleontology (minimum of 16 hours) and have dual-monitoring experience. Our Native American monitor will be Alfred Cruz who is acknowledged by the Native American Heritage Commission as a Juanefio. We have worked with Alfred on several previous projects in the City. Our c~st proposal is presented on the next page. Cogstone carries commercial general liability insurance of $4 million aggregate; professional liability insurance of$2 million aggregate; automobile liability insurance of$1 million combined single limit; umbrella liability insurance of $2 million aggregate; and, the required limits for workers' compensation. Certificates of insurance are issued upon award of a contract. We appreciate this opportunity to work with you and look forwarding to working with you in the future. 1518 West Taft Avenue Orange, CA 92865 Office !714) 971,-8300 Toll free !888!497-0700 Branch Offices West Sacramento-Morro Bay-Inland Empire-San Diego cogstone.com ~ogstone PAi..!:.CN!0' c :::v .. '\~'-·'-',\ ::: . ..,, ~-~v _ w1~ -:--z;y SUN RANCH DRAINAGE IMPROVEMENT PROJECT CIP 11503 BUDGET Assumptions 1) 40 days of earthmoving. Contingencies (not included in proposal} 1) Attendance at meetings or responses to comments requested by client; 2) Additonal scope requires a change order. 2 PERSONAL SERVICES AGREEMENT THIS AGREEMENT is made, entered into, and shall become effective this __ day of September, 2012, by and between the City of San Juan Capistrano (hereinafter referred to as the "City") and Glen Lukos and Associates, Inc. (hereinafter referred to as the "Consultant"). RECITALS: WHEREAS, City desires to retain the services of Consultant regarding the City's proposal to provide Biological Monitoring and Habitat Mitigation Monitoring for the Sun Ranch Drainage Project (CIP 11503); and WHEREAS, Consultant is qualified by virtue of experience, training, education and expertise to accomplish such services. NOW, THEREFORE, City and Consultant mutually agree as follows: Section 1. Scope of Work. · The scope of work to be performed by the Consultant shall consist of those tasks as set forth in Exhibit "A," attached and incorporated herein by reference. To the extent that there are any conflicts between the provisions described in Exhibit "A" and those provisions contained within this Agreement, the provisions in this Agreement shall control. Section 2. Term. This Agreement shall commence on the effective date of this Agreement and services required hereunder shall continue until notified that said services are no longer required, ·subject to 15 days notice of termination. Section 3. Compensation. 3.1 Amount. Total compensation for the services hereunder shall not exceed $57,270 total contract amount, as set forth in Exhibit "A" attached and incorporated herein by reference. 3.2 Method of Payment. Subject to Section 3.1, Consultant shall submit monthly invoices based on total services which have been satisfactorily completed for such monthly period. The City will pay monthly progress payments based on approved invoices in accordance with this Section. 1 3.3 Records of Expenses. Consultant shall keep complete and accurate records of all costs and expenses incidental to services covered by this Agreement. These records will be made available at reasonable times to the City. Invoices shall be addressed as provided for in Section 16 below. Section 4. Independent Contractor. It is agreed that Consultant shall act and be an independent contractor and not an agent or employee of the City, and shall obtain no rights to any benefits which accrue to Agency's employees. Section 5. Limitations Upon Subcontracting and Assignment. The experience, knowledge, capability and reputation of Consultant, its principals and employees were a substantial inducement for the City to enter into this Agreement. Consultant shall not contract with any other entity to perform the services required without written approval of the City. This Agreement may not be assigned, voluntarily or by operation of law, without the prior written approval of the City. If Consultant is permitted to subcontract any part of this Agreement by City, Consultant shall be responsible to the City for the acts and omissions of its subcontractor as it is for persons directly employed. Nothing contained in this Agreement shall create any contractual relationships between any subcontractor and City. All persons engaged in the work will be considered employees of Consultant. City will deal directly with and will make all payments to Consultant. Section 6. Changes to Scope of Work. For extra work not part of this Agreement, a written authorization from City is required prior to Consultant undertaking any extra work. In the event of a change in the Scope of Work provided for in the contract documents as requested by the City, the Parties hereto shall execute an addendum to this Agreement setting forth with particularity all terms of the new agreement, including but not limited to any additional Consultant's fees. Section 7. Familiarity with Work and/or Construction Site. By executing this Agreement, Consultant warrants that: (1) it has investigated the work to be performed; (2) if applicable, it has investigated the work site(s), and is aware of all conditions there; and (3) it understands the facilities, difficulties and restrictions of the work to be performed under this Agreement. Should Consultant discover any latent or unknown conditions materially differing from those inherent in the work or as represented by City, it shall immediately inform the City of this and shall not proceed with further work under this Agreement until written instructions are received from the City. 2 Section 8. Time of Essence. Time is of the essence in the performance of this Agreement. Section 9. Compliance with Law. Consultant shall comply with all applicable laws, ordinances, codes and regulations of federal, state and local government. Section 10. Conflicts of Interest. Consultant covenants that it presently has no interest and shall not acquire any interest, direct or indirect, which would conflict in any manner or degree with the performance of the services contemplated by this Agreement. No person having such interest shall be employed by or associated with Consultant. Se.ction 11. Copies of Work Product. At the completion of the work, Consultant shall have delivered to City at least one (1) copy of any final reports and/or notes or drawings containing Consultant's findings, conclusions, and recommendations with any supporting documentation. All reports submitted to the City shall be in reproducible format, or in the format otherwise approved by the City in writing. Section 12. Ownership of Documents. All reports, information, data and exhibits prepared or assembled by Consultant in connection with the performance of its services pursuant to this Agreement are confidential to the extent permitted by law, and Consultant agrees that they shall not be made available to any individual or organization without prior written consent of the City. All such reports, information, data, and exhibits shall be the property of the City and shall be delivered to the City upon demand without additional costs or expense to the City. The City acknowledges such documents are instruments of Consultant's professional services. Section 13. Indemnity. To the fullest extent permitted by law, Consultant agrees to protect, defend, and hold harmless the City and its elective and appointive boards, officers, agents, and employees from any and all claims, liabilities, expenses, or damages of any nature, including attorneys' fees, for injury or death of any person, or damages of any nature, including interference with use of property, arising out of, or in any way connected with the negligence, recklessness and/or intentional wrongful conduct of Consultant, Consultant's agents, officers, employees, subcontractors, or independent contractors hired by Consultant in the performance of the Agreement. The only exception to Consultant's responsibility to protect, defend, and hold harmless the City, is due to the negligence, 3 recklessness and/or wrongful conduct of the City, or any of its elective or appointive boards, officers, agents, or employees. This hold harmless agreement shall apply to all liability regardless of whether any insurance policies are applicable. The policy limits do not act as a limitation upon the amount of indemnification to be provided by Consultant. Section 14. Insurance. On or before beginning any of the services or work called for by any term of this Agreement, Consultant, at its own cost and expense, shall carry, maintain for the duration of the agreement, and provide proof thereof that is acceptable to the City, the insurance specified below with insurers and under forms of insurance satisfactory in all respects to the City. Consultant shall not allow any subcontractor to commence work on any subcontract until all insurance required of the Consultant has also been obtained for the subcontractor. Insurance required herein shall be provided by Insurers in good standing with the State of California and having a minimum Best's Guide Rating of A-Class VII or better. 14.1 Comprehensive General Liability. Throughout the term of this Agreement, Consultant shall maintain in full force and effect Comprehensive General Liability coverage in an amount not less than one million dollars per occurrence ($1 ,000,000.00), combined single limit coverage for risks associated with the work contemplated by this agreement. If a Commercial General Liability Insurance form or other form with a general aggregate limit is used, either the general aggregate limit shall apply separately to the work to be performed under this agreement or the general aggregate limit shall be at l~ast twice the required occurrence limit. 14.2 Comprehensive Automobile Liability. Throughout the term of this Agreement, Consultant shall maintain in full force and effect Comprehensive Automobile Liability coverage, including owned, hired and non- owned vehicles in an amount not less than one million dollars per occurrence ($1 ,000,000.00). 14.3 Workers' Compensation. If Consultant intends to employ employees to perform services under this Agreement, Consultant shall obtain and maintain, during the term of this Agreement, Workers' Compensation Employer's Liability Insurance in the statutory amount as required by state law. 14.4 Proof of Insurance Requirements/Endorsement. 4 Prior to beginning any work under this Agreement, Consultant shall submit the insurance certificates, including the deductible or self-retention amount, and an additional insured endorsement naming City, its officers, employees, agents, and volunteers as additional insured as respects each of the following: Liability arising out of activities performed by or on behalf of Consultant, including the insured's general supervision of Consultant; products and completed operations of Consultant; premises owned, occupied or used by Consultant; or automobiles owned, leased, hired, or borrowed by Consultant. The coverage shall contain no special limitations on the scope of protection afforded City, its officers, employees, agents, or volunteers. 14.5 Errors and Omissions Coverage [FOR PROFESSIONS/WORK EXCLUDED FROM GENERAL LIABILITY] Throughout the term of this Agreement, Consultant shall maintain Errors and Omissions Coverage (professional liability coverage) in an amount of not less than One Million Dollars ($1 ,000,000). Prior to beginning any work under this Agreement, Consultant shall submit an insurance certificate to the City's General Counsel for certification that the insurance requirements of this Agreement have been satisfied. 14.6 Notice of Cancellation/Termination of Insurance. The above policy/policies shall not terminate, nor shall they be cancelled, nor the coverages reduced, until after thirty (30) days' written notice is given to City, except that ten (1 0) days' notice shall be given if there is a cancellation due to failure to pay a premium. 14.7 Terms of Compensation. Consultant shall not receive any compensation until all insurance provisions have been satisfied. 14.8 Notice to Proceed. Consultant shall not proceed with any work under this Agreement until the City has issued a written "Notice to Proceed'' verifying that Consultant has complied with all insurance requirements of this Agreement. Section 15. Termination. City shall have the right to terminate this Agreement without cause by giving thirty (30) days' advance written notice of termination to Consultant. In addition, this Agreement may be terminated by any party for cause by providing ten (1 0) days' notice to the other party of a material breach of contract. If the other party does not cure the breach of contract, then the agreement may be terminated subsequent to the ten (10) day cure period. 5 Section 16. Notice. All notices shall be personally delivered or mailed to the below listed addresses, or to such other addresses as may be designated by written notice. These addresses shall be used for delivery of service of process: To City: To Consultant City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 Attn:Joe Mankawich Glenn Lukus and Associates, Inc. 29 Orchard Lake Forest, CA 92630 Attn; Lesley Lukovich Section 17. Attorneys' Fees. If any action at law or in equity is necessary to enforce or interpret the terms of this Agreement, the prevailing party shall be entitled to reasonable attorneys' fees, costs and necessary disbursements in addition to any other relief to which he may be entitled. Section 18. Dispute Resolution. In the event of a dispute arising between the parties regarding performance or interpretation of this Agreement, the dispute shall be resolved by binding arbitration under the auspices of the Judicial Arbitration and Mediation Service ("JAMS"). Section 19. Entire Agreement. This Agreement constitutes the entire understanding and agreement between the parties and supersedes all previous negotiations between them pertaining to the subject matter thereof. [SIGNATURE PAGE FOLLOWS] 6 IN WITNESS WHEREOF, the parties hereto have executed this Agreement. CITY OF SAN JUAN CAPISTRANO By: _______________________ __ Larry Kramer, Mayor ATTEST: Maria Morris, City Clerk APP~~L _____ _ Hans Van Ligten, City Attorney 7 GLENN LUKOS ASSOCIATES July 24, 2012 Joe Mankawich City of San Juan Capistrano Public Works Department 32400 Pasco Adelanto San Juan Capistrano, California 92675 Regulatory SeNices SUBJECT: Proposal to Provide Mitigation Implementation Services Pertaining to the Sun Ranch Drainage Easements Improvements Project, Located in the City of San Juan Capistrano, Orange County, California Dear Mr. Mankawich: Gleru1 Lukos Associates, Inc. (GLA) is pleased to submit this proposal to assist the City of San Juan Capistrano (City) in complying with mitigation-related special conditions anticipated to be included in authorizations from the U.S. Almy Corps of Engineers (Corps), California Regional Water Quality Control Board (Regional Board), and California Department ofFish and Game (CDFG).1 At this point in time the CDFG authorization has been granted by an "op-law" letter (authorization granted by default when CDFG fails to respond within the allotted period of time). Under an op- law authorization, the work is permitted as stated in the application; this also includes any mitigation that was offered in the application. Authorizations have not yet been issued by the Corps or Regional Board. The Conceptual Habitat Mitigation and Monitoring Plan (HMMP) that was submitted with the applications to each ofthe three regulatory agencies offered to create 0.7 acre of riparian habitat within the invert channel of the re-created drainage. As part of the Corps' standard fonnat, the HMMP also offered a five-year monitoring program with submittal of an annual report to the Corps, RWQCB, and CDFG by January l 5t of each year for five years after planting, to document full compliance with all mitigation measures. The San Diego Regional Board Certification almost always requires stream photo documentation prior to and after project construction to be submitted in accordance with the Regional Board guidelines. 1 This proposal includes monitoring of the required mitigation for a period of five years and coordinating with the City's landscape contractor during the installation and five-year maintenance of the mitigation site. lfthe City so desires, GLA can offer tum-key mitigation services wherein GLA hires the landscape contractor and supplies the mitigation materials. We do, however, add a 15% administrative fee to the landscape contractor's fees in a tum-key operation. 29 Orchard • Lake Forest II California 9?A~n-R.100 Telephone: (949) 837-0404 Facsimile: (949 EXHIBIT A Joe Mankawitz City of San Juan Capistrano Public Works July 24, 2012 Page 2 This proposal is based upon the mitigation offered in-the applications to the three agencies and the additional conditions (cited above), which are typical of all permits issued by the three agencies. The Corps and Regional Board have not yet issued their permits. Final pe1mits from the Corps and Regional Board may require different/additional mitigation or different conditions not reflected by the enclosed scope of work. If final permit conditions are different from those ru1ticipated in this proposal, we may have to revise our proposal (and cost estimate) accordingly. COST The proposed fee for performance of Tasks I through III, as presented in the attached scope of work, is $57,270 including direct costs, but not including meetings or other tasks not specifically addressed in the scope of work. MATERIALS NEEDED FROM THE CITY Prior to the mitigation implementation, GLA will require the following materials: 1. AutoCAD base pl~s (with proposed topography) of the mitigation site required for As- Built plans. Supplementary services beyond the limits ofthis scope of work, if needed, are available from GLA on a time-and-materials basis. If major chru1ges in the scope of work are required, the City will be notified at the earliest possible time. SCHEDULE Work will begin immediately upon receipt of a signed contract. Joe Mankawitz City of San Juan Capistrano Public Works July 24, 2012 Page 3 Should you have any questions regarding this proposal, please feel free to contact me at (949) 83 7- 0404. Sincerely, GLENN LUKOS ASSOCIATES, INC. Gleim C. Lukos President s:0752-8a.pro.doc SD Enclosure TASK I. SCOPE OF WORK MITIGATION IMPLEMENTATION SUPPORT SERVICES FOR THE SUN RANCH DRAINAGE IMPROVEMENT PROJECT SAN JUAN CAPISTRANO, ORANGE COUNTY, CALIFORNIA GENERAL PROJECT COORDINATION GLA \vill coordinate all mitigation-related activities with the regulatory agencies and the City throughout the five-year mitigation period to ensure that pennit conditions are satisfied and any potential problems are made known to the City and resolved at the earliest possible opportunity. This task includes five site meetings to discuss outstanding issues that may arise during Project construction. GLA's environmental specialist will prepare a regulatory permitting handbook to be distributed to all supervisory construction personnel. The regulatory handbook will contain one copy each of all of the project's regulatory permits. Copies of the permitting handbook mll<>t be kept on-site at all times during periods of active work <md must be presented to any agency personnel upon demand. TASK II. INSTALL MITIGATION GLA shall coordinate with Contractor to verify that all planting areas have been properly prepared at the completion of site preparation. GLA shall inspect the in-igation system installation and check for adequate coverage prior. GLA will indicate approval to Contractor in writing before planting or seeding operations may commence. GLA will identify plant locations in the field with 21-inch pin flags. The flags will be color coded as to species. GLA will provide Contractor with a list of plant species with their appropriate color code prior to plant installation. In addition, GLA will assist in the actual placement of container plants in the designated installation locations. GLA will supervise the installation of the container stock and hydroseeding operations. GLA will be present on-site daily during planting and seeding operations to ensure suitable planting methods are utilized and compliance with agency permit conditions are satisfied. GLA will review the entire planting area to verify completion oflandscape work, and advise City and Contractor of any deficiencies requiring remediation. At the satisfactory completion of plant installation and hydroseed operations, GLA will notif)r Contractor in v.'Titing of the acceptance of the Work and the commencement ofthe Maintenance Period. GLA will meet with Contractor maintenance personnel in order to identify proper maintenance procedure. GLA will coordinate with the Contractor to develop irrigation and maintenance schedules. If necessary, GLA will assist maintenance personnel in the identification of target invasive weed species, their location, and the timing of weed control operations to ensure that native plans are avoided to the fullest extent possible. After initial planting, GLA will record species, quantities, and locations of all plantings. At this time GLA will also record any significant problems encountered during planting, or any deviation from the Irrigation or Planting Plans. As-Built drawings of installed landscape will be prepared for submission to the Corps within 45 days of mitigation implementation. It is assumed that the Irrigation and Planting Plans will serve as the As-Built drawings with only minor revisions (i.e., change in plant numbers less than five-percent), small adjustments to planting locations (less than five-percent of total plants with revised planting sites). TASK III. CONDUCT POST-INSTALLATION MONITORING After initial planting, GLA will conduct qualitative site monitoring of the mitigation site on a monthly basis for the first 18 months, and quarterly thereafter, to document any problems with plants, seed germination, irrigation, erosion, vandalism, weed invasion, etc. that might adversely affect the success of the mitigation. Notes on wildlife use will be included (i.e., direct observations of nests, animals, and/or other related evidence observed during site visits). During the first 18 months, GLA will meet monthly with the Contractor to advise on maintenance procedures, and quarterly thereafter. GLA will prepare monthly and quarterly memos to the City to report any problems and document observations of the site visit for the first annual monitoring report. ' As directed in the conditions of approval, GLA will perform the first-year annual monitoring effort following the first growing season after plant installation. Hydrologic, biogeochemical, and plant or animal habitat indicators will be monitored and evaluated for functions and values. At this time GLA will conduct a census of all container stock in order to detemune if the first year SO-percent- survival goal for container stock has been satisfied. GLA will provide the Contractor with a list of replacement plant species to be installed between October and March. The replacement plants will be of the same species, spacing, and size as specified for plants being replaced. GLA will perform transect monitoring which will consist of two per acre 50-meter point-intercept transects in the 0.7 acre site, for a total oftwo transects. The percent cover ofnative, non-native, and unvegetated areas within each transect will be identified. GLA will prepare 1he first annual monitoring report summarizing performance of mitigation project over the last year, and if necessary, recommend steps to be taken to ensure that second-year performance criteria will be achieved by next year's monitoring. After review and approval by the City, the first annual monitoring report will be transmitted to the Corps, CDFG, and Regional Board by January 1st following the first growing season after implementation of the mitigation plan. GLA will follow the San Diego Regional Board's Standard Operating Procedure (SOP) 4.2. I .4 for stream photo documentation procedure of the project. This procedure requires before and after construction photographs taken from the same photo point and at the same bearing and vertical angle from that photo point. This task requires a two-person team (at a minimum) for 2 photographing the subject, determining geographic position, holding a photo sign form, and taking field notes to describe and record photos and photo points. These photographic exhibits will be included with the As-Built plans and with each monitoring report. GLA will perfonn transect monitoring during the second through fifth year annual monitoring event. The percent vegetative cover of native, non-native, and unvegetated areas within each transect will be identified. GLA will prepare the second through fifth annual monitoring reports summarizing perfonnance of the project over each year and recommend steps to be taken to ensure that performance criteria will be achieved by next year's quantitative monitoring.. After review and approval by the City, each year's annual monitoring report will be transmitted to the Corps, CDFG, and Regional Board by January 1st. GLA will notifY the Corps, CDFG, and Regional Board when submitting the fifth and/or final annual rep01i that documents when the final monitoring period is completed for the plantings and GLA believes final success criteria have been met. The final report to the Corps, CDFG, and Regional Board will be sent with a cover letter serving as a Notice of Completion. GLA will coordinate with the Corps, CDFG, and Regional Board to meet with agency staff and provide access and guidance through the mitigation sites to confirm the adequate completion of the mitigation effort. 3 DIRECT EXPENSES GLA's direct expenses shall be those costs incurred directly for the CITY's project, including, but not limited to, necessary transportation costs including mileage by automobile at the current rate allowed by IRS, meals and lodging, laboratory tests and analyses, retention and management of technical consultants, printing, and binding charges. Reimbursement for these expenses shall be on the basis of actual charges when furnished by GLA. An administrative charge of 15% shall be applied to all direct expense and subcontractor charges (this administrative fee has already been included in the cost estimate provided in this proposal). The table below has been developed to aid us in estimating the total cost of the proposed work and is provided for your information only. Unless otherwise arranged with the City, the cost of each task is not meant to be precise and we may find it necessary to shift costs between tasks as the work proceeds. TASK TOTAL COSTS Project Coordination $5,790 Install Mitigation $3,520 Conduct Post-Installation Monitoring $47,960 TOTAL $57,270 PERSONAL SERVICES AGREEMENT THIS AGREEMENT is made, entered into, and shall become effective this __ day of September, 2012, by and between the City of San Juan Capistrano (hereinafter referred to as the "City") and Pacific BioScience, Inc. (hereinafter referred to as the "Consultant"). RECITALS: WHEREAS, City desires to retain the services of Consultant regarding the City's proposal to provide Habitat Mitigation Maintenance Services for the Sun Ranch Drainage Improvement Project (CIP 11503); and WHEREAS, Consultant is qualified by virtue of experience, training, education and expertise to accomplish such services. NOW, THEREFORE, City and Consultant mutually agree as follows: Section 1. Scope of Work. The scope of work to be performed by the Consultant shall consist of those tasks as set forth in Exhibit "A," attached and incorporated herein by reference. To the extent that there are any conflicts between the provisions described in Exhibit "A" and those provisions contained within this Agreement, the provisions in this Agreement shall control. Section 2. Term. This Agreement shall commence on the effective date of this Agreement and services required hereunder shall continue until notified that said services are no longer required, subject to 15 days notice of termination. Section 3. Compensation. 3.1 Amount Total compensation for the services hereunder shall not exceed $25,920 total contract amount, as set forth in Exhibit "A," attached and incorporated herein by reference. 3.2 Method of Payment. Subject to Section 3.1, Consultant shall submit monthly invoices based on total services which have been satisfactorily completed for such monthly period. The City will pay monthly progress payments based on approved invoices in accordance with this Section. 1 3.3 Records of Expenses. Consultant shall keep complete and accurate records of all costs and expenses incidental to services covered by this Agreement. These records will be made available at reasonable times to the City. Invoices shall be addressed as provided for in Section 16 below. Section 4. Independent Contractor. It is agreed that Consultant shall act and be an independent contractor and not an agent or employee of the City, and shall obtain no rights to any benefits which accrue to Agency's employees. Section 5. Limitations Upon Subcontracting and Assignment. The experience, knowledge, capability and reputation of Consultant, its principals and employees were a substantial inducement for the City to enter into this Agreement. Consultant shall not contract with any other entity to perform the services required without written approval of the City. This Agreement may not be assigned, voluntarily or by operation of law, without the prior written approval of the City. If Consultant is permitted to subcontract any part of this Agreement by City, Consultant shall be responsible to the City for the acts and omissions of its subcontractor as it is for persons directly employed. Nothing contained in this Agreement shall create any contractual relationships between any subcontractor and City. All persons engaged in the work will be considered employees of Consultant. City will deal directly with and will make all payments to Consultant. Section 6. .Changes to Scope of Work. For extra work not part of this Agreement, a written authorization from City is required prior to Consultant undertaking any extra work. In the event of a change in the Scope of Work provided for in the contract documents as requested by the City, the Parties hereto shall execute an addendum to this Agreement setting forth with particularity all terms of the new agreement, including but not limited to any additional Consultant's fees. Section 7. Familiarity with Work and/or Construction Site. By executing this Agreement, Consultant warrants that: (1) it has investigated the work to be performed; (2) if applicable, it has investigated the work site(s), and is aware of all conditions there; and (3) it understands the facilities, difficulties and restrictions of the work to be performed under this Agreement. Should Consultant discover any latent or unknown conditions materially differing from those inherent in the work or as represented by City, it shall immediately inform the City of this and shall not proceed with further work under this Agreement until written instructions are received from the City. 2 Section 8. Time of Essence. Time is of the essence in the performance of this Agreement. Section 9. Compliance with Law. Consultant shall comply with all applicable laws, ordinances, codes and regulations of federal, state and local government. Section 10. Conflicts of Interest. Consultant covenants that it presently has no interest and shall not acquire any interest, direct or indirect, which would conflict in any manner or degree with the performance of the services contemplated by this Agreement. No person having such interest shall be employed by or associated with Consultant. Section 11. Copies of Work Product. At the completion of the work, Consultant shall have delivered to City at least one (1) copy of any final reports and/or notes or drawings containing Consultant's findings, conclusions, and recommendations with any supporting documentation. All reports submitted to the City shall be in reproducible format, or in the format otherwise approved by the City in writing. Section 12. Ownership of Documents. All reports, information, data and exhibits prepared or assembled by Consultant in connection with the performance of its services pursuant to this Agreement are confidential to the extent permitted by law, and Consultant agrees that they shall not be made available to any individual or organization without prior written consent of the City. All such reports, information, data, and exhibits shall be the property of the City and shall be delivered to the City upon demand without additional costs or expense to the City. The City acknowledges such documents are instruments of Consultant's professional services. Section 13. Indemnity. To the fullest extent permitted by law, Consultant agrees to protect, defend, and hold harmless the City and its elective and appointive boards, officers, agents, and employees from any and all claims, liabilities, expenses, or damages of any nature, including attorneys' fees, for injury or death of any person, or damages of any nature, including interference with use of property, arising out of, or in any way connected with the negligence, recklessness and/or intentional wrongful conduct of Consultant, Consultant's agents, officers, employees, subcontractors, or independent contractors hired by Consultant in the performance of the Agreement. The only exception to Consultant's responsibility to protect, defend, and hold harmless the City, is due to the negligence, 3 recklessness and/or wrongful conduct of the City, or any of its elective or appointive boards, officers, agents, or employees. This hold harmless agreement shall apply to all liability regardless of whether any insurance policies are applicable. The policy limits do not act as a limitation upon the amount of indemnification to be provided by Consultant. Section 14. Insurance. On or before beginning any of the services or work called for by any term of this Agreement, Consultant, at its own cost and expense, shall carry, maintain for the duration of the agreement, and provide proof thereof that is acceptable to the City, the insurance specified below with insurers and under forms of insurance satisfactory in all respects to the City. Consultant shall not allow any subcontractor to commence work on any subcontract until all insurance required of the Consultant has also been obtained for the subcontractor. Insurance required herein shall be provided by Insurers in good standing with the State of California and having a minimum Best's Guide Rating of A-Class VII or better. 14.1 Comprehensive General Liability. Throughout the term ofthis Agreement, Consultant shall maintain in full force and effect Comprehensive General Liability coverage in an amount not less than one million dollars per occurrence ($1 ,000,000.00), combined single limit coverage for risks associated with the work contemplated by this agreement. If a Commercial General Liability Insurance form or other form with a general aggregate limit is used, either the general aggregate limit shall apply separately to the work to be performed under this agreement or the general aggregate limit shall be at least twice the required occurrence limit. 14.2 Comprehensive Automobile Liability. Throughout the term of this Agreement, Consultant shall maintain in full force and effect Comprehensive Automobile Liability coverage, including owned, hired and non- owned vehicles in an amount not less than one million dollars per occurrence ($1 ,000,000.00). 14.3 Workers' Compensation. If Consultant intends to employ employees to perform services under this Agreement, Consultant shall obtain and maintain, during the term of this Agreement, Workers' Compensation Employer's Liability Insurance in the statutory amount as required by state law. 14.4 Proof of Insurance Requirements/Endorsement. 4 Prior to beginning any work under this Agreement, Consultant shall submit the insurance certificates, including the deductible or self-retention amount, and an additional insured endorsement naming City, its officers, employees, agents, and volunteers as additional insured as respects each of the following: Liability arising out of activities performed by or on behalf of Consultant, including the insured's general supervision of Consultant; products and completed operations of Consultant; premises owned, occupied or used by Consultant; or automobiles owned, leased, hired, or borrowed by Consultant. The coverage shall contain no special limitations on the scope of protection afforded City, its officers, employees, agents, or volunteers. 14.5 Errors and Omissions Coverage [FOR PROFESSIONS/WORK EXCLUDED FROM GENERAL LIABILITY] Throughout the term of this Agreement, Consultant shall maintain Errors and Omissions Coverage (professional liability coverage) in an amount of not less than One Million Dollars ($1 ,000,000). Prior to beginning any work under this Agreement, Consultant shall submit an insurance certificate to the City's General Counsel for certification that the insurance requirements of this Agreement have been satisfied. 14.6 Notice of Cancellation/Termination of Insurance. The above policy/policies shall not terminate, nor shall they be cancelled, nor the coverages reduced, until after thirty (30) days' written notice is given to City, except that ten (1 0) days' notice shall be given if there is a cancellation due to failure to pay a premium. 14.7 Terms of Compensation. Consultant shall not receive any compensation until all insurance provisions have been satisfied. 14.8 Notice to Proceed. Consultant shall not proceed with any work under this Agreement until the City has issued a written "Notice to Proceed" verifying that Consultant has complied with all insurance requirements of this Agreement. Section 15. Termination. City shall have the right to terminate this Agreement without cause by giving thirty (30) days' advance written notice of termination to Consultant. In addition, this Agreement may be terminated by any party for cause by providing ten ( 1 0) days' notice to the other party of a material breach of contract. If the other party does not cure the breach of contract, then the agreement may be terminated subsequent to the ten (10) day cure period. 5 Section 16. Notice. All notices shall be personally delivered or mailed to the below listed addresses, or to such other addresses as may be designated by written notice. These addresses shall be used for delivery of service of process: To City: To Consultant: City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 Attn:Joe Mankawich Pacific BioScience, Inc. 1715 Port Sheffield Place Newport Beach, CA 92673 Attn: Jeff Johnson Section 17. Attorneys' Fees. If any action at law or in equity is necessary to enforce or interpret the terms of this Agreement, the prevailing party shall be entitled to reasonable attorneys' fees, costs and necessary disbursements in addition to any other relief to which he may be entitled. Section 18. Dispute Resolution. In the event of a dispute arising between the parties regarding performance or interpretation of this Agreement, the dispute shall be resolved by binding arbitration under the auspices of the Judicial Arbitration and Mediation Service ("JAMS"). Section 19. Entire Agreement. This Agreement constitutes the entire understanding and agreement between the parties and supersedes all previous negotiations between them pertaining to the subject matter thereof. [SIGNATURE PAGE FOLLOWS] 6 IN WITNESS WHEREOF, the parties hereto have executed this Agreement. CITY OF SAN JUAN CAPISTRANO By: ________________________ __ Larry Kramer, Mayor 1c BioScience, Inc. ATIEST: Maria Morris, City Clerk APPROVED AS TO FORM: Hans Van Ligten, City Attorney 7 \[) Pacific BioScience, Inc. August 14,2012 City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 Attention Mr. Joe Mankawich RE: Habitat Maintenance for 0.66 acre Project Known as Sun Ranch Drainage Dear Mr. Mankawich: Enclosed is a brief spreadsheet proposal for maintenance of the referenced project site. This proposal includes the labor hours for weed removal and the application costs of pesticide for a total of four years starting in 2013. The total cost would be $25,920 with each year at $6,480. The estimated effort is based on an average year of plant growth. Should there be significantly less than average rainfall, such as this past year, the growing season would be much shorter and we could reduce costs by switching to summer (low growing season) hours sooner. Also, if there is a need to replant some areas we could include the planting effort as part of the maintenance labor and would amend the proposal for the cost of the plants. Based on your description of the site this estimate is based on .66 acres and the site would be watered by natural means and existing residential run-off If you have any questions about this proposal please call me at (805) 750-3474. Thank you for this opportunity to provide this brief proposal. Sincerely, Jeff Johnson, M.S. Biology Principal Biologist Encl.·-Sun Ranch Drainage fmprovements Habitat Maintenance Proposal --· ----: ·~-~--~---------------=-~ __ --------~ ~ --~ --------- .. ---- 1 ~ t • , + • r . • , + ' , > ,_ • _ 1 . ,. :' Sun Ranch Drainage Improvements Habitat Maintenance Proposal Pacific BioScience, Inc. · Year 1 (2013) . Winter (7 mo.) Summer (5 mo.) Totals Year 2 Est. monthly hours Months 40 16 Est. monthly hours Months Winter (7 mo.) 40 Summer (5 mo.) 16 Totals Year 3 Winter (7 mo.) Summer (5 mo.) Totals Year 4 Est. monthly hours Months 40 16 Est. monthly hours Months Winter (7 mo.) 40 Summer (5 mo.} Totals Total 16 Total hours hourly rate 7 280 18 5 80 18 360 Total hours hourly rate 7 280 18 5 80 18 360 Total hours hourly rate 7 280 18 5 80 18 360 Total hours hourly rate 7 280 18 5 80 360 18 5040 1440 6480 5040 1440 6480 5040 1440 6480 5040 1440 6480 25920 Christy Jakl From: Sent: To: Subject: Attachments: Hi Joe, Christy Jakl Wednesday, August 28, 2013 12:46 PM Joe Mankawich Glenn Lukos First Amendment 13-0716 Glen Lukos 1st Amendment.pdf For your records, attached is a copy of the First Amendment to the Glenn Lukos Sun Ranch PSA. Thanks! Christ-y Jakl, CMC Deputy City Clerk City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 (949) 443-6310 1 (949) 493-1053 fax Please share your experience with the City by taking our Survev. 1 32400 PASCO ADELANTO SAN JUAN CAPlSTHANO. CA 92675 (949) 493-1171 (949) 493-1053 FAX 11 \I'll'. \ill.'fll•lli< a;>i.l/1"(/l!u.nrg TRANSMITTAL TO: Glenn Lukos Associates 29 Orchard Lake Forest, CA 92630-8300 DATE: August 28, 2013 FROM: Christy Jakl, Deputy City Clerk (949) 443-6310 Ml:MBERS OF THt: C T'f COUNC'I SAM ALLEVATO fWY I llYRNES. M 0 I ARRY KRAIJf R OER~.K REEVF JOliN TAYLOR RE: First Amendment to Personal Services Agreement -Biological Monitoring and Habitat Mitigation Monitoring Services -Sun Ranch Drainage Improvement Project. Thank you for maintaining documentation confirming compliance with the terms of the agreement related to insurance. Please keep in mind this documentation must remain current with our office during the term of the agreement. If you have questions related to insurance requirements, please call Christy Jakl, Deputy City Clerk at (949) 443-6310. If you have questions concerning the agreement, please contact Joe Mankawich, Associate Engineer at (949) 487-4313. Enclosed is an original agreement for your records. Cc: Joe Mankawich, Associate Engineer Sun .f11an Capistrano: J>n·scn ·ing the f>usr to Fn//(/ncc r!Jc Fwure Christy Jakl From: Sent: To: Subject: Attachments: Hi Joe, Christy Jakl Monday, September 10, 2012 4:33 PM Joe Mankawich Sun Ranch PSAs 2012 Cogstone PSA Sun Ranch.pdf; 2012 Glenn Lukos PSA Sun Ranch.pdf; 2012 Pacific BioScience PSA Sun Ranch.pdf; 2012 Hall & Forman First Arnd PSA Sun Ranch.pdf For your records, attached are the PSA's approved at the 9/4 City Council meeting related to the Sun Ranch Project. Thanks! Ch1~isl~ Jakl Deputy City Clerk City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 (949) 443-6310 1 (949) 493-1053 fax Please share your experience with the City by taking our Swvev. 1