SAN JUAN CAPISTRANO , CITY OF (2)OPERATIONS AND MAINTENANCE
AGREEMENT
This Operations and Maintenance Agreement (hereinafter "Agreement") is made this
day of , 1997, by and between the CITY OF SAN JUAN
CAPISTRANO (herein er "City"), and the CAPISTRANO VALLEY WATER DISTRICT
(hereinafter "District").
RECITALS:
WHEREAS, District desires to retain the management and operation services of City
to operate District governmental functions on a day-to-day basis; and
WHEREAS, District is a water district formed and organized under Water Code
Sections 55000, et seq.; and
WHEREAS, District is empowered to contract for a wide variety of services to meet
its statutory functions and duties; and
WHEREAS, City possesses the administrative and operational expertise to provide
day-to-day operations on behalf of District, and
WHEREAS, City and District find and determine that City, acting as an independent
contractor, on behalf of District will provide operational and management efficiencies not
previously available to District,
NOW, THEREFORE, be it resolved between City and Agency as follows:
Section 1. Scope of Work.
City shall assume all responsibilities of direct management and control in carrying out
all of the governmental and propriety functions of District (as set forth in Water Code
sections 55000 et seq.) under this operations and maintenance agreement to the extent
permitted by law.
More particularly, the Scope of Work to be performed by City on behalf of District
shall be the scope of work as identified in Exhibit A, attached and incorporated herein by
reference.
c:\wp-ui60\,pd—\waterbp—"_agr -1- 07101197
Section 2. Handling of Assets and Liabilities.
Under this independent contractor agreement, all assets and liabilities of District shall
continue to be the assets and liabilities of District, except as provided for in this Agreement.
Assets, including but not limited to District revenue, shall be managed and controlled
by City, so as to enable City to perform all of the Scope of Work identified in Exhibit "A".
Section 3. Term and Termination.
The term of this Agreement shall commence upon the date of its execution and
continue until mutually terminated by the parties.
Section 4. Reimbursement to City.
(a) In consideration of the services provided by City, District shall reimburse City
for its overhead and related expenses in performing the Scope of Work set forth in Exhibit
"A". The Parties shall, following execution of this Agreement, agree upon exact financial
costs and reimbursement formulae to implement this section of the Agreement.
(b) In addition, District and City agree that no sooner than one year from execution
of this Agreement, the City and District will jointly conduct a study to determine what other
expenses have accrued, or will accrue, to City by reason of the impacts District's water
operations will have on City -owned facilities.
Section 5. Independent Contractor.
It is agreed that City shall act and be an independent contractor and not an agent or
employee of District.
Section 6. Compliance with Law.
City shall comply with all applicable laws, ordinances, codes and regulations of
federal, state and local government.
Section 7. Transfer of District Employees.
The parties intend that current District employees be transitioned to the City work
force such that said employees will become employees of City. The terms and conditions
of said transition are set forth in Exhibit "B", attached and incorporated herein by reference.
c:\wpwm60\wpdoca\water\operate.agr -2- 07/01/97
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Section 8. Indemnitv.
City agrees to protect, defend and hold harmless District and its appointed officials
from any and all claims, liabilities, expenses, or damages of any nature, including attorney's
fees, for injury or death of any person or damage to property or interference with use of
property and for errors and omissions committed by City arising out of or in connection with
City's, its agents, employees and subcontractors, performance of its obligations under this
Agreement, except that this indemnity does not apply as to: 1)liability that does not arise out
of premises or operations under the direct management and control of City, and 2) liability
that arises out of the sole negligence of any person or organization other than City, or
Protected Parties, as that term is defined in City's JPIA insurance pool agreement.
Section 9. Insurance.
(a) City shall maintain adequate levels of general comprehensive liability, auto, and
fire insurance coverages through the Southern California Joint Insurance Pool with respect
to the performance of its obligations under this agreement to the extent permitted under the
"protected contract" provisions of the City's JPIA insurance pool agreement.
(b) To the extent that City cannot obtain insurance coverages with respect to potential
liability of District and its appointed officials, then District shall obtain appropriate levels
of liability insurance coverage to insure that there are no uninsured activities of District
under this agreement.
Section 10. Notice.
All notices shall be personally delivered or mailed to the below listed addresses, or
to such other addresses as may be designated by written notice. These addresses shall be
used for delivery of service of process:
To City:
City of San Juan Capistrano
32400 Paseo Adelanto
San Juan Capistrano, CA 92675
Attn: Director of Administrative Services
CAWP-in60\wpd-4&t--*-atc.av -3- 07/01197
To District:
Capistrano Valley Water District
32450 Paseo Adelanto
San Juan Capistrano, CA 92675
Attn: Public Works Director
Section 11. Delegation of Powers.
To the extent permitted by law, District hereby delegates all administrative powers
and quasi -legislative powers to City to carry out the objectives of this Agreement, namely,
that City be empowered in the most efficacious manner possible to administer the
governmental functions of District on a day-to-day basis.
Section 12. Entire Agreement.
This Agreement constitutes the entire understanding and agreement between the
parties and supersedes all previous negotiations between them pertaining to the subject
matter thereof.
IN WITNESS WHEREOF, the Parties hereto have executed this Agreement as of the
date first written above.
CITY OF SAN JUAN CAPISTRANO
By:
David A Sw rdlin, Mayor
ATTEST:
Cheryl J&46n, Gfty Clerk
APPROVED AS TO FORM:
04,�_
John R. $fiaw, City Attorney
«,rip.Nuso�wpaoca�wecerbperaie.ag -4-
07/01197
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CAPISTRANO VALLEY WATER DISTRICT
By: 'x�'- a444
Ray Auerbach, General Manager
ATTEST:
Board,6eore'Ann Scott,
APPROVED AS TO FORM:
John iaw, District Counsel
c:\wpwu"kwpd—\w0-e 0parate.eg -5-
07/01/97
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EXHIBIT "A"
SCOPE OF WORK
Operations and Maintenance Agreement
The City of San Juan Capistrano shall perform basic District governmental propriety functions
required of District under Water Code Sections 55000 et seq, and shall in addition utilize the
following performance standards as guidelines in carrying out the day-to-day functions of the
District:
ADMINISTRATION
• Plan, organize and direct the operation, maintenance, capital improvement and
replacement programs of the CVWD in accordance with all governing provisions of state
and federal law and provide the same or enhanced levels of service as currently provided
by CVWD.
• Maintain active participation with the Municipal Water District of Orange County
(MWDOC), all local and state water agencies, local and regional water associations and
committees and work cooperatively to affect intergovernmental agency participation.
• Continue active participation in Joint Powers Authorities (San Juan Basin Authority and
South Orange County Reclamation Authority) to affect optimum use of local groundwater
supplies and to optimize the use of non -potable and reclaimed water in District.
• Maintain compliance with federal, state and local agency mandates including water quality,
preparation and update of plans and reporting to state agencies.
• Prepare annual budget proposal and five (5) year projections for the Water Enterprise
Fund and sub -funds.
• Provide staff support to the Water Advisory Commission and prepare meeting agendas,
take minutes of meetings and convey recommendations to the City Council.
• Comply with the Political Reform Act, Government Code Section 87100 et. seq.
• Maintain official minutes of CVWD Board of Directors meetings.
• Maintain and provide telephone, facsimile and modem services.
ACCOUNTING/BANKING/BUSINESS
• Select, maintain and operate computer systems for applications such as utility billing,
accounting, word processing, desk top publishing, spreadsheets, CAD, GIS, database
management and backflow program.
0
Exhibit "A"
da
• Perform all accounting and related bookkeeping services.
0
• Issue monthly budget report. Issue monthly financial statements.
• Conduct all banking services.
• Conduct all investment services with earnings allocation.
• Provide all necessary insurance coverage.
• Provide all payroll and personnel related services.
• Manage the issuance and control of purchase orders.
• Provide and arrange for audit services.
WATER CONSERVATION
• Continue management of CV WD's water conservation program following the guidelines
of the CV WD Urban Water Management Plan (UWMP) and the California Urban Water
Conservation Council's (CWWCC) Best Management Practices (BMPs).
Update the CVWD UWMP and report on progress on BMPs as required by the California
Department of Water Resources and the CWWCC.
PUBLIC AFFAIRS
• Maintain CVWD's current Public Affairs program including periodic news releases, bill
stuffers, annual water quality report and participation in MWDOC's Public Affairs
Workgroup and School Education Program.
CUSTOMER SERVICF, ENHANCEMENT
• Provide training to new and existing employee to enhance the levels of customer service.
Continue monthly customer service surveys, followup and employee feedback to promote
enhanced customer service and identify problem areas.
WATER BILLING AND CUSTOMER SERVICE PROGRAM
• Maintain the current schedule of monthly meter reads by contract with SDG&E, monthly
billings and payment processing, at a minimum, maintain current bill content.
0 0
Exhibit "A" -3 -
• Maintain tiered rate billing system and investigate addition of commercial and industrial
customers to the tiered rate system.
• Maintain current investigations of over -reads, under -reads, no reads, unusual bills and
customer complaints including followup with customer.
• Continue use of reminder bills and turn-off notices prior to shut-off for non-payment.
• Perform request and delinquent turn -ons and shut -offs of water service orders.
• Maintain a collection procedure for delinquent accounts through tracing and contacting
customers and maintain a "write-off' percentage goal of less than 0.25 percent (1/4%).
• Investigate automated bill payment through local banks.
• Maintain office hours of 8:00 AM through 5:00 PM, Monday through Friday, excluding
holidays, and maintain a payment drop box for after hours payment of bills.
EMERGENCY PREPAREDNESS PROGRAM
• Provide twenty-four (24) hour, on-call response to emergency calls within forty-five (45)
minutes.
Provide after-hours water turn -on services.
Integrate CVWD personnel and operations into the City's Emergency Preparedness
Program by December 31, 1997.
Maintain the Volunteer Emergency Preparedness Organization (VEPO) emergency radio
system and actively participate in VEPO activities with other Orange County water
agencies including participation in disaster exercises.
TECHNICAL SERVICES
• Process and conduct Underground Service Alerts (USA) for field marking of water
facilities.
Process requests for marking of other utilities prior to water repairs and construction,
Maintain and implement South Coast Air Quality Management District requirements.
Maintain or obtain discharge permits under both the California Regional Water Quality
Exhibit "A" -4-
Control
4 -
Control Board (Santa Ana Region) and the Orange County Environmental Management
Agency requirements.
• Review proposed City projects, utility projects and proposed developments for impacts to
the water system and its customers.
• Inspect all projects which do, or may have, water related impacts.
• Complete the development of the Geographic Information System (GIS) program and
maintain updated information on water system facilities.
• Perform project administration and inspection for various water improvement and
replacement projects.
• Provide technical review and support for the operations and maintenance activities of the
water system including assistance during emergencies.
• Complete the Master Plans for the District's potable and non -potable water systems by
December 31, 1997.
• Prepare, maintain and modify design standards, standard drawings, specifications and
procedures.
WATER QUALITY
• Ensure that the District's water meets or exceeds all applicable water quality standards
imposed by the California Department of Health Services (DOHS) and the Environmental
Protection Agency (EPA).
• Manage the District's water sampling program to meet DOHS requirements.
• Operate the water blending facility at Hollywood Well No. 2 to ensure water introduced
into the distribution system meets all applicable standards.
• Review all water sampling test results and prepare all required reports for submission to
DOHS.
• Facilitate and assist with routing DOHS inspections.
• Produce and distribute the annual water quality report as required by DOHS.
• Investigate all water quality complaints, take appropriate action and provide feedback to
0 0
Exhibit "A" -5-
the
5 -
the customer.
CROSS CONNECTION PROGRAM
• Maintain a Cross Connection Program, as mandated by DOHS, including, but not limited
to, the following:
• Conduct water system analysis of proposed new connections to the water system
for cross connections and backflow prevention device requirements
• Review of plans and/or site inspection must be conducted for new connections to
determine the degree of hazard prior to requirement of a backflow prevention
device for meter protection.
• Inspect installation of backflow prevention devices. Installation shall be in
accordance with CVWD specifications.
• Cooperate with Orange County Health Services, Cross Connection Survey
Program to further their efforts of commerciallindustrial internal inspections.
• Notify customers, maintain records, files and technical standards on State
regulated requirements to ensure compliance with annual testing of backflow
devices.
WATER PRODUCTION
• Operate, maintain and repair all wells, reservoirs, pumping stations, pressure reducing
stations, imported water connections and related production facilities as follows:
• Conduct and program automated operation of CVWD wells, booster pumps and
reservoirs with the use of the Supervisory Control and Data Acquisition System
(SCADA).
• Operate the water system within the current water pressure and reservoir level
parameters.
• Maintain adequate storage capacity in reservoirs to ensure fire protection and
system demand.
• Conduct repairs of all facility equipment and appurtenances in a timely and
responsible manner to maintain maximum booster and well production capacity.
0
Exhibit "A"
N
• Respond immediately to all facility emergencies generated through the SCADA
alarm system and problem reports from the public.
• Maintain an Engine Maintenance Program including all appurtenances in
accordance with standards as recommended by the manufacturer and CVWD's
established program.
• Maintain an Automated Valve Program in accordance with standards as
recommended by the manufacturer and CVWD's established program.
• Document, update and implement safety procedures and regulations including
OSHA and Confined Space Entry procedures. Participate in monthly safety
meetings.
• Maintain a Motor Maintenance Program including adjustment, lubrication and
maintenance of motors, exhaust fans, security lighting, and miscellaneous motor
drive equipment at water production facilities in accordance with standards as
recommended by the manufacturer, and CVWD's established program.
• Perform vehicle maintenance on all CVWD vehicles in accordance with
manufacturers recommendation.
• Provide landscape maintenance and weed abatement for all CVWD property and
facilities
• Maintain all CVWD buildings in an acceptable condition including plumbing,
electrical and lighting, structural, painting and related work.
WATER DISTRIBUTION
• Maintain, repair and install water mains, fire hydrants, water meters and water services
including, but not limited to the following:
• Locate and exercise valves per for following schedule:
• 12 -inch and larger, annually
• Smaller than 12 -inch, every three (3) years
• Exercise all wet barrel hydrants every two (2) years
• Exercise all dry barrel hydrants every year
Exhibit "N'
7 -
Replace meters as required to maintain accuracy and readability.
• Operate and maintain air and vacuum valves throughout the water system in
accordance with standards as recommended by the manufacturer.
• Repair all leaks on water mains and services in a timely manner with as little
disruption to customers as practical.
• Replace leaking plastic services with new copper services.
• Document, update and implement safety procedures including OSHA and confined
space entry procedures. Participate in monthly safety meetings.
P:\ADMMMERGER\O&MEXBA W PD
•
AGENDA ITEM
0
July 1, 1997
• TO: Honorable Board of Directors �PRO
;, 7 fl
FROM: Ray A. Auerbach, General Manager Lj,
SUBJECT: Operation and Maintenance Agreement between the Capistrano Valley
Water District and City of San Juan Capistrano
SITUATION
Last month the City Council and the District's Board of Directors directed the staff
to develop an Operation and Maintenance Agreement that would allow the
arranged merger of the two agencies' budgets, equipment, facilities and staff. The
merger would realize cost savings and general efficiencies from the elimination of
duplication and the creation of economies of scale.
Under the terms of the proposed agreement, the City will perform all operations of
the District including rate setting and budgeting. Assets and liabilities of the
District shall continue as assets and liabilities of the District, however, District
assets will be managed by the City. A detailed Scope of Work to be performed by
the City will be presented prior to the Council meeting as Exhibit "A".
• District employees will be transitioned to the City work force. The terms and
conditions of the transition to City work force are set in Exhibit "B" which will also
be presented prior to the Council meeting of July 1.
The agreement provides that the District shall reimburse City for all its related
expenses including overhead. Additionally, the agreement provides that the
District and the City will conduct a study to determine what other expenses the
City will accrue as a result of the water operation.
FINANCIAL CONSIDERATIONS
Adoption of the Operation and Maintenance agreement will initially reduce the cost
of water service by $198,000 and the cost of the general City operation by
$88,000.
ALTERNATE ACTION
1. Adopt the attached Operation and Maintenance Agreement between the
Capistrano Valley Water District and the City of San Juan Capistrano.
• 2. Reject the attached Operation and Maintenance Agreement.
3. Request additional information from staff.
r
AGENDA ITEM
Operation and Maintenance Agreement
40
RECOMMENDATION
July 1, 1997
By motion, adopt the attached Operation and Maintenance Agreement between
the Capistrano Valley Water District and the City of San Juan Capistrano.
Respectfully submitted,
Ray A. Auerbach
General Manager
•
•
2
\ADMN\MERGER\O&MAGR.DOC
0
EXHIBIT "B"
TRANSFER OF EMPLOYEES
Operations and Maintenance Agreement
As of the effective date of this agreement, each and every Capistrano Valley Water District
(CVWD) employee, below the level of General Manager, shall become an employee of the
City of San Juan Capistrano (City). The terms and conditions of employment of the
transferred employees shall be governed by the existing and applicable Memoranda of
Understanding between the City and respective employee associations, provided however,
that said employees shall be given credit for seniority for lay-off purposes, all earned
benefits shall be transferred, and accrual rates for benefits shall be retained as if all years
of service at the CVWD were at the City.
The City agrees to preserve existing, earned and vested severance pay as of
June 30, 1997, for all Capistrano Valley Water District employees, as follows:
Subject to concurrence by the Orange County Retirement System ("OCRS"), it is the
City's intent that the benefits set forth in the District's "Agreement for Supplemental
Benefits" with OCRS (District/OCRS Agreement") remain in effect and be
incorporated into the City's Agreement with OCRS, (which agreement is still being
negotiated and relates to supplemental benefits funded by a portion of the
Vested
Severance
Employee Name
Benefit
on 6/30/97
Ando, Stacie
$
6,476.61
Ando, Steve
$
5,894.70
Bauman, Eric
$
7,250.70
Best, John
$25,070.59
Boessler, Harry
$15,887.74
Brady, Karen
$
1,108.33
Brand, Neil
$
9,936.56
Clark, Bob
$15,230.74
David, Conrad
$
6,574.78
Ducharm, Donna
$
4,720.62
Harris, Craig
$
4,882.74
Johnson, Tom
$
3,042.66
LaMothe, Jay
$10,662.76
Martinez, Angel
$
172.84
Romero, Jeff
$
4,890.03
Scott, Georg'Ann
$
7,706.97
Smith, Mike
$
5,622.28
Vaughn, Ray
$
8,119.65
Vasquez, Rueben
$29,395.82
Villalpando, Manny
$13,281.61
Widner, Jim
$
7,830.60
Williams, Greta
$
4,536.66
Subject to concurrence by the Orange County Retirement System ("OCRS"), it is the
City's intent that the benefits set forth in the District's "Agreement for Supplemental
Benefits" with OCRS (District/OCRS Agreement") remain in effect and be
incorporated into the City's Agreement with OCRS, (which agreement is still being
negotiated and relates to supplemental benefits funded by a portion of the
Exhibit "B"
Operations and Maintenance Agreement
Page 2
"Remaining Transferred Funds" referred to in the District/OCRS Agreement). In
furtherance of that intent, the District Additional Benefit Account ("DABA") shall be
transferred to the City's Additional Benefit Account when agreement is reached
between City and OCRS, for the purpose of funding the District employee's
supplemental benefits after transfer to City employment.
Until the City and OCRS reach agreement for supplemental benefits for City
employees, City and District agree that City shall be considered to be District's
successor with respect to the DABA and District employees eligible to receive the
supplemental benefit shall receive it from the DABA; provided, however, that years
of service as City employees shall not be used to calculate the supplemental benefit
unless and until provided for in the City's Agreement with OCRS.
3. The City will retain its Retiree Health Benefit until such time as implementation of an
Agreement for supplemental benefits between the City and OCRS.
The City also recognizes that the Retiree Health Benefit is important to its retirees
and has agreed to investigate alternative health coverage options that would cover
retirees without as severe an impact on rates or overall ability to insure.
4. The City shall pay the costs of required memberships and certifications, for all
employees, including the District Engineer's registration and the costs associated
with maintaining a Notary Public. Required memberships and certifications shall be
those required as a condition of employment by the City.
5. The City shall modify its rules on overtime to pay double time after 12 hours work in
one day.
6. The City shall make changes to the Personnel Rules and Regulations to clarify that
the City's practice is to calculate pay in 15 minute increments.
7. The City shall conduct a survey of CVWD positions which seem similar to City
positions, for consistency of duties and salary.
8. Employees hired by the CVWD prior to April 1, 1986, were exempt from Medicare
tax. Upon transfer to City employment those employees will lose their exemption
from Medicare taxes, pending IRS ruling presently being sought by the City.
9. In the event that the City of San Juan Capistrano enters into negotiations with a
private provider of water services, the City agrees to include in those negotiations
issues associated with the transfer of employees from City to private employment,
including, but not limited to, benefits and terms and conditions of employment.