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01-1204_KHR ASSOCIATES_Personal Services Agreement0 • � 1c PERSONAL SERVICES AGREEMENT GREEME T is made and entered into this �� day of �JpOI 200, by and between the City of San Juan Capistrano (hereinafter referred to as the "City") and KHR Associates (hereinafter referred to as "Consultant"). RECITALS: WHEREAS, City desires to retain the services of Consultant regarding the City's proposal to provide Engineering/Building Plan Check, Engineering, and Architectural Services; and WHEREAS, Consultant is qualified by virtue of experience, training, education and expertise to accomplish such services. NOW, THEREFORE, City and Consultant mutually agree as follows: Section 1. Scope of Work. The scope of work to be performed by Consultant shall consist of those tasks as set forth in Exhibit "A," attached and incorporated herein by reference. Consultant warrants that all of its services shall be performed in a competent, professional and satisfactory manner and in accordance with the prevalent standards of its profession. Section 2. Term. This Agreement shall commence on the effective date of this Agreement by all parties. This Agreement shall be for a three-year (3 -year) period of time with two one- year extensions. Agreement extensions shall be based on staff review of Consultant performance. The Agreement shall terminate December 31, 2007. 1 Section 3. Compensation. 3.1 Consultant contract billings may be submitted on the consultant's forms and, at a minimum, should contain the following: Title or project(s) Purchase order number Total approved purchase order amount Amount paid to date Amount requested Amount remaining on purchase order Breakdown of amounts by project type or account number Total cost to City for Consultant's fees shall not exceed $50,000 per project proposal for each annual period. The amount stipulated above is not a guarantee by the City to Consultant that said amount will be received by Consultant. Rather, it represents the maximum authorization permitted without further Council approval. Consultant may not, dependent upon availability of projects, receive any work. The City shall issue purchase orders equal to the anticipated Consultant fees on a project basis, which shall constitute Consultant's authorization to proceed. Consultant fees will be billed based on the hourly rate schedule in Exhibit B, up to the stipulated amount agreed to either as stipulated by the plan check fee schedule in Exhibit A or as agreed to in writing. 3.2 Method of Payment. Consultant shall submit monthly invoices, clearly indicating the monthly period for which the billing is made. These invoices should be submitted to: City of San Juan Capistrano, Attention: Engineering Department (City Project Manager) 32400 Paseo Adelanto, San Juan Capistrano, CA 92675. For extra work not part of this Agreement, a written authorization from City is required prior to Consultant undertaking any extra work. 3.4 Records of Expenses. Consultant shall keep complete and accurate records of all costs and expenses incidental to services covered by this Agreement. These records will be made available at reasonable times to City. 2 0 0 Section 4. Independent Contractor. It is agreed that Consultant shall act and be an independent contractor and not an agent or employee of City, and shall obtain no rights to any benefits which accrue to City's employees. Section 5. Limitations Upon Subcontracting and Assignment. The experience, knowledge, capability and reputation of Consultant, its principals and employees were a substantial inducement for City to enter into this Agreement. Consultant shall not contract with any other entity to perform the services required without written approval of the City. This Agreement may not be assigned, voluntarily or by operation of law, without the prior written approval of the City. If Consultant is permitted to subcontract any part of this Agreement by City, Consultant shall be responsible to City for the acts and omissions of its subcontractor as it is for persons directly employed. Nothing contained in this Agreement shall create any contractual relationships between any subcontractor and City. All persons engaged in the work will be considered employees of Consultant. City will deal directly with and will make all payments to Consultant. Section 6. Changes to Scope of Work. In the event of a change in the Scope of Work provided for in the contract documents as requested by the City, the Parties hereto shall execute an addendum to this Agreement setting forth with particularity all terms of the new agreement, including but not limited to any additional Consultant's fees. Section 7. Familiarity with Work and Construction Site. By executing this Agreement, Consultant warrants that: (1) it has investigated the work to be performed; (2) it has investigated the proposed construction site, including the location of all utilities, and is aware of all conditions there; and (3) it understands the facilities, difficulties and restrictions of the work under this Agreement. Should Consultant discover any latent or unknown conditions materially differing from those inherent in the work or as represented by City, it shall immediately inform City of this and shall not proceed with further work under this Agreement until written instructions are received from the City. Section 8. Time of Essence. Time is of the essence in the performance of this Agreement. 3 Section 9. Compliance with Law. Consultant shall comply with all applicable laws, ordinances, codes and regulations of federal, state and local government. Section 10. Conflicts of Interest. Consultant covenants that it presently has no interest and shall not acquire any interest, direct or indirect, which would conflict in any manner or degree with the performance of the services contemplated by this Agreement. No person having such interest shall be employed by or associated with Consultant. Section 11. Copies of Work Product. At the completion of the contract period, Consultant shall have delivered to City at least one (1) copy of any final reports and architectural drawings containing Consultant's findings, conclusions, and recommendations with any support documentation. All reports submitted to the City shall be in reproducible format. All services to be rendered hereunder shall be subject to the direction and approval of the City. Section 12. Ownership of Documents. All reports, information, data and exhibits prepared or assembled by Consultant in connection with the performance of its services pursuant to this Agreement are confidential to the extent permitted by law, and Consultant agrees that they shall not be made available to any individual or organization without prior written consent of the City. All such reports, information, data, and exhibits shall be the property of the City and shall be delivered to the City upon demand without additional costs or expense to the City. The City acknowledges such documents are instruments of Consultant's professional services. Section 13. Indemnity. Consultant agrees to protect, defend and hold harmless City, its elected and appointed officials and employees from any and all claims, liabilities, expenses or damages of any nature, including attorneys' fees, for injury or death of any person or damage to property or interference with use of property and for errors and omissions committed by Consultant arising out of or in connection with the work, operation or activities of Consultant, its agents, employees and subcontractors in carrying out its obligations under this Agreement. 4 0 0 Section 14. Insurance. Insurance required herein shall be provided by Admitted Insurers in good standing with the State of California and having a minimum Best's Guide Rating of A - Class VII or better. 14.1 Comprehensive General Liability. Throughout the term of this Agreement, Consultant shall maintain in full force and effect Comprehensive General Liability coverage in the following minimum amounts: $500,000 property damage; $500,000 injury to one person/any one occurrence/not limited to contractual period; $1,000,000 injury to more than one person/any one occurrence/not limited to contractual period. 14.2 Comprehensive Automobile Liability. Throughout the term of this Agreement, Consultant shall maintain in full force and effect Comprehensive Automobile Liability coverage, including owned, hired and non -owned vehicles in the following minimum amounts: $500,000 property damage; $500,000 injury to one person/any one occurrence/not limited to contractual period; $1,000,000 injury to more than one person/any one occurrence/not limited to contractual period 14.3 Worker's Compensation. If Consultant intends to employ employees to perform services under this Agreement, Consultant shall obtain and maintain, during the term of this Agreement, Worker's Compensation Employer's Liability Insurance in the statutory amount as required by state law. 5 14.4 Proof of Insurance Requirements/Endorsement. Prior to beginning any work under this Agreement, Consultant shall submit the insurance certificates, including the deductible or self -retention amount, and an additional insured endorsement to the Consultant's general liability and umbrella liability policies using ISO form CG 20 10 11 85 (in no event with an edition date later than 1990) to the City's General Counsel for certification that the insurance requirements of this Agreement have been satisfied. 14.5 Errors and Omissions Coverage Throughout the term of this Agreement, Consultant shall maintain Errors and Omissions Coverage (professional liability coverage) in an amount of not less than One Million Dollars ($1,000,000). Prior to beginning any work under this Agreement, Consultant shall submit an insurance certificate to the City's General Counsel for certification that the insurance requirements of this Agreement have been satisfied. 14.6 Notice of Cancel Iation/Termination of Insurance. The above policy/policies shall not terminate, nor shall they be cancelled, nor the coverages reduced, until after thirty (30) days' written notice is given to City, except that ten (10) days' notice shall be given if there is a cancellation due to failure to pay a premium. 14.7 Terms of Compensation. Consultant shall not receive any compensation until all insurance provisions have been satisfied. 14.8 Notice to Proceed. Consultant shall not proceed with any work under this Agreement until the City has issued a written "Notice to Proceed" verifying that Consultant has complied with all insurance requirements of this Agreement. Section 15. Termination. City and Consultant shall have the right to terminate this Agreement without cause by giving thirty (30) days' advance written notice of termination to the other party In addition, this Agreement may be terminated for cause by providing ten (10) days' notice to the other party of a material breach of contract. If the other party does not cure the breach of contract, then the agreement may be terminated subsequent to the ten (10) day cure period. 6 0 0 Section 16. Notice. All notices shall be personally delivered or mailed to the below listed addresses, or to such other addresses as may be designated by written notice. These addresses shall be used for delivery of service of process: To City: City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 Attn: Director of Engineering and Building To Consultant: KHR Associates 2355 Main Street, Suite 120 Irvine, CA 92614 Section 17. Attorneys' Fees. If any action at law or in equity is necessary to enforce or interpret the terms of this Agreement, the prevailing party shall be entitled to reasonable attorneys' fees, costs and necessary disbursements in addition to any other relief to which he may be entitled. Section 18. Dispute Resolution. In the event of a dispute arising between the parties regarding performance or interpretation of this Agreement, the dispute shall be resolved by binding arbitration under the auspices of the Judicial Arbitration and Mediation Service ("JAMS"). Section 19. Entire Agreement. This Agreement constitutes the entire understanding and agreement between the parties and supersedes all previous negotiations between them pertaining to the subject matter thereof. • 0 IN WITNESS WHEREOF, the parties hereto have executed this Agreement. CITY OF SAN JUAN CAPISTRANO By: Nw CONSULTANT Jam Kawam a�- ATTEST: KHR ssocia es • ` V V r ret R. Monahan, City Clerk \� APPROVED AS TO FORM: John R. Shaj,16ty Attorney EXHIBIT A 32400 PASEO APELANTO SAN JUAN CAPISTRANO, CA 92675 (949) 493-1171 (949) 493-1053 (FAX) www.sanjuancapistrano.org is fy IAa11111il1 mnuun � 196) 1776 REQUEST FOR PROPOSAL for Professional Consulting Services to MEMBERS OF THE CITY COUNCIL DIANE L. HATHGATE JOHN S. GEl JOHN GREINER WYATT HART DAND M. SWERDLIN CITU MANAGER GEORGE SCARBOROUGH PERFORM AND EXECUTE BUILDING AND ENGINEERING PLAN CHECKING, GRADING PLAN CHECKING, REVIEW OF GEOTECHNICAL REPORTS, MAP CHECKING, ENGINEERING AND ARCHITECTURAL SERVICES GENERAL INFORMATION It is the intent of the City of San Juan Capistrano, Department of Engineering & Building, to establish a team of consultants to facilitate both building and engineering plan check, engineering and architectural services. The services are generally described herein and are intended to supplement staffs efforts where specific expertise is required or time constraints necessitate consultant assistance. From the proposals, a team of consultants will be selected who best represent expertise across the various specialty areas. The team will become part of a four-year program in which the work load will be spread among the team members. Work will be parceled out on an as -needed basis, and no specific guarantee can be given as to the annual fees for consultant usage. The consultant team will only be modified in the event consultants are dropped from the list due to corporate changes or it is deemed by the City that additional consultants are warranted. INVITATION TO RESPOND The City of San Juan Capistrano is soliciting proposals for professional consulting services. In general, the tasks identified above and delineated herein are to be performed with minimum direction and assistance from the City. Inquiries concerning the RFP should be directed to William M. Huber, Engineering & Building Director, 32400 Paseo Adelanto, San Juan Capistrano, CA 92675; (949) 443-6336. oxuo usE Is San Juan Capistrano: Preserving the Past to Enhance the Future r 0 Request for Proposal Page 2 SUBMISSION OF PROPOSAL Proposals may by submitted by mail or hand delivered. Proposals should b-- delivered to: William M. Huber, Engineering & Building Director City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 no later than 5:00 p.m., September 21, 2001. Proposals will not be accepted after this time. FORM OF PROPOSAL Consultant proposals shall contain the following: 1. Statement of qualifications clearly indicating the services in which the firm is interested; 2. Statement/discussion of services provided, including anticipated turnaround times and ability of firm to handle requests on an as -needed basis; 3. Resumes of key personnel for various service areas; 4. Consultant fee schedules, including hourly rates and proposed flat fees; 5. Completed consultant self rating form included with this request for proposal. EVALUATION OF PROPOSALS The City of San Juan Capistrano is interested in selecting consultants who have the experience and expertise to render plan checking, engineering and architectural services in a comprehensive and timely manner. Accordingly, the evaluation criteria will consist primarily of four parts: 1. Consultants' experience 2. Consultants' expertise 3. Consultants' ability to handle volume and meet time frames 4. Consultants' costs 0 Request for Proposal Page 3 It is important to the City that you identify the persons you will assign to various functions, at which office they are assigned and whether they are full-time employees of your firm. You should also address any conflict of interest that may exist and comment on solutions. The City of San Juan Capistrano reserves the right to reject any and all proposals. Nonacceptance of any proposal will not imply criticism of the proposal orthat any proposed service was deficient. All participating candidates will be notified of the decision reached. CONSULTANT'S RESPONSIBILITY The Consultant shall perform the tasks as set forth herein: A. Building Services Review construction documents in accordance with the following uniform model codes as amended by City ordinance: a. Uniform Building Code -1998 California Building Code b. Uniform Plumbing Code - 1998 California Plumbing Code c. Uniform Mechanical Code - 1998 California Mechanical Code d. National Electrical Code - 1996 Edition e. California Code of Regulations - Title 24 2. Provide a comprehensive plan review as directed or provide only specified plan review elements as follows: a. Structural review and analysis of design and calculations b. Inspection services c. Other building services as may be defined 3. Provide geotechnical review and consultation regarding soil problems, features or events. B. Engineering/Architectural Services Review construction documents and subdivision maps in conformance with the following standards: a. City of San Juan Capistrano Municipal Code b. City of San Juan Capistrano and County of Orange applicable design standards c. Highway Design Manual standards d. San Diego Regional Water Quality Control Permit 0 0 Request for Proposal Page 4 2. Provide comprehensive plan review or design services as directed for the following elements: a. Geotechnical review/design b. Street improvements c. Storm drain/hydrology reports/design d. Traffic/striping improvements e. Traffic studies f. Sewer improvements g. Landscaping improvements h. Subdivision map checking I. Structures (i.e., bridges) j. Inspection services k. Pavement analysis I. Architectural design m. Drafting n. Water quality design and review C. Document Transmittal Pick up and resubmit plans to the City via the Building & Safety Division or Engineering Division counter. D. Performance Requirements 1. Plan Check Services Render and remit a typed plan check correction/clarification list (two copies) to the Engineering & Building Department within 10 working days from notification by the City. 2. Engineering/Architectural Services Complete services in a thorough and efficient manner, on time and within the approved fee schedule. 0 0 Request for Proposal Page 5 E. Fee Schedules Engineering Fees a. Plan Check Engineering fees will be determined for plan check services based on the attached fee schedule. The consultant shz." bill on an hourly basis, not to exceed 75% of the total fee, and fees may be negotiated lower if, in the determination of the City, a lower fee is warranted. b. Design/Architectural Services will be negotiated on a project -by -project basis based on a pre - agreed scope of work. Payment will be as determined by the City project manager. 2. Building Fees a. Plan Check Total plan check at 80% of base plan check fee paid by applicant not including any surcharges (base plan check fee). Base plan check fee will be 65% of building permit fee, not including surcharges. Structural plan check is not to exceed 60% of base plan check fee, not including any surcharges. b. Other Services Services will be negotiated on a project -by -project basis based on a pre - agreed scope of work. Payment will be as determined by the City project manager. F. Maintenance of Records The consultant will maintain all books, documents, papers, employee time sheets, accounting records/ledgers and other evidence pertaining to costs incurred and shall make such materials available at their respective offices at all reasonable times during the contract period and for three years from the date of final payment for inspection by the City. The consultant shall furnish copies, if requested. 0 r� Request for Proposal Page 6 CITY'S RESPONSIBILITY The City shall perform the tasks as set forth herein: A. Establishment of Valuation (Plan Check Services Only) Assign a valuation to the proposed work in accordance with the appropriate Engineering or Building Division standards. The City shall collect all fees from the applicant in connection with the services. B. Project submittals City will supply all necessary documentation/specifications, reports, studies, calculations, etc., to Consultant as is readily available at the City. C. Coordination City will serve as project coordinator. On plan checking, the City will be responsible for notifying the applicant when plans with corrections are available to pick up. The City will route plans (preliminary/revised) to and from the Consultant. SELECTION PROCESS The Selection Committee, comprised of the Engineering & Building Director, Development Services Manager and two Senior Engineers, will review the proposals submitted. Candidates will be selected based on the proposals submitted, including qualifications of staff, proposed fee schedules and ability to handle work load in a timely manner. Very truly yours, William M. Huber Engineering and Building Director WMH:jt Attachments 1. Engineering Fees 2. Consultant Self -Rating Form 3. Sample of Personal Services Agreement 0 • CONSULTANT SELF -RATING FORM Consultants are asked to rate their expertise in the various fields listed below. The information will be used by Staff in selecting consultants on specific types of work. Consultants may rate themselves high on more than one category, but should not rate the same in more than three categories. Building plan check and Engineering plan check are considered separate services and should be rated independent of one another. On a scale of 1 to 10, rate yourself with "1" being your strongest area of expertise and "l 0" being a competent area of expertise. "N" or no rating will indicate no interest or company expertise in that field. BUILDING SERVICES ENGINEERING SERVICES Geotechnical Review Geotechnical Design, Review & Analysis Electrical Review and Analysis Street Improvements Mechanical Review and Analysis Storm Drain Improvements & Hydrology Studies Plumbing Review and Analysis Traffic Circulation Studies Energy Calculations Traffic/Striping Improvements Handicapped Provisions Sewer Facilities Improvements Inspection Services Landscaping Improvements Grading Plans Subdivision Map Checking Structures Inspection Services Pavement Analysis Survey Drafting Services Water Quality Design and Review FIRM NAME: RATER: DATE: 2001 • ENGINEERING FEES Ennineerina Documents and Records - MicrofilmlDigital Storage* ..................................... $1.00 per sheet - Document and Record Retrieval/Research/Review ................. $40.00 per hour (Minimum Charge - One Hour) - Digital Ortho Photo Imaging ................................... $500 per foot the (Includes $400 per foot tile + 2 hour mim staff time @ $50 per hour) - GIS Information Requests ..................................... As determined by City Engineer *Each person, firm orcorporation shall pay a microfiche ordigital'storage fee forpermit applications, plans, specifications, calculations, soils reports, and all pertinent data required to be maintained by state regulations, per sheet. Lot Line Adiustment - Submittal and Processing .................. ............ $1,750 Mao Processina (Due with Map Submittal) - Tract maps* ........................................... $1,000, plus $100 per lot or unit up to 25, plus $50 per lot or unit over 25 - Parcel maps ........................................... $1,000, plus $100 per lot(unit - Records of survey ...................................... $500, plus $50 per lot -CC&R's ............................................$500 *Duplicate Mylar Deposit ............................................. $20 per sheet Improvement Plan Processina Public improvement plans (Due with Plan Submittal) - Submittal $1,000 - Checking 3% of construction costs - Hydrology/Hydraulic Studies (0-20 Acres) ................... $4.50 per 0.1 acre ($450 min) - Hydrology/Hydraulic Studies (Over 20 Acres) ................ $1,200, plus $1 per 0.1 acre over 20 acres ($4,000 max) - Sewer Studies (0-20 Acres) ............................... $4.50 per 0.1 acre ($450 min) - Sewer Studies (Over 20 Acres) ............................ $1,200, plus $1 per 0.1 acre over 20 acres ($4,000 max) Private Improvement Plan Processing (Due w/Plan Submittal) - Submittal $5oo - Checking 3% of construction costs Map/Plan Processing Administration Includes the preparation and processing of agreements, ......... 3 %% of improvement costs resolutions, City Council and Commission agenda reports, ($500 min). Payable prior to presentation to commissions/boards, field investigation improvement plan approval) (Does not include advertising & recording fees) Easements (Modification/Processing) ........................ As determined by City Engineer (Does not include advertising & recording fees) ($500 min) Street cut deposit for less than 500 square feet** ............... $5oo to $1,000 Street cut deposit - over 500 square feet** .................... As determined by City Engineer **Refundable Deposit (upon completion of work) Permit Issuance Fee.....................................$40 Engineering Inspection Fee .. $50 per hour Elevation Certificates (FEMA) .............................. $40 Miscellaneous Fees ......... . As determined by City Engineer Development Inspections (Due Prior to Plan Approval) Improvement costs up to $100,000 ............................ 3 1/2% of improvement costs, with a minimum of $100 Improvement costs $100,000 and over ....................... $3,500, plus 3% of improve- ment costs over $100,000 1 of 2 0 0 per acre Sureties and Deposits (Due prior to app,oval of Improvement per acre Agreement or Encroachment Permit Issuance, whichever is applicable) per acre Faithful performance surety per acre (released one year after the notice of completion) ............. 100% of construction costs Labor and material surety I . . I...............$1470 per acre (released upon the completion of the project) ................ 100% of construction costs Monumentation surety (released upon the Engineer's certification of work) ............ 100% of monumentation costs Water surety ............................................ As required by Capistrano — Valley Water District Parks & Recreation Fee (*see below) Fee for 49 units or less - Single family detached dwelling units ............................. $4,840 per unit - Attached Units, including duplex, townhomes & apartments ......... $4,390 per unit - Mobile Homes $2,877 per unit Fee for 50 units or more (Land dedication may be .................... u units x occupancy factor* substituted for fee) ............................................ x 5 acr/1000 occ x $302,500 acr *Occupancy Factor - Single Family ............................................ 3.2 occ/unit - Attached units, including duplex, townhouse & apartments ........... 2.9 ooclunit - Mobile Homes ............................................ 1.8 occ/unit Sewer Capacity Fee (Due Prior to Building Permit) - Residential . ........................................... $3,165 per unit - Commercial, Industrial, Non -Residential (**see below) .............. $3,165 per 1500 SF of floor ....................................................area or fraction thereof Agricultural Preservation (Due Prior to Building Permit) - Residential .................................... I ....... $500 per unit -Commercial/Non-Residential. ....... ............ $1000 per acre Drainage Area Fees (*see below) -L01 ............................................$1170 per acre -L02 ............................................$860 per acre -L03 .............. I.............................$320 per acre -L05 ............................................$170 per acre - M01 ............................................$780 per acre -L01S02 ......................... I . . I...............$1470 per acre Advanced Energy Fee (Street Lights) (Due Prior to Plan Approval) Lamp Size Sinole Double 7,000 Lumens $90 per light $126.60 per light 20,000 Lumens $126.20 per light $187.50 per light 'Parks 8 Recreation and Drainage Fees are due prior to Subdivision Map Approval. For properties not requiring maps, these fees are due prior to Building Permit Issuance. **Sewer capacity fees are due prior to Building Permit Issuance for any increase in building size. NOTE: Additional fees may be required by the Building & Safety Division, the Department of Planning Services & the Capistrano Valley Water District. Parks & Recreation, Sewer and Agricultural Preservation Fees are due prior to Building Permit Issuance for all Secondary Dwelling Units Revised 6101; c,\wpwin\wpdocs\othenfees 2 oft \�\ KHR Engineers - A1111111111111tects - Planners Wr EXHIBIT B Schedule of Standard Rates (Effective January 1, 2001) Labor Classification Hourly Rate ProjectManager....................................................................................................$150.00 .40/Mile ExpertWitness........................................................................................................250.00 CivilEngineer..........................................................................................................125.00 TrafficEngineer.......................................................................................................125.00 Architect...................................................................................................................115.00 .................... 15/Page LandscapeArchitect...............................................................................................105.00 MIS/GIS Specialist....................................................................................................95.00 Ft. LandSurveyor...........................................................................................................95.00 Ft. SeniorPlanner...........................................................................................................85.00 Ft. Associate Engineer...................................................................................................95.00 Ft. EngineeringDesigner...............................................................................................85.00 Ft. Architectural Designer...............................................................................................80.00 Cost + 10% SeniorCADD Operator.............................................................................................75.00 Cost+ 10% CADD Operator/Draftsperson...................................................................................65.00 Cost + 10% PlanningAssistant.....................................................................................................60.00 Cost + 10% PermitRunner...........................................................................................................45.00 Cost + 10% TechnicalAide...........................................................................................................40.00 Cost + 10% Clerical,.,.. ... ........ ...... ____ .... _ ............ _ ...... _ .... ..... _ ...... .... 25.00 Two -Person Survey Crew.......................................................................................150.00 Three -Person Survey Crew....................................................................................200.00 Reimbursable Costs Unit Rate Vehicle Mileage.......................................................................................................$ .40/Mile Plain Paper Photocopying........................................................................................15/Page 8 1/2" x 11" Laser -Jet Originals................................................................................25/Page 11" x 17" Laser -Jet Originals.....................................................................................50/Page Incoming Facsimile Transmissions....................................................... .................... 15/Page Outgoing Facsimile Transmissions...........................................................................25/Page CheckPlots..........................................................................................................1.00/Sq. Ft. Plot on Opaque or Reproducible Bond................................................................3.50/Sq. Ft. ColorPlots............................................................................................................4.00/Sq. Ft. Plot on Reproducible Film....................................................................................7.50/Sq. Ft. In -House Diazo Prints.............................................................................................25/Sq. Ft. Parking & User Tolls........................................................................................... Cost + 10% Permit, Plan & Building Fees.............................................................................. Cost+ 10% Cellular & Long Distance Calls........................................................................... Cost + 10% Postage/Special Delivery .................................................................................... Cost + 10% Outside Printing & Reproduction........................................................................ Cost + 10% Other Outside Services....................................................................................... Cost + 10% 4. VII 11,.amuco•- Irvine, California 92614 FAX (949) 756-6444 ACORD.. CERTIFICA' PRODUCER Dealey, Renton & Associates 600 S. Lake Avenue, Suite 308 Pasadena, CA 91106 626 844-3070 INSURED -- KHR Associates 2355 Main St., Suite 120 Irvine, CA 92614-6260 COVERAGES LIABILITY INSUR/MCE DATE (MMID 01/22/03�Y) ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. INSURERS AFFORDING COVERAGE INSURER A: United States Fidelity & Guaranty INSURER B: American Motorists Ins. Co.`* INSURER Security Ins. Co. of Hartford INSURER D: -_ INSURER E: THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. NSR POLICY EFFECTIVE POLICY E%PIRATION I - _ - -- LTR TYPE OF INSURANCE POLICY NUMBER PATE MM/DD/YY DATE MM/D Y i LIMITS A GENERAL LIABILITY BKO1277820 01/08/03 ..01/08/04 li EACH OCCURRENCE $2,000,000 MERCIAL GENERAL LIABILITY FIRE DAMAGE (Any one fire) '$2000000 X17CLAIMS MADE - X OCCUfl MED EXP (Anyone person) $10 000 -_ PERSONAL & ADV INJURY 1$2000000 GENERALAGGREGATL $4 OOO OO_O GENILAGGREGATE LCAPPLIESPEO PRODUCTS-COMP/OPA 00 PRO - POLICY CELOC A AUTOMOBILE LIABILITY BKO1277820 ''01/06/03 01/06/04 COMBINED SINGLE LIMIT ANY AUTO (Ea accident) !$•1,000,000 _ ALL OWNED AUTOS BODILY INJURY SCHEDULED AUTOS (Per Person) $ I BODILY INJURY X HIRED AUTOS X j NON -OWNED AUTOS Per accitlent) $ -- PROPERTY DAMAGE $ (Pereccitlent) GARAGE LIABILITY AUTO ONLY - EA ACCIDENT I$ ANY AUTO 1 OTHER THAN EA ACC $_____ $ AUTOONLY: AGO EXCESS LIABILITY EACH OCCURRENCE $ OCCUR El CLAIMS MADE AGGREGATE _ $ — ! DEDUCTIBLE Is RETENTION $ $ B WORKERS COMPENSATION AND 17CW30402609 09/01/0209/01/03 XWC STATU- 'OTH" - TORY LIMITS '� SER EMPLOYERS' LIABILITY E.L. EACH ACCIDENT t $1 000 QQO - E.L. DIS,,rp l - EA EMi$1,0.00,000 E.L.DI M -POLI IMIT 00,000 C OTHER Professional AEE0229234 01/08/03 01/08/04 $1,000 per claimm Liability $2,00g!(�p ar&aggro Nrn DESCRIPTION OF OPERATIONS/LOCATIONSIVEHICLESIEXCLUSIONS ADDED BY ENDORSEMENT/SPECIAL PROVISIONS 'The insurer's policy payment obligations are backed by a cut -through to National -om Indemnity Company, an A++ rated Berkshire Hathaway subsidiary. Please see the attached cn;I o m document confirming this arrangement.n IV 0 The certificate holder is named as an additional insured as respects z N (See Attached Descriptions) o City of San Juan Capistrano Attn: City ClerK's Office 32400 Paseo Adelanto San Juan Capistrano, CA 92675 ACORD 25-S (7/97)1 of 2 #M83462 SHOULD ANYOFTH E ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE TH E EXPIRATION DATE THEREOF, THE ISSUING INSURER WILL ENDEAVOR TOMAIL30_DAYSWRITTEN NOTICETOTHE CERTIFICATE HOLDERNAMED TOTHE LEFT, BUTFAILURE TODOSOSHALL IM POSE NO OBLIGATION OR LIABILITYOF ANY KIND UPON THE INSURERJTS AGENTS OR SJM 0 ACORD CORPORATION 1988 DESC TIONS (Continued from Pa 1) general liability for claims arising from the operations of the named insured. AMS 25.3 (07/97) 2 of 2 #M63462 0 0 Policy Number: 9KO1277820 Owners Lessees or Contractors (Form B) ADDITIbNAL INSURED Change(s) Effective: 01/22/03 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. This endorsement modifies insurance policy under the following: LIABILITY COVERAGE PART: Schedule Name of Person or Organization: City of San Juan Capistrano Attn: City Clerk's Office 32400 Paseo Adelanto San Juan Capistrano, CA 92675 SECTION II - WHO IS AN INSURED is amended to include as an insured the person or organization shown in the Schedule, but only with respect to liability arising out of "your work" for that insured by or for you. The certificate holder is named as an additional insured as respects general liability for claims arising from the operations of the named insured. PRIMARY INSURANCE: IT IS UNDERSTOOD AND AGREED THAT THIS INSURANCE IS PRIMARY AND ANY OTHER INSURANCE MAINTAINED BY THE ADDITIONAL INSURED SHALL BE EXCESS ONLY AND NOT CONTRIBUTING WITH THIS INSURANCE. SEVERABILITY OF INTEREST: IT IS AGREED THAT EXCEPT WITH RESPECT TO THE LIMIT OF INSURANCE, THIS COVERAGE SHALL APPLY AS IF EACH ADDITIONAL INSURED WERE THE ONLY INSURED AND SEPARATELY TO EACH INSURED AGAINST WHOM CLAIM IS MADE OR SUIT IS BROUGHT. WAIVER OF SUBROGATION: IT IS UNDERSTOOD AND AGREED THAT THE COMPANY WAIVES THE RIGHT OF SUBROGATION AGAINST THE ABOVE ADDITIONAL INSURED(S), BUT ONLY AS RESPECTS THE JOB OR PREMISES DESCRIBED IN THE CERTIFICATE ATTACHED HERETO. CL/BF 22 40 03 95 • The cut -through agreement is a contractual obligation that does not change the scope of coverage of the Kemper policy. = A notice will be attached to each policy to which the cut -through applies. The notice inception date identifies when National Indemnity is backing Kemper's policy payment obligations. For new and renewal policies with effective dates on or after Dec. 23, 2002, the notice inception date will be the same as the policy inception date. For in -force policies, the notice inception date will be Dec. 23, 2002, with some exceptions where policies with specific contractual requirements will have different effective dates. • The cut -through is triggered when either a court or the domiciliary state regulator, which for most of Kemper's underwriting companies is the Director of the Illinois Department of Insurance, issues an order that prohibits Kemper from honoring its policy payment obligations. • If the cut -through is triggered, National Indemnity will pay in full, from dollar one, all first and third party claims that Kemper has not already paid. National Indemnity will also pay board declared dividends, retro premium adjustments and return premiums. • If a claim arose on or after the cut -through is triggered, the policyholder would notify National Indemnity of the claim, just as they would have notified Kemper. If Kemper is ordered not to pay claims, the policyholder will be notified. COM0138 02003 • National Indemnity will pay third -party claims when a judgment has been entered against an insured or if a settlement has been approved by either Kemper or National Indemnity. • The cut -through agreement includes the wording none of these conditions shall apply to first -parry coverages. This language explains that the terms for paying third -party claims do not apply to first -party and workers' compensation claims. The language does not mean that payment of these claims is excluded or is subject to any additional conditions. + National Indemnity has the right, but not the duty, to defend. National Indemnity will, however, fully bear the cost of a policyholder's defense, as part of their commitment to assume all policy payment obligations. National Indemnity will most likely utilize Kemper claims staff to handle claims. • National Indemnity, like Kemper, expects to pay all defense costs, but does have the right to challenge defense costs that appear unreasonable for the claim. = National Indemnity's payment obligations apply only to losses that take place on or after the notice inception date. (Kemper. Insurance Companies inwrenw CampnnNs 0 0 IMPORTANT NOTICE CONCERNING YOUR RIGHTS UNDER A CUT -THROUGH AGREEMENT NATIONAL INDEMNITY COMPANY Insurance P( Insurer (the " Policy Incept Policy No.: Named Insur The Notice For value received, Naro-nal Indemnity Company (hereinafter referred to as "National Indemnity") agrees that in the event the Company does not pay amounts otherwise payable under the Policy as a result of a court of competent jurisdiction or the state insurance regulatory authority in the Company's domiciliary state ("insurance regulatory authority") issuing an order finding such Company to be insolvent or entering an order to the Company which legally prohibits the Company from paying Policy amounts otherwise payable because of the Company's financial condition, then National Indemnity will pay on behalf of the Company 100% of any amount payable by the Company under the Policy that has not been previously paid by the Company, subject always to the other terms, conditions, exclusions and limitations of the Policy. National Indemnity will make such payment directly to the Insured (or to its mortgagees, assignees or loss payees, as their interests may appear) in the event of first -party coverages, or directly to the claimant or claimants to whom the Insured is legally liable in the event of third -party coverages. As a condition of National Indemnity's payment obligation, the Insured, after receiving actual notice of the receivership or insolvency of the Company, shall provide prompt written notice to National Indemnity, attention: Kemper Cut -Through, at its statutory Home Office as on record with the National Association of Insurance Commissioners, of any claim or suit for which National Indemnity may be liable by reason of this agreement herein. As a condition precedent to payment hereunder, National Indemnity shall be deemed to have all the rights of the Company and be subrogated to all the rights of the Insured to the extent of such payment. In the case of third -party liability coverages, payment shall be due hereunder only after any one of the following three conditions is met: (1) the claimant obtains a judgment against the Insured or the Company after actual trial by a court of competent jurisdiction; or (2) the claimant enters into a settlement with the Insured or the Company approved by National Indemnity; or (3) the claimant enters into a settlement with the Insured or the Company approved by the Company prior to it being declared insolvent or prohibited from paying amounts due under the Policy. None of these conditions shall apply to first -party coverages, including but not limited to any state workers' compensation or similar federal compensation coverages that may be provided by the Policy. 0 0 Upon the Company being declared insolvent or being legally prohibited from paying Policy amounts otherwise p8yable because of the Company's financial condition by a court of competent jurisdiction or insurance regulatory authority or upon any insurance regulator assuming any control over the Company's claims handling process, National Indemnity has the right, but not the duty, to assume any obligation the Company may have to provide a defense to the Insured, if such an obligation is created by the Policy. If National Indemnity does not assume such obligation, it will reimburse the Insured for the reasonable cost of such defense to the extent that the Company would have been obliged to pay such cost under its obligation to defend. National Indemnity and the Insured will cooperate in the selection of defense counsel at the commencement of litigation. Nothing herein shall make National Indemnity the insurer under the Policy. National Indemnitys obligation hereunder is limited to the Company's obligations under the Policy and shall not include any payment arising under claims of bad faith, extra contractual obligations or payments in excess of policy limits. In the event the Notice Inception Date is later than the Policy Inception Date, then this Notice does not apply to any damages, offense or loss of any nature for which coverage is otherwise provided under the Policy if such damages, offense or loss "commences" in whole or in part prior to the Notice Inception Date, even if such damages, offense or loss continues, is alleged to continue, or is deemed to continue on or after the Notice Inception Date. For the purposes of this Notice only, "commences" shall mean: (i) first occurs, is alleged to first occur or is deemed to first occur; or (ii) incepts, is alleged to incept or is deemed to incept; or (iii) first manifests, is alleged to have first manifested, or is deemed to have first manifested. "Commence" is the earliest point in time of (i), (ii) or (iii). National Indemnity has no liability to make payments or reimburse any person for payments if 19 payments were incurred in connection with or were in any way related to such excluded damages, offe s. NATIONAL INDEN a PANY 20tlez� Chairman and Chief Executive Officer 0 32400 PASEO ADELANTO SAN JUAN CAPISTRANO, CA 92675 (949) 493-1171 (949) 493-1053 (FAX) ,v,vly. sanjuancapistrano. org January 22, 2003 KHR Associates 2355 Main Street, Suite 120 Irvine, California 92614-6260 • Duun,u � 1961 1776 MEMBERS OF THE CITY COUNCIL DANE L BATHGATE JOHN S. GELFF WYATT HART JOESOTO DAVID M. SWERDLIN CITY MANAGER GEORGESCARSOROUGH RE: Compliance with Insurance Requirements - Plan Check Services/Plans & Specifications for Los Rios Historic District Parking Lot and Sign Program The following insurance documents are due to expire: I General Liability Certificate 1/8/2003 V General Liability Endorsement naming the City of San Juan Capistrano as additional insured. I Automobile Liability Certificate 1/8/2003 V Professional Liability Certificate 1/8/2003 Please submit updated documentation to the City of San Juan Capistrano, attention City Clerk's office, 32400 Paseo Adelanto, San Juan Capistrano, CA 92675 by the above expiration dates. If you have any questions, please contact me at (949) 443-6310. Sincerely, Dawn Schanderl Deputy City Clerk cc: William Huber, Director of Engineering & Building Brian Perry, Senior Civil Engineer Michelle Noreillie, Administrative Assistant DRUG USE Is San Juan Capistrano: Preserving the Past to Enhance the Future ACOM CERTIFICAW- OF LIABILITY INSUONCE DATE 1 Dealey, Renton & Associates 600 S. Ldke Avenue, Suite 308 Pasadena, CA 91106 626 844-3070 INSURED KHR Associates 2355 Main St., Suite 120 Irvine, CA 92614-6260 COVERAGES ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. INSURERS AFFORDING COVERAGE INsuRER A: United States Fidelity & Guaranty INSURER B: American Motorists Ins. Co. INSURER C: Security Ins. Co. of Hartford INSURER D: INSURER E: THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. NSR - POLICY EFFECTIVE POLICY EXPIRATION _ LTR TYPE OF INSURANCE POLICY NUMBER DATE MM/DD/YY DATE MM/DD/YY LIMITS AGENERALLIABILITY BKO1029684 01/06/02 01/08/03 EACH OCCURRENCE $21000,000 _ X COMMERCIAL GENER�ALLIABILITY FIRE DAMAGE (Anyone fire) $2000()00_ -= CLAIMS MADE l A OCCUR MED EXP (Any one parson) $1 O 000 PERSONAL & ADV INJURY _ $2,000 ,00O _ GENERAL AGGREGATE s4,000,00 _ _ GEN'AGGRLIM IT APPL IES PE R: PRODUCTS -COMP/OP AGO $4,000,000 tEGATE POLICY PRO- LOC _ A 1 AUTOMOBILELIABWTY ANY AUTO BKO1029684 01/08/02 01/08/03 COMBINEDSINGLELIMIT $2,000,000 (Ea accitlenq ALL OWNED AUTOS BODILY INJURY $ SCHEDULED AUTOS (Par person) X — HIRED AUTOS � BODILY INJURY $ X NON -OWNED AUTOS (Per accident) PROPERTY DAMAGE $ (Per accident) GARAGE LIABILITY AUTO ONLY - EA ACCIDENT $ OTHER THAN EA ACC ANY AUTO $ AUTO ONLY: AGG $ A EXCESS LIABILITY BKO1029684 01/08/02 01/08/03 EACH OCCURRENCE_ $2,000,000 OCCUR 71 CLAIMS MADE _ AGGREGATE _ $2,000,000 $ I DEDUCTIBLE � $ RETENTION $ $ B WORKERS COMPENSATION AND 7CW30402609 09/01/02 109/01/03 X TWRV TAU CEH EMPLOYERS'LIABILITY E.L. EACH ACCIDENT $1,000,00_0 E.L. DISEASE - EA EMPLOYEE$1,000,000 _ E.L. dAASE'P YLIMIT $1,000,000 C OTHER Professional AEE0221540 01/08/02 01/08/03 $2, 0,000 V' claIM Liability $2,1lQ`0Po RAI agvn DESCRIPTION OF OPERATIONS/LOCATIONS(VEHICLESIEXCLUVONS ADDED BY ENDORSEMENT/SPECIAL PROVISIONS The certificate holder is named as an additional insured as respects general liability for claims arising fronr7 the operations of the named insured. 'ate rn IV City of San Juan Capistrano Attn: City Clerk's Office 32400 Paseo Adelanto San Juan Capistrano, CA 92675 ACORD 25-S (7/97)1 of 1 *U7RnoA SHOULD NWYOFTH E ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, THE ISSUING INSURER WILL ENDEAVOR TO MAIL 30 _DAYSWRITTEN NOTICETOTHE CERTIFICATE HOLDERNAMED TOTHE LEFT, BUTFNLURE TODOSOSHALL IMPOSE NOOBLIGATION OR LIABILITY OF ANY WND UPON THE INSU RERJTS AGENTS OR CiTT�m7�TKel cLiKU c l lel c TAY ilei ] f Eiig • 32400 PASEO ADELANTO SAN JUAN CAPISTRANO, CA 92675 (949) 493-1171 (949) 493-1053 (FAX) ivwiv.sanjuancapistrano. org August 26, 2002 KHR Associates 2355 Main Street, Suite 120 Irvine, California 92614 owe ,�� 1 Iecenn�e nuuneH 1961 1776 MEMBERS OF THE CHV COUNCIL DIANE L RATHGATE CON IENE CAMPBELL JOHNS. GEI-FF V ATT HART DAVID M. SWERDUN CITY MANAGER GEORGESCARBOROUGH RE: Compliance with Insurance Requirements - Los Rios Historic Parking Lot Plans & Specs and Plans/Plan Check Services The following insurance document is due to expire: VWorkers Compensation Certificate 9/1/2002 Please submit updated documentation to the City of San Juan Capistrano, attention City Clerk's office, 32400 Paseo Adelanto, San Juan Capistrano, CA 92675 by the above expiration date. If you have any questions, please contact me at (949) 443-6310. Sincerely, y� �' �}� 1 ' Dawn M. Schanderl Deputy City Clerk cc: William Huber, Director of Engineering & Building Brian Perry, Senior Civil Engineer Michelle Noreillie, Administrative Assistant DRUG USE IS San Juan Capistrano: Preserving the Past to Enhance the Future Client 811 SSOCI „AYEae CERTIFICA OF LIABILITY INSU NCE 08/2701 / PRODUCER THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION Dealey, Renton & Associates 600 S. Lake Avenue Suite 30$ / PaevdQena, CA 91106 ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. TYPE OF INSURANCE 626 844-3070 INSURERS AFFORDING COVERAGE -_---- ---- ----- INSURED KHR Associates -- - -- -- INSURER A: United- States Fidelity & Guaranty - _ - -- — INSURER B: American Motorists Ins. Co. 120 2355 Main St., Suite 120 als surance Co. INSURERc: Design Prof essionIn Irvine, 926ite INSURER D: INSURER E' COVERAGES THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. NSR LTR TYPE OF INSURANCE POLICY NUMBER POLICY EFFECTIVE DATE M/DD(YY POLICY EXPIRATION LIMITS DATE M/0D/YY A GENERAL LIABILITY BKO0816664 01/08/01 01/08/02 1 EACH OCCURRENCE $2 000 l X ICOMlMERCIALGENERALLIABILITY ,000 FIRE DAMAGE IArryone tire) $2 000, 000 CLAIMS MADE I X I OCCUR MED EXP (Any one person) $10,000 PERSONAL&ADV INJURY $000,000 GENERAL AGGREGATE - s4,000,000 G_EN'L AGGREGATE LIM ITAPPL IES PER: PRODUCTS' - $4 OOO�O O_ POLICY ' PRO' LOC JECT A AUTOMOBILE LIABILITY BKO0816664 01/08/01 01/08/02 COMBINED SINGLE LIMIT s2, 000, O0O — ANY AUTO (Ea accident) ALL OWNED AUTOS BODILY INJURY $ SCHEDULED AUTOS (Per person) X HIREDAUTOS BODILY IN (Per accident) $ X NON -OWNED AUTOS 0 --. -- PROPERTY DAMAGE $ (Per accident) —f GAflAGE LIABILITYTO AU ONLY - EA ACCIDENT $ I' ANY AUTO OTHER THAN EA ACC $ AUTO ONLY: AGO $ A 1 EXGESSLIABILITY BK00816664 01/08/01 01/08/02 EACH OCCURRENCE $2, 000, 000_ OCCUR CLAIMS MADE AGGREGATE _ - - $2 , 000, 000 DEDUCTIBLE $ RETENTION $ $ B WORKERS COMPENSATION AND 7CW30402608 09/01/01109/01/02 X TORY LMITS EMPLOYERS' LIABILITY .!DER_, E.L. EACH ACCIDENT- _ - $1 , 0 0 0 , 0 0 0 EL DISEASE-EAEMPL�OY�EE $I;_GOO, Goo E.L.MSEASE-POLICYdMIT 1,000, 000 $1,000 ' L'OTHER professional AEE0300628 01/08/01 !01/08/02!$5U,000 RIer claim Liability $11k9pr009Dar�1 aggr. m DESCRIPTION OF OPERATIONS/LOCAT MD PHICLES/EXCLUSIONS ADDED BY ENDORSEMENT/SPECIAL PROVISIONS i T' - N T The certificate holder is named as an additional insured as-reap�ck m general liability for claims arising from the operations of ,6. -.named a insured. a 0 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION City of San Juan Capistrano DATE THEREOF, THE ISSUING INSURER WILL ENDEAVOR TO MAIL 3 0 DAYS WRITTEN Attn: City Clerk's Office NOTICETOTHE CERTIFICATE HOLDER NAM ED TOTHE LEFT, BUTFAILURE TODDSOSHALL 32400 Paseo Adelanto IMPOSE NOOSLIGATION OR LIABILITY OF ANY KIND UPONTHE INSURERJTS AGENTS OR San Juan Capistrano, CA 92675 REPRESENTATIVES. I TI{O)I , PRESE_n 7T J? QCDRd.M CERTIFICA OF LIABILITY INSUFONCE of/17/02 PRODUCER THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION Dealey, Renton & Associates ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE 600 S. Lake Avenue Suite 308 HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR Avenue, ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. Pasadena, CA 91106 626 844-3070 INSURERS AFFORDING COVERAGE INSURED KHR Associates 2355 Main St., Suite 120 Irvine, CA 92614-6260 COVERAGES INSURERA: United States Fidelity & Guarant INSURERS American Motorists Ins. Co. INSURERC: Security Ins. Co. of Hartford INSURER D: THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES, AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. (NSR TYPE OF INSURANCE POLICY NUMBER POLICY EFFECTIVE POLICY MWDD YYI LIMITS LTR DATE MM/DD/YY DATE MM/DD/YY i A GENERAL LIABILITY �BKO1029684 01/08/02 01/08/03 OCCURRENCE $2 000, 000 _EACH FIRE DAMAGE (Any one fire) $2,000, 000 XCOMMERCIAL GENERAL LIABILITY CLAIMS MADE L '� 1 OCCUR $1�0 000 MED EXP (Any one person) PERSONAL B ADV INJURY _- a2 000, 000 ,4, GENERAL AGGREGATE _ --_ $ 000, 000 PRODUCTS-COMP/OP ACG GEN'LAGGREGATE LIMITAPPLIESPER:I POLICY PRO- LOC ECT 1 ---- - A auroMOBILELIABILITY I9KO1029684 101/08/02 01/08/03 C SINGLE LIMIT ANY AUTO (Ea accident) s2 000,000 , $ .— ALL OWNED AUTOS BODILY INJURY SCHEDULED AUTOS (Per person) X HIRED AUTOS j - — BODILY INJURY (Per accident) $ X NON -OWNED AUTOS PROPERTY DAMAGE $ (Peraccitlenp GARAGE LABILITY AUTO ONLY - EA ACCIDENT $ ANY AUTOEA — PCC $ OTHER THAN --- - - 'AUTO ONLY: AGG $ A EXCESS LIABILITY BKO1029684 01/08/02 01/08/03 EACH OCCURRENCE $2 000,000 _X OCCUR CLAIMS MADE 1 AGGREGATE - $2 000,000 DEDUCTIBLE $ _-- - �— RETENTION $-- $ B WORKERS COMPENSATION AND 09/01/01 09/01/02 X TNRV LIM TS TR_ I7CW30402608 EMPLOYERS'LIABILTY E.L. EACH ACCIDENT — 4$1, 000,_000 _ E.L. DISEASE -EA_E_MPLOVEE'$1, 0-0-0—,_000 E.L. DISEASE - POLICY LIMIT $1 , 0 0 0 0 0 0 C OTHER Professional AEE0221540 01/08/02 101/08/03 $1,000,000 p@X claim Liability ($1,000,000 aWnl aggr. ' c DESCRIPTION OF OPERATIONS/LOCATIONS/VEHICLES/EXCLUSIONS ADDED BY ENDORSEMENT/SPECIAL PROVISIONS The certificate holder is named as an additional insured as refleCtS o _ general liability for claims arising from the operations of the=famed m insured.m m City of San Juan Capistrano Attn: City Clerk's Office 32400 Paseo Adelanto San Juan Capistrano, CA 92675 ACORD 25-S (7/97) 1 cT f l #M70136 SHOULD ANYOFTH E ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, THE ISSUING INSURER WILL ENDEAVOR TO MAIL 3_0 DAYS WRITTEN NOTICE TOTH E CERTIFICATE HOLDER NAM ED TOTH E LEFT, BUT FAILURE TO DO SOSHALL IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON TH E INSURERJTS AGENTS OR CI TM © ACORD CORPORATION 1988 • 0 Policy Number: 13xo1029684 Owners Lessees or Contractors (Form B) ADDITibNAL INSURED Change(s) Effective: 01/17/02 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. This endorsement modifies insurance policy under the following: LIABILITY COVERAGE PART: Schedule Name of Person or Organization: City of San Juan Capistrano Attn: City Clerk's Office 32400 Paseo Adelanto San Juan Capistrano, CA 92675 SECTION II - WHO IS AN INSURED is amended to include as an insured the person or organization shown in the Schedule, but only with respect to liability arising out of "your work" for that insured by or for you. The certificate holder is named as an additional insured as respects general liability for claims arising from the operations of the named insured. PRIMARY INSURANCE: IT IS UNDERSTOOD AND AGREED THAT THIS INSURANCE IS PRIMARY AND ANY OTHER INSURANCE MAINTAINED BY THE ADDITIONAL INSURED SHALL BE EXCESS ONLY AND NOT CONTRIBUTING WITH THIS INSURANCE. SEVERABILITY OF INTEREST: IT IS AGREED THAT EXCEPT WITH RESPECT TO THE LIMIT OF INSURANCE, THIS COVERAGE SHALL APPLY AS IF EACH ADDITIONAL INSURED WERE THE ONLY INSURED AND SEPARATELY TO EACH INSURED AGAINST WHOM CLAIM IS MADE OR SUIT IS BROUGHT. WAIVER OF SUBROGATION: IT IS UNDERSTOOD AND AGREED THAT THE COMPANY WAIVES THE RIGHT OF SUBROGATION AGAINST THE ABOVE ADDITIONAL INSURED(S), BUT ONLY AS RESPECTS THE JOB OR PREMISES DESCRIBED IN THE CERTIFICATE ATTACHED HERETO. CL/BF 22 40 03 95 0 32400 PASEO ADELANTO SAN JUAN CAPISTRANO, CA 92675 (949) 493-1171 (949) 493-1053 (FAX) w vtlt.snnju,tncapistrano.org January 18, 2002 KHR Associates 2355 Main Street, Suite 120 Irvine, CA 92614 Dear Sir or Madam: io14"olAT1e nuuos 1961 1176 MEMBERS CF sHE C.TY CCL'^:C'_ DIANE L. SATHGATE JOHNS GELEE COLLENE CAMPEE;L WYATT HART DA`PU M. S.VENULN CITY MANAGER GEORGE SGARSCRC-GH Please find enclosed a fully executed Personal Services Agreement related general engineering. The term of the agreement is three years with two one-year extensions. We have received the evidence of insurance and endorsements as required by the agreement. Please be aware that this evidence met must be maintained current with our office. Should evidence lapse, work under this agreement must stop and payments for work completed are withheld until we receive the required documentation. You may proceed with work under this agreement in coordination with Jill Thomas, Management Analyst (949) 443-6362. Sincerely, fan, CMC Clerk enclosure: agreement cc: Jill Thomas, Management Analyst William Huber, Engineering and Building Director DRUG USE IS San Juan Capistrano: Preserving the Past to Enhance the Future 0 32400 PASEO ADELANTO SAN JUAN CAPISTRANO, CA 92675 (949) 493-1171 (949) 493-1053 (FAX) www.sanjuancapistrano.org December 21, 2001 KHR Associates 2355 Main Street, Suite 120 Irvine, CA 92614 Dear Sir or Madam: MEMBERS OF THE CITY COUNCIL DIANE L BATHGATE JOHNS. GELFF COLLENE CAMPBELL WYATT HART DAVID M. SWERDLIN CITY MANAGER GEORGE SCARBOROUGH -� One December 4, 2001 the City Council of San Juan Capistrano approved a Personal Services Agreement with KHR Associates to provide general engineering for a three- year term, with (2) one-year extensions possible, not to exceed $50,000 per project proposal, per year. Prior to initiating work and in order to continue work under this agreement, evidence that all terms under Section 14. Insurance must be current and on file in the City Clerk's office. Our records indicate that we have partial evidence on file. Please forward evidence of General Liability, Auto Liability and an additional insured endorsement. Please also be aware that the evidence of Errors and Omissions coverage expires in a few days, on January 8, 2002. Upon receipt of this evidence, an executed agreement will be forwarded to you. If you have any questions regarding this agreement, please contact Jill Thomas, Management Analyst, at (949) 443-6362. If you have questions related to the evidence required under Section 14, please contact Dawn Schanderl, Deputy City Clerk, (949) 443-6310. Sincerely, Mt n h� C(93-6308 Enclosure: Terms of agreement, Section 14. Insurance (14.1 through 14.8) cc: Jill Thomas, Management Analyst, William Huber, Engineering and Building Director; Dawn Schanderl, Deputy City Clerk DRUG USE IS San Juan Capistrano: Preserving the Past to Enhance the Future 0 0 INTRODUCTION OF COMMISSIONERS PRESENT AT MEETING (110.10) Marie Buckner and Joanne de Guevara, Housing Advisory Committee; Ilse Byrnes, Parks, Recreation and Equestrian Commission; Pastor Gary Tucker, president of the Chamber of Commerce; Gil Jones, former Mayor, and his wife Millie; Sue Hart; Joe Soto, Water Advisory Commission. Mayor Bathgate recognized Council Member Hart and his wife Sue Hart for his year of service to the City as Mayor. ORAL COMMUNICATIONS: - None CONSENT CALENDAR Council Action: Moved by Council Member Campbell, seconded by Mayor pro tem John S. Gelff and carried unanimously, 5-0, to approve items 1, 3 through 5, 7, 9 & 10 as recommended by Staff. MOTION TO READ ORDINANCES BY TITLE ONLY APPROVED. APPROVAL OF MINUTES FROM THE REGULAR MEETING OF NOVEMBER 6, 2001 WITHDRAWN FROM THE AGENDA. 3. WARRANTS DATED NOVEMBER 15, 2001 IN THE AMOUNT OF $904,054.12; AND PAYROLL WARRANTS DATED NOVEMBER 8, 2001 IN THE AMOUNT OF $232,090.37 RECEIVED AND FILED. (300.30) 4. (38) CONSULTANT SERVICES AGREEMENTS APPROVED TO PROVIDE PLAN CHECKAND DESIGN SERVICES FOR ATHREE -YEAR TERM WITH TWO ONE- YEAR EXTENSIONS, NOT TO EXCEED $50,000 PER PROJECT PROPOSAL, PER YEAR. (6.30) The following companies were awarded Consultant Services agreement: AMEC Earth & Environment, Inc.; Berryman & Henigar; Charles Abbott Associates; CgVL Engineers; KFM Engineering; Norris-Repke, Inc.; P & D Consultants; Peter & Associates; RBF Associates; Adams Streeter Civil Engineers; AKM Consulting Engineers; Boyle Engineering; DH Civil Engineering; Focus Engineering; Gong Enterprises; Hartzog & Crabill, Inc.; J.L. Patterson; KhrAssociates; La Belle Marvin; LAN Engineering; Parsons Transportation; Richard Watson & Associates; RK Engineering Group; Tetra Tech; The Keith Companies; Toal Engineering; Urban Crossroads, Inc.; Van Dell & Associates; Willdan Associates; Esgil Corporation, Cotton Shires and Associates; David H. Lee & Associates; Hetherington CC Minutes 4 12-4-01 0 0 Engineering; Lawson & Associates; Petra Geotechnical, Inc.; Austin -Foust Associates; Darnell & Associates; LSA Associates. 5. RESOLUTION NO. 01-12-04-02 ADOPTED ENTITLED "RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SAN JUAN CAPISTRANO, CALIFORNIA APPROVING THE APPLICATION FOR GRANT FUNDS FOR THE ROBERTI- Z'BERG-HARRIS URBAN OPEN SPACE AND RECREATION PROGRAM UNDER THE SAFE NEIGHBORHOOD PARKS, CLEAN WATER, CLEAN AIR, AND COASTAL PROTECTION BOND ACT OF 2000 FOR IMPROVEMENT OF THE OLD HIGH SCHOOL SPORTS COURTS" (930.20) 6. CONSIDERATION OF ISSUES - LOS RIOS HISTORIC PARKING LOT (CIP NO. 125)(600.30) Written Communications: Report dated December 4, 2001 from William M. Huber, Engineering and Building Director. Gil Jones, 31791 Los Rios Street, supported the recommended action and encouraged that the project be completed in a timely manner. Council Action: Moved by Council Member Hart, seconded by Council Member Swerdli^ and carried unanimously, 5-0, to direct City staff to return to a future meeting with an analysis of the two options: 1. L-shaped parking lot running along the border of the Rios property and the Niccola property. 2. The original design. Consistent with earlier direction, the option of a parking lot on the CRA-Trulis property will not be considered. Within those options staff will evaluate and provide recommendations on: • Appropriate buffer between the Niccola's and Montanez property and the parking lot/RV storage; • A "nature walk" connecting to Ramos Street • Phased approach to allow the parking lot to be implemented as soon as possible within the City's fiscal limitations. Assumed within all option: • The parking lot will be asphalt rather than gravel or other less improved surface. The RV storage lot will be gravel • The trees will be retained within the parking lot and RV storage to the maximum extent practical. • Security issues will be carefully evaluated CC Minutes 5 12-4-01 0 12/04/01 AGENDA ITEM E 4 TO: George Scarborough, City Manager FROM: William M. Huber, Director of Engineering and Building SUBJECT: Consideration of Master Agreements for Long -Term Plan Check and Design Services Team RECOMMENDATION By motion, approve 38 consultant service agreements to provide Plan Check and Design Services for a (3) yearterm with (2) one-year extensions, not to exceed $50,000 per project proposal, per year. A. Summary and Recommendation The concept of a Plan Check Team was originally introduced in 1992 and, to date, has worked very well. It was created as a means to improve service delivery to resident and developer plan check. The concept has proven successful in that it has resulted in improved efficiencies. Our current contracts expire on December 31, 2001. Therefore, staff has solicited proposals and is requesting that 38 firms be recommended for a three-year term with two one-year extensions. B. Background History On January 21, 1992, City Council approved the concept of creating a plan check consultant team consisting of a select group of consultants. The team concept creates a long-term contract with each consultant. The purpose of the team concept is to have available consultants with pre -approved contracts and insurance in place and ready to go to work. The team concept allows staff to expeditiously process all consultant plan checking. In addition, the plan check team agreements all required that they perform their services at a specified percentage of the City's fees, which guarantees costs and assures that City staff is also compensated for processing from the remaining balance. All consultants agree to a fee not to exceed 65% and 80% depending upon the type of plan check. In many instances, the fees are negotiated lower, especially on larger projects. Upon expiration of the initial three year term, and having had a positive experience with this concept, the master listing was reviewed, updated, and again brought to Council for approval in January 1997. The updated listing included design services in addition to plan check services. FOR CITY COUNCIL AGENDA40 • Agenda Item Page 2 December 4, 2001 Selection Process A Request for Proposal was sent to 44 firms. Many of these firms were on the existing list, with others being added at a staff member's request. Of the 44 firms, 38 responded with proposals. The proposals included general engineering and building firms, as well as a number of specialty firms. The specialty firms include areas such as geotechnical, traffic, building structural and water quality services. A review team consisting of the Department Director and an Administrative Assistant reviewed the proposals for the following elements: • Consistency with the scope of work • Ability to meet schedules • Past performance of similar work • Individual(s) specified to work on projects • Ability to meet fee requirements • Qualifications of firm in handling required work Staff believes that all 38 firms qualify based on the above criteria. As this is a three-year contract with two one-year extensions, there is no need to narrow the field. Staff prefers to spread projects among the teams as work becomes available. This provides more flexibility and allows work to be performed in a more efficient and timely manner. The following list shows the consultants and their areas of expertise: General Engineering and Building Services AMEC Earth & Environment, Inc. Berryman & Henigar Charles Abbott Associates, Inc. CgVL Engineers KFM Engineering Norris-Repke, Inc. P & D Consultants, Inc. Peter & Associates RBF Associates General Engineering Only Adams Streeter Civil Engineers, Inc. AKM Consulting Engineers E Agenda Item Page 3 December 4, 2001 General Engineering Continued Boyle Engineering Corporation DH Civil Engineering Focus Engineering Gong Enterprises Hartzog & Crabill, Inc. J. L. Patterson KHR Associates La Belle Marvin LAN Engineering Parsons Transportation Richard Watson & Associates, Inc. RK Engineering Group Tetra Tech The Keith Companies Toal Engineering Urban Crossroads, Inc. Van Dell & Associates, Inc. Willdan Associates Building Services Only Esgil Corporation Geotechnical Services Cotton Shires and Associates, Inc. David H. Lee & Associates, Inc. Hetherington Engineering, Inc. Lawson & Associates, Inc. Petra Geotechnical, Inc. Traffic Services Austin -Foust Associates, Inc. Darnell & Associates, Inc. LSA Associates. Inc. 0 0 Agenda Item Page 4 December 4, 2001 3. Process 0 Plan Check Services - As previously stated, plan check services are to be performed at a not -to -exceed fee based on a fixed percentage of the City's calculated plan check cost. This eliminates the need to negotiate fees and allows staff to select a consultant and request they perform the work at the agreed upon price. No time is wasted with costly proposals, reviews, and fee negotiations. Design Services — Services not covered by fee recovery, such as design for a City capital improvement project, will continue to require that staff solicit proposals from at least three members of the team. Proposals will then be evaluated and followed by consultant selection. If the fee exceeds the amended limit established under the master contract, then it' will be forwarded to the City Council for review and approval. However, no new agreements will be required norwill insurance certifications cause delays, as they will already be in place. COMMISSION/BOARD REVIEW, RECOMMENDATIONS N/A FINANCIAL CONSIDERATIONS Costs for plan check services will be fully funded from engineering and building fees. Design services would be funded from respective capital improvement projects. Based on fees projected to be collected, a budget for consultant services is developed annually to cover the costs of these contracts. NOTIFICATION N/A ALTERNATE ACTIONS By motion, approve 38 consultant service agreements to provide Plan Check and Design Services for a (3) year term with (2) one-year extensions, not to exceed $50,000 per project proposal, per year. 2. Do not approve. 3. Refer to staff for additional information. 0 0 Agenda Item Page 5 December 4, 2001 RECOMMENDATION By motion, approve 38 consultant service agreements to provide Plan Check and Design Services fora (3) yearterm with (2) one-year extensions, not to exceed $50,000 per project proposal, per year. Respectfully Submitted, Prepared By, William M. Huber, P.E. Jill Thomas Director, Engineering and Building Administrative Assistant WMH/jt Attachments 1. Request for Proposal 2. Sample Personal Service Agreement — Original agreements for each individual firm are available in the City Clerk's office. 32400 PASEO ADELANTO SAN JUAN CAPISTRANO, CA 92675 (949) 493-1171 (949) 493-1053 (FAX) www.sanjuancapistrano.org 0 ' EST WERE �i 1961 1776 REQUEST FOR PROPOSAL for Professional Consulting Services to MEMBERS OF THE CITY COUNCIL D EL. GATHGATE JOHN S. GEIFF JOHN GREINER WYATT HART DAVID M. SVIERCLIN CITY MANAGER GEORGE SCARBOROUGH PERFORM AND EXECUTE BUILDING AND ENGINEERING PLAN CHECKING, GRADING PLAN CHECKING, REVIEW OF GEOTECHNICAL REPORTS, MAP CHECKING, ENGINEERING AND ARCHITECTURAL SERVICES GENERAL INFORMATION It is the intent of the City of San Juan Capistrano, Department of Engineering & Building, to establish a team of consultants to facilitate both building and engineering plan check, engineering and architectural services. The services are generally described herein and are intended to supplement staffs efforts where specific expertise is required or time constraints necessitate consultant assistance. From the proposals, a team of consultants will be selected who best represent expertise across the various specialty areas. The team will become part of a four-year program in which the work load will be spread among the team members. Work will be parceled out on an as -needed basis, and no specific guarantee can be given as to the annual fees for consultant usage. The consultant team will only be modified in the event consultants are dropped from the list due to corporate changes or it is deemed by the City that additional consultants are warranted. INVITATION TO RESPOND The City of San Juan Capistrano is soliciting proposals for professional consulting services. In general, the tasks identified above and delineated herein are to be performed with minimum direction and assistance from the City. Inquiries concerning the RFP should be directed to William M. Huber, Engineering & Building Director, 32400 Paseo Adelanto, San Juan Capistrano, CA 92675; (949)443-6336. San Juan Capistrano: Preserving the Past to Enhance the Future 0 0 Request for Proposal Page 2 SUBMISSION OF PROPOSAL Proposals may by submitted by mail or hand delivered. Proposals should be delivered to: William M. Huber, Engineering & Building Director City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 no later than 5:Q0 p.m., September 21, 2001. Proposals will not be accepted after this time. FORM OF PROPOSAL Consultant proposals shall contain the following: 1. Statement of qualifications clearly indicating the services in which the firm is interested; 2. Statement/discussion of services provided, including anticipated turnaround times and ability of firm to handle requests on an as -needed basis; 3. Resumes of key personnel for various service areas; 4. Consultant fee schedules, including hourly rates and proposed flat fees; 5. Completed consultant self rating form included with this request for proposal. EVALUATION OF PROPOSALS The City of San Juan Capistrano is interested in selecting consultants who have the experience and expertise to render plan checking, engineering and architectural services in a comprehensive and timely manner. Accordingly, the evaluation criteria will consist primarily of four parts: 1. Consultants' experience 2. Consultants' expertise 3. Consultants' ability to handle volume and meet time frames 4. Consultants' costs Ll 0 Request for Proposal Page 3 It is important to the City that you identify the persons you will assign to various functions, at which office they are assigned and whether they are full-time employees of your firm. You should also address any conflict of interest that may exist and commei a on solutions. The City of San Juan Capistrano reserves the right to reject any and all proposals. Nonacceptance of any proposal will not imply criticism , `the proposal orthat any proposed service was deficient. All participating candidates will be notified of the decision reached. CONSULTANT'S RESPONSIBILITY The Consultant shall perform the tasks as set forth herein: A. Building Services Review construction documents in accordance with the following uniform model codes as amended by City ordinance: a. Uniform Building Code -1998 California Building Code b. Uniform Plumbing Code - 1998 California Plumbing Code c. Uniform Mechanical Code - 1998 California Mechanical Code d. National Electrical Code - 1996 Edition e. California Code of Regulations - Title 24 2. Provide a comprehensive plan review as directed or provide only specified plan review elements as follows: a. Structural review and analysis of design and calculations b. Inspection services c. Other building services as may be defined 3. Provide geotechnical review and consultation regarding soil problems, features or events. B. Engineering/Architectural Services Review construction documents and subdivision maps in conformance with the following standards: a. City of San Juan Capistrano Municipal Code b. City of San Juan Capistrano and County of Orange applicable design standards c. Highway Design Manual standards d. San Diego Regional Water Quality Control Permit Request for Proposal Page 4 2. Provide comprehensive plan review or design services as directed for the following elements: a. Geotechnical review/design b. Street improvements c. Storm drain/hydrology reports/design d. Traffic/striping improvements e. Traffic studies f. Sewer improvements g. Landscaping improvements h. Subdivision map checking i. Structures (i.e., bridges) j. Inspection services k. Pavement analysis I. Architectural design m. Drafting n. Water quality design and review C. Document Transmittal Pick up and resubmit plans to the City via the Building & Safety Division or Engineering Division counter. D. Performance Requirements 1. Plan Check Services Render and remit a typed plan check correction/clarification list (two copies) to the Engineering & Building Department within 10 working days from notification by the City. 2. Engineering/Architectural Services Complete services in a thorough and efficient manner, on time and within the approved fee schedule. 0 0 Request for Proposal Page 5 E. Fee Schedules 1. Engineering Fees a. Plan Check Engineering fees will be determined for plan check services based on the attached fee schedule. The consultan. shall bill on an hourly basis, not to exceed 75% of the total fee, and fees may be negotiated lower if, in the determination of the City, a lower fee is warranted. b. Design/Architectural Services will be negotiated on a project -by -project basis based on a pre - agreed scope of work. Payment will be as determined by the City project manager. 2. Building Fees a. Plan Check Total plan check at 80% of base plan check fee paid by applicant not including any surcharges (base plan check fee). Base plan check fee will be 65% of building permit fee, not including surcharges. Structural plan check is not to exceed 60% of base plan check fee, not including any surcharges. b. Other Services Services will be negotiated on a project -by -project basis based on a pre - agreed scope of work. Payment will be as determined by the City project manager. F. Maintenance of Records The consultant will maintain all books, documents, papers, employee time sheets, accounting records/ledgers and otherevidence pertaining to costs incurred and shall make such materials available at their respective offices at all reasonable times during the contract period and for three years from the date of final payment for inspection by the City. The consultant shall furnish copies, if requested. Request for Proposal Page 6 CITY'S RESPONSIBILITY The City shall perform the tasks as set forth herein: A. Establishment of Valuation (Plan Check Services Only) Assign a valuation to the proposed work in accordance with the appropriate Engineering or Building Division standards. The City shall collect all fees from the applicant in connection with the services. B. Project submittals City will supply all necessary documentation/specifications, reports, studies, calculations, etc., to Consultant as is readily available at the City. C. Coordination City will serve as project coordinator. On plan checking, the City will be responsible for notifying the applicant when plans with corrections are available to pick up. The City will route plans (preliminary/revised) to and from the Consultant. SELECTION PROCESS The Selection Committee, comprised of the Engineering & Building Director, Development Services Manager and two Senior Engineers, will review the proposals submitted. Candidates will be selected based on the proposals submitted, including qualifications of staff, proposed fee schedules and ability to handle work load in a timely manner. Very truly yours, William M. Huber Engineering and Building Director W MH:jt Attachments 1. Engineering Fees 2. Consultant Self -Rating Form 3. Sample of Personal Services Agreement • 0 CONSULTANT SELF -RATING FORM Consultants are asked to rate their expertise in the various fields listed below. The information will be used by Staff in selecting consultants on specific types of work. Consultants may rate themselves high on more than one category, but should not rate the same in more than three categories. Building plan check and Engineering plan check are considered separate services and should be rated independent of one another. On a scale of 1 to 10, rate yourself with "1" being your strongest area of expertise and "l 0" being a competent area of expertise. "N" or no rating will indicate no interest or company expertise in that field. BUILDING SERVICES ENGINEERING SERVICES Geotechnical Review Geotechnical Design, Review & Analysis Electrical Review and Analysis Street Improvements Mechanical Review and Analysis Storm Drain Improvements & Hydrology Studies Plumbing Review and Analysis Traffic Circulation Studies Energy Calculations Traffic/Striping Improvements Handicapped Provisions Sewer Facilities Improvements Inspection Services Landscaping Improvements Grading Plans Subdivision Map Checking Structures Inspection Services Pavement Analysis Survey Drafting Services Water Quality Design and Review FIRM NAME: RATER: DATE: 2001 • ENGINEERING FEES Engineering Documents and Records - Microfilm/Digital Storage* .............. ......... $1.00 per sheet - Document and Record Retrieval/Research/Review ... .... $40.00 per hour (Minimum Charge - One Hour) - Digital Ortho Photo Imaging ............. ....... ... _ ........ $500 per foot tile (Includes $400 per foot tile + 2 hour mim staff time @ $50 per hour) - GIS Information Requests ..................................... As determined by City Engineer *Each person, firm orcorporation shall pay a microfiche ordigital storage fee forpermit applications, plans, specifications, calculations, soils reports, and all pertinent data required to be maintained by state regulations, per sheet. Lot Line Adjustment - Submittal and Processing ................................ $1,750 Map Processing (Due with Map Submittal) - Tract maps* ........................................... $1,000, plus $loo per lot or unit up to 25, plus $50 per lot or _ - unit over 25 - Parcel maps ........................................... $1,000, plus $100 per lot/unit - Records of survey ...................................... $500, plus $50 per lot - CC&R's ............................................$500 *Duplicate Mylar Deposit .............. ........... ... ..... $20 per sheet Improvement Plan Processing Public improvement plans (Due with Plan Submittal) - Submittal $i,000 - Checking 3% of construction costs - Hydrotogy/Hydraulic Studies (0-20 Acres) ................... $4.50 per 0.1 acre ($450 min) - Hydrology/Hydraulic Studies (Over 20 Acres) ............... $1,200, plus $1 per 0.1 acre over 20 acres ($4,000 max) - Sewer Studies (0-20 Acres) ............................... $4.50 per a 1 acre ($450 min) - Sewer Studies (Over 20 Acres) ............................ $1,200, plus $1 per 0.1 acre over 20 acres ($4,000 max) Private Improvement Plan Processing (Due w/Plan Submittal) - Submittal $500 - Checking 3% of construction costs Map/Plan Processing Administration Includes the preparation and processing of agreements, ......... 3 i:% of improvement costs resolutions, City Council and Commission agenda reports, ($500 min) Payable prior to presentation to commissions/boards, field investigation improvement plan approval) (Does not include advertising & recording fees) Easements (Modification/Processing) ........................ As determined by City Engineer (Does not include advertising & recording fees) ($500 min) Street cut deposit for less than 500 square feet** ............... $500 to $1,000 Street cut deposit - over 500 square feet** .................... As determined by City Engineer **Refundable Deposit (upon completion of work) Permit Issuance Fee ............. .......................$40 Engineering Inspection Fee $50 per hour Elevation Certificates (FEMA) .... ... $40 Miscellaneous Fees As determined by City Engineer Development Inspections (Due Prior to Plan Approval) Improvement costs up to $100,000 .......................... 3 1/2% of improvement costs. with a minimum of $100 Improvement costs $100,000 and over .............. . ........ $3,500, plus 3% of improve- ment costs over $100,000 1 of 2 Fee for 49 units or less - Single family detached dwelling units ................... ......... $4,840 per unit - Attached Units, including duplex, townhomes & apam nts........... $4,390 per unit - Mobile Homes $2,877 per unit Fee for 50 units or more (Land dedication may be .................... u units x occupancy factor* substituted fpr fee) ........................... I ................ x 5 acr/1000 occ x $302,500 acr `Occupancy Factor - Single Family ................................. I .......... 3.2 ocaunit - Attached units, including duplex, townhouse & apartments............ 2.9 ocaunit - Mobile Homes ........ I ............. I _ .............. I . I .. 1.8 ocaunit Sewer Capacity Fee (Due Prior to Building Permit) - Residential ........................ $3,165 per unit - Commercial, Industrial, Non -Residential (**see below) .............. $3.165 per 1500 SF of floor - - - - - - - - - - area or fraction thereof Agricultural Preservation (Due Prior to Building Permit) - Residential ............................................ $500 per unit - Commercial/Non-Residential .. ............................... $1000 per acre Drainage Area Fees (`see below) L01 $1170 per acre Sureties and Deposits (Due prior to app, oval of Improvement .....$860 per acre Agreement or Encroachment Permit Issuance, whichever is applicable) $320 per acre Faithful performance surety $170 per acre (released one year after the notice of completion) ............. 100% of construction costs Labor and material surety ...... ...... ' ....$1470 per acre (released upon the completion of the project) ................ 100% of construction costs Monumentation surety (released upon the Engineer's certification of work) ........... 100 of monumentahon costs Water surety ............................................ As required by Capistrano - Valley Water District Parks & Recreation Fee (*see below) Fee for 49 units or less - Single family detached dwelling units ................... ......... $4,840 per unit - Attached Units, including duplex, townhomes & apam nts........... $4,390 per unit - Mobile Homes $2,877 per unit Fee for 50 units or more (Land dedication may be .................... u units x occupancy factor* substituted fpr fee) ........................... I ................ x 5 acr/1000 occ x $302,500 acr `Occupancy Factor - Single Family ................................. I .......... 3.2 ocaunit - Attached units, including duplex, townhouse & apartments............ 2.9 ocaunit - Mobile Homes ........ I ............. I _ .............. I . I .. 1.8 ocaunit Sewer Capacity Fee (Due Prior to Building Permit) - Residential ........................ $3,165 per unit - Commercial, Industrial, Non -Residential (**see below) .............. $3.165 per 1500 SF of floor - - - - - - - - - - area or fraction thereof Agricultural Preservation (Due Prior to Building Permit) - Residential ............................................ $500 per unit - Commercial/Non-Residential .. ............................... $1000 per acre Drainage Area Fees (`see below) L01 $1170 per acre L02 ...... ...... ....... .....$860 per acre L03 $320 per acre L05 $170 per acre M01 $780 per acre L01S02 ...... ....... ... ...... ...... ' ....$1470 per acre Advanced Energy Fee (Street Lights) (Due Pnorto Plan Approval) Lamp Size Single Double 7,000 Lumens $90 per light $126.60 per light 20,000 Lumens $126.20 per light $167.50 per light 'Parks & Recreation and Drainage Fees are due prior to Subdivision Map Approval. For properties not requiring maps, these fees are due prior to Building Permit Issuance. "Sewer capacity tees are due prior to Building Permit Issuance for any increase in building size. NOTE: Additional fees may be required by the Building & Safety Division, the Department of Planning Services & the Capistrano Valley Water District. Parks & Recreation Sewer and Agricultural Preservation Fees are due prior to Building Permit Issuance for all Secondary Dwelling Units Revised 6/01 c.\wpwin\wpdocs\other\fees 2 of 2