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18-0116_SIEMENS INDUSTRY, INC._Audit Results Report w
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Contents
ExecutiveSummary...........................................................................................................................................2
Scopeof Work...................................................................................................................................................3
Audit..................................................................................................................................................................4
Table1 — SDG&E Data ..............................................................................................................................4
AuditData......................................................................................................................................................4
Table 2—Total Audited Fixture Breakdown................................................................................................5
DeterminingScope ........................................................................................................................................5
Table3— Project Scope .............................................................................................................................7
Table 4 — Existing Lamp Population Breakdown.........................................................................................7
Table 5—Target LED Initial Lumen Bins ....................................................................................................7
Table6— Existing Usage & Costs ..............................................................................................................8
Design...............................................................................................................................................................9
Arterials........................................................................................................................................................ 10
Table 7 — RP-8-14 Recommended Levels for Arterial/High....................................................................... 10
Table 8 — Camino Capistrano Optimizations Results................................................................................ 10
Table9 — Map Adjustments...................................................................................................................... 11
Collectors..................................................................................................................................................... 12
Table 10 — RP-8-14 Recommended Levels for a Collector/Low................................................................ 12
Table11 — Scenario Typicals ................................................................................................................... 12
Residential................................................................................................................................................... 13
Table 12 — RP-8-14 Recommended Levels for a Local/Low..................................................................... 13
Table13 — Scenario Typicals ................................................................................................................... 13
CalculationSummary................................................................................................................................... 13
ProposedSystem ............................................................................................................................................ 14
Table14 — Proposed Solution .................................................................................................................. 14
Table 15 — Proposed Energy Usage & Costs............................................................................................ 14
Table 16 — Energy Usage Savings ........................................................................................................... 14
Green House Gas (GHG) Emissions Savings.............................................................................................. 14
Table 17 — 15-yr Project Life-Cycle Costs (LCC)...................................................................................... 15
ProjectFinancials............................................................................................................................................ 16
Table18 — Led fixture pricing ................................................................................................................... 16
Table 19 — Financing summary................................................................................................................. 16
Table20 — Project cashflow...................................................................................................................... 16
OptionalScope — Cobra Heads ....................................................................................................................... 17
Attachments .................................................................................................................................................... 18
© San Juan Capistrano, CA— SL IGA Report SIEMENS
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Executive Summary 0O
Siemens Industry Inc. was selected by the City of San Juan Capistrano to provide turnkey streetlight
conversion services for the conversion of City street lights from high pressure sodium (HPS) to light emitting
diode (LED) technology. The first stage in the process was to perform project development services. This
included field auditing of the assets throughout the right-of-way in the City boundaries, photometric design of
roadway configurations considered typical, final selection of LED material, calculating the anticipated annual
energy savings and developing a project financing program that fits within the energy savings generated by
implementing the LED conversion design.
Siemens audit staff identified 1,743 street lights located in the right-of-way throughout the City. These street
lights consisted of the following styles: 1,190 Mission Bell, 20 Lantern Post Top, 52 Acorn Post Top, 1 Colonial
Post Top, 4 Floodlights, and 476 cobra head. Siemens compared the audit data with the SDG&E billing
records and identified 1,138 streetlights as eligible for LED conversion.
STYLE QTY
MISSION BELL 1075
6-SIDED LANTERN 19
ACORN 44
GRAND TOTAL 1138
Once this final scope was determined the streetlight asset locations were evaluated and typical street
geometries were developed. Typical roadway configurations were evaluated for residential, collector, arterial
and intersections and photometric analysis was performed to show the anticipated light conditions with LED
materials. Siemens design processes and lighting analysis were conducted to identify the most practical
lighting solution, under existing conditions as it is used existing luminaire locations and equipment.
The proposed solution consists of LED retrofit kits that retain the original characteristics of the existing fixture,
while providing higher quality lighting, reduced maintenance costs and longer operating lifetime. For the
Mission Bell style fixture Siemens recommends a Simply LED retrofit kit and a Noribachi retrofit kit depending
on application. For the Acorn and Lantern styles Siemens recommends an Eye Lighting kit.
The annual energy savings from the program is anticipated to be $59,746 with a maintenance savings of over
$27,000 depending on the maintenance services obtained by the City. The total project cost for installing the
1,138 LED streetlights is $452,388, inclusive of all material, labor and equipment for installation. Siemens
includes a tax exempt municipal lease purchase agreement with a 10 year term. This program then creates an
annual program savings of approximately $29,847 with a total program savings of nearly $400,000.
PROJECT COST $452,388.00
ANNUAL INTEREST RATE 4.47%
LOAN TERM 10 YEARS
NUMBER OF PAYMENTS 10
ANNUAL PAYMENT $57,513
ANNUAL ENERGY SAVINGS $59,746
ANNUAL MAINTENANCE SAVINGS $27,614
ANNUAL PROGRAM SAVINGS $29,847
© San Juan Capistrano, CA— SL IGA Report SIEMENS
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Scope of Work 0O
The following items from the contract between Siemens and the City of San Juan Capistrano pertain to this
document and action items following the meeting on 11/2/2017
1. Project Requirements
1.1. Photometric Analysis— Determine existing street light placement, height, and street width and conduct
analysis of the proposed replacement lights to illustrate improved lighting levels that provide safe and
adequate light.
2. Project Planning and Coordination
2.1. Conduct a detailed investigation of[SDG&E] billing records, maps, and City records to establish the list
of street lights for replacement/upgrade, which are eligible for rebates from various sources
2.2. Conduct an onsite physical inspection/inventory of all street lights for final verification of GPS
coordinates (Latitude/Longitude within 5' ft), location (closest address), wattage, luminaire physical
attributes, pole and/or light number, luminaire type, pole type, pole and/or bracket height, pole
condition (identification of light poles at risk of failure, etc)
2.3. Reconcile City records and inspection/inventory results with [SDG&E] records to confirm ownership of
targeted replacements and eligibility for rebates and lower cost tariffs
2.4. Develop and submit required paperwork to reconcile street light billing records.
2.5. Based on the replacement for typical lighting configurations, photometric analysis and mapping data,
prepare a replacement plan for the target luminaires. The plan shall list each fixture, associated pole
number, meter number (if applicable), GIS locations, and the existing and proposed items for each of
the parameters collected during the inspection
2.6. Perform a detailed analysis which compares energy consumption and fixture longevity between
existing and proposed luminaires. Develop a 15-year energy (kWh and cost) maintenance cost and
greenhouse gas (GHS) savings projection(s)to ensure results and cost effectiveness of project
options. Initial energy costs shall be based on the most current and applicable SDGE tariff schedule.
Proposers shall include their assumed annual increase in electricity rates and justify the assumed rate
increase.
2.7. The City must review and approve the final project details and Scope of Work
San Juan Capistrano, CA— SL IGA Report SIEMENS
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Audit 0O
To satisfy Project Requirement 2.2 of Exhibit A (Scope of Services) data collectors were sent into the field to
verify that what the utility(SDG&E) had populated for the customers' inventory was true in the field. This
process included verification of GPS coordinates, location (nearest address), wattage, luminaire, physical
attributes, pole and/or light number, luminaire type, pole type, pole, and/or bracket height, and pole condition.
This data can be found in Attachment A—Audit Results.xlsx.
Relevant to the conversion of the City's street lights from existing light sources to LED, it is important to start
with what SDG&E had in their inventory, broken down by style and wattage. This can be found in Table 1
below:
Table 1 -SDG&E Data
STYLE LUMENS LAMP QTY
COBRA HEAD 3500 55 IND 408
6000 85 IND 12
12000 165 IND 8
LINK 0 1
COBRA HEAD TOTAL 429
MISSION BELL 5800 70 HPS 606
7000 175 MV 16
9500 100 HPS 281
22000 200 HPS 80
30000 250 HPS 58
LINK 0 58
MISSION BELLTOTAL 1099
OTHER 9500 100 HPS 19
12000 175 MH 9
LINK 0 36
OTHER TOTAL 64
RQT111 1592
Audit Data
Upon inspection throughout the City, Siemens' data collectors logged the field data beside the SDG&E data, to
keep track of any expected changes in the total population.
Observed lamps were done so at grade, directly below the light and were determined by the NEMA wattage
label affixed to the luminaire housing, as is standard requirements for all street lights. However, these labels
are exposed to the elements and can be either faded or not affixed at all when the data collectors go there.
The process to determine these assets' lamp type is as follows:
• Use the existing value in the SDG&E inventory, and if that isn't available
• Assume that the luminaire has the same lamp as the assets on either side of it, on the same roadway
The final audited fixture population for the City is shown in Table 2 below:
San Juan Capistrano, CA— SL IGA Report SIEMENS
Table 2 -Total Audited Fixture Breakdown
STYLE WATTAGE LAMP QTY
COBRAHEAD 551ND 384
85 1 N D 27
100 HPS 21
70 HPS 17
200 HPS 5
120 IND 4
165 IND 4
250 HPS 3
137 LED 2
150 HPS 2
183 LED 1
COBRAHEAD TOTAL 470
MISSION BELL 70 HPS 631
100 HPS 386
200 HPS 93
250 HPS 64
100 LED 8
551ND 3
175 MH 2
851ND 2
200 LED 1
MISSION BELLTOTAL 1190
6-SIDED LANTERN 100 HPS 20
6-SIDED LANTERN TOTAL 20
ACORN 175 MH 28
70 HPS 24
ACORN TOTAL 52
COLONIAL POST TOP 70 HPS 1
COLONIAL POST TOP TOTAL 1,
FLOODLIGHT 400 HPS 4
FLOODLIGHT TOTAL 4
(NO LIGHT FOUND) 70 HPS 2
175 MH 2
165 IND 1
551ND 1
(NO LIGHT FOUND)TOTAL 6
GRAND TOTAL 1743
Determining Scope
The starting database was SDG&E's customer owned assets data, which included a unique identifier (pole and
light number) as well as a description of the location. Assets that were not in SDG&E's database but were
found in the field were classified as "Ownership TBD".
San Juan Capistrano, CA— SL IGA Report SIEMENS
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Assets that were in SDG&E's database were then looked at in regards to lamp types, both in the data and in
the field. If a street light was listed as LED in the data, it was not part of the scope of the project since it is
already energy efficient and it wouldn't make sense to reconvert a streetlight for little or zero energy savings. If
a street light was listed as another light source in the data, but it was found to be either IND or LED in the field,
it is in scope of the project, but only as a inventory/billing update to the utility.
Street lights that are not IND or LED in the inventory or in the field were then reviewed based on style.
Cobraheads were noted, but not included in the main scope, and are examined in a bit more detail at the end
of this report as "Optional Cobraheads", while all other styles then became the main scope of this project.
A flowchart for this process—for a visual aid on how the scope of the project is determined — is shown below:
SDG&E CUSTOMER MAP LAYERS
DATA
F-y- N___0_
OWNERSHIP TBD
LAMP TYPE
STYLE OTHER LED NOT IN SCOPE
COBRAHEAD OPT. COBRAHEAD
MISSION BELL/ACORN/6-SIDED LANTERN/(NO LIGHT FOUND) IGA REPORT SCOPE
Lastly, some assets were found to no longer be in the field. Siemens will work with SDG&E to make the
appropriate corrections for these assets, per item 2.4 of Project Planning and Coordination.
As displayed in the above flowchart, a map layer for each group has been created in a publically viewable map
here. This data is also delivered to the customer in both a .csv and Aml file format.
Once the non-existent and already-LED assets are removed from the audited data, the current fixture
population in the field is shown in Table 3 below, showing the final fixture types and quantities for the project
scope. The field audited data — not the SDG&E inventory data— is what was used to select the proposed
target lumen outputs, since this will generate a lit environment that is equal-or-improved to the existing lit
environment.
San Juan Capistrano, CA— SL IGA Report SIEMENS
Table 3 - Project Scope
SCOPE STYLE WATTAGE&LAMP TYPE CITY
MAIN SCOPE MISSION BELL 55 IND 2
70 HPS 615
85 IND 2
100 HPS 313
100 LED 1
175 MH 2
200 HPS 83
200 LED 1
250 HPS 58
6-SIDED LANTERN 100 HPS 19
ACORN 70 HPS 20
175 MH 24
(NO LIGHT FOUND) 70 HPS 2
175 MH 2
GRAND TOTAL 11441
Table 4-Existing Lamp Population Breakdown
EXISTING LAMP %of POPULATION
70 HPS 55.8%
100 HPS 29.2%
200 HPS 7.3%
250 HPS 5.1%
OTHER 2.6%
TOTAL 100.00%
Using the above lamp population breakdown, target initial lumen output for an LED light source was
determined using the perceived lumen method developed by the Lawrence Berkley National Laboratory
(LBNL) in 19952 which — in summary—uses the unique visual aiding properties to produce similarly lit
environments with different light sources.
By breaking down the target lumens into bins based on the majority of lamp types, the proposed solution
should have improved continuity as well as resulting in a more simplified solution package. Using the majority
of identifiable lamp types, the target initial lumen bins are shown in Table 5 below.
Table 5-Target LED Initial Lumen Bins
EXISTING LAMP TARGET LUMENS
70 HPS 3,400
100 HPS 5,600
200 HPS 12,900
250 HPS 16,200
After billing adjustments and inventory removals, total LED installations will be 1,138
2 https://gaia.lbl.gov/btech/papers/42327.pdf
3 Rounded to nearest 100 1umens
San Juan Capistrano, CA- SL IGA Report SIEMENS
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Existing Energy Usage&Costs(Baseline) 0O
All of the assets in the scope of the project were determined to be on SDG&E's LS-2 rate, for customer owned
equipment. Per SDG&E's policy: SDG&E street lighting electric bills consists of three main components:
• Electric Commodity (EECC)-costs associated with electric generation and procurement
($0.07055/kWh)
• Utility Distribution Company (UDC)- costs associated with transmission and distribution, public
purpose programs, nuclear decommissioning, the ongoing competition transition charge and reliability
services4 ($/lamp- based on ballast type)
• Department of Water Resources Bond Charge (DWR-BC)-This charge covers the repayment of
bonds issued by the California Department of Water Resources (DWR)to cover their costs in
purchasing energy for California customers. ($0.00549/kWh)
The electric commodity rate under the current rates for street lighting is $0.07055 per kilowatt-hour (kWh) of
usage. UDC costs are on different for each lamp type, as shown in ATTACHMENT B- SDG&E Rates.pdf.
Maintenance Costs
Existing customer data shows that the current systems' annual maintenance costs for all of their street lights
comes to approximately$65,000 annually. It is assumed that these charges are for non-LED assets, LED
street lights have a significantly lower failure rate and - based on the market- more likely than not are still
under warranty terms and conditions, thus are not part of this existing cost. As can be found in Attachment F
-Audit Data, FieldChecked & non-LED assets account for(1,580) street lights. The annual charge is there
for spread evenly over all of these assets and applied of only the street lights that fall under the main scope,
shown in Table 3 above.
Table 6-Existing Usage&Costs
Annual kWh Annual Commodity& Annual Maintenance Annual Operating Costs
UDC Costs Charges
SAN JUAN CAPISTRANO,CA 624,213 $90,258 $46,669 $136,927
TOTAL 624,213 $90,258 $46,669 $136,927
4 https://www.sdge.com/business/street-lighting/understanding-your-street-lighting-rates
5 Based on data provided by customer: $65,000/total customer owned non-LED assets in field per year(1,580)
San Juan Capistrano, CA— SL IGA Report SIEMENS
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Design 0O
The majority of a street light conversion project is a one-for-one energy conservation measure that is
completed under the assumption that the customer is generally satisfied with their existing lit environment.
However, these projects present a great opportunity to identify areas for lighting analysis, which can help
improve the final as-built LED system produce an improved nighttime environment for its residents and visitors.
However, per deliverable 1.1, Siemens has committed to comparing the proposed solution with RP-8-14, a
recommended practices publication issued by the Illumination Engineering Society (IES), for Roadway
Lighting. It should be stated that Section 1.1 of the introduction of RP-8-14, it specifically states that "...the
primary purpose is to provide recommended practices for designing new continuous lighting systems for
roadways and streets. It is not intended to be applied to existing lighting systems until such systems are
completely redesigned."
The processes and lighting analysis outlined below were conducted to identify the most practical lighting
solution, under existing conditions, and is not to be considered a complete redesign, as it is using existing
luminaire locations and equipment.
San Juan Capistrano, CA- SL IGA Report SIEMENS
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Arterials 0O
The principle network for through-traffic flow. The routes connect areas of principal traffic generation and
important rural roadways entering and leaving the City.
For design purposes, Arterials would be more likely than not be
considered a Secondary Highway in the City Standard drawings,
shown on page 9 (See Attachment E). Due to the higher traffic
flows and nearly 24 hour usage of these roadways, they are lit more
likely than not by luminaires that fall under the 12,900 and 16,200
lumen bin assets (Type C & D).
(ARTERIAL EXAMPLE) Camino Capistrano
Camino Capistrano is a stretch of arterial roadway that is
approximately 5.5 miles long (within the City boundries), which is ,
currently being lit by a majority of 100W HPS "Mission Bell" style
decorative fixtures, which are-for conservative purposes- in a
single sided arrangement, with an average spacing of 320' ft apart.
The intersections of Camino Capistrano are lit with 20OW HIPS
"Mission Bell" style decorative fixtures, arranged with a single
luminaire at each corner of the roadway.
0 2017 G.pz. IF
Table 7-RP-8-14 Recommended Levels for Arterial/High
AVG AVG UNIFORMITY MAX UNIFORMITY VEILING
(cd/mz) LUMINANCE
1.2 3.0 I 5.0 0.3
Existing conditions are difficult to calculate since the Jes file -the data file from a light testing laboratory- are
not easily obtained since they are quite old and many out of date.
However, by comparing the proposed solution with the IESNA recommended levels, Siemens and the
customer can make a better informed decision on which product best achieves the customers' objectives.
Under a one-for-one ECM based on existing wattages found on Camino Capistrano, this particular roadway is
very under lit as compared to IESNA RP-8-14. Siemens would recommend - based on the roadway and
pedestrian classifications- using the highest lumen output for these assets. This would have a negative
impact on the energy savings, but it impacts (90)of the total assets in the project, which still have a positive 15
year LCC as shown in Table 17 on page 15.
Table 8-Camino Capistrano Optimizations Results
SCENARIO AVG AVG UNIFORMITY MAX UNIFORMITY VEILING LUMINANCE
(cd/m)
Noribachi 0.2 4.75 14.0 0.2
Simply LED 10.2 4.6 12.2 0.2
Optimized 10.5 15.2 115.7 10.2
The only other roadway that these design changes (optimizations) impact is on Rancho Viejo Rd., which runs
along the other side of I-5, parallel to Camino Capistrano, however for a shorter distance.
6 Noribachi- HEX-63-B
San Juan Capistrano, CA— SL IGA Report SIEMENS
Table 9-Map Adjustments
LOCATION ORIGINAL LINE ITEM ADJUSTED LINE ITEM CITY
CAMINO CAPISTRANO OPTIMIZATION B D 46
C D 15
A D 38
RHO VIEJO RD OPTIMIZATIONS B D 34
C D 3
A D 11
TOTAL 147
San Juan Capistrano, CA- SL IGA Report SIEMENS
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Collectors
Roadways servicing traffic between arterials and residential streets.
Collectors do not handle long, through trips, however they may be used
for truck or bus movements and give direct service to abutting properties.
For design purposes, Arterials would be more likely than not be
considered a Commuter in the City Standard drawings, shown on page 9
(See Attachment E). Luminaires for these typs of roadways are usually
on the lower end -so as not to produce too much light trespass into the
abutting private properties, and are more likely than not to be lit by
luminaires that fall under the 5,600 lumen output bin (Type B).
(COLLECTOR EXAMPLE)Aveneda CA & Vista Marina
A 1.88 mile long stretch of roadway, Aveneda California &Vista Marina is
assumed to be a Collector roadway with low pedestrian traffic, which is
currently being lit with 100W HIPS Mission Bell style luminaires in a
staggered arrangement, spaced approximately 160' ft apart, from one
side of the roadway to the other.
For this type of application, the Illumination Engineering Society of North
America (IESNA) recommends the following criteria, based on the above
stated roadway & pedestrian classifications:
Table 10 -RP-8-14 Recommended Levels for a Collector/Low
AVG AVG UNIIORMITY4 MAX UNIFORMITY VEILING
(cd/m2) LUMINANCE
0.4 4.0 8.0 I 0.4
Existing conditions are difficult to calculate since the Jes file -the data file from a light testing laboratory- are
not easily obtained since they are quite old and many out of date.
However, by comparing the proposed solution with the IESNA recommended levels, Siemens and the
customer can make a better informed decision on which product best achieves the customers' objectives.
Using a Mission Bell retrofit kit, the proposed LED equivalent which was selected using the methods described
above, Avenda CA & Vista Marina obtains the following results in AGi32:
Table 11-Scenario Typicals
SCENARIO AVG AVG UNIFORMITY MAX UNIFORMITY VEILING LUMINANCE
z
(cd/m )
Noribachi 0.2 3.6 10.8 0.3
Simply LED 0.2 3.3 8.4 0.3
® San Juan Capistrano, CA- SL IGA Report SIEMENS
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Residential 0O
Residential roadways-traditionally Local/Low per IESNA RP-8 - have
lower wattage luminaires with irregular spacing, due to shorter
roadways and inconsistent conditions for spacing. The luminaires that
light these locations- per the data under the scope of this project-
are those that fall under the 3,400 lumen output bin (Type A)
(RESIDENTIAL EXAMPLE)Calle Miguel
Calle Miguel is a typical residential area, with lower wattage luminaires
lighting the roadway. It is a shorter road, however it has enough
luminaire cycles to produce an analysis of available LED solutions, and
which one best suits these types of luminaries.
Table 12 -RP-8-14 Recommended Levels for a Local/Low
AVG AVG UNIFORMITY MAX UNIFORMITY VEILING
(cd/M2) LUMINANCE
0.3 6.0 10.0 0.4
Mounting heights for these street lights are approximately 26' ft above
finished grade (AFG), with a spacing averaging 180' ft for this -
particular location. These roadways fall under the Local style from the
City standards (Attachment E), and can even run as small in width as 30'. A comparison of the two identified
possible solutions are shown below:
Table 13 -Scenario Typicals
SCENARIO AVG AVG UNIFORMITY MAX UNIFORMITY VEILING LUMINANCE
(cd/m2)
Noribachi 0.23 I 4.6 I 14.2 I 0.3
simplyma 0.15 3.75 I 10.0 I 0.3
Calculation Summary
After careful review of the above lighting calculation results, Siemens proposes using the Simply LED for
fixture Types A& B, and the Noribachi solutions for fixture Types C & D. It should be noted that these
solutions do not produce a lit environment that meets the recommended IESNA practices. The failure to meet
IESNA recommended practices is attributed to the system configuration (pole spacing, mounting height, etc.)
which are also part of the existing system, which more likely than not doesn't meet these recommended light
levels either.
San Juan Capistrano, CA— SL IGA Report SIEMENS
Proposed System
Based on the existing audited system, and applying the target lumen output methodologies stated above,
Siemens has consolidated the proposed system into the proposed solution shown in Table 14 below. This
includes a proposed LED street light for each of the derived target lumen bins, as well as ledger removals and
existing LEDs which are assumed to not be in the scope of the conversion project, but are part of the solution
since these locations will be updated in the billing inventory, thus reflected in the proposed system energy
usage and costs.
Table 14- Proposed Solution
LOCATION LINE ITEM CATALOG No LED WATTAGE QTY
SAN JUAN A SIMPLY LED ALD 20 19 571
CAPISTRANO, B SIMPLY LED ALD 40 40 235
CA C NORIBACHI HEX-42-B 69 65
D NORIBACHI HEX-63-B 104 204
E EYE LES-30-730-HWD-EY03-UNV-3N 30 20
F EYE LES-30-730-HWD-EY03-UNV-3N 30 43
TOTAL 1138
X NO LIGHT HERE(BILLING REMOVAL) N/A 4
XXX ALREADY LED(BILLING UPDATE) N/A 2
Table 15 -Proposed Energy Usage&Costs
Annual kWh Annual Commodity& Annual Maint.Cost$ Total Annual
UDC Costs Operating Costs
SAN JUAN CAPISTRANO,CA 199,254 $30,023 $18,982 $49,004
TOTAL 199,254 $30,023 $18,982 $49,004
Table 16 -Energy Usage Savings
Annual Energy Annual Commodity&UDC Cost Savings
Savings(kWh)
SAN JUAN CAPISTRANO,CA 424,959 $60,235
TOTAL 424,959 $60,235
Green House Gas (GHG) Emissions Savings
Using the Greenhouse Gas Equivalencies Calculator provided by the US Dept. of Energy9 (DoE), which uses
the AVoided Emissions and geneRation Tool (AVERT)a national weighted average CO2 marginal emission
rate to convert reductions of kilowatt-hours into avoided units of carbon dioxide emissions, the above kWh
savings is equivalent to 346 Tons of Green House Gas Emissions, or the equivalent of:
Typical current wattages of current LED solutions that fall into the LED bins previously determined
8 Based proposed maintenance of$1.39/fixture/month
9 https://www.epa.gov/energy/greenhouse-gas-equivalencies-calculator
® San Juan Capistrano, CA- SL IGA Report SIEMENS
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67.2 7691157 109 (0/ 15.6
Passenger Miles driven Tons of waste Garbage
vehicles by an average recycled trucks of
driven for one -or passenger Mo F04 instead of "' Mo Pok waste recycled
year vehicle landfilled instead of
landfilled
Table 17- 15-yr Project Life-Cycle Costs (LCC)
San Juan Capistrano, CA EXISTING SYSTEM PROPOSED SYSTEM
Street Light Retrofit $ - $ 452,388.00
Other(ie inventory purchase,
etc) - $ 33,315.00
Energy Maintenance Energy Maintenance
Costs Costs Costs Costs
YR 1 90,258 46,669 30,023 $18,982
YR 2 92,514 47,252 30,774 $19,219
YR 3 94,827 47,843 31,543 $19,460
YR 4 97,198 48,441 32,331 $19,703
YR 5 99,628 49,047 33,140 $19,949
YR 6 102,119 49,660 33,968 $20,198
YR 7 104,672 50,280 34,817 $20,451
YR 8 107,288 50,909 35,688 $20,707
YR 9 109,971 51,545 36,580 $20,965
YR 10 112,720 52,190 37,495 $21,227
YR 11 115,538 52,842 38,432 $21,493
YR 12 118,426 53,502 39,393 $21,761
YR 13 121,387 54,171 40,378 $22,033
YR 14 124,422 54,848 41,387 $22,309
YR 15 127,532 55,534 42,422 $22,588
TOTAL 15 YR COST $2,383,234 $1,335,119
NET 15 YR BENEFIT OF PROPOSED SYSTEM $1,048,115
Annual Energy Escalation 2.50%
Annual Maintenance
Escalation 1.25%
**Annual Energy Escallation based on U.S. Energy Information Administration historical rates from 1990-
present for full-service providers in CA
***Annual Maintenance Escalation based on Siemens historical data
San Juan Capistrano, CA- SL IGA Report SIEMENS
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Project Financials
Considering the existing data, the field audit data, the photometric analysis and the resultant LED material
selection the following tables represent the project financials for converting the 1,138 streetlights considered in
scope.
Table 18 -Led fixture pricing
LOCATION LINE ITEM CATALOG No LED CITY Unit Price Extended Price
WATTAGElo
SAN JUAN A SIMPLY LED ALD 20 19 571 $344.44 $196,675.24
CAPISTRANO, B SIMPLY LED ALD 40 40 235 $446.49 $104,925.15
CA C NORIBACHI HEX-42-B 69 65 $381.55 $24,800.75
D NORIBACHI HEX-63-B 104 204 $453.91 $92,597.64
E EYE LES-30-730-HWD-EY03-UNV-3N 30 20 $529.99 $10,599.80
F EYE LES-30-730-HWD-EY03-UNV-3N 30 43 $529.99 $22,789.57
TOTALI 1138 $452,388.15
As the City requested project financing Siemens Financial Services has provided a Tax-Exempt municipal
lease program summarized in Table 19. All associated loan documentation and loan forms can be found in
Attachment G.
Table 19 -Financing summary
AMOUNT TO FINANCE $452,388.00
ANNUAL INTEREST RATE 4.47%
LOAN TERM 10 YEARS
NUMBER OF PAYMENTS 10
ANNUAL PAYMENT $57,513
Considering the 10 year lease program and anticipated annual energy savings the street light conversion
program will remain cash positive in all years of the program with a total project savings of$424,349 over the
10 year term. Table 20 below illustrates the anticipated annual cash flows.
Table 20 -Project cashflow
A B C D E f F 1
Date LOAN LOAN ENERGY MAINTENANCE ANNUAL PROJECT ANNUAL y
FUNDING PAYMENT SAVINGS SAVINGS SAVINGS PROGRAM
(C+D) SAVINGS
(B+E)
FEB 2018 $452,388
APR 2018* - - - - -
APR 2019 -$57,513 $59,746 $27,614 $ 87,360 $29,847
APR 2020 -$57,513 $61,240 $27,959 $ 89,199 $31,686
APR 2021 -$57,513 $62,771 $28,309 $ 91,079 $33,566
APR 2022 -$57,513 $64,340 $28,663 $ 93,002 $35,489
APR 2023 -$57,513 $65,948 $29,021 $ 94,969 $37,456
APR 2024 -$57,513 $67,597 $29,384 $ 96,981 $39,468
APR 2025 -$57,513 $69,287 $29,751 $ 99,038 $41,525
APR 2026 -$57,513 $71,019 $30,123 $101,142 $43,629
APR 2027 -$57,513 $72,795 $30,499 $103,294 $45,781
APR 2028 -$57,513 $74,615 $30,881 $105,495 $47,982
Totals -$575,130 1 $669,357 1 $292,202 1 $961,559 1 $386,429
10 Typical current wattages of current LED solutions that fall into the LED bins previously determined
San Juan Capistrano, CA— SL IGA Report SIEMENS
Optional Scope - Cobra Heads
As shown in Table 2, on page 4 there are some cobra head fixtures that have yet to be converted to an energy
efficient light source. These assets are part of an optional scope for the customer to consider, since Siemens'
technicians will already be on the streets converting other styles. A brief summary of existing & proposed
energy usage & costs, as well as the optional scope project cost, are below:
SCOPE LINE ITEM STYLE WATTAGE&LAMP CITY
OPTIONAL COBRA HEAD G Cobrahead 70 HPS 17
H Cobrahead 100 HPS 8
I Cobrahead 250 HPS 3
200 HPS 3
OPTIONAL COBRA HEAD TOTAL 31
EXISTING:Annual EXISTING:Annual EXISTING:Annual EXISTING:Annual
kWh Commodity&UDC Maintenance Charge Operating Costs
Costs _
OPTIONAL COBRA HEAD 18,134 $2,647 $1,262 $3,909
TOTAL USAGE&COSTS 18,134 $2,647 $1,262 $3,909
SCOPE LINE ITEM CATALOG No. LED WATTAGE CITY
OPTIONAL COBRA HEAD G GCJO-I5H-MV-NW-X-490 24 17
H GCJ1-20H-MV-NW-X-580 39 I 8
1 GCM2-40E-MV-NW-X-1A 138 6
TOTALS 31
SCOPE PROPOSED:Annual PROPOSED Annual PROPOSED:Annual PROPOSED:Total
kWh Commodity&UDC Maint.Cost Annual Operating
Costs Costs
OPTIONAL COBRA HEAD 6,447 $983 I $517 I $1,501
TOTAL 6,447 $983 $517 $1,501
SCOPE CACLULATED CALCULATED Annual CALCULATED Annual CALCULATED Annual
Annual Energy Commodity&UDC Maint.Cost Savings Operating Cost
Savings(kWh) Cost Savings Savings
OPTIONAL COBRA HEAD 11,687 $1,664 $754 $2,418
TOTAL 11,687 $1,664 $754 $2,418
SCOPE TOTAL PROJECT COST ANNUAL SAVINGS SIMPLE PAYBACK(YRS)
OPTIONAL COBRA HEAD $15,180 $2,418 6.3
TOTAL $15,180 $2,418 6.3
San Juan Capistrano, CA— SL IGA Report SIEMENS
�u.ge�.0 i{y fcrG fe.
Attachments
Attachment A
Material Cut Sheets
L�
x,: SIMPLYLED
AVDESIGNED-FORGED•13UILT Retrof it
A L DS e r i e s
FAL Specif ications Mi
THE SIMPLEST RETROFIT INSTALLATION AVAILABLE ON THE MARKET ...
1. MEASURE
GLASS
2. REMOVE
CONTENTS
3. INSTALL
COMPLETE
CUSTOM _
ALD RETROFIT
SYSTEM
The ALD kit replaces the actual glass for superior light dispersion and thermal management
d
Cottonwood Mall Napa Valley Santa Cruz Dealership
111 West 34th Street,Boise,ID 83714 sales@simplyleds.com
ela Distribution,T5 Lens(stand OPTIONAL LENS
180o 1700 160' 150o 140° R e t r o f it
T4 Directional(forward throw)
7 -
7I30 ALDS
p,20o Specif ications
110,
100,
90o
Boo
70- Available Color Temps (K): 2700, 3000,
60o 3500, 4000, and 5000 Optional sensor for
indoor/outdoor use.
50o
VA:01 100 200 300 40o CRI: 2700 thru 4000: 83+ 5000: 72+ Comes with handheld
remote for easy
Illuminance at a Distance programming.
Center Beam fc Beam Width Lifetime (L90): >124,000 Fig.1
2.Oft 1,249.9fc � � 9.0 ft 9.0 ft
4.Oft 312.5 fc 8.0 ft 18.0 ft g r,
6.Oft 138.9 fc 7\0 ft 27.0ff LED Source: Bridgelux Vero Series y ( r■•
8.Oft 78.1 fc 3ft 36.0 ft 0 i i
I O.Oft 50.0 fc 4 1 t 45.0 ft
'i!i
12.Oft 34.7 fc� �
.5 54 54.0 ft
14.Oft 25 f 63.1 t 63.0 ft o
16.Oft 19 �.5 c� 72.1 f \72.0 ft Power Supply: Inventronics 277-480VAC,
18.Oft 15. fc� 81.1 ft '�1.Off pp �'
20.Oft 1�.5� 90.1 ft 9QOff 50/6OHz, 0-1 OV dimming driver
22.Oft /I0.3/fc 99.1 ft 99.'Q ft
24.Oft 8./fc 108.2 ft 198.0(t
26.Oft / 7/•4 fc 117.2 ft 1 117.0 ft\
Compliance: ETL, UL 1598, 159813, 1598C, 8750
NVert.Spread:132.1
®Horiz.Spread:132.1 Suitable for wet locations
O
A versatile LED retrofit kit for shoebox & decorative
°cam 'N °3 pole-mounted and wall-mounted applications, as
well as many other industrial and architectural uses.
ALD-02OW 20 140 2,800 x 20W modules mount to 0.80 aluminum plates that
ALD-04OW 40 137 5,480 x have been custom cut to fit your fixture. ALD units
ALD-060W 60 135 8,100 x come standard with proprietary, industry-leading
ALD-080W 79 133 110,507 x 44kV surge suppression. Optional outdoor sensor
ALD-12OW 119 135 16,065 x (fig. 1 ) for heights < 40'; adjustable via wireless,
handheld remote.
ALD-16OW 157 140 21,905 X
ALD-200W 1194 138 26,788 X
ALD-24OW 237 1 134 131,802 X
i
Contact Factory for Ordering Specifications
1111
Product Series Lamp Wattage Voltage Color Temp. Distribution Optional
ALD 40W LV = 120-277 27K = 2700 T5 = Symmetrical FSP = Occupancy Sensor
60W HV = 277-480 30K = 3000 T4 = Directional EBB = Emergency Backup
sow 35K = 3500 ECD = Emergency Circuit
120W 40K = 4000 Driver
160W 50K = 5000
20OW
240W
NOTE:Full Measurements of Door/Glass required with all ALD orders PREMIUM
Dark Sky Compliant when used in accordance
With manufacturer's installation specifications 111 West 34th Street,Boise,ID 83714 sales@simplyleds.com •= 1
HEX-042
noribachi
Performance Ratingsand Certifications
• UL 1598C
UL 8750
CSA C22.2#250.0
CSA C22.2#250.13
Performance Summary
Lumens: 5,094-9,724 1m
Lumens Per Watt(typ.): 140 LPW
Power Consumption: 46.3 —69.5 W
Light Engine: L70 Rated Lifetime of 100,000+hours.
CRI: Minimum 70 CRI.Custom CRI available upon
request.
CCT(Typical): 3000K,4000K,5700K,optional tight bins.
Light Dist.Pattern: Standard distribution available.
Rebates: DLC Listed.Eligible for rebates.
Energy Savings: 50-90%
OManufactured in the U.S.with parts from U.S.and imported.
Electrical System Characteristics/Data
AC Input: 120/277 VAC(standard),480 VAC(upgrade)
FCC: Title 47, Part 2,Part 15,Class A
EM: Complianceto EN55015,EN55022
(CISPR22)Class B,EN61000-3-2 Class C
o (60%load);EN61000-3-3
EM Immunity: Complianceto EN61000-4-2,3,4,5,6,8,11,EN61547,
EN55024,light industrylevel(surge4KV),criteria
Withstand Voltage: I/P-0/P:3.75KVAC I/P-FG:2KVAC 0/P-FG:1.5KVAC
Isolation Resistance: I/P-0/P, I/P-FG,0/P-FG:100M Ohms/
50OVDC/25/70%RH
Power Factor. PF>0.98/115VAC, PF>0.92/277VAC
Total Harmonic Distortion: THD<20%
Standard Surge Protection: All-Around Protection:OVP,SCP,OLP.
Enhanced Surge Protection: Protects against surges according to IEEE
C62.41.2 C and ANSI C136.2
Warranty
Five-Year Limited Warranty.Optional 10-Year Manufacturer's Warranty Available.Full
Warranty TermsAvailable At www.noribachi.com/products/warranty
Performance Specifications
9W W
Electrical ...
Standard Order Code Drive Current Drive Current Drive Current System Power
1 • • • , • • • , ,•1
HEX-042-A 0.39 0.17 0.10 46.30
H E X-042-B 0.58 0.25 0.14 69.50
*ideal wattage
Operating Characteristics (Typical @5700K
Standard Order Code �Lumens (Medium Iist)�Input '• per Replaces
HEX-042-A 5,094 46.30 140.00 100-20OW
HEX-042-B 9,724 69.50 140.00 125-30OW
Electrical characteristics and performance data verified by independent V party testing lab.For full reports and results,visit www.noribachi.com/reports.
ELECTRICAL CHARACTERISTICS AND PERFORMANCE DATA VERIFIED BY NATIONALLY RECOGNIZED TESTING LABS(NRTL).FOR FULL REPORTS AND _
RESULTS,VISIT WWW.NORIBACHI.COM/REPORTS. ALL SPECIFICATIONS SUBJECT TO CHANGE WITHOUT NOTICE. ALL VALUES TYPICAL UNLESS = T
OTHERWISE NOTED.LUMEN VALUES MAY VARY BY+/-10 0.COLOR TEMPERATURE MAYVARY ACCORDING TO ANSI C78.377. a Id cC -
©2017 '
V2.0 1 Noribachi.com /855.283.1100
HEX-042
noribachi
Electrical System Specifications
Electrical System Occupancy Sensor and Daylight Harvesting
Standard AC input of 120 — 277VAC. Optional Sensor provides 60' diameter coverage from a 40'
upgrade to 480VAC. Driver meets maximum height. Time can be set from 30 seconds to 30
harmonic distortion (THD) of 20% and is ROHS minutes.
compliant. Power Factor= > 0.9. Standard Surge RGBW Controls
protection according to IEC/EN 61000-4-5 EMC Optional RGBW controls with communication to
test standard and can protect against up to 4KV fixture via DMX512 or DMX256 and four channel
transient surge. Optional, enhanced Surge controls. Four channel control uses red green, blue
Protection protects Line-Ground, Line-Neutral, and and white (to control intensity). DMX controller
Neutral-Ground.Protects against surges according optional, either software DMX master (via CD and
to IEEE C62.41.2 C(10kA and 10kV) and ANSI USB adapter) or a physical DMX master. 2.4 GHz
C136.2. wireless DMX networking optional. Other
Controls frequencies available upon request.
Optional controls include: 0-10V (010V), Step, line Testing Compliance
voltage and Bi-Level Dimming functionality (not Noribachi complies with and exceeds standards set
guaranteed to work with all dimming systems). forth by UL and CSA. All luminaires comply with UL
Occupancy and Daylight Harvest Sensors 1598C (CSA C22.2#250.13), and UL 8750 (CSA
available. Optional Emergency Battery Backup: C22.2#250.0) standards for safety. Performance
Nickel-Cadmium Batteries, 5W, 600 Lumens for 90 testing is done in accordance with LM-79 color
minutes. Optional Cold Emergency Battery measurements and LM-79 distribution
Backup: 23W, 2000 Lumens for 90 minutes. The measurements, and LM-80 lumen maintenance
battery has a 7-10 year lifespan. testing.
Driver Manufacturing
All LED drivers provide constant current to give Manufactured in beautiful Harbor City, CA. ARRA
flicker free lighting. Two different drive currents Compliant. NAFTA Compliant. Test and burn-in of
are provided,-A (350 mA)and B (525 mA). Highly 100%of all luminaries before shipment.No less than
reliable. Suitable for dry,damp and wet locations. 8-years experience in manufacturing LED-based
Compliant to worldwide safety regulations for products.
lighting.
Warranty
Ambient Temperature Standard limited 5-year warranty, first year includes
We provide fixtures that can sustain ambient labor. Optional 10-year warranty available. See
temperature ranging from -40F to 140F (-40C to details at www.Noribachi.com.
60C).
Wireless Control Options Note
Optional wireless networking using the Noribachi All safety tests and performance data is done in
Pulse Wireless controller. Pulse is an Arduino- ambient (STP)conditions. Specifications subject to
based hardware platform that provides change without notice. Actual performance may
communication between fixtures and a base differ as a result of end-user environment
station using Digi's XBEE based mesh network. application. Actual wattage may differ by +/- 8%.
Pulse controls up to 16 independent LED lighting Lumen values may vary within compliance with ANSI
fixtures using an FCC approved 900 MHz C78-377(unless specifying tight color bins).
frequency with up to 200 Kbps data transmission
speed. Transmit power output 50 mW. Data
transmission rate is 156.25 kbps. 128 bit AES
Encryption.
ELECTRICAL CHARACTERISTICS AND PERFORMANCE DATA VERIFIED BY NATIONALLY RECOGNIZED TESTING LABS(NRTL).FOR FULL REPORTS AND ® �II
RESULTS,VISIT WWW.N OR IBACHI.COM/REPORTS. ALL SPECIF ICATI ONS SUBJECT TO CHANGE WITH CUT NOTICE. ALL VALUES TYPICAL UNLESS
OTHERWISE NOTED.LUMEN VALUES MAY VARY BY+/-10 0.COLOR TEMPERATURE MAY VARY ACCORDING TO ANSI C78.377. cC.Esus
©2017
V2.0 2 ".Noribachi.com /855.283.1100
HEX-042 noribachi
Distribution Types
�y 1wngine
9w Distribution
Light Engine Drive CCT TI T2 T3 T4
HEX-042-A A 5700 n/a n/a n/a n/a 5,094
HEX-042-B B 5700 n/a n/a n/a n/a 9,724
Type Distribution
HEX-042
T-5
N
Distribution
120' Standard Beam Spread.
80* Optional Beam Spread
available for certain light
engines. 40* Optional Beam
Spread available for certain
:t light engines. Other Light
... . . . . . . . Engine Type Distribution
available upon request.
Distribution types may not be
applicable for all fixture
configurations.
-IES Type Distributions are generated in an open space
-Light Distribution images are mounted at 10 feet.
ELECTRICAL CHARACTERISTICS AND PERFORMANCE DATA VERIFIED BY NATIONALLY RECOGNIZED TESTING LABS(NRTL).FOR FULL REPORTS AND
RESULTS,VISIT WWWN OR IBACHI.COWREPORTS. ALL SPECIFICATIONS SUBJECT TO CHANGE WITHOUT NOTICE. ALL VALUES TYPICAL UNLESS
OTHERNSE NOTED.LUMEN VALUES MAY VARY BY-/-10%.COLOR TEMPERATURE MAY VARY ACCORDING TO ANSI C78.377.
@2017
V2.0 3 Rioribachi.corn 855.283.1100
HEX-042
noribachi
Optics Specifications
White LED Optics RGBW Light Engine Optics
High brightness, high efficiency LEDs. Standard color RGBW light engine also available, compatible with
temperature is Cool White (5700K typical). Neutral White DMX controller.RGBW colors,to allow changing from
(4000K typical) and Warm White (3000K typical) also pure white light to any hue available. Multiple
available. All with minimum 70 CRI. Tight bins (<+/-50degK channels of LEDS produce a full spectrum of light
variability) also available — recommended for WW anywhere from deepest red to farthest valet. CRI
installations as the eye is sensitive to variations in this color greater than 75 in the 2700K —4000K range.
range. 40deg and 80deg beam angle optional (n/a for
RGBW). Single color light engines also available. Red=630
nanometers, Green=525 nanometers. Blue=475
nanometers.
Photometric Data for White LED Light Engine
1.2 y CIE1931 CHROMATICITY DIAGRAM
1.0
0.8
0.6 ==-
0.4
0.2
0.0
380 430 480 530 580 630 680 730 780
0 0.1 0.3 0.5 0.7 x
Chromaticity coordinates: x=0.3305 y=0.3424 u(u')=0.2.050 v=0.3186 v'=0.4779
CCT: Tc=5700K(duv=0.00156) Calor Ratio: R=0.133 G=0.827 B=0.040
Peak Wavelength: 447.2nm Half Bandwidth: 19.1nm
Dominant Wavelength: 535.2nm Color Purity: 0.020
Calor Render Index: Ra= 75.0, avgR(1-14)= 65.6, avgR(1-15)=65.9
R1 =74 R2 =76 R3 =76 R4=81 R5 =75 R6 =66 R7 =84 R8 =67
R9 =0 R10=41 R11=78 R12=40 R13=73 R14=86 R15=71
Photometric Data for RGBW LED Light Engine
Chromaticity coordinates:
White x=0.3405,y=0.3459
Green x=0.1687,y=0.7296
Red x=0.6968,y=0.3024 -
Blue x=0,1316,y=0.0636
a�
ELECTRICAL CHARACTERISTICS AND PERFORMANCE DATA VERIFIED BY NATIONALLY RECOGNIZED TESTING LABS(NRTL).FOR FULL REPORTS AND
RESULTS,VISI WWW.N OR IBACHI.COM/REPORTS. ALL SPECIFICATIONS SUBJECT TO CHANGE WITH OUT NOTICE. ALL VALUES TYPICAL UNLESS
OTHERWISE NOTED.LUMEN VALUES MAY VARY BY+/-10%.COLOR TEMPERATURE MAY VARY ACCORDING TO ANSI C78.377. v A ITI'
.
©2017 _Ida °
V2.0 4 "Noribachi.corn/855.283.1100
HEX-042
noribachi
Lumen Performance
Lumen Lifespan
120% i
L
Q
U 110%
w
LL-
4)
100%
-25C
90% —55C
-85C
105C
80%
v
70% —�
J
60%
0 20 40 60 80 100 120
Life time (Hours) Thousands
Lumen Maintenance Factors (B Drive)
Each temperature has an
25K HR 50K HR 75K HR I OOK HR independent initial value.In
accordance with IES NA
INITIAL LMF • ECTE D ''• ECTED ''• ECTE D 'ROJ E CTE D TM021011,Projected Values
represent interpolated value
IL based on time durations that
25°c 1.10 0.95 0.93 0.91 0.90 are wIthin sic times(6X)the
I ESNA LM-80-08 total test
55°c 1.05 0.95 0.89 0.83 0.77 duration(in hours)forthe
device under testing(DUT)i.e.
85°c 1.00 0.93 0.85 0.78 0.70 the packaged LED chip).In
105°c I.00 0.88 0.76 "A wA accordance withlESNATM-21-
11,Calculated Values represent
time durations that exceed sic
times(6X)the IESNALM-8008
total test duration(in hours)for
the device under testing(DUT)
Lumen Multiplier i.e.the packaged LED chip)
L&MBI ENT TEMPERATURE LUMEN MULTIPLIEIR
10°C 1.032
15°C 1.021
25°C 1.000
40'C 0.968
50°C 0.946
ELECTRICAL CHARACTERISTICS AND PERFORMANCE DATA VERIFIED BY NATIONALLY RECOGNIZED TESTING LABS(N RTL).FOR FULL REPORTS AND
RESULTS,VISI WWW.N OR IBACH I.CO M/REPO RTS. ALL SPECIFICATIONS SUBJECT TO CHANGE WITH OUT NOTICE. ALL VALUES TYPICAL UNLESS '
OTHERWISE NOTED.LUMEN VALUES MAY VARY BY+/-10%.COLOR TEMPERATURE MAY VARY ACCORDING TO ANSI C78.377. �. I(�a cC�I TII)us
©2017 _
V2.0 5 Noribachi.com/855.283.1100
HEX-063
noribachi
Performance Ratingsand Certifications
UL 1598C
AM
UL 8750
CSA C22.2#250.0
CSA C22.2#250.13
•
Performance Summary
Lumens: 7,640—14,586 1
4' Lumens Per Watt(typ.): 140 LPW
Power Consumption: 46.30 —104.20 W
Light Engine: L70 Rated Lifetime of 100,000+hours.
CRI: Minimum 70 CRI.Custom CRI available upon
request.
CCT(Typical): 3000K,4000K,5700K,optional tight bins.
U . Light Dist.Pattern: Standard distribution available.
Rebates: DLC Listed.Eligible for rebates.
Energy Savings: 50-90%
(�U Manufactured in the U.S.with parts from U.S.and imported.
Electrical System Characteristics/Data
• AC Input: 120/277 VAC(standard),480 VAC(upgrade)
FCC: Title 47, Part 2,Part 15,Class A
EM: Complianceto EN55015,EN55022
(CISPR22)Class B,EN61000-3-2 Class C
(60%load);EN61000-3-3
EM Immunity: Complianceto EN61000-4-2,3,4,5,6,8,11,EN61547,
EN55024,light industrylevel(surge4KV),criteria
Withstand Voltage: I/P-0/P:3.75KVAC I/P-FG:2KVAC 0/P-FG:1.5KVAC
Isolation Resistance: I/P-0/P, I/P-FG,0/P-FG:100M Ohms/
50OVDC/25/70%RH
Power Factor. PF>0.98/115VAC, PF>0.92/277VAC
Total Harmonic Distortion: THD<20%
Standard Surge Protection: All-Around Protection:OVP,SCP,OLP.
Enhanced Surge Protection: Protects against surges according to IEEE
C62.41.2 C and ANSI C136.2
Warranty
Five-Year Limited Warranty.Optional 10-Year Manufacturer's Warranty Available.Full
Warranty TermsAvailable At www.noribachi.com/products/warranty
Performance Specifications
9W W
Electrical ...
Standard Order Code Drive Current Drive Current Drive Current System Power
1 • • • , • • • , ,•1
HEX-063-A 0.58 0.25 0.14 69.50
H E X-063-B 0.87 0.38 0.22 104.20
*ideal wattage
Operating Characteristics (Typical @5700K
Standard Order Code �Lumens (Medium Iist)�Input '• per Replaces
HEX-063-A 1 7,640 1 69.50 140.00 150-275W
HEX-063-B 1 14,586 1 104.20 1 140.00 20OA00W
Electrical characteristics and performance data verified by independent V party testing lab.For full reports and results,visit www.noribachi.com/reports.
ELECTRICAL CHARACTERISTICS AND PERFORMANCE DATA VERIFIED BY NATIONALLY RECOGNIZED TESTING LABS(NRTL).FOR FULL REPORTS AND _
RESULTS,VISIT WWW.NORIBACHI.COM/REPORTS. ALL SPECIFICATIONS SUBJECT TO CHANGE WITHOUT NOTICE. ALL VALUES TYPICAL UNLESS = T
OTHERWISE NOTED.LUMEN VALUES MAY VARY BY+/-10 0.COLOR TEMPERATURE MAYVARY ACCORDING TO ANSI C78.377. a Id cC -
©2017 '
V2.0 1 Noribachi.com /855.283.1100
HEX-063
noribachi
Electrical System Specifications
Electrical System Occupancy Sensor and Daylight Harvesting
Standard AC input of 120 — 277VAC. Optional Sensor provides 60' diameter coverage from a 40'
upgrade to 480VAC. Driver meets maximum height. Time can be set from 30 seconds to 30
harmonic distortion (THD) of 20% and is ROHS minutes.
compliant. Power Factor= > 0.9. Standard Surge RGBW Controls
protection according to IEC/EN 61000-4-5 EMC Optional RGBW controls with communication to
test standard and can protect against up to 4KV fixture via DMX512 or DMX256 and four channel
transient surge. Optional, enhanced Surge controls. Four channel control uses red green, blue
Protection protects Line-Ground, Line-Neutral, and and white (to control intensity). DMX controller
Neutral-Ground.Protects against surges according optional, either software DMX master (via CD and
to IEEE C62.41.2 C(10kA and 10kV) and ANSI USB adapter) or a physical DMX master. 2.4 GHz
C136.2. wireless DMX networking optional. Other
Controls frequencies available upon request.
Optional controls include: 0-10V (010V), Step, line Testing Compliance
voltage and Bi-Level Dimming functionality (not Noribachi complies with and exceeds standards set
guaranteed to work with all dimming systems). forth by UL and CSA. All luminaires comply with UL
Occupancy and Daylight Harvest Sensors 1598C (CSA C22.2#250.13), and UL 8750 (CSA
available. Optional Emergency Battery Backup: C22.2#250.0) standards for safety. Performance
Nickel-Cadmium Batteries, 5W, 600 Lumens for 90 testing is done in accordance with LM-79 color
minutes. Optional Cold Emergency Battery measurements and LM-79 distribution
Backup: 23W, 2000 Lumens for 90 minutes. The measurements, and LM-80 lumen maintenance
battery has a 7-10 year lifespan. testing.
Driver Manufacturing
All LED drivers provide constant current to give Manufactured in beautiful Harbor City, CA. ARRA
flicker free lighting. Two different drive currents Compliant. NAFTA Compliant. Test and burn-in of
are provided,-A (350 mA)and B (525 mA). Highly 100%of all luminaries before shipment.No less than
reliable. Suitable for dry,damp and wet locations. 8-years experience in manufacturing LED-based
Compliant to worldwide safety regulations for products.
lighting.
Warranty
Ambient Temperature Standard limited 5-year warranty, first year includes
We provide fixtures that can sustain ambient labor. Optional 10-year warranty available. See
temperature ranging from -40F to 140F (-40C to details at www.Noribachi.com.
60C).
Wireless Control Options Note
Optional wireless networking using the Noribachi All safety tests and performance data is done in
Pulse Wireless controller. Pulse is an Arduino- ambient (STP)conditions. Specifications subject to
based hardware platform that provides change without notice. Actual performance may
communication between fixtures and a base differ as a result of end-user environment
station using Digi's XBEE based mesh network. application. Actual wattage may differ by +/- 8%.
Pulse controls up to 16 independent LED lighting Lumen values may vary within compliance with ANSI
fixtures using an FCC approved 900 MHz C78-377(unless specifying tight color bins).
frequency with up to 200 Kbps data transmission
speed. Transmit power output 50 mW. Data
transmission rate is 156.25 kbps. 128 bit AES
Encryption.
ELECTRICAL CHARACTERISTICS AND PERFORMANCE DATA VERIFIED BY NATIONALLY RECOGNIZED TESTING LABS(NRTL).FOR FULL REPORTS AND ® �II
RESULTS,VISIT WWW.N OR IBACHI.COM/REPORTS. ALL SPECIF ICATI ONS SUBJECT TO CHANGE WITH CUT NOTICE. ALL VALUES TYPICAL UNLESS
OTHERWISE NOTED.LUMEN VALUES MAY VARY BY+/-10 0.COLOR TEMPERATURE MAY VARY ACCORDING TO ANSI C78.377. cC.Esus
©2017
V2.0 2 ".Noribachi.com /855.283.1100
HEX-063 noriblachi
Distribution Types
�y 1wngine
9w Distribution
Light Engine Drive CCT TI T2 T3 T4 T5
HEX-063-A A 5700 n/a n/a n/a n/a 7,640
HEX-063-B B 5700 n/a n/a n/a n/a 14,586
Type Distribution
HEX-063
T-5
N
Distribution
120' Standard Beam Spread.
80* Optional Beam Spread
available for certain light
engines. 40* Optional Beam
Spread available for certain
:t light engines. Other Light
... . . . . . . . Engine Type Distribution
available upon request.
Distribution types may not be
applicable for all fixture
configurations.
-IES Type Distributions are generated in an open space
-Light Distribution images are mounted at 10 feet.
ELECTRICAL CHARACTERISTICS AND PERFORMANCE DATA VERIFIED BY NATIONALLY RECOGNIZED TESTING LABS(NRTL).FOR FULL REPORTS AND
RESULTS,VISIT WWWN OR IBACHI.COWREPORTS. ALL SPECIFICATIONS SUBJECT TO CHANGE WITHOUT NOTICE. ALL VALUES TYPICAL UNLESS
OTHERNSE NOTED.LUMEN VALUES MAY VARY BY-/-10%.COLOR TEMPERATURE MAY VARY ACCORDING TO ANSI C78.377.
@2017
V2.0 3 Rioribachi.corn 855.283.1100
HEX-063
noribachi
Optics Specifications
White LED Optics RGBW Light Engine Optics
High brightness, high efficiency LEDs. Standard color RGBW light engine also available, compatible with
temperature is Cool White (5700K typical). Neutral White DMX controller.RGBW colors,to allow changing from
(4000K typical) and Warm White (3000K typical) also pure white light to any hue available. Multiple
available. All with minimum 70 CRI. Tight bins (<+/-50degK channels of LEDS produce a full spectrum of light
variability) also available — recommended for WW anywhere from deepest red to farthest valet. CRI
installations as the eye is sensitive to variations in this color greater than 75 in the 2700K —4000K range.
range. 40deg and 80deg beam angle optional (n/a for
RGBW). Single color light engines also available. Red=630
nanometers, Green=525 nanometers. Blue=475
nanometers.
Photometric Data for White LED Light Engine
1.2 y CIE1931 CHROMATICITY DIAGRAM
1.0
0.8
0.6 ==-
0.4
0.2
0.0
380 430 480 530 580 630 680 730 780
0 0.1 0.3 0.5 0.7 x
Chromaticity coordinates: x=0.3305 y=0.3424 u(u')=0.2.050 v=0.3186 v'=0.4779
CCT: Tc=5700K(duv=0.00156) Calor Ratio: R=0.133 G=0.827 B=0.040
Peak Wavelength: 447.2nm Half Bandwidth: 19.1nm
Dominant Wavelength: 535.2nm Color Purity: 0.020
Calor Render Index: Ra= 75.0, avgR(1-14)= 65.6, avgR(1-15)=65.9
R1 =74 R2 =76 R3 =76 R4=81 R5 =75 R6 =66 R7 =84 R8 =67
R9 =0 R10=41 R11=78 R12=40 R13=73 R14=86 R15=71
Photometric Data for RGBW LED Light Engine
Chromaticity coordinates:
White x=0.3405,y=0.3459
Green x=0.1687,y=0.7296
Red x=0.6968,y=0.3024 -
Blue x=0,1316,y=0.0636
a�
ELECTRICAL CHARACTERISTICS AND PERFORMANCE DATA VERIFIED BY NATIONALLY RECOGNIZED TESTING LABS(NRTL).FOR FULL REPORTS AND
RESULTS,VISI WWW.N OR IBACHI.COM/REPORTS. ALL SPECIFICATIONS SUBJECT TO CHANGE WITH OUT NOTICE. ALL VALUES TYPICAL UNLESS
OTHERWISE NOTED.LUMEN VALUES MAY VARY BY+/-10%.COLOR TEMPERATURE MAY VARY ACCORDING TO ANSI C78.377. v A ITI'
.
©2017 _Ida °
V2.0 4 "Noribachi.corn/855.283.1100
HEX-063
noribachi
Lumen Performance
Lumen Lifespan
120% i
L
Q
U 110%
w
LL-
4)
100%
-25C
90% —55C
-85C
105C
80%
v
70% —�
J
60%
0 20 40 60 80 100 120
Life time (Hours) Thousands
Lumen Maintenance Factors (B Drive)
Each temperature has an
25K HR 50K HR 75K HR I OOK HR independent initial value.In
accordance with IES NA
INITIAL LMF • ECTE D ''• ECTED ''• ECTE D 'ROJ E CTE D TM021011,Projected Values
represent interpolated value
IL based on time durations that
25°c 1.10 0.95 0.93 0.91 0.90 are wIthin sic times(6X)the
I ESNA LM-80-08 total test
55°c 1.05 0.95 0.89 0.83 0.77 duration(in hours)forthe
device under testing(DUT)i.e.
85°c 1.00 0.93 0.85 0.78 0.70 the packaged LED chip).In
105°c I.00 0.88 0.76 "A wA accordance withlESNATM-21-
11,Calculated Values represent
time durations that exceed sic
times(6X)the IESNALM-8008
total test duration(in hours)for
the device under testing(DUT)
Lumen Multiplier i.e.the packaged LED chip)
L&MBI ENT TEMPERATURE LUMEN MULTIPLIEIR
10°C 1.032
15°C 1.021
25°C 1.000
40'C 0.968
50°C 0.946
ELECTRICAL CHARACTERISTICS AND PERFORMANCE DATA VERIFIED BY NATIONALLY RECOGNIZED TESTING LABS(N RTL).FOR FULL REPORTS AND
RESULTS,VISI WWW.N OR IBACH I.CO M/REPO RTS. ALL SPECIFICATIONS SUBJECT TO CHANGE WITH OUT NOTICE. ALL VALUES TYPICAL UNLESS TI'
OTHERWISE NOTED.LUMEN VALUES MAY VARY BY+/-10%.COLOR TEMPERATURE MAY VARY ACCORDING TO ANSI C78.377. �. I(�a cC�I I)us
©2017 _ "`' °
V2.0 5 Noribachi.com/855.283.1100
EYE LIGHTING
INTERNATIONAL
Project.......................................................................................................................................Date..............................................................................
Catalog#..................................................................................................................Prepared by...............................................................................
LuminaireType................................................................................................................................................................................................................
Comments.........................................................................................................................................................................................................................
LEDioc° - 30W FLX
LED Post Top Upgrade Kit
Applications include:Street/Area,Historic Districts,City Parks&
Recreation,Campuses,Glass Lens Post Tops,and Plastic Lens Post Tops k;
Specification Features
Construction
'1
The LED upgrade kit includes the LED light source,LED driver and surge protector.
The LED upgrade kit is capable of tool-less field adjusting the light center length of the
i
LED light source to match the photometric light center length of the original luminaire.
Mounting
The multiple position mounting box provides maximum flexibility and fast,simple �
installation.LED lampholder is hardwire mounted on a clamp assembly.Lamp operating
position is base up or base down only.Additional mounting brackets are provided for
optional use in installations that may require unique mounting orientation.
Optics
Designed for use in the existing HID post top luminaire optics,the LEDioc FLX provides
tool-less height changes for final"on-site"adjustment.
Electrical
Constant Current Driver is 120-277VAC input,with 0-10V dimming capability,and the
operating temperature is-20°to+40°C.The 30W system driver has a 684mA output.
Electrical components,including a 3-wire 10kV/18kA surge protector,are enclosed within
the mounting box to provide a compact installation.
Reliability $
The LEDioc lamp features cast aluminum passive thermal management,which allows air
circulation around each LED module to ensure optimal lighting performance and long life.
Warranty
Standard 5 year warranty.See the EYE Lighting full Warranty,and Terms&Conditions
of Sale at www.eyelighting.com.
Listings
Designed to UL1598C Standards
Damp Location Rated
Complies with IEEE C62.41 AKoGN-D
UL Driver LTI.
ETL Recognized LED Lamp&
Power Unit Assembly Fntertek NSSEMBLEDIN USA ,
Designed and Check the latest update of www.DesignLights.org for
assembled in USA listed product catalog numbers.Hardwired versions
are listed.Contact company for solution availability.
Order Guide
CATALOG NUMBER DESCRIPTION
r
0-730-HWD-EY03-UNV-3N 30W,3000K,70 CRI,Hardwired,120-277VAC,Surge Protector
0-740-HWD-EY03-UNV-3N 30W,4000K,70 CRI,Hardwired,120-277VAC,Surge Protector
0-750-HWD-EY03-UNV-3N 30W,5000K,70 CRI,Hardwired,120-277VAC,Surge Protector
Field Installed Accessory
HS2=30W House-Friendly—Shield
DC01 =Fixed Dimmer,3000K=1750 Lumens(14W)125 LPW;4000K=1800 Lumens(14W)128 LPW;5000K=1840 Lumens(14W)131 LPW
® EYE LIGHTING
INTERNATIONAL
LEDioc° - 30W FLX
LED Post Top Upgrade Kit
The complete LEDioc FLX kit includes:the exclusive patent pending EYE LEDioc lamp,driver,surge protector and mounting box.Installation
is easy with an adjustable lamp to maintain the LCL,preserving the optics and photometric performance of the existing luminaire.Each solution
includes application guidelines for the installer.Other solutions available,contact the factory or visit www.eyelighting.com for other solutions.
Performance Data Dimensions
Correlated Color Temp(K) LH:(Lamp Height Range)9.7'(246 mm)Min./11.5"(292 mm)Max.
LEDioc 30W Lamp Only 5000K 4000K 3000K MD:(Mounting Plate Distance):Thickness of existing mounting plate in field
Initial Lumens 4100 4000 3900
Efficacy(Im/W) 137 133 130 0
Rated Average Life(LJ0@250C) >50000 hr
Min.Color Rendering Index(Ra) 70 70 70 LH
Operating Position BUD±151
C1 0
MD
Driver Specifications Input
Nominal System Watts:30 Voltage:120 to 277VAC±10%
Mode:Constant Current Drive Mode Current:<_0.36A(nominal) [156] [80] [107]_
Dimming:0-10 Volt Dimmable Output Frequency:50/60Hz±10% 6.1 3.2 4.2
Ratings:Damp Location Power Factor:>0.90 at Full Load
Operating Temp:-20°C to+40°C o
Class:2 Output
Total Harmonic Distortion: <20% Voltage:20 to 48 VDC
Internal Surge Protection:1.2kA&2.5kV Current:684mA LH
Power(max):36W
Photometrics MD
LEDioc 30W
150 150 H
[656] . [4.2] �[32]�
120 12
O
an anAr M
80
LH
J))W30
MD
!60 [6.16.1
*Photometric distribution is based on Lexalite Lindy 424 per 4.2 [80]
4.2 3.2
DLC specifications in a Type V distribution.
NOTES:
1) Lexalite Lindy 424,is a trademark owned by its respective company. 3) This unit is designed to operate within a globe at least 14.75"in diameter by 18.5"in height;and a fitter
2) Product specifications may change without notice.Please contact your local EYE Lighting sales that is at least 6'diameter by 10"in height(allowing for a taper at the lower end).The dimensions listed
representative for the latest product information. assume there is no internal refractor,reflectors or shields being used.
4) Delivered lumens and light distribution may be impacted by existing globe optics.
EYE Lighting International of North America, Inc.
a division of Iwasaki Electric of Japan
9150 Hendricks Road Tel: (888) 665-2677
Mentor, Ohio 44060 Fax:(440) 350-7001 www.eyelighting.com
EQS3795 r0517
Attachment B
SDG&E Tariff Rates
�CAff
L Revised Cal. P.U.C. Sheet No. 29121-E
San Diego Gas&Electric Company
San Diego,California Canceling Revised Cal. P.U.C. Sheet No. 28726-E
SCHEDULE EECC Sheet 1
ELECTRIC ENERGY COMMODITY COST
APPLICABILITY
Applicable to all customers who receive Utility Distribution Company (UDC) bundled service other than those
customers taking service on EECC-TOU-DR-P, EECC-TOU-A-P, EECC-CPP-D, EECC-TOU-PA-P, EECC-
CPP-D-AG and EECC-TBS. Time of Use periods are as defined in the corresponding UDC rate schedules.
TERRITORY
Applicable throughout the territory served by the Utility.
RATES
This schedule has two purposes: (1) billing UDC Bundled Service customers for commodity energy, which
consists of Utility supplied electricity sold by SDG&E to its customers and Department of Water Resources
(DWR) supplied electricity sold by DWR to SDG&E customers with SDG&E acting as billing agent; and (2)
developing DWR and Utility Supplied Energy Percentage. The rate tables show EECC fixed billing rates for
all retail rate schedules. The commodity rates do not include the DWR Bond Charge applicable under
Schedule DWR-BC.
Commodity Rates
Schedules DR, DM, DS, DT, DT-RV /kWh
Summer
Up to 130%of Baseline 0.14106 T
Above 130%of Baseline 0.14106
Winter
Up to 130%of Baseline 0.07196 T
Above 130%of Baseline 0.07196
Schedules DR-LI, and medical baseline customers
Summer
Up to 130%of Baseline 0.14106 T
Above 130%of Baseline 0.14106
Winter
T
Up to 130%of Baseline 0.07196
Above 130%of Baseline 0.07196
Schedules E-LI (Non-Resident CARE)
E-LI for Schedules A,A-TOU,TOU-A
Summer 0.07119 R
Winter 0.05373 I
Continued
1C10 Issued by Date Filed Aug 17, 2017
Advice Ltr. No. 3055-E-A Dan Skopec Effective Sep 1, 2017
Vice President
Decision No. 15-07-001 Regulatory Affairs Resolution No. 4870
�C�
L Revised Cal. P.U.C. Sheet No. 28736-E
San Diego Gas&Electric Company
San Diego,California Canceling Revised Cal. P.U.C. Sheet No. 28604-E
SCHEDULE EECC Sheet 11
ELECTRIC ENERGY COMMODITY COST
RATES (Continued)
Commodity Rates (Continued)
Schedule PA-T-1 (Continued) /kWh
On-Peak Energy: Winter
Secondary 0.09689 I
Primary 0.09641 I
Transmission 0.09227 I
Semi-Peak Energy:Winter
Secondary 0.08267 I
Primary 0.08230 I
Transmission 0.07888 I
Off-Peak Energy: Winter
Secondary 0.06308 I
Primary 0.06287 I
Transmission 0.06033 I
Schedule TOU-PA
<20 kW
Summer
On-Peak Energy 0.18480 I
Semi-Peak Energy 0.14458 I
Off-Peak Energy 0.10187 I
Winter
On-Peak Energy 0.07126 I
Semi-Peak Energy 0.06098 I
Off-Peak Energy 0.04674 I
>20 kW /kW
On-Peak Demand Charge: Summer 3.85 I
On-Peak Demand Charge: Winter 0.00
Summer /kWh
On-Peak Energy 0.16322 I
Semi-Peak Energy 0.12770 I
Off-Peak Energy 0.08988 I
Winter
On-Peak Energy 0.08079 I
Semi-Peak Energy 0.06915 I
Off-Peak Energy 0.05300 I
Schedule PA
Summer 0.10901 I
Winter 0.07313 I
Schedules LS-1, LS-2, LS-3, OL-1, and DWL
All Usage 0.07055 I
Schedule OL-2
All Usage 0.09124 I
DWR Power Charge
Pursuant to CPUC Decision 16-02-008, DWR's Power Charge is $0.000 cents per kWh.
DWR Customer Return Credit
Pursuant to CPUC Decision 13-01-037 and Decision 16-02-008, DWR's Customer Return Credit is
$0.00000 cents per kWh.
Continued
11C8 Issued by Date Filed Jan 17, 2017
Advice Ltr. No. 3034-E Dan Skopec Effective Mar 1, 2017
Vice President
Decision No. 16-12-053 Regulatory Affairs Resolution No.
�CAff
L Revised Cal. P.U.C. Sheet No. 27543-E
San Diego Gas&Electric Company
San Diego,California Canceling Revised Cal. P.U.C. Sheet No. 26529-E
SCHEDULE EECC Sheet 12
ELECTRIC ENERGY COMMODITY COST
Franchise Fees L
A Franchise Fee Differential of 5.78% will be applied to the total bills calculated under this schedule,
including DWR charges, for all customers residing within the corporate limits of the City of San Diego. Such
Franchise Fee Differential shall be so indicated and added as a separate item to bills rendered to such
customers.
Franchise Fees associated with DWR electricity sales will be reflected in a separate line item on customer
bills titled "Franchise Fees for Electric Energy Supplied by Others".
Seasonal Periods
The seasonal periods are defined as the following:
All Customer Classes:
Summer: May 1 —October 31
Winter: November 1 —April 30
Distribution Loss Factors (DLFs)
The DLFTLL for each voltage level includes a factor for lost and unaccounted for energy. DLFTLL will be calculated
by the utility based on the forecast hourly SDG&E UDC Service Area Load (Direct Access, plus UDC customers,
including the Hourly EECC Rate Option Service) per Decision 97-08-056, as modified by Decision 97-11-026.
The hourly DLFTLL will be broken out by service voltage level and made available each day to market participants
during the day-ahead market. The utility will calculate the hourly DLFTLL by applying the following formulae:
a. Secondary Voltage Class Customers
DLFDLL = 1 + [Losses/Load]
DLFTLL = 1.0065 x DLFDLL
Where: Losses = [0.0000090935 x(SysLoad)2] + 27.21
Load = -[0.00000804463 x(SysLoad)2]+[0.8586372 xSysLoad] -24.0524567
SysLoad = SDG&E system load during hourly period in MW.
b. Primary Voltage Class Customers
DLFDLL = 1 + (Losses/Load)
DLFTLL = 1.0065 x DLFDLL
Where: Losses = [0.000000 1523524 x(SysLoad)2] + 0.427367656
Load = -[0.000001181634 x(SysLoad)2] + [0.12612 x SysLoad] -3.533
SysLoad = SDG&E system load during hourly period in MW.
C. Primary at Substation Voltage Class Customers
DLFDLL = 1 + (Losses/Load)
DLFTLL = 1.0065 x DLFDLL
Where: Losses = [0.000000000009798 x(SysLoad)2] + 0.007089
Load = -[0.0000000196 x (SysLoad)2] + [0.002092 x SysLoad] - .0586
SysLoad = SDG&E system load during hourly period in MW.
d. Transmission Voltage Class Customers L
DLFDLL = 1 + (Losses/Load)= 1
DLFTLL = 1.0065 x DLFDLL= 1.0065
Continued
12C6 Issued by Date Filed May 27, 2016
Advice Ltr. No. 2890-E-B Dan Skopec Effective Jun 1, 2016
Vice President
Decision No. 15-07-001 Regulatory Affairs Resolution No. E-4769
�CAff
L Revised Cal. P.U.C. Sheet No. 27544-E
San Diego Gas&Electric Company
San Diego,California Canceling Revised Cal. P.U.C. Sheet No. 26530-E
SCHEDULE EECC Sheet 13
ELECTRIC ENERGY COMMODITY COST
DEVELOPMENT OF DWR AND UTILITY SUPPLIED ENERGY PERCENTAGES L
1. Development of DWR Supplied Energy Percentages
Hourly DWR supplied energy percentages are determined by dividing DWR purchases for that hour
by the total MWH scheduled in all forward markets and an estimate for real time purchases for that
hour. The rate group average DWR supplied energy percentages for the billing period is determined
by calculating an average of hourly DWR supplied energy percentage weighted by the utility's class
hourly statistical or dynamic load profile for the applicable rate group identified in Section 4 below.
The rate by consumption type categories identified in Section 4 below will be used to determine the
average DWR supplied energy percentages. The average DWR supplied energy percentages are
calculated on a weekly basis using all calendar weeks from the time of the customer's previous billing
through the calendar week prior to the current billing. For purposes of this calculation, calendar week
shall be defined as the seven day period beginning on Wednesday and ending on the following
Tuesday. The average DWR supplied energy percentages are calculated each Sunday and are
utilized for all billing executed through the following Saturday.
2. Development of Utility Supplied Energy Percentages
The Utility supplied energy percentage for a billing period is calculated by subtracting the DWR
supplied energy percentage from 100%.
3. Summary of Class Load Profile Categories and Associated Rate Schedules
Class Load Profile Rate Category Associated Rate Schedules
Residential: Residential Non-Time-of-Use DR, DR-LI, E-LI, DM, DS, DT,
DT-RV
Residential Time-of-Use DR-TOU, DR-TOU-DER, TOU-DR
Electric Vehicle Time-of-Use EV-TOU, EV-TOU-3
Electric Vehicle & Household TOU EV-TOU-2
Small Commercial: Small Commercial Non-Time-Of-Use A,A-TC
Small Commercial Time-Of-Use TOU-A
Schedule AD: Schedule AD AD
Medium Commercial/ Medium Commercial/Industrial A-TOU, AY-TOU, AL-TOU,
Industrial (<or=500 kW): AL-TOU-CP, AL-TOU-DER,
Large Commercial/ Large Commercial/Industrial AL-TOU, AL-TOU-CP,
Industrial (> 500 kW): AL-TOU-DER,
Schedule A6-TOU: Schedule A6-TOU A6-TOU
Agricultural: Agricultural Non-Time-of-Use PA
Agricultural Time-of-Use TOU-PA
Lighting: Lighting LS-1, LS-2, LS-3, OL-1, DWL L
Continued
13C6 Issued by Date Filed May 27, 2016
Advice Ltr. No. 2890-E-B Dan Skopec Effective Jun 1, 2016
Vice President
Decision No. 15-07-001 Regulatory Affairs Resolution No. E-4769
�CAff
L Revised Cal. P.U.C. Sheet No. 27545-E
San Diego Gas&Electric Company
San Diego,California Canceling Original Cal. P.U.C. Sheet No. 26531-E
SCHEDULE EECC Sheet 14
ELECTRIC ENERGY COMMODITY COST
DEVELOPMENT OF DWR AND UTILITY SUPPLIED ENERGY PERCENTAGES (Continued) L
4. Summary of Average Supplied Energy Percentages Categories
Number of
Category Consumption Type Percentages
Residential Total at 1 Voltage 1
Residential TOU On-peak, semi-peak, off-peak at 1 Voltage 3
Electric Vehicle TOU On-peak, off-peak, super off at 1 Voltage 3
Electric Vehicle& Household TOU On-peak, off-peak, super off at 1 Voltage 3
Small Commercial Total at 2 Voltage 2
Small Commercial TOU On-peak, semi-peak, off-peak at 2 Voltage 6
Schedule AD Total at 2 Voltage 2
Medium Commercial/Industrial On-peak, semi-peak, off-peak at 4 Voltage 12
< 500 kW
Medium Commercial/Industrial Semi-peak(include signal at 4 Voltage 8
< 500 kW AV Rate periods), off-peak
Large Commercial/Industrial On-peak, semi-peak, off-peak at 4 Voltage 12
> 500 kW
Large Commercial/Industrial Semi-peak(include signal at 4 Voltage 8
> 500 kW AV Rate periods), off-peak
Schedule A6-TOU On-peak, semi-peak, off-peak at 3 Voltage 9
Agricultural Total at 1 Voltage 1
Agricultural TOU On-peak, semi-peak, off-peak at 3 Voltage 9
Lighting Total at 1 Voltage 1
Total 80
Eighty percentages will be determined for each of the 9 billing period options (4-week period up to a 12-week
period). L
Continued
14C6 Issued by Date Filed May 27, 2016
Advice Ltr. No. 2890-E-B Dan Skopec Effective Jun 1, 2016
Vice President
Decision No. 15-07-001 Regulatory Affairs Resolution No. E-4769
�CAff
L Revised Cal. P.U.C. Sheet No. 27546-E
San Diego Gas&Electric Company
San Diego,California Canceling Cal. P.U.C. Sheet No.
SCHEDULE EECC Sheet 15
ELECTRIC ENERGY COMMODITY COST
SPECIAL CONDITIONS L
1. Definitions. The definitions of principle terms used in this schedule are found either herein or in
Rule 1, Definitions.
2. Service Restrictions. Service under this schedule is restricted to the entire load served by single
meters. The electric load of a single meter may not be partitioned among services rendered under
this schedule and services rendered by a non-utility party under Direct Access or Community Choice
Aggregation (CCA).
3. Terms of Service: A customer receiving optional service under this Schedule may elect to change to
another applicable rate schedule, but only after receiving service on this Schedule for at least 12
consecutive months, except as specified in SC 4. If a customer elects to discontinue service on this
Schedule, the customer will not be permitted to return to this Schedule for a period of one year,
unless returning to service from a Direct Access Provider or a Community Choice Aggregator (CCA)
in less than one year.
4. Early Termination: An eligible customer may elect to take commodity from a Direct Access provider
or from a CCA during its Term of Service granted it has complied with all other applicable tariff
requirements, including, but not limited to the terms and conditions set forth in Rules 25.1 and 27,
respectively. L
15C6 Issued by Date Filed May 27, 2016
Advice Ltr. No. 2890-E-B Dan Skopec Effective Jun 1, 2016
Vice President
Decision No. 15-07-001 Regulatory Affairs Resolution No. E-4769
�CAff
L Revised Cal. P.U.C. Sheet No. 28706-E
San Diego Gas&Electric Company
San Diego,California Canceling Revised Cal. P.U.C. Sheet No. 28578-E
SCHEDULE LS-2 Sheet 1
LIGHTING -STREET AND HIGHWAY- CUSTOMER-OWNED INSTALLATIONS
APPLICABILITY
Applicable for service to governmental agencies and lighting districts for the lighting of streets, highways and
other thoroughfares, and to other corporate agencies for the lighting of non-dedicated streets which are
accessible to the public, where the customer owns the entire installation, including underground lines from a
central point of connection with utility facilities.
TERRITORY
Within the entire territory served by the Utility.
RATESDescript Transm Distr PPP ND CTC LGC RS TRAC UDC
ion-LS-2 Total
Mercury Vapor*
Rate A Regulator
Ballast
175 7000 1.57 3.37 0.47 -0.04 0.13 I 0.01 5.51 I
250 10000 2.18 4.69 0.66 -0.05 0.18 I 0.01 7.67 I
400 20000 3.43 7.39 1.04 -0.08 0.29 I 0.02 12.09 I
700 35000 5.82 12.53 1.76 -0.13 0.48 I 0.04 20.50 I
1000 55000 8.23 17.71 2.49 -0.19 0.68 I 0.05 28.97 I
Rate A, Reactor
Ballast
175 7000 1.43 3.08 0.43 -0.03 0.12 I 0.01 5.04 I
Rate A,Series
Service
175 7000 1.55 4.25 0.47 -0.04 0.13 I 0.01 6.37 I
250 10000 1.87 5.13 0.56 -0.04 0.16 I 0.01 7.69 I
400 20000 3.32 9.13 1.00 -0.08 0.28 I 0.02 13.67 I
700 35000 5.82 16.00 1.76 -0.13 0.48 I 0.04 23.97 I
Rate B, Regulator
Ballast
175 7000 1.57 4.89 0.47 -0.04 0.13 I 0.01 7.03 I
250 10000 2.18 6.21 0.66 -0.05 0.18 I 0.01 9.19 I
400 20000 3.43 8.91 1.04 -0.08 0.29 I 0.02 13.61 I
Rate B,Series
Service
175 7000 1.55 5.76 0.47 -0.04 0.13 I 0.01 7.88 I
HPSV
Rate A, Regulator
Ballast
50 4000 0.43 0.93 0.13 -0.01 0.04 I 0.00 1.52 I
70 5800 0.75 1.62 0.23 -0.02 0.06 I 0.00 2.64 I
100 9500 1.05 2.27 0.32 -0.02 0.09 I 0.01 3.72 I
150 16000 1.44 3.10 0.44 -0.03 0.12 I 0.01 5.08 I
200 22000 1.84 3.95 0.55 -0.04 0.15 I 0.01 6.46 I
250 30000 2.34 5.03 0.71 -0.05 0.19 I 0.01 8.23 I
310 37000 2.86 6.15 0.86 -0.07 0.24 I 0.02 10.06 I
400 50000 3.55 7.65 1.07 -0.08 0.30 I 0.02 12.51 I
1000 140000 8.23 17.71 2.49 -0.19 0.68 I 0.05 28.97 I
*Closed to new installations as of June 10, 1979
Continued
1C7 Issued by Date Filed Jan 17, 2017
Advice Ltr. No. 3034-E Dan Skopec Effective Mar 1, 2017
Vice President
Decision No. 16-12-053 Regulatory Affairs Resolution No.
�C�
L Revised Cal. P.U.C. Sheet No. 28707-E
San Diego Gas&Electric Company
San Diego,California Canceling Revised Cal. P.U.C. Sheet No. 28579-E
SCHEDULE LS-2 Sheet 2
LIGHTING -STREET AND HIGHWAY- CUSTOMER-OWNED INSTALLATIONS
RATES (Continued)
Description Transm Distr PPP ND CTC LGC RS TRAC UDC
Total
HPSV
Rate A, Reactor
Ballast
50 4000 0.37 0.80 0.11 -0.01 0.03 I 0.00 1.30 I
70 5800 0.62 1.33 0.19 -0.01 0.05 I 0.00 2.18 I
100 9500 0.87 1.88 0.26 -0.02 0.07 I 0.01 3.07 I
150 16000 1.28 2.75 0.39 -0.03 0.11 I 0.01 4.51 I
HPSV
Rate A,Series
Service
50 4000 0.48 1.31 0.14 -0.01 0.04 I 0.00 1.96 I
70 5800 0.81 2.22 0.24 -0.02 0.07 I 0.00 3.32 I
100 9500 0.90 2.48 0.27 -0.02 0.08 I 0.01 3.72 I
150 16000 1.30 3.57 0.39 -0.03 0.11 I 0.01 5.35 I
200 22000 1.74 4.78 0.53 -0.04 0.14 I 0.01 7.16 I
250 30000 2.34 6.42 0.71 -0.05 0.19 I 0.01 9.62 I
HPSV
Rate B, Regulator Ballast
50 4000 0.43 2.45 0.13 -0.01 0.04 I 0.00 3.04 I
70 5800 0.75 3.14 0.23 -0.02 0.06 I 0.00 4.16 I
100 9500 1.05 3.78 0.32 -0.02 0.09 I 0.01 5.23 I
150 16000 1.44 4.62 0.44 -0.03 0.12 I 0.01 6.60 I
200 22000 1.84 5.47 0.55 -0.04 0.15 I 0.01 7.98 I
250 30000 2.34 6.55 0.71 -0.05 0.19 I 0.01 9.75 I
310 37000 2.86 7.67 0.86 -0.07 0.24 I 0.02 11.58 I
400 50000 3.55 9.17 1.07 -0.08 0.30 I 0.02 14.03 I
1000 140000 8.23 19.22 2.49 -0.19 0.68 I 0.05 30.48 I
Rate B, Reactor Ballast
50 4000 0.37 2.32 0.11 -0.01 0.03 I 0.00 2.82 I
70 5800 0.62 2.85 0.19 -0.01 0.05 I 0.00 3.70 I
100 9500 0.87 3.40 0.26 -0.02 0.07 I 0.01 4.59 I
150 16000 1.28 4.27 0.39 -0.03 0.11 I 0.01 6.03 I
Rate B,Series Service
50 4000 0.48 2.83 0.14 -0.01 0.04 I 0.00 3.48 I
70 5800 0.81 3.73 0.24 -0.02 0.07 I 0.00 4.83 I
100 9500 0.90 4.00 0.27 -0.02 0.08 I 0.01 5.24 I
150 16000 1.30 5.09 0.39 -0.03 0.11 I 0.01 6.87 I
200 22000 1.74 6.30 0.53 -0.04 0.14 I 0.01 8.68 I
250 30000 2.34 7.94 0.71 -0.05 0.19 I 0.01 11.14 I
LPSV
Rate A
35 4800 0.50 1.08 0.15 -0.01 0.04 I 0.00 1.76 I
55 8000 0.66 1.41 0.20 -0.02 0.05 I 0.00 2.30 I
90 13500 1.08 2.33 0.33 -0.02 0.09 I 0.01 3.82 I
135 22500 1.54 3.31 0.46 -0.04 0.13 I 0.01 5.41 I
180 33000 1.75 3.78 0.53 -0.04 0.15 I 0.01 6.18 I
Continued
2C11 Issued by Date Filed Jan 17, 2017
Advice Ltr. No. 3034-E Dan Skopec Effective Mar 1, 2017
Vice President
Decision No. 16-12-053 Regulatory Affairs Resolution No.
�C�
L Revised Cal. P.U.C. Sheet No. 28708-E
San Diego Gas&Electric Company
San Diego,California Canceling Revised Cal. P.U.C. Sheet No. 28580-E
SCHEDULE LS-2 Sheet 3
LIGHTING -STREET AND HIGHWAY- CUSTOMER-OWNED INSTALLATIONS
RATES (Continued)
Description-LS-2 Transm Distr PPP ND CTC LGC RS TRAC UDC
Total
Rate A Series Service
35 4800 0.37 1.03 0.11 -0.01 0.03 I 0.00 1.53 I
55 8000 0.54 1.48 0.16 -0.01 0.04 I 0.00 2.21 I
90 13500 0.97 2.67 0.29 -0.02 0.08 I 0.01 4.00 I
135 22500 1.38 3.79 0.42 -0.03 0.11 I 0.01 5.68 I
180 33000 1.64 4.49 0.49 -0.04 0.14 I 0.01 6.73 I
Incandescent Lamps
Rate A(energy only)
1000 0.55 1.17 0.16 -0.01 0.05 I 0.00 1.92 I
2500 1.21 2.60 0.37 -0.03 0.10 I 0.01 4.26 I
4000 2.20 4.74 0.67 -0.05 0.18 I 0.01 7.75 I
6000 3.02 6.51 0.91 -0.07 0.25 I 0.02 10.64 I
10000 4.54 9.77 1.37 -0.10 0.38 I 0.03 15.99 I
Incandescent Lamps
Rate B
6000 3.02 8.03 0.91 -0.07 0.25 I 0.02 12.16 I
Metal Halide-Rate A
100 8500 0.99 2.12 0.30 -0.02 0.08 I 0.01 3.48 I
175 12000 1.55 3.33 0.47 -0.04 0.13 I 0.01 5.45 I
250 18000 2.15 4.63 0.65 -0.05 0.18 I 0.01 7.57 I
400 32000 3.32 7.13 1.00 -0.08 0.28 I 0.02 11.67 I
Rate B
100 8500 0.99 3.64 0.30 -0.02 0.08 I 0.01 5.00 I
175 12000 1.55 4.84 0.47 -0.04 0.13 I 0.01 6.96 I
250 18000 2.15 6.15 0.65 -0.05 0.18 I 0.01 9.09 I
400 32000 3.32 8.65 1.00 -0.08 0.28 I 0.02 13.19 I
Induction
Rate A-5-Lamp
55 3500 2.05 4.42 0.62 -0.05 0.17 I 0.01 7.22 I
85 6000 3.25 6.99 0.98 -0.07 0.27 I 0.02 11.44 I
Induction
Rate A-1-Lamp
40.............3440 0.30 0.64 0.09 -0.01 0.02 I 0.00 1.04 I
50.............3495 0.37 0.80 0.11 -0.01 0.03 I 0.00 1.30 I
55............ 3500 0.41 0.88 0.12 -0.01 0.03 I 0.00 1.43 I
70............ 5075 0.52 1.12 0.16 -0.01 0.04 I 0.00 1.83 I
80.............6528 0.60 1.29 0.18 -0.01 0.05 I 0.00 2.11 I
85.............6000 0.63 1.37 0.19 -0.01 0.05 I 0.00 2.23
100............8800 0.75 1.61 0.23 -0.02 0.06 I 0.00 2.63 I
150...........12800 1.12 2.41 0.34 -0.03 0.09 I 0.01 3.94 I
165...........12000 1.23 2.65 0.37 -0.03 0.10 I 0.01 4.33 I
200...........16800 1.49 3.21 0.45 -0.03 0.12 I 0.01 5.25 I
250...........21040 1.87 4.02 0.56 -0.04 0.16 I 0.01 6.58 I
300...........24480 2.24 4.82 0.68 -0.05 0.19 I 0.01 7.89 I
400..........32640 2.99 6.43 0.90 -0.07 0.25 I 0.02 10.52 I
Non-Standard Lamp
Energy Charge$/kWh 1 0.02151 0.04871 0.00650 -0.00049 0.00179 1 0.00013 0.07815 I
Continued
3010 Issued by Date Filed Jan 17, 2017
Advice Ltr. No. 3034-E Dan Skopec Effective Mar 1, 2017
Vice President
Decision No. 16-12-053 Regulatory Affairs Resolution No.
�CAff
L Revised Cal. P.U.C. Sheet No. 28709-E
San Diego Gas&Electric Company
San Diego,California Canceling Revised Cal. P.U.C. Sheet No. 28581-E
SCHEDULE LS-2 Sheet 4
LIGHTING -STREET AND HIGHWAY- CUSTOMER-OWNED INSTALLATIONS
RATES (Continued)
Description-LS-2 Transm Distr PPP ND CTC LGC RS TRAC UDC
Total
Light Emitting Diode
Rate A
0-5 0.02 0.05 0.01 0.08
5.01 -10 0.06 0.15 0.02 0.01 I 0.24 I
10.01 -15 0.09 0.19 0.03 0.01 I 0.32 I
15.01 -20 0.13 0.29 0.04 0.01 I 0.47 I
20.01 -25 0.17 0.39 0.05 0.01 I 0.62 I
25.01 -30 0.22 0.49 0.07 0.02 I 0.80 I
30.01 -35 0.24 0.54 0.07 (0.01) 0.02 I 0.86 I
35.01 -40 0.28 0.63 0.08 (0.01) 0.02 I 1.00 I
40.01 -45 0.32 0.73 0.10 (0.01) 0.03 I 1.17 I
45.01 -50 0.34 0.78 0.10 (0.01) 0.03 I 1.24 I
50.01 -55 0.39 0.88 0.12 (0.01) 0.03 I 1.41 I
55.01 -60 0.43 0.97 0.13 (0.01) 0.04 I 1.56 I
60.01 -65 0.47 1.07 0.14 (0.01) 0.04 I 1.71 I
65.01 -70 0.49 1.12 0.15 (0.01) 0.04 I 1.79 I
70.01 -75 0.54 1.22 0.16 (0.01) 0.04 I 1.95 I
75.01 -80 0.58 1.32 0.18 (0.01) 0.05 I 2.12 I
80.01 -85 0.62 1.41 0.19 (0.01) 0.05 I 2.26 I
85.01 -90 0.65 1.46 0.20 (0.01) 0.05 I 2.35 I
90.01 -95 0.69 1.56 0.21 (0.02) 0.06 I 2.50 I
95.01 -100 0.73 1.66 0.22 (0.02) 0.06 I 2.65 I
100.01 -105 0.77 1.75 0.23 (0.02) 0.06 I 2.79 I
105.01 -110 0.80 1.80 0.24 (0.02) 0.07 I 2.89 I
110.01 -115 0.84 1.90 0.25 (0.02) 0.07 I 0.01 3.05 I
115.01 -120 0.88 2.00 0.27 (0.02) 0.07 I 0.01 3.21 I
120.01 -125 0.92 2.09 0.28 (0.02) 0.08 I 0.01 3.36 I
125.01 -130 0.95 2.14 0.29 (0.02) 0.08 I 0.01 3.45 I
130.01 -135 0.99 2.24 0.30 (0.02) 0.08 I 0.01 3.60 I
135.01 -140 1.03 2.34 0.31 (0.02) 0.09 I 0.01 3.76 I
140.01 -145 1.05 2.39 0.32 (0.02) 0.09 I 0.01 3.84 I
145.01 -150 1.10 2.48 0.33 (0.02) 0.09 I 0.01 3.99 I
150.01 -155 1.14 2.58 0.34 (0.03) 0.09 I 0.01 4.13 I
155.01 -160 1.18 2.68 0.36 (0.03) 0.10 I 0.01 4.30 I
160.01 -165 1.20 2.73 0.36 (0.03) 0.10 I 0.01 4.37 I
165.01 -170 1.25 2.83 0.38 (0.03) 0.10 I 0.01 4.54 I
170.01 -175 1.29 2.92 0.39 (0.03) 0.11 I 0.01 4.69 I
175.01 -180 1.33 3.02 0.40 (0.03) 0.11 I 0.01 4.84 I
180.01 -185 1.36 3.07 0.41 (0.03) 0.11 I 0.01 4.93 I
185.01 -190 1.40 3.17 0.42 (0.03) 0.12 I 0.01 5.09 I
190.01 -195 1.44 3.26 0.44 (0.03) 0.12 I 0.01 5.24 I
195.01 -200 1.48 3.36 0.45 (0.03) 0.12 I 0.01 5.39 I
200.01 -205 1.51 3.41 0.46 (0.03) 0.13 I 0.01 5.49 I
205.01 -210 1.55 3.51 0.47 (0.04) 0.13 I 0.01 5.63 I
210.01 -215 1.59 3.60 0.48 (0.04) 0.13 I 0.01 5.77 I
Continued
4C10 Issued by Date Filed Jan 17, 2017
Advice Ltr. No. 3034-E Dan Skopec Effective Mar 1, 2017
Vice President
Decision No. 16-12-053 Regulatory Affairs Resolution No.
�CAff
L Revised Cal. P.U.C. Sheet No. 28710-E
San Diego Gas&Electric Company
San Diego,California Canceling Revised Cal. P.U.C. Sheet No. 28582-E
SCHEDULE LS-2 Sheet 5
LIGHTING -STREET AND HIGHWAY- CUSTOMER-OWNED INSTALLATIONS
RATES (Continued)
Description-LS-2 Transm Distr PPP ND CTC LGC RS TRAC UDC
Total
Light Emitting Diode
Rate A
215.01 -220 1.61 3.65 0.49 (0.04) 0.13 I 0.01 5.85 I
220.01 -225 1.66 3.75 0.50 (0.04) 0.14 I 0.01 6.02 I
225.01 -230 1.70 3.85 0.51 (0.04) 0.14 I 0.01 6.17 I
230.01 -235 1.74 3.95 0.53 (0.04) 0.14 I 0.01 6.33 I
235.01 -240 1.76 3.99 0.53 (0.04) 0.15 I 0.01 6.40 I
240.01 -245 1.81 4.09 0.55 (0.04) 0.15 I 0.01 6.57 I
245.01 -250 1.85 4.19 0.56 (0.04) 0.15 I 0.01 6.72 I
250.01 -255 1.89 4.29 0.57 (0.04) 0.16 I 0.01 6.88 I
255.01 -260 1.91 4.34 0.58 (0.04) 0.16 I 0.01 6.96 I
260.01 -265 1.96 4.43 0.59 (0.04) 0.16 I 0.01 7.11 I
265.01 -270 2.00 4.53 0.60 (0.05) 0.17 I 0.01 7.26 I
270.01 -275 2.04 4.63 0.62 (0.05) 0.17 I 0.01 7.42 I
275.01 -280 2.06 4.68 0.62 (0.05) 0.17 I 0.01 7.49 I
280.01 -285 2.11 4.77 0.64 (0.05) 0.18 I 0.01 7.66 I
285.01 -290 2.15 4.87 0.65 (0.05) 0.18 I 0.01 7.81 I
290.01 -295 2.19 4.97 0.66 (0.05) 0.18 I 0.01 7.96 I
295.01 -300 2.22 5.02 0.67 (0.05) 0.18 I 0.01 8.05 I
300.01 -305 2.26 5.11 0.68 (0.05) 0.19 I 0.01 8.20 I
305.01 -310 2.30 5.21 0.70 (0.05) 0.19 I 0.01 8.36 I
310.01 -315 2.32 5.26 0.70 (0.05) 0.19 I 0.01 8.43 I
315.01 -320 2.37 5.36 0.72 (0.05) 0.20 I 0.01 8.61 I
320.01 -325 2.41 5.46 0.73 (0.05) 0.20 I 0.01 8.76 I
325.01 -330 2.45 5.55 0.74 (0.06) 0.20 I 0.01 8.89 I
330.01 -335 2.47 5.60 0.75 (0.06) 0.21 I 0.01 8.98 I
335.01 -340 2.52 5.70 0.76 (0.06) 0.21 I 0.02 9.15 I
340.01 -345 2.56 5.80 0.77 (0.06) 0.21 I 0.02 9.30 I
345.01 -350 2.60 5.89 0.79 (0.06) 0.22 I 0.02 9.46 I
350.01 -355 2.62 5.94 0.79 (0.06) 0.22 I 0.02 9.53 I
355.01 -360 2.67 6.04 0.81 (0.06) 0.22 I 0.02 9.70 I
360.01 -365 2.71 6.14 0.82 (0.06) 0.23 I 0.02 9.86 I
365.01 -370 2.75 6.23 0.83 (0.06) 0.23 I 0.02 10.00 I
370.01 -375 2.77 6.28 0.84 (0.06) 0.23 I 0.02 10.08 I
375.01 -380 2.82 6.38 0.85 (0.06) 0.23 I 0.02 10.24 I
380.01 -385 2.86 6.48 0.86 (0.07) 0.24 I 0.02 10.39 I
385.01 -390 2.88 6.53 0.87 (0.07) 0.24 I 0.02 10.47 I
390.01 -395 2.93 6.62 0.88 (0.07) 0.24 I 0.02 10.62 I
395.01 -400 2.97 6.72 0.90 (0.07) 0.25 I 0.02 10.79 I
Notes: Transmission Energy charges include the Transmission Revenue Balancing Account Adjustment (TRBAA) of
$(0.00170) per KWh and the Transmission Access Charge Balancing Account Adjustment (TACBAA) of $(0.00895)per
kWh. PPP rate is composed of: Low Income PPP rate (LI-PPP)$0.00000/kWh, Non-low Income PPP rate (Non-LI-PPP)
$0.00167 /kWh (pursuant to PU Code Section 399.8, the Non-LI-PPP rate may not exceed January 1, 2000 levels), and
Procurement Energy Efficiency Surcharge Rate of $0.00483 /kWh. The average lumen values are for informational
purposes only and can vary by manufacturer and age of the facility.
Continued
5C10 Issued by Date Filed Jan 17, 2017
Advice Ltr. No. 3034-E Dan Skopec Effective Mar 1, 2017
Vice President
Decision No. 16-12-053 Regulatory Affairs Resolution No.
�CAff
L Revised Cal. P.U.C. Sheet No. 25139-E
San Diego Gas&Electric Company
San Diego,California Canceling Revised Cal. P.U.C. Sheet No. 24312-E
SCHEDULE LS-2 Sheet 6
LIGHTING -STREET AND HIGHWAY- CUSTOMER-OWNED INSTALLATIONS
RATES (Continued)
Rate Components
The Utility Distribution Company Total Rates (UDC Total) shown above are comprised of the following
components (if applicable): (1) Transmission (Trans) Charges, (2) Distribution (Distr) Charges, (3) Public
Purpose Program (PPP) Charges, (4) Nuclear Decommissioning (ND) Charge, (5) Ongoing Competition
Transition Charges (CTC), (6) Local Generation Charge (LGC), (7) Reliability Services (RS), and (8) the N, T
Total Rate Adjustment Component (TRAC).
Utility Distribution Company (UDC) Total Rate shown above excludes any applicable commodity charges
associated with Schedule EECC and Schedule DWR-BC (Department of Water Resources Bond Charge).
Certain Direct Access customers are exempt from the TRAC component, as defined in Rule 1 —Definitions.
Franchise Fee Differential
A Franchise Fee Differential of 5.78% will be applied to the monthly billings calculated under this schedule
for all customers within the corporate limits of the City of San Diego. Such Franchise Fee Differential shall
be so indicated and added as a separate item to bills rendered to such customers.
SPECIAL CONDITIONS
1. Limited Maintenance Service. Limited Maintenance shall include the following:
a. Renewal of lamps after original installation by customer.
b. Replacement of glassware and luminaire equipment, which will be billed to the customer at
the manufacturers' currently published suggested retail prices plus applicable taxes.
C. Cleaning of glassware at the time of lamp replacement.
Incandescent lamp maintenance service is limited to those incandescent lamps maintained by the
utility prior to June 10, 1979.
Maintenance service will not be furnished where, in the opinion of the utility, an undue hazard or
expense would result because of location, mounting height, or other reasons.
Customer shall furnish, install, own and maintain all equipment beyond the central point of
connection except for such limited maintenance as provided above.
2. Customer Installation on Utility Pole. Service to street lights owned by governmental agencies will
be allowed on utility-owned poles, served from overhead secondary service, wherein the
governmental agency owns all street lights within its jurisdiction and has entered into a Pole
Attachment Agreement with the utility. Installation of all new street lights will be performed by the
governmental agency or its contractor.
3. Type of Service. Service to multiple lamps will be supplied at the available secondary voltage or, at
the option of the utility, 480 volts. Service to series lamps will be supplied only from existing series
circuits.
4. Hours of Burning. Service will be from dusk to daylight which, in accordance with the utility's
switching schedule, results in approximately 4,165 burning hours per year.
Continued
6C10 Issued by Date Filed Jun 19, 2014
Advice Ltr. No. 2613-E Lee Schavrien Effective Aug 1, 2014
Senior Vice President
Decision No. 14-05-022 Regulatory Affairs Resolution No.
�CAff
L Revised Cal. P.U.C. Sheet No. 24313-E
San Diego Gas&Electric Company
San Diego,California Canceling Revised Cal. P.U.C. Sheet No. 22363-E
SCHEDULE LS-2 Sheet 7
LIGHTING -STREET AND HIGHWAY- CUSTOMER-OWNED INSTALLATIONS
SPECIAL CONDITIONS (Continued)
L
5. Relocation of Facilities. Relocation of Utility's Facilities at the customer's request or because of
governmental requirements will be made providing the customer pays the actual costs incurred by
the utility for such relocation. L
6. Change in Rate. Where systems are taken over for service under this schedule, or changed from
Rate A to Rate B hereunder, they must meet the approval of the utility as to construction and
condition, and the utility may decline to grant these rates if the system is not up to the standard set
for other systems operating under this schedule.
7. Contracts. A Contract for a period of not less than one year and not more than five years may be
required for service under this schedule and will remain in effect from year to year thereafter until
terminated.
8. Shut-off for Non-Payment. If a customer's street lights are shut off due to non-payment of the
monthly energy bill, the customer will be subject to a turn-on fee of$10.00 per light, with a minimum
charge of $50.00. This fee is in addition to the Service Re-Establishment Fee and normal credit
deposits.
9. Timed Auxiliary Power Device Adapter. This service is available under the terms and conditions
stated below for a monthly charge of $0.81 per device plus an administrative charge of $60.00 per
account per contract period plus Energy Charges billed at the rates stated in Schedule A.
a. A Standard Installation shall consist of an individual timed auxiliary power device installed on
a customer-owned ornamental street lighting pole.
b. This rate is only available to governmental agencies who are the customer of record for
ornamental street lighting service. A written Service Application and Agreement is required
for service in conjunction with customer-owned street lighting poles.
C. The customer will own and install the requested timed auxiliary power adapter and the
installed timed auxiliary power adapter shall remain the sole property of the customer.
d. The installation of the applicant's lighting decorations shall be in accordance with utility's
specifications.
e. The provisions of this service shall be in accordance with the utility's Rule 14.1, Prohibitions
and Curtailment Provisions, Section B.1.a.
f. The applicant shall specify the number of timed auxiliary power adapters required. Billing
will be based on the per-unit decoration wattage and hours of operation specified by the
applicant in the Service Application and Agreement. The per-unit decoration wattage shall
not exceed the manufacturers' 300-watt rating for each device.
g. At the time of installation of the timed auxiliary power adapter and monthly thereafter until
such timed auxiliary power adapter has been removed, the customer will be required to pay
the monthly charge.
h. In no case shall the granting of permission to install lighted decorations for use with a timed
auxiliary power adapter device on the customer-owned poles give the applicant any
additional rights.
Continued
7C12 Issued by Date Filed Feb 18, 2014
Advice Ltr. No. 2575-E Lee Schavrien Effective May 1, 2014
Senior Vice President
Decision No. 14-01-002 Regulatory Affairs Resolution No.
�CAff
L Revised Cal. P.U.C. Sheet No. 22364-E
San Diego Gas&Electric Company
San Diego,California Canceling Revised Cal. P.U.C. Sheet No. 21440-E
SCHEDULE LS-2 Sheet 8
LIGHTING - STREET AND HIGHWAY- CUSTOMER-OWNED INSTALLATIONS
SPECIAL CONDITIONS (Continued)
10. Billing. A customer's bill is first calculated according to the total rates and conditions listed above. L
The following adjustments are made depending on the option applicable to the customer:
a. UDC Bundled Service Customers receive supply and delivery services solely from the
Utility. The customer's bill is based on the Total Rates set forth above. The EECC
component is determined by multiplying the EECC price for this schedule during the last
month by the customer's total usage.
b. Direct Access (DA) and Community Choice Aggregation (CCA) Customers purchase
energy from a non-utility provider and continue to receive delivery services from the Utility.
The bills for a DA and CCA Customer will be calculated as if they were a UDC Bundled
Service Customer, then crediting the bill by the amount of the EECC component, as
determined for a UDC Bundled Customer, including the appropriate Cost Responsibility
Surcharge (CRS), if applicable.
Nothing in this service schedule prohibits a marketer or broker from negotiating with customers the
method by which their customer will pay the CTC charge.
11. Other Applicable Tariffs: Rules 21, 23 and Schedule E-Depart apply to customers with generators.
12, Lamp Loads: The Utility may provide service under this Schedule to street light lamps which are
not listed in this Schedule (nonstandard lamps) provided that a lamp load, including lamp wattage
and ballast, as application, can be reliably established by the Utility. All fixtures that include the
capability of adjustable lamp wattage will be billed at the maximum wattage setting to calculate the
lamp load.
13. Charges for Nonstandard Lamps: The Nonstandard lamp energy charge is used to calculate a
monthly per lamp charge for nonstandard lamps. Nonstandard lamps are lamps for which a
monthly charge is not listed in this Schedule. The monthly charge for nonstandard lamps under this
Schedule is computed by first computing the applicable average monthly lamp load, in kWh, for the
lamp.
8C12 Issued by Date Filed May 16, 2011
Advice Ltr. No. 2255-E Lee Schavrien Effective Jul 1, 2011
Senior Vice President
Decision No. Regulatory Affairs Resolution No.
Attachment C
Roadway Photometric Results
SIEMENS
Arterial Noribachi
General:
Arterial -Camino Capistrano
Roadway Standard: IES RP-8-14(no SVT)
R-Table: R3 (Slightly Specular),QO=0.07 Actual QO Value:0.07
Roadway Layout:
Layout Type: One Row, Near Side,With Median; 1RNS_W/M
Roadway Width: 32 ft
Median Width: 12 ft
Lanes In Direction Of Travel: 2
Driver's Side Of Roadway: Right
Luminaire Information:
Noribachi-B
Description: HEX-21-B
File Name: HEX-021.ies
Lumens Per Lamp: N.A.
Number Of Lamps: 1
Total Lamp Lumens: N.A.
Luminaire Lumens: 4443
Luminaire Watts:35
Efficiency(%): N.A.
S/P Ratio: 2.04
Total Light Loss Factor: 0.850
Luminaire Arrangement:SINGLE
Arm Length:6 ft
Offset:0 ft
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 1
Road Opt_i_Lumina nce
+ + + + + + + +
� 0.15 0.09 0.05 0.03 0.02 0.03 0.04 0.06 0.09 0.13 0.17
+0.24 + + + +0.04 + + + +0.15 + +
0.12___0.06 0.04 0.04 0.06 0.09 0.22 0.27
+0.32 +0.15 +0.08 +0.06 +0.06 +0.07 +0.11 +0.16 +0.24 +0.34 +0.39
+ + + + + + + + + + +
0.36 0.18 0.10 0.08 0.09 0.11 0.15 0.22 0.32 0.44 0.48
Luminance(Cd/SqM)
Average=0.15
Maximum =0.48
Minimum =0.02
Avg/Min Ratio= 7.5
Max/Min Ratio= 24
Max/Avg Ratio= 3.2
AGW/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 1
RoadOpt_1_lllum
+ + + + + + +
� 0.47 0.26 0.11 0.05 0.02 0.02 0.03 0.05 0.12 0.27 0.47
+0.75 + + + +0.03 + + + +0.14 + +
0.36___0.13 0.05 0.02___ 0.03 _ 0.06 0.38 0.75
+1.04 +0.45 +0.15 +0.06 +0.03 +0.02 +0.03 +0.06 +0.16 +0.47 +1.05
t
+ + + + + + + + + + +1.18 0.49 0.15 0.06 0.03 0.02 0.03 0.06 0.17 0.51 1.20
Illuminance(Fc)
Average=0.27
Maximum = 1.20
Minimum =0.02
Avg/Min Ratio= 13.5
Max/Min Ratio= 60
Max/Avg Ratio=4.44
AGW/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 1
Road Opt_1_Veil_Lum
� 0.01 0.01 0.01 0.02 0.01 0.01 0.01 0.01 0.01 0.01 0.01
+0.02 + + + +0.02 + + + +0.01 + +
0.02___0.02 0.02 0.01 0.01 0.01 0.01 0.01
+0.02 +0.02 +0.03 +0.03 +0.03 +0.01 +0.01 +0.01 +0.01 +0.01 +0.02
0.02 0.02 0.03 0.03 0.03 0.01 0.01 0.01 0.01 0.01 0.01
Veiling Luminance(Cd/SqM)
Average=0.02
Maximum =0.03
Minimum =0.01
Avg/Min Ratio= 2
Max/Min Ratio= 3
Max/Avg Ratio= 1.5
MaxLv Ratio=0.20
Threshold Increment(TI) =8.90
AGW/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 1
Road Opt_i_MesopicLum
� 0.19 0.12 0.07 0.04 0.04 0.04 0.05 0.08 0.12 0.17 0.21
+0.29 + + + +0.05 + + + +0.19 + +
0.16___0.09 0.06 0.06 0.08 0.12 0.28 0.33
+0.38 +0.19 +0.11 +0.08 +0.08 +0.10 +0.14 +0.20 +0.29 +0.41 +0.47
+ + + + + + + + + + +
0.42 0.22 0.13 0.10 0.11 0.15 0.20 0.27 0.38 0.51 0.56
Mesopic Luminance(Cd/SqM)
Average=0.19
Maximum =0.56
Minimum =0.04
Avg/Min Ratio=4.75
Max/Min Ratio= 14
Max/Avg Ratio= 2.95
AGW/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
SIEMENS
Arterial - Simply LED
General:
Arterial -Camino Capistrano
Roadway Standard: IES RP-8-14(no SVT)
R-Table: R3 (Slightly Specular),QO=0.07 Actual QO Value:0.07
Roadway Layout:
Layout Type:One Row, Near Side,With Median; 1RNS_W/M
Roadway Width: 32 ft
Median Width: 12 ft
Lanes In Direction Of Travel: 2
Driver's Side Of Roadway: Right
Luminaire Information:
Simply LED-8
Description:ALD 40W
File Name:ALD-040W,+5000K.ies
Lumens Per Lamp: N.A.
Number Of Lamps: 1
Total Lamp Lumens: N.A.
Luminaire Lumens: 5512
Luminaire Watts: 39.7
Efficiency(%): N.A.
S/P Ratio: 2.04
Total Light Loss Factor: 0.850
Luminaire Arrangement:SINGLE
Arm Length: 6 ft
Offset:0 ft
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 4
Road Opt_i_Lumina nce
+ + + + + + + +
� 0.20 0.13 0.08 0.05 0.04 0.04 0.06 0.09 0.13 0.17 0.21
+0.25 + + + +0.05 + + + +0.22 + +
0.16___0.10 0.06 0.05 0.09 0.14 0.28 0.29
+0.27 +0.20 +0.12 +0.09 +0.08 +0.10 +0.15 +0.25 +0.35 +0.42 +0.32
+ + + + + + + + + + +
0.26 0.23 0.15 0.12 0.12 0.15 0.21 0.36 0.46 0.53 0.34
Luminance(Cd/SqM)
Average=0.19
Maximum =0.53
Minimum =0.04
Avg/Min Ratio=4.75
Max/Min Ratio= 13.25
Max/Avg Ratio= 2.79
AGW/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 4
RoadOpt_1_lllum
+ + + + + + + +
� 0.60 0.36 0.17 0.08 0.04 0.03 0.04 0.08 0.17 0.36 0.60
+0.79 + + + +0.04 + + + +0.21 + +
0.48___0.21 0.09 0.03 0.04 0.09 0.48 0.79
+0.83 +0.58 +0.23 +0.10 +0.04 +0.03 +0.04 +0.10 +0.23 +0.58 +0.83
t
+ + + + + + + + + + +0.80 0.61 0.24 0.10 0.04 0.03 0.04 0.10 0.24 0.61 0.80
Illuminance(Fc)
Average=0.3
Maximum =0.83
Minimum =0.03
Avg/Min Ratio= 10
Max/Min Ratio=27.67
Max/Avg Ratio= 2.77
AGW/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 4
Road Opt_1_Veil_Lum
� 0.01 0.02 0.02 0.02 0.02 0.01 0.01 0.01 0.01 0.01 0.01
+0.02 + + + +0.03 + + + +0.01 + +
0.02___0.03 0.03 0.01 0.01 0.01 0.02 0.02
+0.03 +0.03 +0.04 +0.04 +0.04 +0.01 +0.01 +0.02 +0.02 +0.02 +0.02
+ + + + + + + + + + +
0.02 0.03 0.04 0.04 0.03 0.01 0.01 0.01 0.01 0.02 0.02
Veiling Luminance(Cd/SqM)
Average=0.02
Maximum =0.04
Minimum =0.01
Avg/Min Ratio= 2
Max/Min Ratio=4
Max/Avg Ratio= 2
MaxLv Ratio=0.21
Threshold Increment(TI) =9.82
AGW/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 4
Road Opt_i_MesopicLum
+ + + + + + + +
� 0.24 0.16 0.10 0.07 0.05 0.05 0.08 0.12 0.17 0.21 0.26
+0.31 + + + +0.07 + + + +0.27 + +
0.20___0.13 0.09 0.08 0.12 _ 0.18 0.34 0.35
+0.32 +0.25 +0.16 +0.12 +0.11 +0.13 +0.19 +0.31 +0.41 +0.50 +0.38
+ + + + + + + + + + +
0.32 0.28 0.19 0.16 0.16 0.19 0.26 0.42 0.54 0.61 0.40
Mesopic Luminance(Cd/SqM)
Average=0.23
Maximum =0.61
Minimum =0.05
Avg/Min Ratio=4.6
Max/Min Ratio= 12.2
Max/Avg Ratio= 2.65
AGW/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
SIEMENS
Arterial - Optimized
General:
Arterial -Camino Capistrano
Roadway Standard: IES RP-8-14(no SVT)
R-Table: R3 (Slightly Specular),QO=0.07 Actual QO Value:0.07
Roadway Layout:
Layout Type: One Row, Near Side,With Median; 1RNS_W/M
Roadway Width: 32 ft
Median Width: 12 ft
Lanes In Direction Of Travel: 2
Driver's Side Of Roadway: Right
Luminaire Information:
Noribachi-D
Description: HEX-63-B
File Name: HEX-063.ies
Lumens Per Lamp: N.A.
Number Of Lamps: 1
Total Lamp Lumens: N.A.
Luminaire Lumens: 13330
Luminaire Watts: 104
Efficiency(%): N.A.
S/P Ratio: 2.04
Total Light Loss Factor: 0.850
Luminaire Arrangement:SINGLE
Arm Length:6 ft
Offset:0 ft
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 5
Road Opt_i_Lumina nce
� 0.46 0.27 0.15 0.09 0.07 0.08 0.11 0.17 0.27 0.38 0.50
+0.71 + + + +0.11 + + + +0.45 + +
0.36___0.19 0.12 0.12___ 0.17 _ 0.27 0.67 0.81
+0.95 +0.46 +0.24 +0.17 +0.17 +0.22 +0.32 +0.47 +0.72 +1.03 +1.18
1.07 0.53 0.29 0.23 0.26 0.33 0.46 0.66 0.95 1.31 1.45
Luminance(Cd/SqM)
Average=0.45
Maximum = 1.45
Minimum =0.07
Avg/Min Ratio= 6.43
Max/Min Ratio=20.71
Max/Avg Ratio= 3.22
AGW/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 5
RoadOpt_1_lllum
� 1.41 0.79 0.32 0.14 0.07 0.06 0.08 0.15 0.35 0.82 1.42
2.241.10___0.40 0.15 0.080.06 0.08 _ 0.17 0.431.15 __ 2.24
3.11 +1.36 +0.45 +0.17 +0.08 +0.06 +0.09 +0.18 +0.48 +1.42 +3.15
+ + + + + + + + + + +
3.54 1.46 0.46 0.17 0.09 0.07 0.09 0.19 0.50 1.53 3.59
Illuminance(Fc)
Average=0.82
Maximum =3.59
Minimum =0.06
Avg/Min Ratio= 13.67
Max/Min Ratio=59.83
Max/Avg Ratio=4.38
AGW/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 5
Road Opt_1_Veil_Lum
+ + + + + + +
� 0.04 0.04 0.04 0.05 0.04 0.02 0.02 0.02 0.02 0.03 0.03
+0.05 + + + +0.06 + + + +0.03 + +
0.06___0.07 0.07 0.03 0.03 0.03 0.04 0.04
+0.06 +0.07 +0.09 +0.10 +0.09 +0.04 +0.04 +0.04 +0.04 +0.05 +0.05
+ + + + + + + + + + +
0.05 0.06 0.08 0.09 0.09 0.03 0.03 0.03 0.03 0.04 0.04
Veiling Luminance(Cd/SqM)
Average=0.05
Maximum =0.10
Minimum =0.02
Avg/Min Ratio= 2.5
Max/Min Ratio= 5
Max/Avg Ratio= 2
MaxLv Ratio=0.22
Threshold Increment(TI) = 12.31
AGW/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 5
Road Opt_i_MesopicLum
----------------------------------------------------------
+ + + + + + +
� 0.54 0.33 0.19 0.12 0.10 0.10 0.15 0.21 0.33 0.45 0.58
+0.80 + + + +0.14 + + + +0.53 + +
0.43___0.24 0.16 0.16 0.22 0.33 0.76 0.91
+1.06 +0.54 +0.29 +0.21 +0.22 +0.27 +0.39 +0.55 +0.81 +1.14 +1.29
+ + + + + + + + + + +
1.17 0.61 0.35 0.28 0.31 0.40 0.54 0.75 1.06 1.42 1.57
Mesopic Luminance(Cd/SqM)
Average=0.52
Maximum = 1.57
Minimum =0.10
Avg/Min Ratio= 5.2
Max/Min Ratio= 15.7
Max/Avg Ratio= 3.02
AGW/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout Comparison
Layout 1 Layout 4 Layout 5
Description Arterial -Camino Arterial-Camino Arterial -Camino
Capistrano Capistrano Capistrano
Roadway Standard IES RP-8-14(no SVT) IES RP-8-14(no SVT) IES RP-8-14(no SVT)
R-Table R3 R3 R3
Actual QO Value 0.07 0.07 0.07
Layout Type ; 1RNS_W/M ; 1RNS_W/M ; 1RNS_W/M
Road Width 32 32 32
Median Width 12 12 12
Number Lanes 2 2 2
Number Lanes Opposite 0 0 0
Drivers Side Right Right Right
Calc Area Bottom Bottom Bottom
Label - Row 1 Noribachi - B Simply LED- B Noribachi - D
S/P Ratio 1 2.04 2.04 2.04
MH- Row 1 30 30 30
Setback- Row 1 2 2 2
+-Orient-Row 1 0 0 0
Tilt- Row 1 0 0 0
Spin- Row 1 0 0 0
Spacing- Row 1 180 180 180
1—Luminance(Cd/SqM)
Average 0.15 0.19 0.45
Maximum 0.48 0.53 1.45
Minimum 0.02 0.04 0.07
Avg/Min Ratio 7.50 4.75 6.43
Max/Min Ratio 24.00 13.25 20.71
Max/Avg Ratio 3.20 2.79 3.22
1_I1lum (Fc)
Average 0.27 0.30 0.82
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout Comparison - Cont.
Layout 1 Layout 4 Layout 5
Maximum 1.20 0.83 3.59
Minimum 0.02 0.03 0.06
Avg/Min Ratio 13.50 10.00 13.67
Max/Min Ratio 60.00 27.67 59.83
Max/Avg Ratio 4.44 2.77 4.38
1_Veil_Lum(Cd/SqM)
Average 0.02 0.02 0.05
Maximum 0.03 0.04 0.10
Minimum 0.01 0.01 0.02
Avg/Min Ratio 2.00 2.00 2.50
Max/Min Ratio 3.00 4.00 5.00
Max/Avg Ratio 1.50 2.00 2.00
MaxLV Ratio 0.2 0.21 0.22
Threshold Incr. (TI) 8.9 9.82 12.31
1_MesopicLum (Cd/SqM)
Average 0.19 0.23 0.52
Maximum 0.56 0.61 1.57
Minimum 0.04 0.05 0.10
Avg/Min Ratio 4.75 4.60 5.20
Max/Min Ratio 14.00 12.20 15.70
Max/Avg Ratio 2.95 2.65 3.02
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
SIEMENS
Collector - Noribachi
General:
Collector-Aveneda CA&Vista Marina
Roadway Standard: IES RP-8-14(no SVT)
R-Table: R3 (Slightly Specular),QO=0.07 Actual QO Value:0.07
Roadway Layout:
Layout Type:Two Rows,Staggered; 2R_STG
Roadway Width:40 ft
Lanes In Direction Of Travel: 2
Driver's Side Of Roadway: Right
Luminaire Information:
Noribachi-B
Description: HEX-21-B
File Name: HEX-021.ies
Lumens Per Lamp: N.A.
Number Of Lamps: 1
Total Lamp Lumens: N.A.
Luminaire Lumens:4443
Luminaire Watts:35
Efficiency(%): N.A.
S/P Ratio: 2.04
Total Light Loss Factor: 0.850
Luminaire Arrangement:SINGLE
Arm Length:6 ft
Offset:0 ft
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 2
Road Opt_i_Lumina nce
---------------------------------------------- 10 -'0 10 + + Ola 0.20 -'0 + 1 +- + + + + -'0 +
.12 .10 0.08 0.08 0.10 0.29 .41 0As 0.34 0.17 0.08 0.04 0.04 0.04 .05 0.07 0.10 012
0.19 0.11 0.07 0.05 0.06 0.08 0.12 0.19 0.29 0.35 0.29 0.15 0.07 0.05 0.04 .05 0.07 0.12 0.16 0.21
---------------------------------------------------------
0.29 0.14 0.07 0.04 0.04 0.05 0.07 0.11 0.16 0.21 0.19 0.13 0.07 0.06 0.07 0.09 0.13 0.30 0.30 0.35
t 0.34 0.16 0.07 0.04 0.03 0.04 0.05 0.07 0.10 0.12 0.12 0.10 0.09 0.09 0.11 0.15 0.22 0.32 0.43 0.47 f
Luminance(Cd/SqM)
Average=0.15
Maximum =0.47
Minimum =0.03
Avg/Min Ratio= 5
Max/Min Ratio= 15.67
Max/Avg Ratio= 3.13
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 2
RoadOpt_1_lllum
0.30 019 0.09 0.04 +0.03 0.03 0.06 017 0.51 1.19 1.19 0.53 0.18 0:07 0.04 0.03 +0.05 0.10 0.20 0.30
+0.57 0.31 +0.13 +0.05 0.03 0.03 0.06 0.15 044 0.94 +0.95 +0.46 +0.17 0.07 0.04 0.04 +0.06 +0.14 0.32 0.57
---------------------------------------------------------
0.94 0.44 0.75 0.06 0.03 0.03 0.05 0.13 0.31 0.57 0.57 0.32 0.14 0.06 0.04 0.04 0.07 0.17 +0.46 0.95
t 1.19 0.51 0.17 0.06 0.03 0.03 0.04 0.09 0.19 +0.30 0.30 +0.20 +0.10 0.05 0.03 0.04 +0.07 +0.18 0.53 1.19 t
Illuminance(Fc)
Average=0.27
Maximum = 1.19
Minimum =0.03
Avg/Min Ratio= 9
Max/Min Ratio=39.67
Max/Avg Ratio=4.41
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 2
Road Opt_1_Veil_Lum
---------------------------------------------- + + + + '004 0.02 + + + + + + + + +
0.02 0:02 0.03 0.03 0.03 0.01 0.01 0.01 0.01 0:02 0.02 0:02 0.02 0.02 0.01 0.01 0.01 0:02
0.02 0.02 0.02 0.03 0.03 0.03 0.02 0.01 0.01 0.02 0.02 0.02 0.02 0.02 .02 .02 0.02 0.01 0.01 0.02
----------------------------------------------------------
0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.03 +0.03 0.03 +0.02 +0.01 0.01 0.01
t 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.03 0.03 0.04 0.04 0.02 0.01 0.01 0.01 f
Veiling Luminance(Cd/SqM)
Average=0.02
Maximum =0.04
Minimum =0.01
Avg/Min Ratio= 2
Max/Min Ratio=4
Max/Avg Ratio= 2
MaxLv Ratio=0.27
Threshold Increment(TI) = 11.86
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 2
Road Opt_i_MesopicLum
--------------------------------------------- + + + + + + +
0.15 013 + + + '018 0.11 0.11 0.14 0.25 036 + + +0.48 0.54 0.41 0:21 0.10 0.06 0.05 0.06 0.07 0 +:10 0.13 015
0.24 0.15 0.09 0.08 0.08 0.11 0.16 0.24 0.35 0.41 0.35 0.19 0.10 0.07 0.06 .07 0.10 0.15 0.21 0.26
---------------------------------------------------------
0.35 0.18 0.09 0.06 0.05 0.07 0.09 0.14 0.20 0.26 0.24 0.16 0.10 0.08 +0.09 0.12 +0.17 +0.25 0.37 0.42
t 0.41 0.20 0.10 0.06 0.05 0.05 0.07 0.10 0.13 0.15 0.16 0.14 0.12 0.12 0.15 .20 0.27 0.38 0.50 0.54 t
Mesopic Luminance(Cd/SqM)
Average=0.18
Maximum =0.54
Minimum =0.05
Avg/Min Ratio= 3.6
Max/Min Ratio= 10.8
Max/Avg Ratio= 3
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
SIEMENS
Collector - Simply LED
General:
Collector-Aveneda CA&Vista Marina
Roadway Standard: IES RP-8-14(no SVT)
R-Table: R3 (Slightly Specular),QO=0.07 Actual QO Value:0.07
Roadway Layout:
Layout Type:Two Rows,Staggered; 2R_STG
Roadway Width:40 ft
Lanes In Direction Of Travel: 2
Driver's Side Of Roadway: Right
Luminaire Information:
Simply LED- B
Description:ALD 40W
File Name:ALD-040W,+5000K.ies
Lumens Per Lamp: N.A.
Number Of Lamps: 1
Total Lamp Lumens: N.A.
Luminaire Lumens: 5512
Luminaire Watts:39.7
Efficiency(%): N.A.
S/P Ratio: 2.04
Total Light Loss Factor: 0.850
Luminaire Arrangement:SINGLE
Arm Length:6 ft
Offset:0 ft
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 4
Road Opt_i_Lumina nce
-------_---_ t t +0 + 021 0.35 t + + f t + t t t
0.17 015 0.13 0.13 0.15 .. 0.46 0.51 0.32 0.2A 0:20 0.11 0:07 0.05 0.07 0.09 0:11 0.14 017
0.24 0.16 0.11 0.09 0.09 0.13 0.21 0.29 0.37 0.31 0.26 0.18 0.11 0.07 0.06 .08 0.11 0.17 0.22 0.26
---------------------------------------------------------
0.26 0.18 0.11 0.07 0.06 0.08 0.11 0.17 0.22 0.26 0.24 0.16 0.11 0.09 +0.09 0.13 +0.21 +0.29 0.37 0.31
t 0.24 0.20 0.11 0.07 0.05 0.07 0.09 0.11 0.14 0.17 0.17 0.15 0.13 0.13 0.15 0.21 0.35 0.46 0.51 +0.321
Luminance(Cd/SqM)
Average=0.18
Maximum =0.51
Minimum =0.05
Avg/Min Ratio= 3.6
Max/Min Ratio= 10.2
Max/Avg Ratio= 2.83
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 4
RoadOpt_1_lllum
0.42 027 0.14 0.08 +0.05 0.05 0.11 0.26 063 0.80 0.80 0.63 0.26 0:11 0.05 0.05 +0.08 0:14 0.27 0.42
+0.68 0.41 +0.19 +0.09 0.05 0.05 0.11 0.24 0.56 +0.84 0.84 +0.56 +0.24 0.11 0.05 0.05 +0.09 +0.19 0.41 +0.68
---------------------------------------------------------
0.84 0.56 0.24 0.11 0.05 0.05 0.09 0.19 0.41 0.68 0.68 0.41 0.19 0.09 +0.05 0.05 +0.11 0.24 +0.56 0.84
t 0.80 0.63 0.26 0.11 0.05 0.05 0.08 0.14 0.27 +0.42 0.42 +0.27 +0.14 0.08 0.05 005 +0.11 +0.26 0.63 0.80 t
Illuminance(Fc)
Average=0.3
Maximum =0.84
Minimum =0.05
Avg/Min Ratio= 6
Max/Min Ratio= 16.8
Max/Avg Ratio= 2.8
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 4
Road Opt_1_Veil_Lum
---------- + + + 10 + 004 0.oz + + + + + + + + + +
0.02 0.03 0.03 0.04 0.05 0.01 0.01 0.01 0.02 0.02 0.02 0:02 0.02 0.02 0.02 0.02 0.02 0.02
0.02 0.02 0.03 0.04 0.04 0.04 0.02 0.01 0.02 0.02 0.02 0.02 0.02 0.03 .03 .03 0.02 0.02 0.02 0.02
---------------------------------------------------------
0.02 0.02 0.02 0.03 0.03 0.03 0.02 0.02 0.02 0.02 0.02 0.02 0.03 0.04 0.04 0.04 +0.02 +0.01 0.01 0.02
t 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.03 0.03 0.04 0.05 0.04 0.02 0.01 0.01 0.01 f
Veiling Luminance(Cd/SqM)
Average=0.02
Maximum =0.05
Minimum =0.01
Avg/Min Ratio= 2
Max/Min Ratio= 5
Max/Avg Ratio= 2.5
MaxLv Ratio=0.28
Threshold Increment(TI) = 12.81
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 4
Road Opt_i_MesopicLum
---------------------------------------------- +
0.21 079 + + + '026 0.16 0.16 0.19 0.42 053 + + + + + + + + +0.59 0.38 0.29 0:25 0.14 0:09 0.07 0.09 0.12 0 +:15 0.18 021
0.29 0.20 0.14 0.12 0.12 0.16 0.26 0.35 044 0.38 0.32 0.23 0.14 0.10 10.08 .11 0.15 0.21 0.27 0.31
---------------------------------------------------------
0.32 0.23 0.14 0.10 0.08 0.11 0.15 0.21 0.27 0.31 0.29 0.20 0.14 0.12 +0.12 0.16 +0.26 0.35 +0.44 0.38
t 0.29 0.25 0.14 0.09 0.07 0.09 0.12 0.15 0.18 0.21 0.21 0.19 0.16 0.16 0.19 0.26 0.42 0.53 0.59 +0.381
Mesopic Luminance(Cd/SqM)
Average=0.23
Maximum =0.59
Minimum =0.07
Avg/Min Ratio= 3.29
Max/Min Ratio= 8.43
Max/Avg Ratio= 2.57
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Collector Comparison
Layout 2 Layout 4
Description Collector-Aveneda CA Collector-Aveneda CA
&Vista Marina &Vista Marina
Roadway Standard IES RP-8-14(no SVT) IES RP-8-14(no SVT)
R-Table R3 R3
Actual QO Value 0.07 0.07
Layout Type 2R_STG 2R_STG
Road Width 40 40
Median Width N.A. N.A.
Number Lanes 2 2
Number Lanes Opposite 0 0
Drivers Side Right Right
Calc Area Bottom Bottom
Label- Row 1 Noribachi- B Simply LED- B
S/P Ratio 1 2.04 2.04
MH - Row 1 30 30
Setback- Row 1 2 2
+-Orient- Row 1 0 0
Tilt- Row 1 0 0
Spin - Row 1 0 0
Spacing- Row 1 320 320
Label- Row 2 Noribachi- B Simply LED- B
S/P Ratio 2 2.04 2.04
MH - Row 2 30 30
Setback- Row 2 2 2
+-Orient- Row 2 0 0
Tilt- Row 2 0 0
Spin- Row 2 0 0
Spacing-Row 2 320 320
1—Luminance (Cd/SqM)
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout Collector - Cont.
Layout 2 Layout 4
Average 0.15 0.18
Maximum 0.47 0.51
Minimum 0.03 0.05
Avg/Min Ratio 5.00 3.60
Max/Min Ratio 15.67 10.20
Max/Avg Ratio 3.13 2.83
1_I1lum (Fc)
Average 0.27 0.30
Maximum 1.19 0.84
Minimum 0.03 0.05
Avg/Min Ratio 9.00 6.00
Max/Min Ratio 39.67 16.80
Max/Avg Ratio 4.41 2.80
1_Veil_Lum (Cd/SqM)
Average 0.02 0.02
Maximum 0.04 0.05
Minimum 0.01 0.01
Avg/Min Ratio 2.00 2.00
Max/Min Ratio 4.00 5.00
Max/Avg Ratio 2.00 2.50
MaxLV Ratio 0.27 0.28
Threshold Incr. (TI) 11.86 12.81
1_MesopicLum (Cd/SqM)
Average 0.18 0.23
Maximum 0.54 0.59
Minimum 0.05 0.07
Avg/Min Ratio 3.60 3.29
Max/Min Ratio 10.80 8.43
Max/Avg Ratio 3.00 2.57
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
SIEMENS
Residential - Noribachi
General:
Residential -Camino Las Ramblas
Roadway Standard: IES RP-8-14(no SVT)
R-Table: R3 (Slightly Specular),QO=0.07 Actual QO Value:0.07
Roadway Layout:
Layout Type:Two Rows,Staggered; 2R_STG
Roadway Width: 30 ft
Lanes In Direction Of Travel: 2
Driver's Side Of Roadway: Right
Luminaire Information:
Noribachi-A
Description: HEX-21-A
File Name: HEX-021.ies
Lumens Per Lamp: N.A.
Number Of Lamps: 1
Total Lamp Lumens: N.A.
Luminaire Lumens:4443
Luminaire Watts: 23
Efficiency(%): N.A.
S/P Ratio: 2.04
Total Light Loss Factor: 0.850
Luminaire Arrangement:SINGLE
Arm Length:6 ft
Offset:0 ft
1
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 3
Road Opt_i_Lumina nce
----------------- + + + + + -b15 + + + + + + + + + -b04 + + + +
I� 0.19 0.12 0.08 0.08 0.10 0.22 0.33 0.51 0.62 0.44 0.18 0.07 0.04 0.04 0.07 0:10 0.16 0.21
-
-------------------------------------�-/-- + + + + + + + + + + + + + + + + + + + +
0.30 0.14 0.08 0.06 0.07 0.10 0.15 0.25 0.39 0.51 0.40 0.17 0.08 0.05 0.05 0.06 0.10 0.16 0.26 0.34
------------------------------------------ + + + + + + f + + + + + + + + + + + + +
0.40 0.16 0.07 0.05 0.04 0.06 0.09 0.15 0.25 0.34 0.30 0.15 0.08 0.07 0.07 0.11 0.17 0.27 0.41 0.51
0.44 0.17 0.07 0.04 0.03 0.04 0.06 0.10 0.15 0.21 0.20 0.13 0.09 0.09 0.11 0.16 0.24 0.36 +0.54 0.63
Luminance(Cd/SqM)
Average=0.19
Maximum =0.63
Minimum =0.03
Avg/Min Ratio= 6.33
Max/Min Ratio= 21
Max/Avg Ratio= 3.32
3
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 3
RoadOpt_1_lllum
0.55 0.28 0.10 0.04 0.02 0.03 0.05 0.14 0.52 1.51 1.53 0.55 0.16 0.06 0.03 0.03 0.05 0:11 0.29 0.56
+0.92 0.39 +0.12 +0.05 +0.03 +0.03 0.05 0.14 0.49 1.32 1.34 +0.51 +0.15 0.06 +0.03 0.03 0.05 0.14 +0.41 +0.92
+ + + + + + + + + + + + + + + + + + + +
�• 1.32 0.49 0.14 0.05 0.03 0.03 0.05 0.12 0.39 0.92 0.92 0.41 0.14 0.05 0.03 0.03 0.06 0.15 0.51 1.34
I 1.51 0.52 0.14 0.05 0.03 0.02 0.04 0.10 0.28 0.55 0.56 0.29 0.11 0.05 0.03 0.03 0.06 0.16 +0.55 +1331
Illuminance(Fc)
Average=0.34
Maximum = 1.53
Minimum =0.02
Avg/Min Ratio= 17
Max/Min Ratio= 76.5
Max/Avg Ratio=4.5
4
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 3
Road Opt_1_Veil_Lum
0.03 0.03 0.03 0.04 0.04 0.05 0.03 0.02 0.02 0.02 0.02 0.02 0.02 0.02 0.03 0.03 0.02 0.02 0.02 0.02
+0.03 0.03 +0.03 +0.04 +0.04 +0.05 0.03 +0.02 0.02 +0.02 +0.02 +0.02 +0.03 0.03 +0.03 0.04 0.02 0.02 +0.02 +0.02
_____________ + + + + + + + + + + + + + + + + + + + +
0.02 0.03 0.03 0.03 0.03 0.04 0.03 0.02 0.02 0.02 0.02 0.03 0.03 0.03 0.04 0.05 0.03 0.02 0.02 0.02
0.02 0.02 0.02 0.02 0.03 0.03 0.02 0.02 0.02 0.02 0.02 0.03 0.03 0.04 0.04 0.05 0.03 0.01 +0.01 +0.011
Veiling Luminance(Cd/SqM)
Average=0.03
Maximum =0.05
Minimum =0.01
Avg/Min Ratio= 3
Max/Min Ratio= 5
Max/Avg Ratio= 1.67
MaxLv Ratio=0.26
Threshold Increment(TI) = 12.27
5
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 3
Road Opt_i_MesopicLum
I� 0.24 0.16 0.11 0.11 0.13 0.19 0.27 0.40 0.59 0.71 0.52 0.22 0.10 0.06 0.05 0.06 0.09 0:13 0.20 0.26
-
-------------------------------------�-/-- + + + + + + + + + + + + + + + + + + + +
0.36 0.18 0.10 0.08 0.09 0.13 0.19 0.30 0.46 0.59 0.47 0.21 0.11 0.07 0.07 0.08 0.13 0.20 0.32 0.41
-
----------------------------------------- + + + + + + + + + + + + + + + + + + + +
0.47 0.20 0.10 0.06 0.06 0.08 0.12 0.19 0.31 0.41 0.36 0.19 0.11 0.09 0.10 0.14 0.21 0.33 0.48 0.60
0.51 0.21 0.09 0.06 0.05 0.06 0.08 0.13 0.19 0.26 0.25 0.17 0.12 0.12 0.14 0.20 0.29 0.43 +0.62 0.71
Mesopic Luminance(Cd/SqM)
Average=0.23
Maximum =0.71
Minimum =0.05
Avg/Min Ratio=4.6
Max/Min Ratio= 14.2
Max/Avg Ratio= 3.09
6
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
SIEMENS
Residential - Simply LED
General:
Residential -Camino Las Ramblas
Roadway Standard: IES RP-8-14(no SVT)
R-Table: R3 (Slightly Specular),QO=0.07 Actual QO Value:0.07
Roadway Layout:
Layout Type:Two Rows,Staggered; 2R_STG
Roadway Width: 30 ft
Lanes In Direction Of Travel: 2
Driver's Side Of Roadway: Right
Luminaire Information:
Simply LED-A
Description:ALD 20W
File Name:ALD-020W,+5000K.IES
Lumens Per Lamp: N.A.
Number Of Lamps: 1
Total Lamp Lumens: N.A.
Luminaire Lumens: 2746
Luminaire Watts: 19.44
Efficiency(%): N.A.
S/P Ratio: 2.04
Total Light Loss Factor: 0.850
Luminaire Arrangement:SINGLE
Arm Length:6 ft
Offset:0 ft
7
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 4
Road Opt_i_Lumina nce
----------------- + + + + + + + + + + + + + + + -b03 + + + +
I� 0.13 0.09 0.06 0.06 0.07 0.10 0.18 0.27 0.34 0.24 0.17 0.11 0.06 0.03 0.02 0.05 0.08 0.10 0.14
-
-------------------------------------�-/-- + + + + + + + + + + + + + + + + + + + +
0.17 0.10 0.06 0.05 0.05 0.07 0.13 0.20 0.26 0.23 0.18 0.11 0.06 0.04 0.03 0.04 0.07 0.12 0.17 0.20
------------------------------------------ + + + + + + f + + + + + + + + + + + + +
0.18 0.11 0.06 0.04 0.03 0.04 0.07 0.12 0.17 0.20 0.17 0.10 0.06 0.05 0.05 0.07 0.13 0.20 0.26 0.23
0.17 0.11 0.06 0.03 0.02 0.03 0.05 0.08 0.10 0.14 0.13 0.09 0.06 0.06 0.07 0.10 0.18 0.27 +0.34 +0.241
Luminance(Cd/SqM)
Average=0.12
Maximum =0.34
Minimum =0.02
Avg/Min Ratio= 6
Max/Min Ratio= 17
Max/Avg Ratio= 2.83
9
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 4
RoadOpt_1_lllum
0.36 0.19 0.08 0.04 0.02 0.02 0.04 0.12 0.35 0.58 0.58 0.35 0.12 0.04 0.02 0.02 0.04 0.08 0.19 0.36
+0.52 0.26 +0.10 +0.04 +0.02 +0.02 0.04 0.11 0.32 +0.59 +0.59 +0.32 +0.11 0.04 +0.02 0.02 +0.04 0.10 +0.26 +0.52
�• 0.59 0.32 0.11 0.04 0.02 0.02 0.04 0.10 0.26 0.52 0.52 0.26 0.10 0.04 0.02 0.02 0.04 0.11 0.32 0.59
I 0.58 0.35 0.12 0.04 0.02 0.02 0.04 0.08 0.19 0.36 0.36 0.19 0.08 0.04 0.02 0.02 0.04 0.12 +0.35 +0.581
Illuminance(Fc)
Average=0.19
Maximum =0.59
Minimum =0.02
Avg/Min Ratio= 9.5
Max/Min Ratio= 29.5
Max/Avg Ratio= 3.11
10
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 4
RoaclOpt_1_Veil_Lum
I� 0.02 0.02 0.02 0.03 0.03 0.04 0.02 0.01 0.01 0.01 0.01 0.01 0.02 0.02 0.02 0.02 0.01 0.01 0.01 0.01
0.02 0.02 0.02 0.03 0.03 0.03 0.02 0.01 0.01 0.01 0.02 0.02 0.02 0.02 0.03 0.03 0.02 0.01 0.01 0.01
0.02 0.02 0.02 0.02 0.03 0.03 0.02 0.01 0.01 0.02 0.02 0.02 0.02 0.02 0.03 0.03 0.02 0.01 0.01 0.01•
0.01 0.02 0.02 0.02 0.02 0.02 0.02 0.01 0.01 0.01 0.02 0.02 0.02 0.02 0.03 0.03 0.02 0.01 0.01 0.01 I
Veiling Luminance(Cd/SqM)
Average=0.02
Maximum =0.04
Minimum =0.01
Avg/Min Ratio= 2
Max/Min Ratio=4
Max/Avg Ratio= 2
MaxLv Ratio=0.33
Threshold Increment(TI) = 14.18
11
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout 4
Road Opt_i_MesopicLum
----------------- + + + + + -b13 + + + + + + + + + + + + + +
I� 0.17 0.12 0.09 0.08 0.09 0.22 0.33 0.41 0.29 0.22 0.15 0.08 0.05 0.04 0.05 0.07 0:10 0.14 0.17
0.22 0.13 0.08 0.06 0.07 0.09 0.16 0.25 0.31 0.28 0.22 0.14 0.08 0.05 0.04 0.06 0.10 0.15 0.21 0.25
......................................... + + + + + + f + + + + + + + + + + + + +
022 0.14 0.08 0.05 0.04 0.06 0.10 0.15 0.21 0.25 0.22 0.13 0.08 0.06 0.07 0.09 0.16 0.25 0.31 0.28
--> .
� 0.22 0.15 0.08 0.05 0.04 0.05 0.07 0.10 0.14 0.17 0.17 0.12 0.09 0.08 0.09 0.13 0.22 0.33 +0.41 +0.291
Mesopic Luminance(Cd/SqM)
Average=0.15
Maximum =0.41
Minimum =0.04
Avg/Min Ratio= 3.75
Max/Min Ratio= 10.25
Max/Avg Ratio= 2.73
12
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout Comparison
Layout 3 Layout 4
Description Residential -Camino Las Residential -Camino Las
Ramblas Ramblas
Roadway Standard IES RP-8-14(no SVT) IES RP-8-14(no SVT)
R-Table R3 R3
Actual QO Value 0.07 0.07
Layout Type 2R_STG 2R_STG
Road Width 30 30
Median Width N.A. N.A.
Number Lanes 2 2
Number Lanes Opposite 0 0
Drivers Side Right Right
Calc Area Bottom Bottom
Label - Row 1 Noribachi -A Simply LED-A
S/P Ratio 1 2.04 2.04
MH- Row 1 26 26
Setback- Row 1 2 2
+-Orient-Row 1 0 0
Tilt- Row 1 0 0
Spin - Row 1 0 0
Spacing- Row 1 320 320
Label - Row 2 Noribachi -A Simply LED-A
S/P Ratio 2 2.04 2.04
MH- Row 2 26 26
Setback- Row 2 2 2
+-Orient-Row 2 0 0
Tilt- Row 2 0 0
Spin- Row 2 0 0
Spacing- Row 2 320 320
1—Luminance(Cd/SqM)
13
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout Comparison - Cont.
Layout 3 Layout 4
Average 0.19 0.12
Maximum 0.63 0.34
Minimum 0.03 0.02
Avg/Min Ratio 6.33 6.00
Max/Min Ratio 21.00 17.00
Max/Avg Ratio 3.32 2.83
1_I1lum (Fc)
Average 0.34 0.19
Maximum 1.53 0.59
Minimum 0.02 0.02
Avg/Min Ratio 17.00 9.50
Max/Min Ratio 76.50 29.50
Max/Avg Ratio 4.50 3.11
1_Veil_Lum(Cd/SqM)
Average 0.03 0.02
Maximum 0.05 0.04
Minimum 0.01 0.01
Avg/Min Ratio 3.00 2.00
Max/Min Ratio 5.00 4.00
Max/Avg Ratio 1.67 2.00
MaxLV Ratio 0.26 0.33
Threshold Incr. (TI) 12.27 14.18
1_MesopicLum (Cd/SqM)
Average 0.23 0.15
Maximum 0.71 0.41
Minimum 0.05 0.04
Avg/Min Ratio 4.60 3.75
Max/Min Ratio 14.20 10.25
Max/Avg Ratio 3.09 2.73
14
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Roadway Optimizer - Layout Comparison - Cont.
Layout 3 Layout 4
1s
AGi32/Roadway Optimizer-Copyright 1999-2017 by Lighting Analysts,Inc.
Attachment D
Intersection Photometric Results
1.4 1.5 1.5 1.5 1.4 4
t
1.8 1. .8 1.8 1.a UJ
2.0 2. 1.9 2.0 2.0 UJ
9 1.8 1.8 1.8 1 1.9
1.5 1.962.0 1. 1.5 7.6 .7 2.0 41171.9 1.6 1.
a
1.5 0 1.8 .6 1.4 1.4 1.4 1. 1.8
- -1.5 1. ------. 1
9- - .8 1.5 1.4-- 1 - - --- - - - s -
3 1.3 1.5 1.7 1.9 1.9 1.6
1.5 1.9 2.0 1.8 .6 1.4 1.3 1.4 .5 1.8 2.0 1.9 1.6 1.
• • • • • • • • • N
1.5 1.9 2.0 1.9 1. 1 •.6 1.5 1.6 1.7 1.9 2.0 1.9 1.6 1.11
E
E
0
U
1.9 1.8 1.8 1.8 1. 1
N
2.0 2. .9 2.0 2.0
Revisions
1.8 1. 1.8 1.9 1.9
1.4 1.5 1.5 1.5 1.5
1.0 1.1
`m
x
O
`m
L �
Luminaire Schedule N
Symbol Qty Label Description Arm Watts Lumens m Z
8 Option A Noribachi Zippy 21 Kit 6 32 3376
U p Na)
Proposed Results
Location LSite Avg Max Min Avg/Min Max/Min
Typical Intersection Major/Collector 2.87 3.4 1.8 1.59 1.89 Q
U Q
o �
O
C Q
n O
Q . -
cU
U �
O
� U
L
CU
VJ
4-
v � �
7 3.9 A.9 3.8 3. W
4.8 d.8 4 4.8 W
5.3 5.2 �1 5.2 5.3
5.1 4.8 1.7 4.8 5.0 5.1
3. 4. 5.3 5.0 4.2 4.2 �.5 5.0 5.3 4615.0 4.1 2.9
4.0 4. 5.2 4.8 4.2 7 .6 4.0 4.7 5.2 .1 4.3 3.1
1 s
L--4.0----4.9 ---5.--- 4.6 3.6 -�.4 -50---5.0 4.2
4.0 5.0 5.2 4.8 4.1 .7 3 3. 4.0 4.7 5.2 5. 4.2 3.0
.9 4.9 5.3 5.0 .5 4.1 0 4.1 4. 4.9 5.3 5.0 .1 2
N
C
E
5.0 4.8 d. 4.7 5.0 5 Eo
I U
5.3 5.2 0 5.2 5.3
' N
m
4.8 4.9 d.8 4. 4.9
I �
Revisions
3.8 4.0 J.0 4.0 3.9
-h•i
.7 2.9 3.0 3.0 .8
E
m
2
O
`m
L �
Luminaire Schedule N
Symbol Qty Label Description Arm Watts Lumens m Z
�® 8 Option B Noribachi Zippy 42 Kit 6 69 8887
Proposed Results
Location LSite Avg Max Min Avg/Min Max/Min
Typical Intersection Major/Collector 7.57 9.1 4.7 1.61 1.94 U 00
O �
O
C Q
n O
Q . ..
(0
U �
O
� U
L
CU
VJ
0.5 0.5 0.5 0.5 0.5
4-
0.5 0.5 0.6 0.6 0.5 Z
W '1
0.6 0.6 q.6 0.6 0.6
UJ
0.6 0.7 q.7 0.7 0.7 0.6 7/1
0.5 0.5 0.6 0.6 0.7 0.7 0.8 0.7 0.7 0.7 0.6 0.5 0.5 0.5
0.5 0.5 0.6 0.7 0.7 0.8 0.8 0.8 0.7 0.7 0.6 0.5 0.5 0.5
-L - 0.5 - -0.6- - -0.6- - 0.7- - 0.8--- 0.8------W8 - 0.8- - 0.8------0-.7 - -0.6 0.6 0.5 l is
0.5 0.6 0.6 0.7 0.7 0.8 0.8 0.8 0.7 0.7 0.6 0.6 0.5 0.5
0.5 0.5 0.6 0.6 0.7 0.7 0.8 0.7 0.7 0.7 0.6 0.5 0.5
I c
N
E
E
0.7 0.7 0.7 0.7 0.7 0 U
0.6 0.6 q.6 0.6 0.6
0
� � �'i � Revisions
0.5 0.5 0.6 0.6 0.5
0.5 0.5 d.5 0.5 0.5
J
0.5 0.5 0.5 0.5 0.5
E
`m
x
O
`m
L �
Luminaire Schedule N
Symbol Qty Label Description Arm Watts Lumens m Z
8 Option C EYE Lighting 57W Kit 6 63 3904
Proposed Results
Location LSite Avg Max Min Avg/Min Max/Min Q
Typical Intersection Major/Collector 1.04 1.4 0.8 1.30 1.75 U U
O �
O
C Q
n O
Q . ..
(0
U �
O
� U
L
CU
VJ
0.4 0.6 0.7 0.9 1.0
t
.i
0.6 0. q.9 1.1 1.3 W Z
0.7 0. 1.0 1.2 1.3 W S
8 0.8 q.9 1.1 1.1 1.0
1.0 1. .
1.3 1.1 0. 0.8 0I.8 .8 0.9 0.8 0.6 0.5 0.
1.0 1.2 1.2 1.1 .9 0.7 a.7 0.7 0.8 0.8 0.6 0.
0.8 0.9 1.0 0.9 0.8 0.77 0.7 0.8 0.9 1.0 0.9 0.8
0.6 0.7 0.8 0.8 0.8 0.7 0.7 0.7 .8 1.0 1.2 1.2 1.0 0.
0.5 0.6 0.7 0.8 0.9 0.8 a.8 0.8 0.8 1.0 1.3 1.3 1.1 0.
E
0
1.1 1.1 9.9 0.80. 0
1.3 1.2 1.0 0.8 0.7 �
' Revisions
• .
1.3 1.2 0.9 0.7 0.6
.
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Symbol Qty Label Description Arm Watts Lumens m Z
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Attachment E
San Juan Capistrano Roadway Standard
--+ (---- OF STREET i---
1 60'R/W
30' 30'
10' 20' 20' 10'
PARKWAY PARKWAY t
1/4"PER FT. 1/4"PER FT.
1.7% ~--
•, L+4'
t 4,-4" 6„ t 1
1 �
42 4
COMMUTER
It -y1 OF STREET 4.-It
t t
50' R/W
Q 25' 25'
3� z 7' 18' 18' 7' z 3'
P - P - t
t PdR r. 3 1 3 PER4FT.'
1.7%
4 2 4
LOCAL
NOTES:
1. ASPHALTIC CONCRETE PAVEMENT(4"THICKNESS). ACTUAL THICKNESS
TO BE DETERMINED AFTER ROUGH GRADING.
2. CLASS 2 AGGREGATE BASE OR CMB(8"THICKNESS). ACUTAL THICKNESS
TO BE DETERMINED AFTER ROUGH GRADING.
3. TYPE"C-8" OR"C -6" CURB AND GUTTER PER STD.PLAN NO.-391.
4. 4" P.C.C.SIDEWALK PER STD.PLAN NO.339.OR331
DRIVEWAY LOCATIONS AND SLOPES SHALL BE
APPROVED BY THE CITY ENGINEER ON STREETS
WITH 50' R/W.
1961
1771 � '�"'•,�"'
City of San Juan Capistrano °
REVISIONS TYPICAL SECTION STANDARD
60' AND 50' RESIDENTIAL STREETS PLAN NO.
102
/e 4" 7/20/95
APPROVED BY CITY ENGINEER,WILLIAM M.HUBER R.C.E.31785 DATE SHT-IOF 1
Attachment F
Field Audit Data
Attachment G
Siemens Financial Services Loan Documents
About Siemens Financial Services
Siemens Financial Services, Inc. ("SFS'), as Agent of Siemens Public, Inc. ("SPI'), is an
international provider of business-to-business financial solutions. SFS helps facilitate
investments, providing commercial finance, project and structured finance and leveraged
finance solutions with specific asset expertise in the energy, healthcare, industry, and
infrastructure & cities markets. Employing more than 3,153 employees worldwide, SFS supports
Siemens as well as other companies with their capital needs and acts as an expert manager of
financial risks within the Siemens Group. As of September 30, 2015, the total assets amounted
to €25 Billion.
About SFS in the North America region
SFS is a leading provider of financial services with over$11 billion in total U.S. assets. The
company, based in Iselin, NJ, enables private and public sector investment for thousands of
customers in the energy, industrial, and municipal sectors by providing customized solutions
that range from equipment financing and working capital to project and energy finance
solutions. We have provided tax exempt financing solutions for municipal energy/lighting
projects up to $80MM in size. In addition, our leadership team is centrally located in the U.S.
allowing us to execute on large and challenging transactions. Some examples of 2016 projects
include customers, such as: Florida Institute of Technology (FIT), Kay County, OK, and Orem
City, UT.
Third-Party Project Financing Plan and Structure
Siemens Financial Services, Inc. ("SFS'), as an agent for Siemens Public, Inc. ("SPI') has
prepared the following financing proposal for the City of San Juan Capistrano, CA ("San Juan
Capistrano') —please see attached Proposal for San Juan Capistrano's review and signature.
We have partnered with Siemens Industry, Inc. ("Siemens Industry') to provide a tailored
solution from one entity that will meet the requirements of this RFP as well as ensure certainty
of execution. As discussed in our attached proposal, we are offering a Tax Exempt Lease
Agreement with annual payments that are to be covered by the energy savings of this project. If
San Juan Capistrano awards this project to Siemens Industry and SPI, we will require the
documentation listed in Exhibit A as well as an executed copy of the attached proposal. Upon
receipt, we will provide a notice of approval and will prepare the Master Lease Purchase
Agreement and Schedule along with ancillary documentation to be executed by San Juan
Capistrano. The commencement of the term of the Schedule associated with this energy
savings project will coincide with the scheduled start date of construction. At that point, we will
fund a designated escrow account in entirety(the projected capital cost of$452,388.00) to be
dispersed to Siemens Industry at scheduled milestones agreed upon between San Juan
Capistrano and Siemens Industry. At the completion of the project (estimated to be a 2 month
construction period), the annual lease payments will commence and will be due thereafter in
arrears— the first lease payment of$53,721.00 will be due on April 1, 2019. The interest rate
for the lease will be fixed for the duration of the agreement and the final (10t')payment will be
due on April 1, 2028. The dates being used can be adjusted at the request of San Juan
Capistrano. The offering of a Tax Exempt Lease Agreement will allow the city to delay
payments or cash outlay for the capital investment until they are able to recognize a full year of
energy savings. At the end of term, April 1, 2028, San Juan Capistrano will own the all assets
and lighting being financed by SPI outright and be able to recoup the entire benefit of the energy
savings of the project. In addition, SPI will be the sole lessor and unlike a bond product there
will not be an offering to multiple creditors. The additional benefit is this will prevent the costly
fees associated with a bond offering and obtaining public ratings.
State and local governmental entities can, generally, issue tax exempt obligations. With that
said, obligations are not tax exempt just because a tax exempt entity is involved in the
transaction. There are many complicated rules and requirements that must be followed, both
when the transaction is structured and after the transaction is funded. To name a few, there are
restrictions on the use and investment of funds, deadlines for using funds in escrow, restrictions
on recourse against governmental entities and recordkeeping and reporting requirements.
Some of these rules and requirements can vary based upon the states and localities involved.
As well, there may be additional rules applicable to different types of entities.
Outside Municipal Counsel shall be consulted, at our expense, in connection with prospective
tax exempt transactions at any time that it may be necessary or advisable, including, without
limitation, as follows: (i) to clarify questions or issues raised by a potential customer; (ii) for any
prospective transaction that involves an entity not clearly able to enter into tax exempt
obligations, or an otherwise unfamiliar entity type; (iii) for any prospective transaction that
involves a jurisdiction in which SPI has not recently concluded a tax exempt transaction; or(iv)
for any prospective transaction that is non-standard or that contains elements that could create
issues for a tax exempt transaction. As used herein, "Outside Municipal Counsel"shall mean
the firm of Gilmore & Bell, P.C. Use of any different counsel requires prior approval of the
Siemens Financial Services, Inc.
We have consulted Gilmore & Bell, P.C. on this tax exempt lease agreement and are confident
it qualifies. This means that we can recognize the interest revenue on a tax exempt basis
allowing us to pass the benefits onto San Juan Capistrano in the form of a lower interest rate.
The amortization schedule in the attached proposal reflects the cash outlay of San Juan
Capistrano and when the payments will be due. Escrow administrative cost, not to exceed
$2,500.00, will be due at the commencement of the lease agreement. Costs and Fees
associated with the Escrow Account will be billed to San Juan Capistrano from SP1.
Financial Structure Diagram
1)Energy Performance Agreement San Juan
Capistrano
saw 4)LED lightning—Network System-Poles
5)Payments:$452,388.00
e Putcrase
eas
P��'ent
Escrow Fund �e�`�ay� �gte evert k�
1\Gasket �rt INq a
EsG1 yeas
3) $4Project 52,388.00 ed:
�eVe�pt�2�p0�iS
611
Siemens Public
Inc.
(Lessor)
*Lessee shall be responsible for paying all fees and expenses associated with the Escrow Account
Rate will be fixed at time of funding based on market conditions.Reference rate:Yield of the 5 Year Swap rate
12/6/2017
Finance Department
City of San Juan Capistrano
32400 Paseo Adelanto
San Juan Capistrano, CA 92675
Re: SIEMENS PUBLIC, INC.: TAX EXEMPT LEASE FINANCING
Dear Director:
Siemens Public, Inc. ("Lessor") is pleased to provide this lease proposal to The City of San Juan
Capistrano (the "Lessee") for your review and consideration. Please note that this proposal is
being issued by Siemens Financial Services, Inc. ("Agent") on behalf of the Lessor. Upon your
approval, this proposal shall constitute Lessee's application to Lessor. This proposal is subject
to, among other things, Lessee being qualified to issue tax exempt obligations under the Internal
Revenue Code, as well as certain additional conditions set forth hereinafter.
Lessor: SIEMENS PUBLIC, INC., its affiliates, assigns or nominees.
Note that all resolutions approving this financing should name Siemens
Public, Inc., its affiliates, assigns or nominees as the "Lessor".
Equipment Description: Various types of LED Lighting under a contract agreement with Siemens
Total Equipment Cost: It is anticipated that the Total Equipment Cost will not exceed $452,388.00
Reimbursement: If Lessee intends to be reimbursed for any advances it has made against the
Total Equipment Cost, Lessee must provide Lessor with proof of payment
acceptable to Lessor, and such reimbursement must be in accordance with all
laws and regulations, including without limitation Treasury Regulation Section
1.150.2.
Escrow Fund Option: At Lessee's request, Lessor will deposit the principal sum into an Escrow Fund
on behalf of the Lessee. The Escrow Fund shall be established with an escrow
agent mutually acceptable to Lessor and Lessee and shall be used to acquire
the Equipment. Lessee shall be responsible for paying all fees and expenses
associated with the Escrow Fund.
Vendor/Supplier: Siemens Industry, Inc., Intelligent Traffic Systems division ("Siemens ITS")
Equipment Location: Within the town limits, owned and operated by the Lessee as more specifically
described in the related performance contract agreement with Siemens ITS.
Lease Commencement As to each item of Equipment, the date specified in the applicable Lease as the
Date: Lease Commencement Date.
Maximum Lease Term: One Hundred Twenty Two (122) months with a construction period not to
exceed 2 months. The Maximum Lease Term for each item of Equipment will
commence on and as of the Lease Commencement Date.
Lease Rate: 3.15%
Lease Payments: Lessee will be required to make Ten (10) equal and consecutive annual lease
payments, each in arrears and each in an amount equal to $53,721.01
(assuming the maximum Total Equipment Cost set forth above and assuming
the Lease Rate is not adjusted as set forth below). The Lease Payments shall
be unconditional, free and clear of and without any withholding,
deduction, setoff, rebate or counterclaim of any kind, including any
energy savings related claim under Lessee's contract with Siemens ITS
with respect to the use of the Equipment.
Loan Amortization
date funding payment interest principal balance
--------- ------------ ----------- ----------- ----------- ------------
Feb-01-18 $452,388.00 $452,388.00
Apr-01-18 $ - $ 2,375.04 $ (2,375.04) $454,763.04
Apr-01-19 $ 53,721.01 $ 14,325.04 $ 39,395.97 $415,367.06
Apr-01-20 $ 53,721.01 $ 13,084.06 $ 40,636.95 $374,730.11
Apr-01-21 $ 53,721.01 $ 11,804.00 $ 41,917.01 $332,813.10
Apr-01-22 $ 53,721.01 $ 10,483.61 $ 43,237.40 $289,575.71
Apr-01-23 $ 53,721.01 $ 9,121.63 $ 44,599.38 $244,976.33
Apr-01-24 $ 53,721.01 $ 7,716.75 $ 46,004.26 $198,972.08
Apr-01-25 $ 53,721.01 $ 6,267.62 $ 47,453.39 $151,518.69
Apr-01-26 $ 53,721.01 $ 4,772.84 $ 48,948.17 $102,570.51
Apr-01-27 $ 53,721.01 $ 3,230.97 $ 50,490.04 $ 52,080.48
Apr-01-28 $ 53,721.01 $ 1,640.53 $ 52,080.48 $ 0.00
----------- ---------- ---------- ----------
$452,388.00 $ 537,210.10 $ 84,822.10 $452,388.00
Base Rate: 2.207%
Reference Rate: Yield of the 5 Year Swap Rate
Base Rate Determination December 4, 2017
Date:
Reference Rate Source: Any nationally recognized source of financial data that may be selected by
Lessor in its reasonable discretion for purposes of establishing the Reference
Rate.
2
Adjustments to Lease The Lease Rate and Lease Payments proposed herein are based upon the
Rate & Lease Payments: Base Rate, which is the Reference Rate as reported in the Reference Rate
Source for the Base Rate Determination Date. The rate that will actually be
used in establishing the Lease Rate and Lease Payments will be increased by
one (1) basis point for each one (1) basis point increase in the Reference Rate,
as determined by Lessor and as reported in the Reference Rate Source for the
date that is two (2) business days prior to the Lease Commencement Date (or if
no Reference Rate has been published in the Reference Rate Source for the
date that is two (2) business days prior to the Lease Commencement Date,
then the immediately preceding date for which a Reference Rate has been
reported).
Prepayment: No prepayment will be allowed during the first year of the Lease. Thereafter,
the purchase option price will be at 102% of the unpaid principal. Prepayment
will only be allowed in full and on a payment due date.
Type of Lease: This will be a non-cancellable (except as specifically provided with respect to
non-appropriation) net lease transaction, whereby all fees and costs for
documentation, insurance, maintenance, filing, registration, searches and taxes,
relating to the purchase, lease, ownership, possession and use of the
Equipment and to the transaction, including without limitation, issuance costs
and all items of a similar nature, will be for Lessee's account.
Tax Treatment: The interest portion of the Lease Payments must be excludable from the gross
income of the Lessor for state and federal income tax purposes.
Non-Appropriation: The Lease is subject to termination by the Lessee in the event funds for
payment of the Lease are not appropriated for a given fiscal year.
Insurance: Lessee must provide evidence of physical damage and liability insurance in an
amount and from an insurance carrier satisfactory to Lessor. Lessor must be
listed on the policies as loss payee and additional insured, as applicable, and a
certificate of insurance is to be provided to the Lessor.
Transaction Costs: All transaction costs (including but not limited to escrow agent fees, if
applicable) shall be for the account of Lessee.
Deinstallation Costs: In the event Lessee returns the Equipment as permitted in or required by the
Lease, Lessee shall be responsible for all return costs, including deinstallation,
packing and shipping costs.
Statement of Intent: It is the intent of Lessor and Lessee that for federal, state and local income tax
purposes, the transaction contemplated hereby will be a conditional sale or
financing arrangement consisting of a loan from the Lessor directly to the
Lessee, and the Lessee acquiring and being deemed the owner of the
Equipment. For income tax purposes, the parties shall take no action or file any
return or other document inconsistent with such intentions unless otherwise
required by U.S. federal, state or local tax law or directed by the Internal
Revenue Service or similar state authority.
Title: Unless prohibited by law, title to the Equipment will transfer to Lessee upon
acceptance of the Equipment, subject to divestment for default or non-appro-
priation of funds by Lessee.
3
Grant of Security Unless prohibited by law, Lessor shall be granted a first priority security interest
Interest: in the Equipment, together with all accessions, attachments, replacements,
substitutions, modifications and additions thereto, then existing or thereafter
acquired, and all proceeds thereof(including insurance proceeds).
Legal Opinion: An opinion of Lessee's legal counsel, reasonably acceptable to Lessor, as to,
among other things, the legality, enforceability, authority, title and execution of
the Lease will be required.
Opinion of Special Tax An opinion of Lessee's special tax counsel, reasonably acceptable to Lessor, as
Counsel: to the tax treatment of the interest portion of the Lease Payments, will be
required.
Documentation: All lease and related documentation will be Lessor's standard forms, which shall
include the following attached documents:
1. Master Lease Purchase Agreement
2. Leasing Schedule(s), Rider(s) and Addenda, as applicable
3. Escrow Agreement
4. Amortization Schedule
5. Essential Use/Source of Funds Letter
6. Opinion(s) of Counsel as noted above
7. Resolutions
8. Officer's Certificate
9. 8038-G (GC)
10. Insurance Coverage Requirements form
All documents must be satisfactory to all parties concerned. Lessor may, at its
discretion, order UCC, judgment, tax and similar searches against Lessee.
Additional documentation and/or information may be required based upon the
results of those searches.
Proposal This proposal shall expire on January 6`h, 2018, unless prior to that date Lessee
Acceptance/Expiration: acknowledges its approval of this lease proposal by signing and returning the
enclosed copy of this letter together with the information set forth on Exhibit A to
Lessor.
Miscellaneous: Lessee will be responsible for obtaining all of the necessary approvals for this
transaction.
4
The terms and conditions outlined herein are not all-inclusive and are based upon information
provided to date. This proposal does not represent an offer or commitment by Lessor to enter in-
to a lease transaction or to purchase the Equipment described in this proposal, and does not
create any obligation for Lessor. A commitment to enter into the transaction described herein
may only be extended by Lessor after this transaction has been approved by all necessary credit
and other authorities and a "written commitment letter"has been issued. Closing of this proposed
transaction will be subject to, among other things, there having occurred no material adverse
change in the Lessee's financial condition or business operations or in the economic and/or regu-
latory conditions existing prior to the closing and, subject further, to the execution by Lessee and
Lessor, and delivery to Lessor, of all documents required by Lessor, all in form and substance
acceptable to Lessor. This proposal may be withdrawn or modified by Lessor at anytime prior to
a definitive written commitment letter to enter into a lease transaction with Lessee being issued
by Lessor and accepted by Lessee. Lessor shall have the sole right to assign this proposal, any
commitment letter or any lease between Lessee and Lessor. All rates stated herein are based
upon current money cost, tax rates and tax law assumptions. Should any changes occur, the
rates will be adjusted accordingly.
Please feel free to contact us if you have any questions, or would like to discuss this proposal in
greater detail. Upon Lessor's receipt of a properly countersigned copy of this proposal letter and
the information set forth on Exhibit A hereto, the approval process shall promptly begin so that
Lessor may be in a position to finalize this transaction with Lessee. Thank you for allowing us the
opportunity to present this proposal.
Sincerely,
Siemens Financial Services, Inc., as agent for Siemens Public, Inc.
Name: Paul McElroy
Title: Account Executive
5
PROPOSAL ACCEPTED:
We hereby approve the leasing proposal as presented in the above letter. In reviewing this appli-
cation, Lessor and its Agent are hereby authorized to obtain and utilize such credit information as
may be deemed necessary and desirable by Lessor for the analysis and the processing of this
proposed transaction. In addition, Lessee hereby authorizes Lessor to file, both before and/or
after the Lease is executed by Lessee, any Uniform Commercial Code financing statements (in-
cluding any amendments thereto) or similar filings with such authorities as Lessor may require.
Lessee acknowledges and agrees that neither Lessor nor its Agent is recommending any
action to Lessee. Lessor is acting for its own interests. Neither Lessor nor its Agent is a
registered municipal advisor and neither is subject to any of the fiduciary duties imposed
on municipal advisors. Without limiting the generality of the foregoing, neither Lessor nor
its Agent is an advisor to, or fiduciary of, Lessee with respect to the transaction contem-
plated hereby, any of the discussions, undertakings, and procedures leading thereto, or
any information or material provided in connection therewith. To the extent it deems ap-
propriate, Lessee has consulted, and will continue to consult before taking any action, its
own legal, financial, and other advisors regarding the transaction contemplated hereby, all
matters related thereto, and any information or material provided in connection therewith.
IF LESSEE HAS AN INDEPENDENT REGISTERED MUNICIPAL ADVISOR ("IRMA") FOR
THE TRANSACTION IN QUESTION, INCLUDE THE FOLLOWING TEXT AND PROVIDE,
CONCURRENTLY, A COPY OF THE PROPOSAL CONTAINING THIS TEXT TO THE IRMA
TOGETHER WITH THE IRMA LETTER: In that regard, Lessee hereby represents to Lessor
that Lessee is represented by, and will rely on the advice of, the following independent
registered municipal advisor in connection with the transaction contemplated hereby, all
matters related thereto, and any information or material provided in connection therewith:
[INSERT NAME & ADDRESS OF LESSEE'S INDEPENDENT REGISTERED MUNICIPAL
ADVISOR].
LESSEE:
By:
Name:
Title:
Date:
6
EXHIBIT A
Lessee to Provide the Following:
Copy of Charter and ByLaws or other organizational documents
Copy of last three year end audited financial statements, or two years of comparative
audited statements, each including cash flow statements
Copy of most recent comparative interim statements, including cash flow statements
Copy of current operating budget
Current Utilization Data
Copy of recent Official Statement, if available
Copy of Certificate of Need
Sales and Use Tax Exemption Certificate
Evidence of no blanket or other liens that could affect the Equipment
In addition, where reimbursement of prior expenditures is requested:
Copy of Official Letter of Intent for Reimbursement
Proof of Payment(e.g. check copies)
(Lessee acknowledges that Lessor, in its discretion, may request additional information and documents.)
SIEMENS PUBLIC, INC.
MASTER LEASE PURCHASE AGREEMENT DATED
This Master Lease Purchase Agreement(herein"Agreement")is by and between Siemens Public,Inc.,as lessor("Lessor'),and
[LEGAL NAME OF LESSEE], as lessee ("Lessee").
1. Master Lease. This Agreement sets forth the basic terms and conditions upon which Lessor shall lease to Lessee and
Lessee shall lease from Lessor items of property specified in leasing schedules(herein"Leasing Schedules")to be entered into
from time to time. Each Leasing Schedule shall incorporate the terms and conditions of the Agreement and shall constitute a
lease as to the property specified in such Leasing Schedule(herein"Equipment"). The term "Lease"as used in the Agreement
shall mean the applicable Leasing Schedule as incorporating the terms and conditions of the Agreement. The Agreementshall
become effective at the time of Lessor's acceptance (by execution hereof) at its corporate offices, by an authorized
representative of Lessor.
2. Term. The lease term of the Equipment(herein "Lease Term")shall commence upon the lease commencement date
specified in the Leasing Schedule(herein"Lease Commencement Date")and,unless earlier terminated as expressly provided
for in the Lease, shall continue until Lessee has paid and performed in full all of its obligations under the Lease.
3. Acquisition of Equipment. Lessee hereby sells, assigns, transfers and sets over to Lessor, all of its rights, title and
interest, but none of its obligations or responsibilities, in and to the purchase or acquisition contract(s)(herein "Purchase Con-
tracts")entered into by and between Lessee and one or more vendors,suppliers or contractors(the"Suppliers")for the acqui-
sition and installation of the Equipment, including,without limitation,all right,title and interest of Lessee in and to the Equipment
and all of Lessee's rights and remedies under the Purchase Contracts,and the right either in Lessor's own behalf or in Lessee's
name to take all such proceedings, legal equitable or otherwise, that it might take, save for the Lease.
4. Lessee to Act as Agent. Lessor hereby irrevocably appoints Lessee as its agent in connection with the acquisition and
installation of the Equipment pursuant to the Purchase Contracts. Lessee, as agent of Lessor,shall cause the acquisition and
installation of Equipment to be completed as soon as reasonably practicable and in accordance with the Lease and the Purchase
Contract, and any applicable requirements of governmental authorities.
5. Rent. Lessee agrees to pay to Lessor or its assignee the lease payments, including the interest thereon(herein the"Lease
Payments")specified in the Leasing Schedule. The Lease Payments shall be payable without notice or demand at the Delaware
headquarters of Lessor (or such other place as Lessor or its assignee may from time to time designate in writing) and shall
commence as set forth in the Leasing Schedule(each applicable due date,a"Lease Payment Date"),and continue thereafter as
specified in the Leasing Schedule. Any Lease Payment or other amount due from Lessee under the Lease(whether prior to or
after a Default(as hereinafter defined)and including,without limitation,accelerated balances)that is received later than ten(10)
days from the due date shall bear interest from the due date at the lesser of 16% per annum or the highest lawful rate.
Except as specifically provided in Section 8 hereof, Lessee's obligation to pay the Lease Payments is absolute and unconditional
in all events and is not subject to any abatement,set-off,defense,counterclaim,or recoupment claim for any reason whatsoever,
including without limitation any failure of any of the Equipment to be delivered or installed, any condemnation or loss of or
damage to the Equipment, any defect therein or any unfitness or obsolescence thereof.
Lessee reasonably believes that funds can be obtained sufficient to make all Lease Payments during the period beginning with
the Lease Commencement Date and ending on the last Lease Payment Date set forth on the Leasing Schedule(the"Maximum
Lease Term")and hereby covenants that its staff shall properly request funds from Lessee's governing body from which Lease
Payments may be made, including making provision for such payments to the extent necessary in each budget submitted to its
governing body for consideration;provided, however,that nothing in the Lease shall be construed to create an indebtedness or
commitment of funds other than current revenues of Lessee.
Lease Payments have been calculated based upon the interest portion of the Lease Payments being excludable from gross
income for federal, state and local income tax purposes. If, in the opinion of Lessor's counsel, Lessor is no longer entitled to
exclude the interest portion of the Lease Payments from its gross income for federal, state and local income tax purposes,
Lessor,at Lessor's option,shall recalculate the Lease Payments for the remaining term of the Lease and/or extend the original
term of the Lease,as permitted by law,to protect Lessor's originally anticipated after taxyield from the Lease Commencement
Date to the end of the Maximum Lease Term. Such recalculations shall be on the basis that the interest portion of the Lease
Payments is subject to(a)federal income tax at the highest marginal corporate tax rate and (b)state and local income taxatthe
highest marginal corporate tax rate or other similar tax rate as may be applicable in each state or locality,as applicable. In such
event, Lessee authorizes Lessor to correct the Leasing Schedule(and all related documentation)to reflect such changes,and
01 MLPA SAMPLE.DOC
07-15
Lessee, if requested by Lessor, shall execute an amendment to the Leasing Schedule prepared by Lessor to reflect such
changes.
6. Delivery and Acceptance. Lessee, as Lessor's agent, shall cause the Equipment to be delivered to Lessee at the
location specified in the Leasing Schedule("Equipment Location"). Lessee shall pay all transportation and other costs, if any,
incurred in connection with delivery of the Equipment. Lessee shall accept the Equipment as soon as it has been delivered and
is operational. Lessee shall evidence its acceptance of the Equipment by executing and delivering to Lessor an acceptance
certificate in form and substance acceptable to Lessor.
7. Disclaimer of Warranties; Limitation on Liability. Lessee acknowledges and agrees that the Equipment is of a size,
design and capacity selected by Lessee, that Lessor is neither a manufacturer nor a vendor of such Equipment, and that
LESSOR HAS NOT MADE,AND DOES NOT HEREBY MAKE,ANY REPRESENTATION,WARRANTY OR COVENANT, EX-
PRESS OR IMPLIED, WITH RESPECT TO THE MERCHANTABILITY, CONDITION, QUALITY, DURABILITY, DESIGN,
OPERATION, FITNESS FOR USE, OR SUITABILITY OF THE EQUIPMENT IN ANY RESPECT WHATSOEVER OR IN CON-
NECTION WITH OR FOR THE PURPOSES AND USES OF LESSEE, OR ANY OTHER REPRESENTATION,WARRANTYOR
COVENANT OF ANY KIND OR CHARACTER, EXPRESS OR IMPLIED,WITH RESPECT THERETO. IN NO EVENT SHALL
LESSOR BE LIABLE (INCLUDING WITHOUT LIMITATION, UNDER ANY THEORY IN TORTS) FOR ANY LOSS OF USE,
REVENUE,ANTICIPATED PROFITS OR SPECIAL,INDIRECT,INCIDENTAL OR CONSEQUENTIAL DAMAGES ARISING OUT
OF OR IN CONNECTION WITH THE LEASE OR THE USE, PERFORMANCE OR MAINTENANCE OF THE EQUIPMENT.
Lessor hereby assigns to Lessee for the Lease Term, so long as no Default has occurred hereunder and is continuing, all
manufacturer's warranties held by Lessor, if any, express or implied, with respect to the Equipment, and Lessor authorizes
Lessee to obtain the customary services furnished in connection with such warranties at Lessee's expense.
8. Non-Appropriation of Funds. Notwithstanding anything contained in the Lease to the contrary, in the event no funds or
insufficient funds are appropriated and budgeted in anyfiscal period for Lease Payments orother amounts due underthe Lease,
the Lease shall terminate on the last day of the fiscal period for which appropriations were received without penalty or expense to
Lessee of any kind whatsoever, except as to the portions of Lease Payments or other amounts agreed upon in the Lease for
which funds shall have been appropriated and budgeted. Lessee shall immediately notify Lessor or its assignee in writing of
such occurrence, but failure to give such notice shall not prevent such termination. In the event of such termination,Lessee shall
immediately cease all use of the Equipment and shall, at its sole expense and risk,immediately de-install,disassemble, pack,
crate, insure, and return the Equipment to Lessor(all in accordance with applicable industry standards)at any location in the
continental United States selected by Lessor. The Equipment shall be in the same condition and appearance as when received
by Lessee(reasonable wear,tear and depreciation resulting from normal and proper use excepted),shall be in good operating
order and maintenance as required by the Lease, shall be free and clear of any liens(except Lessor's lien), and shall comply
with all applicable laws and regulations. Lessee agrees to execute and deliver to Lessor all documents reasonably requested by
Lessor to evidence the transfer of legal and beneficial title to the Equipment to Lessor and to evidence the termination of
Lessee's interest in the Equipment. Lessor shall have all legal and equitable rights and remedies to take possession of the
Equipment.
9. Lessee Representations and Covenants. (a)Lessee represents,covenants and warrants that: (i)Lessee is a state or a
fully constituted political subdivision or agency of the State of Lessee (as set forth in the Leasing Schedule); (ii) the interest
portion of the Lease Payments is excludable from Lessor's gross income pursuant to Section 103 of the Internal Revenue Code
of 1986, as amended (the "Code"); (iii)the execution, delivery and performance by Lessee of the Lease and all related
documents and instruments executed by Lessee have been duly authorized by all necessaryaction on the part of Lessee;(iv)the
Lease and all related documents and instruments executed by Lessee constitute legal,valid and binding obligations of Lessee
enforceable in accordance with their terms except as limited by state and federal laws, regulations, rulings and court decisions
relating to applicable bankruptcy,insolvency, reorganizations, moratoriums or similar laws affecting the enforcement of creditors'
rights generally; (v) Lessee shall comply with the information reporting requirements of Section 149(e)of the Code, and such
compliance shall include but not be limited to the execution of information statements requested by Lessor;(vi)Lessee shall not
do or cause to be done any act which will cause, or by omission of any act allow,the Lease to be an arbitrage bond within the
meaning of Section 148(a)of the Code; (vii) the Lease is not a private activity bond within the meaning of Section 141(a)of the
Code, and Lessee shall not do or cause to be done any act which will cause,or by omission of any act allow,the Lease to be a
private activity bond within the meaning of Section 141(a) of the Code; (viii) Lessee shall not do or cause to be done any act
which will cause, or by omission of any act allow,the interest portion of the Lease Payments to be or become includable in the
gross income of the recipient for federal income taxation purposes under the Code;(ix) Lessee shall be the onlyentityor person
(other than its employees within the scope of their employment)to own, use, manage oroperate the Equipmentduring the Lease
Term; (x) no event that constitutes,or with the giving of notice or the lapse of time or both would constitute,a Default exists as of
the date hereof; (xi) Lessee has, in accordance with the requirements of law,fully budgeted and appropriated sufficientfundsto
make the Lease Payments scheduled to come due for the current fiscal year and to meet its other obligations for such period,
and such funds have not been expended for other purposes and Lessee currently expects that it will fully budget and appropriate
sufficient funds to make Lease Payments throughout the Maximum Lease Term (but Lessee retains its right to terminate the
Lease pursuant to Section 8 hereof);(xii) Lessee shall cause to be done all things necessary to keep the Lease in full force and
2
effect except as otherwise permitted by Section 8 hereof; (xiii) Lessee has an immediate need for the Equipment,which Lessee
expects will continue throughout the Maximum Lease Term; (xiv)the use of the Equipment is,and Lessee currently expects that it
will continue to be throughout the Maximum Lease Term,essential to Lessee's proper,efficientand economic operation;(XV)the
useful life of the Equipment is as great or greater than the Maximum Lease Term; (xvi) the Equipment shall not be used in
connection with a trial or test program of Lessee; (xvii) Lessee has never failed to appropriate funds for payment of any amount
due pursuant to a lease purchase agreement,a conditional sales agreement or any similar type of obligation;(xviii)Lessee is not
and has never been in default under any bond, note, lease purchase agreement or other type of financial obligation to which it is
or has been a party; (xix) Lessee has complied with such public bidding and other requirements as may be applicable to the
Lease and the Purchase Contracts, including,without limitation,the acquisition by Lessee of the Equipment;(xx)all financial and
other information provided to Lessor by Lessee,and all statements or representations made to Lessor by Lessee,in connection
with the Lease are true and complete in all material respects and not misleading in any material respect; and (xxi)within 270
days after the end of each fiscal year, Lessee shall provide Lessor with current financial statements, budgets and proofs of
appropriation for the ensuing fiscal year and such other financial information relating to the ability of Lessee to continue the
Lease as may be requested by Lessor.
(b) Lessee further represents, covenants and warrants that: (i) neither Lessor nor Lessor's fiscal agent, Siemens Financial
Services, Inc. ("SFS"),has recommended any action to Lessee; (ii)Lessee understands that Lessor is acting for its own interests,
that neither Lessor nor SFS is a registered municipal advisor and neither is subject to any of the fiduciary duties imposed on
municipal advisors; (iii)without limiting the generality of the foregoing, neither Lessor nor SFS is an advisor to, or fiduciary of,
Lessee with respect to the Lease,any of the discussions, undertakings, and procedures leading thereto,or any information or
material provided in connection therewith;and (iv)to the extent it deems appropriate, Lessee has consulted,and will continue to
consult before taking any action,its own legal,financial,and other advisors regarding the Lease,all matters related thereto,and
any information or material provided in connection therewith.
(c) Lessee's representations, covenants and warranties under the Lease shall survive the expiration of the Lease.
10. Title to Equipment; Security Interest. Upon acceptance of the Equipment by Lessee,title to the Equipment shall vest in
Lessee; provided, however,that(i) in the event of termination of the Lease by Lessee pursuant to Section 8 hereof,or(ii) upon
the occurrence of a Default, and as long as such Default is continuing, title will immediately vest in Lessor or its assignee. In
order to secure the payment and performance of all of its obligations under the Lease, Lessee hereby: (a) to the extent per-
mitted by law,grants to Lessor a first and prior security interest in any and all right,title and interest of Lessee in the Equipment,
together with all accessions, attachments, replacements, substitutions, modifications and additions thereto, now or hereafter
acquired, and all Proceeds(as defined in the applicable Uniform Commercial Code)thereof(including insurance proceeds);
(b)authorizes Lessor to file such Uniform Commercial Code financing statements or similar filings respecting such security
interest with such authorities and with any filing offices as Lessor considers appropriate;and(c)agrees to execute and deliver all
certificates of title and other documents requested by Lessor to evidence such security interest.
11. Use; Repairs. Lessee shall use the Equipment in a careful manner for the use contemplated by the manufacturer for the
Equipment and shall comply with all laws, ordinances, insurance policies and regulations relating to, and will pay all costs,
claims, damages, fees and charges arising out of, its possession, use or maintenance. Lessee, at its expense,will keep the
Equipment in good repair and furnish all parts, mechanisms, and devices required therefor. Lessee shall not permit any other
person (other than its employees within the scope of their employment)or entity to use, manage or operate the Equipment. If
any Equipment is customarily covered by a maintenance agreement, Lessee shall enter into a maintenance agreement with a
party reasonably satisfactory to Lessor and shall furnish Lessor with a copy of such maintenance agreement. No maintenance
or other service for any Equipment will be provided by Lessor and Lessor shall not be liable for any operating or maintenance
costs with respect to the Equipment.
12. Alterations. Lessee shall not make any alterations,additions or improvements to the Equipment without Lessor's prior
written consent unless such alterations, additions or improvements may be readily removed without causing damage to the
Equipment. Any alterations, additions or improvements to the Equipment shall become a part of the Equipment and subject to
the Lease.
13. Location; Inspection. The Equipment shall not be removed from,or if the Equipment consists of mobile goods or rolling
stock, its permanent base shall not be changed from,the Equipment Location without Lessor's prior written consent,which wil I
not be unreasonably withheld. Lessor shall be entitled to enter upon the Equipment Location or elsewhere during reasonable
business hours to inspect the Equipment or observe its use and operation.
14. Liens and Taxes. Lessee shall keep the Equipment free and clear of all levies, liens and encumbrances except those
created under the Lease. Lessee shall pay, when due, all Taxes (as hereinafter defined) which may now or hereafter be
imposed upon the ownership, leasing, rental, sale, purchase, possession or use of the Equipment,the Lease,the Lease Pay-
ments,any other payments due under the Lease or the transaction contemplated thereby. If Lessee fails to pay any Taxes when
due, Lessor shall have the right, but shall not be obligated, to pay those Taxes. If Lessor pays any Taxes for which Lessee is
3
responsible or liable under the Lease, Lessee shall promptly reimburse Lessor therefor. For purposes of the Lease, "Taxes'
means present and future taxes, levies, duties, assessments, fees or other governmental charges of federal, state and local
governments that are not based on the net income of Lessor,whether they are assessed to or payable by Lessee or Lessor,
including,without limitation,sales,use,excise,licensing, registration,titling,gross receipts,stamp and personal property taxes,
and interest, penalties or fines on any of the foregoing.
15. Risk of Loss; Damage; Destruction. Lessee assumes all risk of loss of or damage to the Equipment from any cause
whatsoever. In the event of damage to any item of Equipment, Lessee shall immediately place the same in good repair,with the
proceeds of any insurance recovery applied to the cost of such repair. If Lessor determines that any item of Equipment is lost,
stolen, destroyed or damaged beyond repair, Lessee, at the option of Lessor, shall either (a) replace the same with like
equipment in good repair(with its own funds to the extent that sufficient insurance proceeds are not available for that purpose),or
(b)on the next Lease Payment Date, pay Lessor(i) all amounts then owed by Lessee to Lessor under the Lease,including the
Lease Payment due on such date, and (ii) an amount equal to the then applicable "Concluding Payment" as set forth in the
Leasing Schedule.
16. Insurance. Lessee shall,at its expense, maintain at all times during the Lease Term,fire and extended coverage,public
liability and property damage insurance with respect to the Equipment in such amounts, covering such risks, and with such
insurers as shall be satisfactory to Lessor,or,with Lessor's prior written consent, Lessee may self-insure against any or all such
risks provided such self-insurance must provide the same protection to Lessor as would otherwise be provided underthis Section
in the case of insurance under third-party insurance policies. In no event shall the property insurance limits be less than the
amount of the then applicable Concluding Payment with respect to such Equipment. The public liability insurance policy shall
name Lessor and its assigns as additional insureds. The property insurance policy shall name Lessee as an insured and Lessor
and its assigns as additional insured and loss payee,as their interests may appear. Each of the insurance policies shall contain a
clause requiring the insurer to give Lessor at least thirty(30)days prior written notice of any alteration in the terms of such policy
or the cancellation thereof. The proceeds of any such policies shall be payable to Lessee and Lessor or its assigns as their
interests may appear. Upon acceptance of the Equipment and thirty(30)days prior to each insurance renewal date, Lessee
shall deliver to Lessor a certificate evidencing such insurance. In the event that Lessee has been permitted to self-insure,Lessee
shall furnish Lessor with a letter or certificate evidencing such self-insurance. In the event of any loss,damage,injury or accident
involving the Equipment, Lessee shall promptly provide Lessor with written notice thereof and make available to Lessor all
information and documentation relating thereto.
17. Indemnification. Lessee shall,to the extent not prohibited by applicable law, indemnify Lessor against,and hold Lessor
harmless from, any and all claims, actions, proceedings, expenses, damages or liabilities, including attorneys'fees and court
costs, arising in connection with the Equipment, including, but not limited to, its selection, purchase, ownership, delivery,
possession, lease, use, operation, rejection, revocation of acceptance or return, and the recovery of claims under insurance
policies thereon. The provisions of this Section 17 shall survive the expiration of the Lease.
18. Assignment. Without Lessor's prior written consent, Lessee shall neither(i) assign,transfer, pledge,hypothecate,grant
any security interest in or otherwise dispose of the Lease or the Equipment or any interest in the Lease or the Equipment, nor
(ii)sublet or lend the Equipment or permit it to be used by anyone other than Lessee or Lessee's employees. Lessor(and any
assignee of Lessor) may assign any of its rights,title and interest in and to the Lease,the Equipment and any documents exe-
cuted with respect to the Lease without the consent of Lessee. Lessee shall not have the right to and shall not assert against any
assignee any claim, defense, recoupment claim, setoff or counterclaim or other right Lessee may have against Lessor or any
Supplier. Subject to the foregoing, the Lease inures to the benefit of and is binding upon the heirs,executors,administrators,
successors and assigns of the parties hereto. After notice of such an assignment, Lessee shall execute all documents,including
any notices and acknowledgements of assignment, which may be reasonably requested by Lessor or assignee, and, upon
request of Lessor, shall name the assignee as additional insured and loss payee in any insurance policies obtained or in force.
For the Lease Term and an additional period of six(6)years thereafter, Lessee shall keep a complete and accurate record of all
assignments or reassignments of any of Lessor's right, title or interest in the Lease or the Equipment in a form necessary to
comply with Section 149(a)of the Code and the regulations promulgated thereunder by the Internal Revenue Service.
19. Default. The term "Default,"as used herein,means the occurrence of any one or more of the following events: (i) Lessee
fails to make any Lease Payment(or any other payment)as it becomes due in accordance with the terms of the Lease,and any
such failure continues for ten (10)days after the due date thereof; (ii) Lessee fails to perform or observe any other covenant,
condition or agreement to be performed or observed by it under the Lease,and such failure is not cured within twenty(20)days
after written notice thereof by Lessor;(iii) the discovery by Lessor that any statement,representation or warranty made by Lessee
in the Lease or in any writing ever delivered by Lessee pursuant hereto or in connection herewith is false, misleading or
erroneous in any material respect;(iv)a default by Lessee under any Lease or other agreement or note with Lessor,or with any
assignee of the Lease; (v) proceedings under any bankruptcy,insolvency, reorganization or similar legislation shall be instituted
against or by Lessee, or a receiver or similar officer shall be appointed for Lessee or any of its property, and in the case of any
such involuntary proceedings or appointment,such shall not be vacated,dismissed or fully stayed within sixty(60)days after the
institution or occurrence thereof;or(vi)an attachment, levy or execution is threatened or levied upon or against the Equipment.
4
20. Remedies. Upon the occurrence of a Default,and as long as such Default is continuing, Lessor may,at its option,exer-
cise any one or more of the following remedies:(i) by written notice to Lessee,declare an amount equal to all amounts then due
under the Lease, and all remaining Lease Payments and other amounts due during the fiscal year in effect when the Default
occurs, to be immediately due and payable, whereupon the same shall become immediately due and payable; (ii) by written
notice to Lessee, demand and Lessee shall, at Lessee's expense, promptly return the Equipment to Lessor in the manner set
forth in Section 8 hereof, or Lessor, at its option, may enter upon the premises where the Equipment is located and take
immediate possession of and remove the same without demand or notice,without any court order or other process of law and
without liability for any damage occasioned bytaking possession; (iii) sell, lease or otherwise dispose of the Equipment(each a
"Disposition"), in whole or in part, in public or private transactions,for the account of Lessee,holding Lessee liable for all Lease
Payments and other payments due during the fiscal year in effect when the Default occurs; (iv) terminate any unfunded
commitments to Lessee;and (v) exercise any other right, remedy or privilege which may be available to it under applicable law or
by appropriate court action at law or in equity to enforce the terms of the Lease or to recover damages for the breach of the
Lease or to rescind the Lease as to any or all of the Equipment. In addition, Lessee shall remain liable for all legal fees and other
costs and expenses, including court costs, incurred by Lessor with respect to the enforcement of any of the remedies listed
above. Lessor may be a purchaser at any sale of the Equipment pursuant to this Section 20, and the proceeds of any such
Disposition shall be applied in the following order: (a) to the payment of expenses related to such Disposition including,without
limitation,costs of repair or replacement of the Equipment,expenses related to enforcement of the Lease,including reasonable
attorneys'fees and other expenses related thereto; (b) to payment of the Non-Recourse Amount,as defined below; (c)to the
payment of the amount determined pursuant to the calculation in 20(i)above; and (d)the balance, if any,to Lessee.Lessee will
remain responsible for any amounts that are due pursuant to 20(i) above after Lessor has applied such proceeds.
As used herein,the"Non-Recourse Amount"means(1)an amount equal to the Concluding Paymentforthe last Lease Payment
Date occurring in the fiscal year in effectwhen the Default occurs(the"Last Lease Payment Date")plus(II)if the Disposition has
occurred after the Last Lease Payment Date,an amount equal to interest(to the date of Disposition)on the Concluding Payment
referenced in the foregoing subsection(1)at the lesser of 16%per annum or the highest rate permitted by law plus(III)all other
amounts due and unpaid under the Lease to the extent not included in the amount calculated pursuant to 20(i)above.
21. Purchase Option. Upon thirty(30)days prior written notice from Lessee to Lessor,and provided that there is no Default
then existing, Lessee shall have the right to purchase all (but not less than all)of the Equipment on any Lease Payment Date,as
permitted in the Leasing Schedule,by paying to Lessor,on such date,the Lease Payment then due together with the Concluding
Payment amount for such date as set forth in the Leasing Schedule. Upon satisfaction by Lessee of such purchase conditions,
Lessor will transfer any and all of its right, title and interest in the Equipment to Lessee AS-IS, WHERE-IS, without warranty,
express or implied, except that the Equipment shall be free and clear of any liens created by Lessor.
22. Notices. All written notices to be given under the Lease shall be given to the other party at its address identified below,or
at such address as the party may provide to the other party in writing from time to time, by(i)first class mail, postage prepaid,(ii)
overnight delivery by nationally recognized courier or(iii)personal delivery. Notices sent by mail shall be deemed received five
days after deposit in the U.S. mail, postage prepaid. Notices delivered by other means shall be deemed received upon receipt.
All written notices herein shall be simultaneously given to Lessor's fiscal agent, Siemens Financial Services, Inc., 170 Wood
Avenue South, Iselin, NJ 08830,Attention: Chief Financial Officer.
23. Section Headings. All section headings contained herein are for the convenience of reference onlyand are not intended
to define or limit the scope of any provision of the Lease.
24. Governing Law. The Lease shall be construed in accordance with and governed by the laws of the State of Lessee.
25. Further Assurances. Lessee shall promptly execute and deliver to Lessor such further documents and take such further
action as Lessor may reasonably request in order to more effectively carry out the intent and purpose of the Lease.
26. Waiver. The Lease shall not be modified,amended, altered or changed except with the written consent of Lessee and
Lessor. If any provision of the Lease shall be adjudged invalid, illegal or unenforceable by a court of competent jurisdiction,the
remaining provisions of the Lease shall not be affected thereby, but the Lease shall be construed as if such invalid, illegal or
unenforceable provisions had not been contained therein,and the remainder of the Lease shall be valid and enforceable to the
fullest extent permitted by law. Lessor shall not be deemed to have waived any breach by Lessee of any term, covenant or
condition of the Lease, unless Lessor makes such waiver in writing, and any such waiver shall not operate as a waiver of any
subsequent breach of any terms,covenant or conditions of the Lease. TO THE EXTENT NOT PROHIBITED BY APPLICABLE
LAW, LESSOR AND LESSEE EACH WAIVE TRIAL BY JURY IN ANY ACTION OR PROCEEDING BROUGHT BY EITHER
PARTY AGAINST THE OTHER ON ANY MATTER WHATSOEVER ARISING OUT OF OR IN ANY WAY CONNECTED WITH
THE AGREEMENT, LEASE OR THE TRANSACTION CONTEMPLATED HEREBY.
27. Execution in Counterparts. The Lease may be executed in several counterparts, each of which shall be deemed an
original and all of which shall constitute but one and the same instrument. All signatures of the parties to the Lease may be
5
transmitted by facsimile, and such facsimile will, for all purposes, be deemed to be the original signature of such party whose
signature reproduces and will be binding upon such party. In addition,the transaction described in the Lease may be conducted
and related documents may be stored by electronic means. Copies, telecopies, facsimiles, electronic files and other
reproductions of original executed documents shall be deemed to be authentic and valid counterparts of such original documents
for all purposes, including the filing of any claim, action or suit in the appropriate court of law.
IN WITNESS WHEREOF, Lessor and Lessee have caused the Agreement to be executed by their authorized representatives.
For all purposes hereof,the date of the Agreement shall be the date of Lessor's execution of the Agreement as set forth below.
By execution hereof,each signer certifies that(s)he is duly authorized to execute the Agreement on behalf of Lessee or Lessor,
as applicable.
SIEMENS PUBLIC, INC. [LEGAL NAME OF LESSEE]
3411 Silverside Road [Lessee's Street Address]
Hanby Building, Suite 100 [Lessee's City, State and Zip]
Wilmington, DE 19810
By: By:
Printed Name: Printed Name:
Title: Title:
Date:
By:
Printed Name:
Title:
Date:
6
ESCROW AGREEMENT RELATING TO EQUIPMENT
SUBJECT TO LEASING SCHEDULE # [LEASE NUMBER]
NAME AND ADDRESS NAME AND ADDRESS NAME AND ADDRESS
OF LESSOR OF LESSEE OF ESCROW AGENT
Siemens Public, Inc. [Legal Name of Lessee] [Legal Name of Escrow Agent]
3411 Silverside Road [Lessee's Street Address] [Escrow Agent's Street Address]
Hanby Building, Suite 100 [Lessee's City, State and Zip] [Escrow Agent's City, State,Zip]
Wilmington, DE 19810 Attn: Attn:
Attn: President Fax: Fax:
Fax: 302-479-7152
Escrow Fund: "I'Legal Name of Lesseel Equipment Acquisition Escrow Fund"
Escrow Fund Deposit: $
Maximum Financed Lease Preparation Costs: $
In consideration of the mutual agreements and covenants herein contained and for other valuable consideration,
the parties hereto agree as follows:
ARTICLE 1
DEFINITION AND RULES OF CONSTRUCTION
1.1. Definitions. Terms defined in the Lease and capitalized herein shall, for purposes of this Escrow Agreement (the
"Escrow Agreement"), have the meanings given them in the Lease unless the context requires otherwise. The terms defined
below shall have the meanings given to them below:
"Acquisition Costs"means the amount paid for any portion of the Equipment upon the Lessee's acceptance thereof in
connection with the acquisition and installation of the Equipment,all of which shall have been approved by the Lessor in its sole
discretion.
"Authorized Officer of Lessee"means the chief executive officer,chief financial officer or chief purchasing officer of the
Lessee or any of their designees.
"Authorized Officer of Lessor" means any of the officers designated on an officer list provided by the Lessor to the
Escrow Agent from time to time.
"Code" means the Internal Revenue Code of 1986, as amended.
"Effective Date" means the Lease Commencement Date, as defined in the Lease.
"Escrow Agent" means the Escrow Agent identified above and its successors and assigns.
"Escrow Fund" means the Escrow Fund identified above.
"Escrow Fund Deposit" means the Escrow Fund Deposit identified above.
"Lease" means that certain Leasing Schedule referenced in the title to this Escrow Agreement under Master Lease
Purchase Agreement dated [MLPA Date] between the Lessor and the Lessee.
"Lessee" means the Lessee identified above and its successors and assigns.
"Lessor" means the Lessor identified above and its successors and assigns.
"Maximum Financed Lease Preparation Costs"means the Maximum Financed Lease Preparation Costs identified above.
01 EscrowAgmt-General.doc
08-16
"Permitted Investments"means the following to the extent permitted by applicable law and to the extent they comply with
the Arbitrage Investment Instructions attached hereto as Exhibit B:
(i) Bonds or interest-bearing notes or obligations of the United States,or those for which the faith and
credit of the United States are pledged for the payment of principal and interest,which mature on or before the
date on which the proceeds of such bonds,notes or obligations are expected to be used for the purpose setforth
herein;
(ii) Bonds or interest-bearing notes or obligations that are guaranteed as to principal and interest by a
federal agency of the United States, which mature on or before the date on which the proceeds of such bonds,
notes or obligations are expected to be used for the purpose set forth herein;
(iii) Mutual funds invested exclusively in investments described in the preceding Subparagraphs(i)and
(ii),or agreements to repurchase such investments, including those mutual funds for which the Escrow Agent or
an affiliate of the Escrow Agent serves as investment manager,administrator,shareholder servicing agent,and/or
custodian or subcustodian, notwithstanding that(a) the Escrow Agent or an affiliate of the Escrow Agent receives
fees from such funds for services rendered, and (b) the Escrow Agent charges and collects fees for services
rendered pursuant to this Escrow Agreement,which fees are separate from the fees received from such funds;
and
(iv) Interest-bearing time deposits of the Escrow Agent.
"Principal Office",when used with respect to the Escrow Agent, means the office of the Escrow Agent situated in [Insert
State], at which the Escrow Agent conducts a corporate trust business.
1.2. Rules of Construction. Words of the masculine and feminine genders shall be deemed and construed to include the
neuter gender. Unless the context otherwise indicates,the singular number shall include the plural number and vice versa,and
words importing persons shall include corporations and associations, including public bodies, as well as natural persons. The
terms"hereby,""hereof,""hereto,""herein,""hereunder"and any similar terms,as used in this Escrow Agreement, refer to this
Escrow Agreement.
ARTICLE 2
RECITALS AND REPRESENTATIONS
2.1. Lease Purchase Agreement. The Lessor and the Lessee have entered into the Lease whereby the Lessor has agreed
to lease certain Equipment to the Lessee and the Lessee has agreed to lease said Equipment from the Lessor. Underthe terms
of the Lease,the Lessor and the Lessee agree that the Lessee shall provide for the acquisition and installation of the Equipment.
2.2. Deposit of Monies. To provide for payment of Acquisition Costs,the Lessor will deposit,or cause to be deposited on its
behalf, with the Escrow Agent,the Escrow Fund Deposit.
2.3. Lease Payments. Under the Lease,the Lessee is obligated to pay to the Lessor or its assigns Lease Payments for the
lease of the Equipment.
2.4. Conditions Precedent Satisfied. All acts, conditions and things required by law to exist, happen and be performed
precedent to and in connection with the execution and entering into of this Escrow Agreement have happened and have been
performed in regular and due time, form and manner as required by law, and the parties hereto are now duly empowered to
execute and enter into this Escrow Agreement.
ARTICLE 3
ESTABLISHMENT AND ADMINISTRATION OF ESCROW FUND
3.1. Escrow Fund. The Escrow Fund is hereby established with the Escrow Agent. The Escrow Agent shall keep the Es-
crow Fund separate and apart from all other funds and monies held by it. The Escrow Agent agrees to receive and deposit in the
Escrow Fund the Escrow Fund Deposit.
3.2. Administration of the Escrow Fund.
3.2.1. The Escrow Agent shall administer the Escrow Fund as provided in this Section 3.2.
3.2.2. Amounts in the Escrow Fund shall be disbursed for Acquisition Costs as follows:
3.2.2.1. Disbursements for costs incurred in connection with the negotiation and preparation of the Lease
and any assignment of the Lessor's interest in the Lease in an amount not to exceed the Maximum
Financed Lease Preparation Costs shall be made by the Escrow Agent upon receipt of written
instructions from the Lessor; and
3.2.2.2. Disbursements from the Escrow Fund for Acquisition Costs other than costs associated with the
negotiation and preparation of the Lease and any assignment of the Lessor's interest in the Lease shall
be made by the Escrow Agent upon receipt of a Requisition Requesting Disbursement in the form
attached hereto as Exhibit A,executed by an Authorized Officer of Lessee and approved for payment by
an Authorized Officer of Lessor. So long as the Escrow Agent disburses funds in accordance with the
written instructions of the Lessor pursuant to Section 3.2.2.1 or the requisition provided for above,it shall
have no liability on account of disbursements from the Escrow Fund under Section 3.2.2 hereof.
3.2.3. After completion of the installation of all of the Equipment and concurrently with its delivery of the final Requi-
sition Requesting Disbursement,the Lessee shall deliver to the Escrow Agent an Acceptance Certificate executed by
an Authorized Officer of Lessee, substantially in the form of Attachment I to Exhibit A hereto, setting forth the final
acceptance date for the Equipment. Upon receipt of the Acceptance Certificate and the final Requisition Requesting
Disbursement, and subject to the provisions of Section 3.4 hereof, the Escrow Agent shall pay the balance of any
amounts remaining in the Escrow Fund as follows: (i)if so directed in writing by an Authorized Officer of Lessee and
approved in writing by an Authorized Officer of Lessor, the amount specified in that direction shall be paid to the
Lessee to reimburse the Lessee for the interest portion of Lease Payments paid by the Lessee during the acquisition
period for the Equipment, and(ii)any of the balance not paid to the Lessee pursuant to clause(i)shall be paid to the
Lessor on behalf of the Lessee to be applied by the Lessor to prepay a portion of the Lessee's principal obligations
under the Lease.
3.2.4. No amounts shall be withdrawn or transferred from or paid out of the Escrow Fund except as provided in this
Article 3 provided.
3.2.5. If the monies in the Escrow Fund are not sufficient to pay all of the Acquisition Costs,the Lessee shall pay
from other funds the balance of the Acquisition Costs as they come due.
3.3. Monies in Escrow Fund. The monies and the investments held by the Escrow Agent under this Escrow Agreement are
irrevocably held in trust for the benefit of the Lessor and the Lessee, and such moneys, together with any income or interest
earned thereon,shall be expended only as provided in this Escrow Agreement,and shall not be subject to levy or attachment or
lien by or for the benefit of any creditor of either the Lessor or the Lessee. With respect to any interest that the Lessee may have
in the Escrow Fund, the parties hereto intend that the Lessor have a security interest in the Escrow Fund, and such security
interest is hereby granted by the Lessee,to secure payment of all sums due to the Lessor under the Lease. For such purpose,
the Escrow Agent hereby agrees to (a) act as control agent for the Lessor in connection with the perfection of such security
interest, (b) note, or cause to be noted, on all books and records relating to the Escrow Fund, the Lessor's security interest
therein, and (c) comply with entitlement orders or other instructions originated by the Lessor in accordance with Section 3.2
above directing disposition of the funds in the Escrow Fund without further consent by the Lessee.
3.4. Investment of Monies in Escrow Fund.
3.4.1. All monies held by the Escrow Agent in the Escrow Fund shall be invested and income and earnings thereon
shall be distributed in accordance with the provisions of this Section 3.4.
3.4.2. The Escrow Agent shall invest amounts on deposit in the Escrow Fund in Permitted Investments as directed
by an Authorized Officer of Lessee in writing. In the absence of such written instructions, Escrow Agent shall invest
such monies in investments of the type described in subparagraph (iv) of the definition of Permitted Investments.
3.4.3. All interest or income on the Escrow Fund shall be deposited in the Escrow Fund.
3.4.4. The Escrow Agent shall not be liable for any loss or decrease in value resulting from the making or disposition
of any investment pursuant to the provisions of this Section 3.4,and any such losses shall be charged to the Escrow
Fund with respect to which such investment was made.
3.4.5. The Escrow Agent shall have the right to liquidate any investments held, in order to provide funds necessary
to make required payments under this Escrow Agreement. The Escrow Agent in its capacity as escrow agent here-
under shall not have any liability for any loss sustained as a result of any investment made pursuantto the instructions
of the Lessee or as a result of any liquidation of any investment prior to its maturity or for the failure by the Lessee to
give the Escrow Agent instructions to invest or reinvest the Escrow Fund or any earnings thereon.
3.4.6. The Lessee and the Escrow Agent shall comply with the Arbitrage Investment Instructions attached hereto as
Exhibit B. The Arbitrage Investment Instructions shall be amended at anytime,without action by any party hereto,if in
the opinion of counsel nationally recognized in the area of tax-exempt municipal obligations and satisfactory to the
Lessor and the Lessee, such amendment is necessary or desirable to ensure that the interest portion of the Lease
Payments are excludable from gross income for federal income tax purposes. Neither such instructions,whether or
not amended, nor any failure to amend such instructions shall affect or diminish any obligation or liabilityof the Lessee
under the Lease, including without limitation Section 9 thereof.
3.5. Termination. The Escrow Fund shall be closed upon the earlier of:
(i) completion of the acquisition and installation of the Equipment as evidenced by an Acceptance
Certificate and payment of all of the Acquisition Costs therefor;
(ii) [INSERT NUMBER OF MONTHS APPROVED BY CREDIT— NOT TO EXCEED 24 MONTHS
WITHOUT LEGAL APPROVAL] months from the Effective Date(or such later date as maybe agreed to in writing
by the Lessor and the Lessee with notice in writing to the Escrow Agent);
(iii) if the Lease is subject to non-appropriation, receipt of a written notice to the EscrowAgentfrom the
Lessor that the Lease has terminated because the Lessee I s governing body has failed to appropriate funds for
the payment of Lease Payments and other amounts due under the Lease for any fiscal period; or
(iv) receipt of a written notice to the Escrow Agent from the Lessor that a Default under the Lease has
occurred.
Upon the occurrence of one of the events described above,the Escrow Agent shall pay the balance of any funds then
remaining in the Escrow Fund to the Lessor or its assigns on behalf of the Lessee to be applied as a prepayment of a portion of
the Lessee s principal obligation under the Lease in a manner determined by the Lessor.
ARTICLE 4
COVENANTS, DEFAULT AND LIMITATION OF LIABILITY
4.1. No Obligation with Respect to Performance by Escrow Agent. The Lessor and the Lessee shall have no obligation
or liability to any party with respect to the performance by the Escrow Agent of any duty imposed upon it under this Escrow
Agreement.
4.2. No Liability by Escrow Agent. The Escrow Agent makes no representations or warranties as to the title to the Equip-
ment or as to the performance of any obligations of the Lessor or the Lessee.
4.3. No Responsibility for Sufficiency. The Escrow Agent shall not be responsible for the sufficiency of the Lease. The
Escrow Agent shall not be responsible or liable for any loss or decrease in value suffered in connection with any investment of
funds made by it under the terms of and in accordance with this Escrow Agreement.
4.4. Indemnification to Escrow Agent. The Lessee hereby agrees to indemnify and hold the Escrow Agent and its direc-
tors, officers, agents and employees(collectively,the"Indemnitees") harmless from and against any and all claims, liabilities,
losses, damages, fines, penalties, and expenses, including out-of-pocket, incidental expenses, legal fees and expenses
("Losses")that maybe imposed on, incurred by,or asserted against, the Indemnitees or any of them for following any instruction
or other direction upon which the Escrow Agent is authorized to rely pursuant to the terms of this Escrow Agreement. In addition
to and not in limitation of the immediately preceding sentence, the Lessee also agrees to indemnify and hold the Indemnitees
and each of them harmless from and against any and all Losses that may be imposed on, incurred by,or asserted against the
Indemnitees or any of them in connection with or arising out of the Escrow Agent's performance under this Escrow Agreement,
provided the Escrow Agent has not acted with negligence, engaged in willful misconduct, or breached any provision of this
Escrow Agreement. The provisions of this Section 4.4 shall survive the termination of this Escrow Agreement and the resignation
or removal of the Escrow Agent for any reason.
ARTICLE 5
THE ESCROW AGENT
5.1. Appointment of Escrow Agent. The Escrow Agent is hereby appointed to serve in such capacity and the Escrow Agent
shall receive, hold, invest and disburse the monies paid to it pursuant to this Escrow Agreement and the income and earnings
thereon for credit to the Escrow Fund,and shall perform certain other functions,all as herein provided and subject to the terms
and conditions of this Escrow Agreement.
5.2. Acceptance of Appointment. Inconsideration of the compensation herein provided for,the Escrow Agent accepts the
appointment above referred to,subject to the terms and conditions of this Escrow Agreement. The Escrow Agent undertakes to
perform only such duties as are expressly set forth herein. The duties and responsibilities of the Escrow Agent hereunder shall
be determined solely by the express provisions of this Escrow Agreement, and no further duties or responsibilities shall be
implied. The Escrow Agent shall not have any liability under, nor duty to inquire into the terms and provisions of any agreement
or instructions, other than outlined in this Escrow Agreement. The Escrow Agent shall not incur any liability for following the
instructions herein contained or expressly provided for, or written instructions given by the Lessor.
5.3. Escrow Agent; Duties,Removal and Resignation. By executing and delivering this Escrow Agreement,the Escrow
Agent accepts the duties and obligations of the Escrow Agent provided for in this Escrow Agreement,and agrees to perform such
duties and obligations with the same degree of care and skill customarily exercised by financial institutions in the performance of
the duties similar to those set forth in this Escrow Agreement.
The Lessor may, by written request, remove the Escrow Agent initially a party to this Escrow Agreement, and any
successor thereto,and may appoint a successor Escrow Agent, but any such successor shall be a bank or trust company having
a combined capital (exclusive of borrowed capital) and surplus of at least Twenty-five Million Dollars ($25,000,000.00) and
subject to supervision or examination by federal or state authority. If such bank or trust company publishes a report of condition
at least annually, pursuant to law or to the requirements of any supervising or examining authority above referred to,then for the
purposes of this Section,the combined capital and surplus of such bank or trust company shall be deemed to be its combined
capital and surplus as set forth in its most recent report of condition so published.
The Escrow Agent may at any time resign by giving thirty(30)days written notice to the Lessor,but its resignation shall
not become effective until a successor Escrow Agent has been appointed. Upon receiving such notice of resignation,the Lessor
shall promptly appoint a successor Escrow Agent by an instrument in writing; provided, however, that in the event the Lessor
does not appoint a successor Escrow Agent within thirty(30)days following receipt of such notice of resignation,the resigning
Escrow Agent,at the expense of the Lessor, may petition an appropriate court having jurisdiction to appoint a successor Escrow
Agent. Any resignation or removal of the Escrow Agent and appointment of a successor Escrow Agent shall become effective
upon acceptance of appointment by the successor Escrow Agent. Any corporation or association into which the Escrow Agent in
its individual capacity may be merged or converted or with which it may be consolidated, or any corporation or association
resulting from any merger,conversion or consolidation to which the Escrow Agent in its individual capacityshall be a party,or any
corporation or association to which all or substantially all the corporate trust business of the Escrow Agent in its individual
capacity may be sold or otherwise transferred, shall be the Escrow Agent hereunder without further act. Escrow Agent shall
provide prior written notice to Lessor of any such event.
5.4. Compensation of the Escrow Agent. The Lessee shall pay$ to the Escrow Agent on the Effective Date as
compensation for its services under this Escrow Agreement for the initial year, and $_ per year annually thereafter;
provided, however, that any partial year shall be prorated. The Lessee shall be responsible for paying any and all brokerage
fees or commissions or similar expenses incurred in the investment and reinvestment of the Escrow Fund and all other expenses
incurred in connection with this Escrow Agreement, including reasonable attorneys'fees and expenses for matters in which the
Lessee (and/or the Lessor) and the Escrow Agent are not adverse parties and which are not related to the Escrow Agent's
negligence, willful misconduct or breach of any provision of this Escrow Agreement.
5.5. Protection to the Escrow Agent. The Escrow Agent shall be protected in acting upon any notice, resolution,request,
consent, order, certificate, report, opinion, bond, or other paper or document believed by it to be genuine, and to have been
signed or presented by the proper party or parties. The Escrow Agent shall be under no duty to inquire into or investigate the
validity or accuracy of any such document. The Escrow Agent may consult with counsel,who may or may not be counsel to the
Lessor or the Lessee, and the opinion or advice of such counsel shall be full and complete authorization and protection in
respect of any action taken or suffered by it under this Escrow Agreement in good faith and in accordance therewith.
Whenever the Escrow Agent shall deem it necessary or desirable that a matter be proved or established prior to taking
or suffering any action under this Escrow Agreement, such matter(unless other evidence in respect thereof be therein speci-
fically prescribed)may be deemed to be conclusively proved and established by a certificate of an Authorized Officer of Lessee
or an Authorized Officer of Lessor,or both, as appropriate, and any such certificate shall be full warrant for any action to ken or
suffered in good faith under the provisions of this Escrow Agreement upon the faith thereof, but in its discretion the Escrow Agent
may in lieu thereof accept other evidence of such fact or matter or may require such further additional evidence as to it may
seem reasonable.
In the event that the Escrow Agent shall be uncertain as to its duties or rights hereunder or shall receive instructions,
claims or demands from any party hereto which, in its opinion, conflict with any of the provisions of this Escrow Agreement, the
Escrow Agent shall provide written notice to the Lessor and Lessee of the reason of such uncertainty or the receipt of
instructions,claims or demands(with a copy thereof to the parties hereto),and it shat l be entitled to refrain from taking any action
and its sole obligation shall be to keep safely all property held in escrow until it shall be directed otherwise in writing by all of the
other parties hereto or by a final order or judgment of a court of competent jurisdiction.
Except as otherwise expressly provided in this Escrow Agreement,any request order,notice or other direction required or
permitted to be furnished pursuant to any provision hereof by the Lessee or the Lessor shall be sufficiently executed if executed
in the name of the Lessee or the Lessor by an Authorized Officer of Lessee or Lessor, as the case may be.
The Escrow Agent either as principal or agent, may also engage in or be interested in any financial,fiduciary,agency or
other transaction with the Lessee or the Lessor, and may act as depository,trustee, or agent for any assignee of the Lessor or
other obligations of the Lessee as freely as if it were not Escrow Agent hereunder.
The recitals, statements and representations in this Escrow Agreement shall be taken and construed as made on the
part of the Lessee and not bythe Escrow Agent,and the Escrow Agent does not assume,and shall not have,any responsibility
or obligation for the correctness of any thereof.
The Escrow Agent may execute any of the trusts or powers hereof and perform the duties required of it hereunder by or
through attorneys, agents, or receivers, and shall be entitled to advice of counsel concerning all matters of trust and its d uties
hereunder,and the Escrow Agent shall not be answerable for the default or misconduct of any such attorney,ag ent or receiver
selected by it with reasonable care. The Escrow Agent shall not be answerable for the exercise of any discretion or power under
this Escrow Agreement or for anything whatever in connection with the Escrow Fund established hereunder,except only for its
own willful misconduct, negligence or breach of any provision of this Escrow Agreement.
Anything in this Escrow Agreement to the contrary notwithstanding, in no event shall the Escrow Agent be liable for
special, indirect or consequential loss or damage of any kind whatsoever(including, but not limited to,lost profits)even if advised
of the likelihood of such loss or damage and regardless of the form of action.
The Escrow Agent shall not be required to take notice or be deemed to have notice of any default hereunder unless the
Escrow Agent shall be specifically notified in writing of such default by the Lessee or the Lessor. All notices or other instruments
required hereunder to be delivered to the Escrow Agent must, in order to be effective, be delivered to the office of the Escrow
Agent as specified in Section 6.3 herein, and in the absence of such notice so delivered, the Escrow Agent may conclusively
assume there is no such default except as aforesaid.
The Escrow Agent shall not be required to give any bond or surety in respect of the execution of the said trusts and
powers or otherwise in respect of the premises.
Before taking such action hereunder,the Escrow Agent may require that it be furnished an indemnity bond satisfactoryto
it for the reimbursement to it of all expenses to which it may be put and to protect it against all liability, except liability which is
adjudicated to have resulted from the Escrow Agent's negligence,willful misconduct or breach of any provision of this Escrow
Agreement.
ARTICLE 6
AMENDMENT; ADMINISTRATIVE PROVISIONS
6.1. Amendment. This Escrow Agreement may only be amended by written agreement among all of the parties.
6.2. Escrow Agent to Keep Records. The Escrow Agent shall keep a copy of this Escrow Agreement and books and
records of all monies received and disbursed under this Escrow Agreement,which shall be available for inspection bythe Lessor
at any time during regular business hours upon prior written request. In addition, the Escrow Agent shall furnish monthly
statements of any monies received and disbursed during such period and the balance of any monies held and a listing of the
investment(s)of such monies at the end of such monthly period to the Lessor.
6.3. Notices. All communications hereunder shall be in writing,shall be sent to the appropriate notice address set forth on
Page 1 of this Agreement,or at such other address as any party hereto may have furnished to the other parties in accordance
with this section, and shall be deemed to be duly given and received:
(i) upon delivery if delivered personally or upon confirmed transmittal via telephone call-back to one of the
phone numbers listed on Schedule 1 hereto or such other phone number as provided bythe Lessorto the Escrow
Agent if by facsimile; or
(ii) on the date received if sent by overnight courier or if mailed by prepaid certified mail, return receipt re-
quested.
In the event that the Escrow Agent, in its sole discretion, shall determine that an emergency exists,the Escrow Agent may use
such other means of communication as the Escrow Agent deems appropriate. All written notices hereto shall be simultaneously
given to Lessor's Fiscal Agent, Siemens Financial Services, Inc., 170 Wood Avenue South, Iselin, NJ 08830,Attention: Chief
Financial Officer.
6.4. Governing Law. This Escrow Agreement shall be construed and governed in accordance with the laws of the State of
New York without regard to its principles of conflicts of laws(other than Section 5-1401 of the New York General Obligations
Law), and any action brought hereunder shall be brought in the courts of the State of New York, located in the County of New
York. Each party hereto irrevocably waives any objection on the grounds of venue,forum non-conveniens or any similar grounds
and irrevocably consents to service of process by mail or in any other manner permitted by applicable law,and consents to the
jurisdiction of said courts.
6.5. Security Procedures. In the event funds transfer instructions are given(other than in writing at the time of execution of
this Escrow Agreement) whether in writing, by telecopier or otherwise, the Escrow Agent shall seek confirmation of such
instructions by telephone call-back to the person or persons designated on Schedule 1 hereto,and the Escrow Agent may rely
upon the confirmation of anyone purporting to be the person or persons so designated. The persons and telephone numbers for
individuals authorized to give or confirm payment instructions may be changed only in a writing actually received and
acknowledged by the Escrow Agent. The Escrow Agent and the beneficiary's bank in any funds transfer may rely solely upon
any account numbers or similar identifying numbers provided by the Lessor or the Lessee to identify(i)the beneficiary, (ii) the
beneficiary's bank,or(iii)an intermediary bank. The Escrow Agent may apply any of the escrowed funds for any payment order
it executes using any such identifying number,even when its use may result in a person other than the beneficiary being paid,or
the transfer of funds to a bank other than the beneficiary's bank or an intermediary bank designated. The parties to this Escrow
Agreement acknowledge that these security procedures are commercially reasonable. All funds transfer instructions must
include the signature of the person(s)authorizing said funds transfer.
6.6 Severability. Any provision of this Escrow Agreement found to be prohibited by law shall be ineffective onlyto the extent
of such prohibition, and shall not invalidate the remainder of this Escrow Agreement.
6.7. Binding on Successors. This Escrow Agreement shall be binding upon and inure to the benefit of the parties and their
respective successors and assigns.
6.8. Headings. Headings preceding the text of the several Articles and Sections hereof,and the table of contents,are solely
for convenience of reference and shall not constitute a part of this Escrow Agreement or affect its meaning, construction or
effect.
6.9. Execution in Counterparts; Electronic Transaction. This Escrow Agreement may be executed in several
counterparts, each of which shall be deemed an original and all of which shall constitute but one and the same instrument. All
signatures of the parties to this Escrow Agreement may be transmitted byfacsimile,and such facsimile will,for all purposes,be
deemed to be the original signature of such party whose signature reproduces and will be binding upon such party. If one of the
parties requests after the date of this Escrow Agreement that the other parties hereto deliver a copy of the Escrow Agreement
with an original signature page to such requesting party,the non-requesting parties shall promptly deliver a copy of this Escrow
Agreement with an original signature page to the requesting party. In addition, the transaction described herein may be
conducted and related documents may be stored by electronic means. Copies,telecopies,facsimiles,electronic files and other
reproductions of original executed documents shall be deemed to be authentic and valid counterparts of such original documents
for all purposes, including the filing of any claim, action or suit in the appropriate court of law.
6.10. Force Majeure. In the event that any party to this Escrow Agreement is unable to perform its obligations under the terms
of this Escrow Agreement because of acts of God,strikes,equipment or transmission failure or damage reasonably beyond its
control, or other cause reasonably beyond its control, such party shall not be liable for damages to the other parties for any
unforeseeable damages resulting from such failure to perform or otherwise from such causes. Performance under this Escrow
Agreement shall resume when the affected party is able to perform substantially that party's duties.
6.11 Tax Identification Numbers. Upon execution of this Agreement,the Lessee shall provide the Escrow Agent with a fully
executed W-8 or W-9 IRS form, or such other tax document as is appropriate for the Lessee,which shall include the Lessee's
Tax Identification Number. All interest or other income earned under the Escrow Agreement shall be for the account of Lessee
and shall be so reported by the Escrow Agent to the Internal Revenue Service and all other applicable taxing authorities. The
Escrow Agent shall report,and,as required,withhold and remit,to the appropriate authorities, any taxes as it determines may be
required by any law or regulation in effect at the time of a distribution or as otherwise required. In the event that any earnings
remain undistributed at the end of any calendar year, Escrow Agent shall report to the Internal Revenue Service or such other
authority such earnings as it deems appropriate or as required by any applicable law or regulation or, to the extent consistent
therewith, as directed in writing by the Lessor and Lessee.
6.12 Account Opening Information. In order to assist the United States government to prohibit the funding of terrorism and
money laundering activities, Federal law requires all financial institutions to obtain,verify, and record information that identifies
each person who opens an account. Accordingly, in order to establish the Escrow Fund, the Escrow Agent will ask for
information that will allow the Escrow Agent to identify all relevant parties.
IN WITNESS WHEREOF,the parties have executed and attested this Escrow Agreement bytheir officers thereunto duly
authorized as of the Effective Date.
[LEGAL NAME OF LESSEE], as Lessee
By:
Name:
Title:
[LEGAL NAME OF ESCROW AGENT], as Escrow Agent
By:
Name:
Title:
SIEMENS PUBLIC, INC., as Lessor
By:
Name:
Title:
By:
Name:
Title:
SCHEDULE1
Telephone Number(s)for Call-Backs
and Person(s) Designated to Give and Confirm Funds Transfer Instructions
If to Lessor:
Name Telephone Number Signature Specimen
1.
2.
3.
If to Lessee:
Name Telephone Number Signature Specimen
1.
2.
3.
Telephone call-backs shall be made to both Lessor and Lessee if joint instructions are required pursuant to this
Escrow Agreement. All funds transfer instructions must include the signature of the person(s)authorizing said funds
transfer.
EXHIBIT A
FORM OF REQUISITION REQUESTING DISBURSEMENT
REQUISITION REQUESTING: _ PARTIAL DISBURSEMENT Invoice No.
FINAL DISBURSEMENT
In accordance with Leasing Schedule#[Lease Number](the"Lease")to Master Lease Purchase Agreement dated[MLPA Date]
between SIEMENS PUBLIC, INC. (the"Lessor"), and the undersigned as lessee(the"Lessee"), and further in accordance with the
Escrow Agreement Relating to Equipment Subject to the Lease(the"Escrow Agreement"),among the Lessor,the Lessee and[Legal
Name of Escrow Agent] as Escrow Agent, the Lessee hereby requests a disbursement from the Escrow Fund for the following
Acquisition Costs of the Equipment listed below. Terms capitalized but not defined in this Requisition shall have the meaning given
such terms in the Lease or the Escrow Agreement, as applicable.
Name and
Quantity Item Amount Address of Payee
The Lessee hereby represents and warrants for all purposes that:
1. The amount to be disbursed constitutes all or a portion of the Acquisition Costs of the Equipment,said amount is required to
be disbursed pursuant to a Purchase Contract entered into therefor by or on behalf of the Lessee,and said amount is not being paid
in advance of the time, if any, fixed for any payment.
2. Acquisition and installation of the applicable portion of the Equipment for which payment is being requested has been
completed in accordance with plans and specifications approved by the Lessee and in accordance with the terms and conditions of
the applicable Purchase Contract(s). Said applicable portion of the Equipment is suitable and sufficient for the expected uses thereof,
but this statement is made without prejudice to any rights against third parties which exist at the date hereof or which may
subsequently come into being.
3. No amount set forth in this Requisition Requesting Disbursement was included in any Requisition Requesting Disbursement
previously filed with the Escrow Agent for which payment was actually made by the Escrow Agent.
4. By the delivery to Escrow Agent of this Requisition Requesting Disbursement,the Lessee irrevocably accepts that portion of
the Equipment and related services and labor represented by this Requisition Requesting Disbursement. If this Requisition Request-
ing Disbursement is the Final Disbursement Requisition(as indicated above),there is attached hereto as Attachment 1 an original of
the Acceptance Certificate, executed by an Authorized Officer of Lessee, evidencing the Lessee's acceptance of all Equipment
(including all Equipment represented by any and all prior Requisitions Requesting Disbursement).
5. The Lessee has made such investigation of such sources of information as are deemed necessary and is of the opinion that
the applicable portion of the Equipment has been fully paid for,and no claim or claims exist against the Lessee or any Supplier out of
which alien based on furnishing labor or material exists or might arise. Funds are on deposit in the Escrow Fund sufficient to make
payment of the full amount which might in any event be payable in order to satisfy such claim or claims contested by the Lessee and
described in this or any previous Requisition Requesting Disbursement.
6. By delivery of this Requisition Requesting Disbursement by the Lessee,the Lessee does hereby represent and warrant to the
Lessor,that: (i)each of the representations and warranties of the Lessee contained in the Lease(and any documents related thereto)
is true and correct on and as of the date hereof; (ii) the Lessee has performed all of its obligations under the Lease (and any
documents related thereto)that are required to be performed by the Lessee on or prior to the date hereof; (iii) no Default exists under
the Lease and no event has occurred and is continuing that with notice or the lapse of time or both would constitute a Default under
the Lease; and (iv)the person signing this Requisition Requesting Disbursement is an Authorized Officer of Lessee.
Date: [LEGAL NAME OF LESSEE]
Approved for Payment: By:
SIEMENS PUBLIC, INC., by SIEMENS FINANCIAL
SERVICES, INC., as Fiscal Agent Title:
By:
Title:
By:
Title:
ATTACHMENT 1
TO EXHIBIT A
(FORM OF REQUISITION REQUESTING DISBURSEMENT)
ACCEPTANCE CERTIFICATE
The undersigned, as the Lessee under that certain Leasing Schedule# [Lease Number] (the "Lease")to
Master Lease Purchase Agreement dated [MLPA Date]with Siemens Public, Inc., as lessor(the"Lessor"), hereby
acknowledges receipt in good condition of all of the equipment(the"Equipment")described on the attached Annex A;
hereby accepts such Equipment"AS-IS,WHERE-IS"; and hereby certifies that it has inspected the Equipment,that
the Equipment is in good working order and complies with all purchase orders, contracts and specifications,that the
Lessee has fully and satisfactorily performed all covenants and conditions to be performed by it as of this date under
the Lease with regard to such Equipment, that the Lessee waives any right to revoke its acceptance, that such
Equipment is fully insured in accordance with Section 16 of the Lease, and that such Equipment constitutes all or a
portion of the Equipment as that term is defined in the Lease. This certificate is made without prejudice to any rights
against third parties which may exist as of the date hereof or which may subsequently come into being.
[LEGAL NAME OF LESSEE]
Acceptance Date: By:
Name:
Title:
ANNEXA
TO ATTACHMENT 1
(ACCEPTANCE CERTIFICATE)
DESCRIPTION OF EQUIPMENT
The following items:
The Equipment subject to this Acceptance Certificate is deemed to include all items listed in each Requisition Re-
questing Disbursement submitted to the Escrow Agent pursuant to the Escrow Agreement whether or not such items
are specifically included in this Description of Equipment. The Escrow Agent has no responsibility or duty to verify or
validate any such Equipment related to this Agreement.
EXHIBIT B
ARBITRAGE INVESTMENT INSTRUCTIONS
These Arbitrage Instructions provide guidance regarding compliance with§ 148 of the Internal Revenue Code of 1986,
as amended (the"Code"), in order to preserve the exclusion from gross income for federal income tax purposes of the interest
components of Lease Payments to be paid by the Lessee under the Lease. Pursuant to the Escrow Agreement,the Escrow
Agent has agreed to hold, invest and disburse the proceeds of the Lease.
In Section 9 of the Lease, the Lessee has covenanted that it will not knowingly take any action that would cause the
interest portion of the Lease Payments under the Lease to become includable in gross income of the recipient for federal income
tax purposes under the Code and the applicable Treasury Regulations promulgated thereunder (defined below as the
"Regulations"),and that it will take and will cause its officers,employees and agents to take all affirmative actions legallywithin its
power and known to it to be necessary to ensure that the interest portion of the Lease Payments does not become includable in
gross income of the recipient for federal income tax purposes under the Code and the Regulations. These actions include
compliance with all requirements of the Code and the Regulations relating to the rebate of arbitrage profitto the United States of
America, including without limitation the calculation and payment to the United States of any rebate required to preserve said
exclusion of the interest components of Lease Payments.
Section 1. Definitions. In addition to the capitalized terms defined in the Lease and in § 148 of the Code and the
Treasury Regulations issued thereunder, the following capitalized terms are defined:
"Bona Fide Debt Service Fund" means, under Treas. Reg. § 1.148-1(b), a fund that(1) is used primarily to achieve a
proper matching of revenues with Lease Payments within each Lease Year, and (2)is depleted at least once each Lease Year,
except for a reasonable carryover amount not to exceed the greater of(a)the investment earnings on the fund for the preceding
Lease Year,or(b) 1/12 of the total Lease Payments on the Lease for the preceding Lease Year. For purposes of these Arbitrage
Instructions,as of any date,all amounts in the Escrow Fund which are expected to be used to pay capitalized interest during the
current Lease Year should be treated as amounts in a Bona Fide Debt Service Fund. It is not expected that any Gross Proceeds
would be held in a Bona Fide Debt Service Fund.
"Escrow Fund" means the special escrow trust fund established in the custody of the Escrow Agent under the Escrow
Agreement.
"Final Computation Date" means the date the last Lease Payment is made and the Lease is terminated.
"Gross Proceeds"means(i)Sale Proceeds; (ii)investment proceeds derived from the investment of Sale Proceeds;(iii)
amounts held in a sinking fund for the Lease; (iv) amounts held in a pledged fund or reserve fund for the Lease; and (v) any
transferred proceeds. Specifically, Gross Proceeds include all amounts held in the Escrow Fund.
"Installment Computation Date" means every 5th anniversary of the Issue Date.
"Investment" means any security, obligation, annuity contract or other investment-type property which is purchased
directly with,or otherwise allocated to, Gross Proceeds. Such term does not include obligations the interest on which is excluded
from federal gross income, except for"specified private activity bonds" as such term is defined in Code§ 57(a)(5)(C).
"Issue Date" means the Lease Commencement Date.
"Lease Year" means each one-year period ending on each annual anniversary of the Lease Commencement Date.
"Minor Portion" means the lesser of$100,000 or 5%of the Sale Proceeds.
"Reasonable Retainage"means Gross Proceeds retained by the Lessee for reasonable business purposes,such as to
ensure or promote compliance with a construction contract; provided that such amount may not exceed 5%of net Sale Proceeds
of the Lease on the date 18 months after the Issue Date.
"Regulations"means Treasury Regulations§§ 1.148-0 through 1.148-11, 1.149(d)-1, 1.149(g)-1, 1.150-1 and 1.150-2,
as the same may hereafter be amended, and any other temporary, proposed or final regulations promulgated by the Internal
Revenue Service to implement the requirements of§ 148(f)of the Code and applicable to the Lease.
"Sale Proceeds" means any amounts actually or constructively received from the"sale" of the Lease (i.e.,execution,
delivery and funding or purchase of the Lease by the Lessor or the Lessor's assignee if the Lessor's assignee is funding the
Lease), including amounts used to pay any discount or compensation to underwriters, lease brokers, placement agents or
financial advisors and accrued interest other than pre-issuance accrued interest.
"Special Tax Counsel"means a counsel of recognized national standing in the field of law relating to municipal bonds.
B-1
Section 2. Covenants. The Lessee agrees(a)to compute the arbitrage rebate on the Lease,or to determine that all
or a portion of the Gross Proceeds are exempt from the rebate requirements,as appropriate,in accordance with the Regulations,
and (b)to pay to the United States all arbitrage rebate due in accordance with these Arbitrage Investment Instructions and the
Regulations.
Section 3. Investments. All Gross Proceeds must be invested in accordance with this Section.
(a) Temporary Periods/Yield Restriction. Proceeds of the Lease deposited in the Escrow Fund and investment
earnings thereon may be invested without yield restriction for not more than three years after the Issue Date, except as
otherwise provided in this Section. If any unspent proceeds remain in the Escrow Fund after three years,such amounts may
continue to be invested without yield restriction, except as otherwise provided in this Section, so long as all yield reduction
payments are computed and paid to the IRS in accordance with Treas. Reg.§ 1.148-5(c). Any amounts in the Escrow Fund
after completion of the acquisition of the Equipment in excess of the sum of the Lease Payments coming due within 12 months
of such completion plus$100,000 and any amounts not invested as described above shall be invested at a yield not greater
than the yield on the Lease.
(b) Fair Market Value.
(1) General. No Investment may be acquired with Gross Proceeds for an amount(including transaction
costs) in excess of the fair market value of such Investment, or sold or otherwise disposed of for an amount
(including transaction costs) less than the fair market value of the Investment. The fair market value of any In-
vestment is the price a willing buyer would pay to a willing seller to acquire the Investment in a bona fide,arm's-
length transaction. Fair market value shall be determined in accordance with § 1.148-5 of the Regulations.
Where there is no established securities market for an Investment, use the applicable paragraphs below.
(2) Certificates of Deposit. The purchase price of a certificate of deposit(a "CD") is treated as its fair
market value on the purchase date if (i) the CD has a fixed interest rate, a fixed payment schedule, and a
substantial penalty for early withdrawal; (ii) the yield on the CD is not less than the yield on reasonably com-
parable direct obligations of the United States; and (iii) the yield is not less than the highest yield published or
posted by the CD issuer to be currently available on reasonably comparable CDs offered to the public.
(3) Other Investments. If an Investment is not described above,the fair market value maybe established
through a competitive bidding process, as follows:
(A) at least three bids on the Investment must be received from persons with no financial in-
terest in the Lease (e.g., as underwriters or brokers); and
(B) the yield on the Investment must be equal to or greater than the yield offered under the
highest bid.
Section 4. Arbitrage Rebate Exceptions.
(a) Small Issuer Exception. The Lessee will not be obligated to pay arbitrage rebate to the United States if(i)the
Lessee is a governmental unit under the laws of its state with general taxing powers; (ii)the Lease is not a private activity bond
as defined in Section 141 of the Code; (iii)95%or more of the net proceeds of the Lease will be used for local governmental
activities of the Lessee; and (iv)the aggregate face amount of all tax-exempt obligations (other than private activity bonds)
issued by the Lessee and all subordinate entities thereof during the calendar year in which the Lease Commencement Date
(as defined in the Lease)occurs does not exceed $5,000,000.
(b) Six-Month Exception. The obligation to pay arbitrage rebate to the United States will be treated as satisfied if
(1) the Gross Proceeds(as modified below)are allocated to expenditures for the governmental purpose
of the Lease within six months after the Issue Date; and
(2) arbitrage rebate is paid in accordance with Section 148 of the Code on all other Gross Proceeds.
For purposes of paragraph(1)above, Gross Proceeds do not include amounts in a Bona Fide Debt Service Fund or amounts
that become Gross Proceeds after the end of the six-month spending period, but were not expected to be Gross Proceeds as
of the Issue Date(e.g.,Gross Proceeds arising from a sale of the facilities financed with the Lease). The Lease meets the six-
month expenditure test even if, at the end of the six-month period, Gross Proceeds not exceeding the Minor Portion remain
unspent, so long as such Gross Proceeds are spent within one year after the Issue Date. The use of Gross Proceeds to pay
the principal component of any Lease Payment will not be treated as an expenditure of Gross Proceeds.
(c) Eighteen-Month Exception. The obligation to pay arbitrage rebate to the United States will be treated as
satisfied if
B-2
(1) the Gross Proceeds(as modified below)are allocated to expenditures for the governmental purpose
of the Lease in accordance with the following schedule:
Time Period Minimum Percentage of
after the Issue Date Gross Proceeds Spent
6 months 15
1 year 60
18 months 100
and;
(2) arbitrage rebate is paid in accordance with Section 148 of the Code on all other Gross Proceeds.
For purposes of paragraph(1)above,Gross Proceeds do not include amounts in a Bona Fide Debt Service Fund or amounts
that become Gross Proceeds after the end of the 18-month spending period, but were not expected to be Gross Proceeds as
of the Issue Date(e.g.,Gross Proceeds arising from a sale of the facilities financed with the Lease). The Lease meets the 18-
month expenditure test even if, at the end of the 18-month period, Gross Proceeds not exceeding a Reasonable Retainage
remain unspent,so long as such proceeds are spent within 30 months after the Issue Date. In addition,the failure to satisfythe
final spending requirement at the end of the 18-month period is disregarded if the Lessee uses due diligence to complete the
facilities financed with the Lease,and the amount of Gross Proceeds unspent does not exceed the lesser of 3%of the"issue
price" of the Lease (i.e., the amount paid by the Lessor or the Lessor's assignee if the Lessor's assignee is funding the
payment)or$250,000. However,the use of Gross Proceeds to pay the principal component of any Lease Payment will not be
treated as an expenditure of such Gross Proceeds.
Section 5. Computation and Payment of Arbitrage Rebate.
(a) Computation, Notice and Transfer. Except as provided above,the Lessee shall compute arbitrage rebate within
45 days after each Installment Computation Date,and within 45 days after the Final Computation Date,in accordance with the
Regulations. Upon each computation of arbitrage rebate,the Lessee shall give written notice to the Lessor by first class mail,
postage prepaid, including a copy of such computation,showing the arbitrage rebate due,togetherwith an opinion or certificate
stating that arbitrage rebate was determined in accordance with the Regulations.
(b) Exception for Bona Fide Debt Service Fund. Amounts in a Bona Fide Debt Service Fund are exempt from the
arbitrage rebate requirements.
(c) Rebate Payments. Within 60 days after each Installment Computation Date and the Final Computation Date,
the Lessee shall pay to the United States the amount of arbitrage rebate then due,determined in accordance with the Regu-
lations.
Each payment of arbitrage rebate shall be mailed or delivered to:
Internal Revenue Service Center
Ogden, UT 84201
(or any other address required by the Regulations) and shall be accompanied by IRS Form 8038-T and such other forms,
documents or certificates as may be required by the Regulations. The Lessee shall send a copy of any such correspondence,
payments, forms or documents to the Lessor.
Section 6. Records. The Lessee shall retain a copy of each computation of arbitrage rebate,and the Escrow Agent
shall, to the best of its abilities, retain detailed records with respect to each Investment, including: (a) purchase date, (b) pur-
chase price, (c)information establishing the fair market value on the date such investment was allocated to the Lease,(d)any
accrued interest paid, (e)face amount, (f)coupon rate, (g)frequency of interest payments, (h)disposition price, (i)any accrued
interest received,and Q)disposition date. The Lessee and the Escrow Agent shall retain all such records until sixyears after the
Final Computation Date.
Section 7. Filing Requirements. The Lessee shall file or cause to be filed with the Internal Revenue Service such
reports or other documents as are required by the Code. The Escrow Agent shall provide to the Lessee,upon written request,all
information required to be retained by it pursuant to the Escrow Agreement(including these Arbitrage Investment Instructions).
Section 8. Survival after Defeasance. Notwithstanding anything in the Escrow Agreement to the contrary,the ob-
ligation to pay arbitrage rebate to the United States and to comply with all other requirements contained in these Arbitrage
Instructions and in the Regulations shall survive the payment or defeasance of the Lease.
B-3
Section 9. Opinion of Special Tax Counsel. These Arbitrage Instructions maybe modified or amended in whole or in
part upon receipt of an opinion of Special Tax Counsel to the effect that such modifications and amendments will not adversely
affect the exclusion from federal gross income of the interest components of the Lease Payments.
B-4
[PROPOSED FORM OF RESOLUTION FOR USE BY LESSEE]
RESOLUTION NO.
WHEREAS, (the"Governing Body")of the[Legal Name of Lessee](the"Lessee")has
reviewed and determined its anticipated equipment requirements.
WHEREAS,the Governing Body for Lessee has determined that it is in Lessee's best interest
to acquire the equipment(the "Equipment") described in Leasing Schedule# [Lease Number] (the
"Lease"),which incorporates the terms and conditions of the Master Lease Purchase Agreement dated
[MLPA Date] (the "Agreement"), between Lessee and Siemens Public, Inc., copies of which
documents are attached hereto as Exhibit A.
[WHEREAS,in connection with the execution and delivery of the Lease,itwill be necessaryfor
Lessee to enter into an Escrow Agreement Relating to Equipment Subject to Leasing Schedule #
[Lease Number] (the "Escrow Agreement") among Lessee, Siemens Public, Inc. and the escrow
agent named therein, a copy of which document is attached hereto as Exhibit B.]
THEREFORE, BE IT RESOLVED BY THE GOVERNING BODY THAT:
1. Lessee shall acquire the Equipment.
2. The Lease,as incorporating the terms and conditions of the Agreement, [and
the Escrow Agreement] [is/are] hereby approved,and Lessee's chief executive
officer, chief financial officer or chief purchasing officer or any other
representative of the Lessee designated by any of them in writing is hereby
authorized to execute (i) the Lease,as incorporating the terms and conditions
of the Agreement, [and the Escrow Agreement,each]substantially in the form
attached hereto with such changes or amendments(substantial or otherwise)
as are approved by the officer of Lessee executing the Lease [and the Escrow
Agreement], such approval to be conclusively evidenced by that officer's
execution of the Lease, as incorporating the terms and conditions of the
Agreement[,and the Escrow Agreement],and (ii)all documents, instruments,
certificates and agreements related to the Lease [or the Escrow Agreement].
ADOPTED, SIGNED AND APPROVED at a duly convened meeting of Lessee's Governing
Body on the day of , 20_.
By:
Name:
Title:
02 Resolution.doc
03-13
ESSENTIAL USE/SOURCE OF FUNDS CERTIFICATE
LESSEE NAME: [LEGAL NAME OF LESSEE]
Re: Leasing Schedule# [Lease Number] (the "Lease")to Master Lease Purchase Agreement dated
[MLPA Date] between the undersigned ("Lessee") and Siemens Public, Inc.
This certificate confirms and affirms that the equipment described in the Lease referenced above (the "Equipment") is
essential to the functions of the Lessee or to the services Lessee provides its citizens. Further, Lessee has an immediate
need for, and expects to make immediate use of, substantially all such Equipment, which need is not temporary or
expected to diminish in the foreseeable future. Lessee will use such Equipment only for the purpose of performing one or
more of Lessee's governmental or proprietary functions consistent with the permissible scope of its authority.
1. Is the Equipment new, an upgrade, additional or a replacement? If replacement, how old is the existing equipment?
If new, is the Equipment for a start-up program?
2. Please fully explain the use of the Equipment, including any specific department which may be its primary user.
3. If any of the Equipment is computer software, on what hardware will the software run, and is the existing hardware
owned or being leased?
4. From which fund will lease payments be made?
5. Will any loan or grant monies be used to make lease payments?
[LEGAL NAME OF LESSEE]
By:
Name:
Title:
Date:
03 Essential Use Form.doc
03-13
Siemens Public, Inc.
SIEMENS LEASING SCHEDULE #:
(Escrow)
LESSOR: SIEMENS PUBLIC, INC. LESSEE:
3411 Silverside Road (Exact Legal Name;herein"Lessee)
Hanby Building, Suite 100
Wilmington, DE 19810 (Address)
(800)327-4443
(City,State,Zip)
LEASING SCHEDULE# (herein also referred to as the"Leasing Schedule"or"Lease"),to that certain Master Lease Purchase Agreement dated
(herein"Agreement"), between Lessor and Lessee.
1. EQUIPMENT DESCRIPTION: See Exhibit A attached hereto and 6. CONCLUDING PAYMENT: See Lease Payment Schedule
incorporated herein. attached hereto and incorporated herein as Exhibit B.
2. LEASE COMMENCEMENT DATE: The date that Lessor exe- 7. EQUIPMENT LOCATION: See Exhibit A attached hereto and
cutes this Leasing Schedule and provides funds hereunder,as incorporated herein.
reflected on the signature lines of Lessor below.
8. MAXIMUM EQUIPMENT COST: $
3. STATE OF LESSEE:
9. LEASE PAYMENT LOCATION: Unless Lessor specifies in writing
4. NUMBER OF LEASE PAYMENTS: otherwise,all payments shall be sent to:
5. LEASE PAYMENT(per payment period): See Lease Payment
Schedule attached hereto and incorporated herein as Exhibit B.
10. STATEMENT OF INTENT: It is the intent of Lessor and Lessee that for federal, state and local income tax purposes, the transaction
contemplated hereby will be a conditional sale or financing arrangement consisting of a loan from the Lessor directly to the Lessee, and the
Lessee acquiring and being deemed the owner of the Equipment. For income tax purposes,the parties shall take no action or file any return or
other document inconsistent with such intentions unless otherwise required by U.S. federal, state or local tax law or as directed by the Internal
Revenue Service or a similar state tax authority.
ADDITIONAL TERMS AND CONDITIONS AND OTHER IMPORTANT PROVISIONS ARE SET FORTH ON THE FOLLOWING PAGE
IN WITNESS WHEREOF,the parties hereto have duly executed the Lease as of the dates set forth below. For all purposes hereof,the date of the Lease shall be
the date of Lessor's acceptance as set forth below. LESSEE ACKNOWLEDGES THAT NEITHER LESSOR NOR THE SUPPLIER IS AN AGENT OR
REPRESENTATIVE OF THE OTHER AND NEITHER HAS AUTHORITY TO BIND THE OTHER. Lessee certifies that all representations and warranties of
Lessee in the Lease are true as of the date of the Lease.
ACCEPTED BY: BY EXECUTION HEREOF, THE SIGNER CERTIFIES THAT (S)HE HAS
READ THE ENTIRE LEASE, THAT LESSOR OR ITS REPRESENTA-
LESSOR: SIEMENS PUBLIC,INC. TIVES HAVE MADE NO AGREEMENTS OR REPRESENTATIONS EX-
CEPT AS SET FORTH HEREIN, OR IN THE AGREEMENT, AND THAT
By: (S)HE IS DULY AUTHORIZED TO EXECUTE THE LEASE ON BEHALF
(Authorized Signature) OF LESSEE.
NAME: LESSEE:
(Printed or Typed)
TITLE: BY:
(Printed or Typed) (Authorized Signature)
BY; NAME:
(Authorized Signature) (Printed or Typed)
NAME: TITLE:
(Printed or Typed) (Printed or Typed)
TITLE: DATE:
(Printed or Typed)
DATE:
COUNTERPART NO. OF [INSERT TOTAL NUMBER OF EXECUTED COPIES— Delete this bracketed instruction when finalizing]SERIALLY
NUMBERED MANUALLY EXECUTED COUNTERPARTS. TO THE EXTENT THAT THIS DOCUMENT CONSTITUTES CHATTEL PAPER UNDER THE
UNIFORM COMMERCIAL CODE, NO SECURITY INTEREST IN THIS DOCUMENT MAY BE CREATED THROUGH THE TRANSFER AND POSSESSION
03 MLPA-LeasingSched(Escrow)(FxdRt)SAMPLE.DOC
08-15
OF ANY COUNTERPART OTHER THAN COUNTERPART NO. 1. [LESSOR MUST RETAIN COUNTERPART NO. 1—Delete this bracketed instruction when
finalizing]
11. AMENDMENT TO SECTION 3 OF THE AGREEMENT: For purposes of this Lease,Section 3 of the Agreement shall be deleted and the following
substituted therefor:
"3. Purchase Contracts,Acquisition of Equipment.
(a) The Equipment shall be acquired and installed pursuant to one or more purchase or acquisition contracts(the"Purchase Contracts")to be entered
into by and between Lessee and one or more vendors,suppliers or contractors(the"Suppliers")for the acquisition and installation of the Equipment. Lessee
and Lessor agree that Lessee shall be solely responsible for the selection, size, design and specifications of the Equipment and that Lessor shall have no
duty or responsibility therefor or for the negotiation,execution or delivery of any Purchase Contract.
(b) Lessee represents,warrants and covenants that the cost of the Equipment shall in no event exceed the Maximum Equipment Cost as set forth in
the Leasing Schedule.
(c) Lessee shall enter into Purchase Contracts for the acquisition or installation of the Equipment, the total cost of which shall not exceed the
Maximum Equipment Cost. Further, Lessee shall,after entering into such Purchase Contracts,proceed with due diligence and complete the acquisition and
installation of all the Equipment by no later than the timeframe specified in section 3.5(ii) of the Escrow Agreement Relating to Equipment Subject to the
Lease(the"Escrow Agreement")among Lessor,Lessee and the Escrow Agent named therein(the"Escrow Agent").If the cost of the Equipment exceeds the
monies available in the Escrow Fund (the"Escrow Fund")created by the Escrow Agreement, Lessee shall pay the remaining cost of the Equipment from its
other available funds.
(d) Lessee hereby sells, assigns, transfers and sets over to Lessor, all of its rights,title and interest, but none of its obligations or responsibilities, in
and to the Purchase Contracts(whether now in existence or hereafter entered into),including,without limitation,all right,title and interest of Lessee in and to
the Equipment and all of Lessee's rights and remedies under the Purchase Contracts,and the right either in Lessor's own behalf or in Lessee's name to take
all such proceedings,legal equitable or otherwise,that it might take,save for the Lease.
(e) Prior to disbursements under the Escrow Agreement,either directly to one or more Suppliers or in reimbursement of advance payments by Lessee,
for all or a portion of the Equipment accepted by Lessee pursuant to the Lease and the Purchase Contracts, Lessee shall furnish the Escrow Agent with a
requisition requesting disbursement in the form attached as Exhibit A to the Escrow Agreement completed and executed by Lessee and approved for
payment by Lessor, together with the supporting documents referred to in the requisition. Upon the delivery to Escrow Agent of such instruments, Lessee
shall be found to have accepted that portion of the Equipment and related services and labor represented by the requisition.
(f) If Lessee has not accepted all the Equipment within the timeframe specified in section 3.5(ii)of the Escrow Agreement(the"Nonacquired Equip-
ment Date"), the Lease shall not as a result thereof be void or voidable, nor shall Lessor be liable to Lessee for any loss or damage resulting from such
nonacceptance of Equipment. Prior to the Nonacquired Equipment Date, Lessee may, with Lessor's prior written consent, substitute items of Equipment
equal in value for items of Equipment not delivered. If all or a part of the original or substituted Equipment has not been accepted by Lessee on or before the
Nonacquired Equipment Date, the Lease shall terminate as to such unaccepted portion of the Equipment (the "Nonacquired Equipment") as of the
Nonacquired Equipment Date. Exhibit A to this Leasing Schedule shall be deemed to be automatically amended to delete all reference to the Nonacquired
Equipment. As set forth in the Escrow Agreement, a payment to Lessor pursuant to Section 3.5 of the Escrow Agreement shall constitute a partial
prepayment of Lease Payments (as hereinafter defined), and upon receipt of such prepayment, Lessee authorizes Lessor to prepare a revised Exhibit B to
this Leasing Schedule reflecting such prepayment, which shall be delivered to Lessee, and Lessee shall acknowledge such revised Exhibit B in writing if
requested by Lessor.
(g) Monies held by the Escrow Agent pursuant to the Escrow Agreement shall be paid to Lessor in accordance with Section 3.5 of the Escrow
Agreement, including,without limitation,upon the occurrence of a Default or upon a termination of the Lease as a result of Lessee's governing body failing to
appropriate sufficient funds to pay the Lease Payments and other amounts due hereunder for any fiscal period.
(h) Lessee hereby represents as follows:
(i) The estimated total costs of the Equipment, including costs of negotiating and preparing the Lease and any assignment of the Lease by
Lessor,shall not be less than the total principal portion of the Lease Payments.
(ii) The Equipment has been ordered or is expected to be ordered within six months of the Lease Commencement Date, and the Equipment is
expected to be delivered and installed,and the Supplier fully paid,within eighteen(18)months of the Lease Commencement Date.
(iii) Lessee has not created or established,and does not expect to create or establish,any sinking fund or other similar fund(a)that is reasonably
expected to be used to pay the Lease Payments,or(b)that may be used solely to prevent a default in the payment of the Lease Payments.
(iv)The Equipment has not been and is not expected to be sold or otherwise disposed of by Lessee, either in whole or in part, prior to the
expiration of the Maximum Lease Term(as defined in Section 5 of the Agreement).
(v) To the best of Lessee's knowledge,information and belief,all expectations referenced above are reasonable."
12. AMENDMENT TO SECTION 6 OF THE AGREEMENT: For purposes of this Lease,Section 6 of the Agreement shall be deleted and the following
substituted therefor:
"6. Delivery and Acceptance. Lessee,as Lessor's agent,shall cause the Equipment to be delivered to Lessee at the location specified in Exhibit A("Equipment
Location"). Lessee shall pay all transportation and other costs, if any, incurred in connection with delivery of the Equipment. Lessee shall accept the Equipment
(by delivery of a requisition request as described in Section 3(e)above)as soon as it has been delivered and is operational. Concurrently with the delivery of its
final requisition request, Lessee shall evidence its acceptance of all Equipment by executing and delivering to Lessor an Acceptance Certificate substantially in the
form attached to the Escrow Agreement. Such Acceptance Certificate shall include the description of all Equipment covered by any and all requisition requests
issued under the Lease(the"Final Equipment Description"). Exhibit A shall be deemed automatically amended to the extent necessary to correct any differences
between Exhibit A and the Final Equipment Description."
13. MISCELLANEOUS: Lessor and Lessee agree that the terms and conditions of the Agreement are hereby incorporated into this Leasing Schedule to the
same extent as if such terms and conditions were set forth in full herein. THIS LEASING SCHEDULE (AS INCORPORATING THE TERMS OF THE
AGREEMENT), TOGETHER WITH ANY EXHIBITS AND ATTACHMENTS HERETO, CONTAIN THE COMPLETE AGREEMENT OF THE PARTIES WITH
RESPECT TO ITS SUBJECT MATTER AND SUPERSEDE AND REPLACE ANY PREVIOUSLY MADE PROPOSALS, REPRESENTATIONS, WAR-
RANTIES AND AGREEMENTS. Capitalized terms used herein, which are not otherwise defined herein, shall have the same meanings as set forth in the
Agreement. Any amendments contained or incorporated into this Leasing Schedule,which in any way alter the terms of the Agreement,shall be effective only with
respect to this Leasing Schedule and shall be ineffective with respect to any other Leasing Schedule. The Lease shall become effective at the time of Lessor's
acceptance(by execution hereof)at its corporate offices,by an authorized representative of Lessor.
EXHIBIT A
to
Leasing Schedule#:
Description of Equipment:
Quantity Supplier Description
(The foregoing property description shall be deemed to be automatically amended to the extent necessary to
conform to the Final Equipment Description as provided in Section 6 of the Agreement.)
Equipment Location:
Address:
County:
Lessor: SIEMENS PUBLIC, INC. Lessee:
By: By:
By:
EXHIBIT B
to
Leasing Schedule#:
LEASE PAYMENT SCHEDULE
Lease Commencement Date: [MAKE SURE CONSISTENT WITH SECTION 2 OF THE LEASING SCHEDULE—
DELETE THESE INSTRUCTIONS, THE BRACKETS, AND HIGHLIGHTING WHEN
FINALIZING]
Original Principal Amount: $
Lease Rate:
Lease Payment Principal Concluding
Number Lease Payment Principal Interest Balance Payment
PREPAYMENTS: Prepayments, as provided in Section 21 of the Lease, are permitted only on the due date of the Lease
Payment that is asterisked and on the due date of each Lease Payment thereafter.
Lessor: SIEMENS PUBLIC, INC. Lessee:
By: By:
Lease Payments are due [on the Lease Commencement Date and] on each [monthly/quarterly/semiannual/
annual] anniversary of the Lease Commencement Date until the number of payments referenced above have been
made. If the Lease Commencement Date occurs on a day not occurring in another month (e.g., the 31 s`), the anni-
versary of the Lease Commencement Date shall be the last day of that other month.
After payment of the Lease Payment and all other amounts then due. The Concluding Payment also contains
prepayment fees, if applicable.
By:
INSURANCE COVERAGE REQUIREMENTS
TO LESSOR: SIEMENS PUBLIC, INC.
3411 Silverside Road
Hanby Building, Suite 100
Wilmington, DE 19810
FROM LESSEE: [LEGAL NAME OF LESSEE]
[Lessee's Street Address]
[Lessee's City, State and Zip]
LEASING SCHEDULE #[LEASE NUMBER] (the "Lease")to MASTER LEASE PURCHASE AGREEMENT dated [MLPA
DATE] (the "Agreement") between the undersigned ("Lessee")and Siemens Public, Inc.
EQUIPMENT LOCATION:
SUBJECT: INSURANCE COVERAGE REQUIREMENTS
Check All Appropriate Boxes:
❑ Third-Party Insurance. In accordance with Section 16 of the Agreement, we have instructed the insurance
agent named below to issue the insurance indicated below (please fill in name, address and telephone
number of insurance agent):
❑ All Risk Physical Damage Insurance on the leased equipment ("Equipment") covered by the Lease,
evidenced by a Certificate of Insurance and Long Form Loss Payable Clause naming Siemens
Public, Inc., and/or its assigns, as additional insured and loss payee.
Coverage Required: Full Replacement Value
❑ Public Liability Insurance evidenced by a Certificate of Insurance naming Siemens Public, Inc.,
and/or its assigns as Additional Insured.
Minimum Coverage Required:
$500,000.00 per person
$500,000.00 aggregate bodily injury liability
$100,000.00 property damage liability
Proof of insurance coverage will be provided prior to the time the Equipment is delivered to us.
❑ Self Insurance. Pursuant to Section 16 of the Agreement, we are self-insured for:
❑ All risk, physical damage.
❑ Public liability.
Such self-insurance covers Siemens Public, Inc. and its assigns to the same extent that commercial in-
surance would otherwise be required to do so by the Lease. We will provide proof of such self-insurance
in letter form together with a copy of the statute or other authority authorizing this form of insurance.
LESSEE: [LEGAL NAME OF LESSEE]
By:
Name:
Title:
Date:
041nnrance Form.doc
03-l3
