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17-0516_UNISPEC CONSTRUCTION, INC._Agenda Report_E12TO: FROM: City of San Juan Capistrano Agenda Report Honorable Mayor and Members of the City Council ~ Siegel, City Manager SUBMITTED BY: Steve May, Public Works and Utilities Director ,./lf4A._ PREPARED BY: George Alvarez, P.E., City Engineer Joe Mankawich, Associate Engineer DATE: May16,2017 5/16/2017 E12 SUBJECT : Consideration of Award of Contract for the San Juan Capistrano City-wide Bikeway Gap Closure Project (CIP 11203) (Unispec Construction Inc.) RECOMMENDATION: By motion, 1. Award and authorize the City Manager to execute a contract to Unispec Construction Inc. in the amount of $198,000 for construction of the City-wide Bikeway Gap Closure Project (CIP 11203); and, 2. Authorize the City Manager to approve contract change orders not to exceed 1 0% of the contract amount. EXECUTIVE SUMMARY: The City's Fiscal Year 2016-2017 Capital Improvement Program includes the City-wide Bikeway Gap Closure Project (CIP 11203). The Project entails improvements to the City's bike lanes in five locations shown on Attachment 1 to promote increased bicyclist ridership and safety. The improvements are mostly signing and striping. On April 13, 2017, the City received one bid for the Project (Attachments 2 and 3). The bid amount falls within the budget for the Project. Staff has evaluated the bid and the contractor's previous work experience, and is recommending that the City Council award a contract (Attachment 4) to the responsible bidder, Unispec Construction Inc., in the amount of $198,000. It is also recommended that the City Manager be authorized to approve change orders up to 10% of the contract amount. City Council Agenda Report May16,2017 Page 2 of 3 Work on the Project is scheduled to commence by June 1, 2017, and it is anticipated that the work will be completed by the end of September. FISCAL IMPACT : The Fiscal Year 2016/2017 amended CIP Budget includes $553,000 for the Project, which is mostly grant funding. The City received an Active Transportation Program grant for the Project through Caltrans and a Clean Transportation grant through the Orange County Transportation Authority. After award of the grants, the scope of the project was reduced to the extent that the total expected cost of the project is now only $310,000. First, the extent of the project was reduced by recommendation of the Trails and Equestrian Commission and approval of the City Council. Second, a portion of the bike trail was subsequently built by the Oaks development. Thus, it is expected that there will be $243,000 left over in the budget, most of which will be unused grant funds that cannot be appropriated for other uses by the City. ENVIRONMENTAL IMPACT: This Project has been reviewed in accordance with the California Environmental Quality Act (CEQA). It has been determined that the Project is categorically exempt from further review under CEQA Guidelines Section 15301 (c) (Class 1 "Existing Facilities"). The Project is consistent with Section 15301 (c) because the Project, which is primarily signing and striping of an existing street, will involve negligible alteration of the existing street. PRIOR CITY COUNCIL REVIEW: • On September 17, 2013, the City Council approved an application requesting grant funds from the Orange County Transportation Authority Bicycle Corridor Improvement Program. • On December 17, 2013, the City Council approved a Personal Services Agreement with Environmental Intelligence for preparation of CEQA documents for the East Open Space Trail/Bikeway Gap Closure Project (CIP 11203). • On April 7, 2015, the City Council approved an amendment to the Personal Services Agreement for the environmental review for the East Open Space Trail/Bikeway Gap Closure Project (CIP 11203). Staff provided an update on the funding for the Project. • On August 18, 2015, the City Council approved the Supplemental Agreement with Caltrans for funding the design of the East Open Space Trail/Bikeway Gap Closure Project (CIP 11203). • On March 1, 2016, the City Council adopted a Resolution certifying that the City has the resources to fund the projects submitted for inclusion in the 2017 Federal Transportation Improvement Program, including the Citywide Bikeway City Council Agenda Report May16,2017 Page 3 of 3 Gap Closure Project and confirming the City's commitment to implement the projects submitted in the program. • On September 20, 2016, the City Council approved transfer of $109,000 from the City-Wide Bikeway Gap Closure Project (CIP 11203) to a new project, the East Open Space Trail (CIP 17202). • On October 4, 2016, the City Council awarded a contract for· design of the Project. COMMISSION/COMMITTEE/BOARD REVIEW AND RECOMM ENDATIONS : • On June 3, 2015, the Trails and Equestrian Commission set its priorities for the upcoming fiscal year. The Commission put the East Open Space Trail/Bikeway Gap Closure Project (CIP 11203) on its list of priorities. • On October 5, 2015, the Trails and Equestrian Commission requested that an onsite tour of the East Open Space Trail Alignment be set for their next meeting. • On November 5, 2015, the Trails and Equestrian Commission held an onsite tour of the East Open Space Trail Alignment and made comment and recommendations regarding the trail alignment. • On April 4, 2016, the Trails and Equestrian Commission made a recommendation to City Council to approve the East Open Space Trail Alignment A plus A-1, through the Riding Park. • On September 19, 2016, an update on this Project was presented to the Parks, Recreation, Senior and Youth Services Commission and the Trails and Equestrian Commission as a "receive and file" item. NOTIFICATION : Unispec Construction Inc. Parks, Recreation, Youth and Senior Services, Trails and Equestrian Commission ATIACHMENTS: Attachment 1: Location Map Attachment 2: Bid Opening Report Attachment 3: Bidder's Proposal Attachment 4: Construction Contract Attachment 5: Plans and Specifications (available for review in the City Clerk's Office) . . . . . . ...... ...... .. ,., I I I I I I I San juan Capistrano • / LEGEND ,. " FREEWAY = • BFCBEA!ION TRAILS B~E LANE CLASS II 6 7 MILES lfo(ll" •OU'Rl Q.AJ" • o• uu• ~GIIC'I'(I.I'I",UU C~RENT BikEWAY GAP CONNECT ION PROJECTS FUTURE BIKEWAY GAP CONNECT ION PROJECTS Bike Facilities -Existing and Proposed SJC RECREATIONAL TRAIL SYSTEM Attachment 1 1 of 1 B id Opening Report Bids Opened _A...;,~p,;..;.r.:.:-.il _1 ~3,~2:....:0__,;,.1 _7 ____________ at 2:00 Project Title CIP 11203 -City Wide Bikeway Ga p Closure Joe Mankawich, Associate Proje.ct Engineer Engineer Pre Bid Estimate $200,000 .00 p.m. Bidder Bid Amount Bid Bond/Addenda? 1. 2. 3. 4. 5. 6. 7. 8. Sign Unispec cc : City Clerk Staff (3) Project Department (3) lq&lcoo ,cO t4 9 1~,coo. oo $ $ $ $ $ $ $ Date ~~I ~ I l I I The above bid amounts have not been checked. The bid totals are subject to correction after the bids have been completely reviewed. Attachment 2 1 of 1 QO 41 43 -BID FORMS 1.1 Bid. Bids will be received at the City of !San ~uan Capistrano Administration Office, 32400 Paseo Adelanto, San Juan Capistrano, California, until5:00 PM on April13, 2017. NAME OF IBIDDER: ()IJl~fE-c.._ ~N SitR..VC...IiO N , 1 NC.... To the Honorable City: Cqulilcil of the City of San Jua~ C~p,istrano 32400 Paseo Adelant~ San Juan Capistrano,;califCDrnia 92675 The undersigned hereby declare th~t w.e nave carefully examined the location of the proposed Work, and have read and examined ~he : Contract Documents, including all plans, specifications , and all addenda, if any for the followihg Project: I ' SAN JUAN CAPISTRANO QITY-WIDE BIKEWAY GAP CLOSURE (CIP 14502) We hereby propose to furnish all labor , materials, equipment, tools, transportation , and services, and to discharge all duties and oblig f tlons necessary and required to perform and complete the Project, as described and in strict co nf.o rmi ty with the Drawings, and these Specifications for TOTAL BID PRICE indicated herein . The undersigned acknowledges re c~i p t t,mderstanding, and full consideration of the following addenda to the Contract Documents: Addenda No. __ !..""--__ LA:....__.-jfj_"A_a.\_e;_o_)..__ ______ _ 1. Attached is the required Bid q;u~rantee in the amount of not less than 1 0% of the Total Bid Price. 2. Attached is the completed De$igoation of Subcontractors form. 3. Attached is the fully executed iNoncollusion Declaration form. 4. Attached is the completed lram Cpn~racting Act Certification form. 5. Attached is the completed Pul;>lic!Works Contractor Registration Certification form . 6 . Attached is the completed Contractor's Certificate Regarding Workers' Compensation fonn. 7. Attached is th.e completed Bidder 1'1formation and Experience form. -16-BID FORMS Attachment 3 1 of 27 A. BID SCHEDULE :~NITOF EST. UNIT ITEM NO. ITEM DESCRIPTION MIEASURE QTY. PRICE COST 1. Alipaz Street Signing and LS 1 Striping and ~2.w,ooo AC Ramp Improvements ZJQ,ooo 2. Camino Capistrano Signing LS 1 and Striping I i41000 ~pi Jh ooo 3. La Novia Road Signing and LS 1 Striping and AC Improvements &'!i,ooo ,~(v5,-000 4. Rancho Viejo Road Signing I LS 1 and Striping, Wood Fence Installation and 1+,ooo ~74,000 Grind and Over1ay I 5. Trabuco Creek Road I LS 1 ~ltl,ooo Signing and Striping I l<1,ooo TOTAL I I 118,006 ~ \(1~,000 UNIT OF EST. UNIT ITEM NO. ALTERNATIVE BID ITEM I fr.'E;ASURE QTY. PRICE COST DESCRIPTION 1. Descanso Park Bike II LS 1 J zo. o oo Comfort Station II 20,000 The Award will be based on the low bid ~f ~e main items. The costs for any Work shown or required in the Contract Documents, but not specifically identified as a line item are to b~ included in the related line items and no additional compensation shall be due to Contra~to~ for the performance of the Work. In case of discrepancy between the Wnit Price and the Item Cost set forth for a unit basis item, the unit price shall prevail and sh~ll be utilized as the basis for determining the lowest responsive, responsible Bidder. However, if the amount set forth as a unit price is ambiguous, unintelligible or uncertain for any cause, or is omitted, or is the same amount as the entry in the "Item Cost" column, then the amount ~et forth in the "Item Cost" column for the item shall prevail and shall be divided by the estimate~ quantity for the item and the price thus obtained shall be the Unit Price. For purposes of evaluating Bids, the City will correct any apparent errors in the extension of unit prices and any apparent errors in the ;addition of lump sum and extended prices. The estimated quantities for Unit Price items are for purposes of comparing Bids only and the City makes no representation that the actual quantities of work performed will not vary from the -17-BID FORMS Attachment 3 2 of27 estimates . Final payment shall be de~errnined by the Engineer from measured quantities of work performed based upon the Unit Pric~. B. TOTAL BID PRICE: TOTAL BID PRICE BASE[l> ON BID SCHEDULE TOTAL OF UNIT PRICES FOR SAN JUAN CAPISTRANq CITY-WIDE BIKEWAY GAP CLOSURE (CIP 14502) $ 2..1 e, 0()0 ~cJo T9tal iBip Price in Numbers $ lwD t \U ND&iSD Eit,HTC:EN '"~HC>J$AND DQL-LJ\R.~>· Tota) Bid Price in Written Form In case of discrepancy between the wri~ten price and the numerical price, the written price shall prevail. The undersigned agr.ees that this Biq Fc:>rm constitutes a firm offer to the City which cannot be withdrawn for the number of calend~r d~ys indicated in the Notice Inviting Bids from and after the Bid opening, or until a Contract for t,he Work is fully executed by the City and a third party, whichever is eartier. : The successful Bidd~r hereby agrees to sign the contract and furnish the necessary bonds and certificates of insurance within ten ~10) working days after the City provides the successful Bidder with the Noti~ of Award. Upon receipt of the signed contract ar,1d other required documents, the contract will be executed by the City, after which the City will prepare a letter giving Contractor Notice to Proceed . The official starting date shall be the date 1of the Notice to Proceed, unless otherwise specified. The undersigned agrees to begin the Worik witt:lin ten (10) working days of the date of the Notice to Proceed, unless otherwise specified. The undersigned has examined the ~ location of the proposed work and is familiar with the Drawings and Specifications and the l~cal c;onditions at the place where work is to be done. If awarded the contract, the undersigr,ed 1 agrees that there shall be paid by the undersigned and by all subcontractors to all laborers, wor~ers and mechanics employed in the execution of such contract no less than the prevailing wage rate within Orange County for each craft, classification, or type of worker needed to complete the Work contemplated by this contract as established by the Director of the Department of Industrial Relations. A copy of the prevailing rate of per diem wages are on file at ttlle City's Administration Office and shall be made available to interested parties upon request. -18-BID FORMS Attachment 3 3 of27 Enclosed find cash, Bidder's bond, 1or cashier's or certified check No. from the -Bank in the amount Qf \0% or I H € loTA.L P,!D , wh ich is not less than ten percent (10%) of this B d , payable to City of San Juan Capistrano as Bid security and which is given as a guarantee th ~t the .undersigned will enter into a contract and provide the necessary bonds and certificates of irjsutance if awarded the Work. The Bidder furthermore agrees that In qase of Bidder's default in executing said contract and furnishing required bonds and certific'ates of insurance, the cash, Bidder's bond, or cashier's or certified check accompanying this Bidt a d the money payable thereon shall become and shall remain the property of the City of San i Ju r n Capistrano . Bidder is an individual , or co rpora ion / , or partnership , organized under the laws of the State of CALIFoRN' A Bidder confirms license(s) required by 9aliforn ia State Contractor's License Law for the performance of the subject project are in full effect and proper order. The following are the Bidder's applicable liQense number(s), w(th jtheir expiration date(s) and class of license(s): k 1 L.. fl & I -~ o·~C\ C,L .. I\':7s A 1 ·B , c.. 10 , c :>·"$, c 3 c, (> • !..--, I f!?'s I R.A o />1. DA."JJ:;: : A,\X_.,V$1 ?2 . ;?..-0 1 7 I If the Bidder is a joint venture, each rnerpber of the joint venture must include the required licensing information. Sureties that will furnish the Faithful Peiformance Bond and the Labor and Material Payment Bond, in the form specified herein, in a11 amount equal to one hundred percent (100%) of the contract price within ten (10) working oa~s from the date the City provides the successful Bidder the Notice of Award. Sureties must meet ~II of the State of California bonding requirements, as defined in California Code of Civil Proced1,1re Section 995.120 and must be authorized by the State of California. The insurance company or companies tp provide the insurance required in the contract documents must have a Financial Strengt~ Rating of not less than M A-• and a Financial Size Category of not less than MCiass VII" acc?rding to the latest Best Key Rating Guide. At the sole discretion of the City, the City may w~ive the Financial Strength Rating and the Financial Size Category classificatioms for Workers' Gompensation insurance. (signatures continued on next page) -19-BID FORMS Attachment 3 4 of27 I I hereby certify under penalty of perJury urder the laws of the State of California that all of the information submitted in connection ~ith t is Bid and all of the representations made herein are true and correct. · Executed at SA N Pc'DRD I on this \ "l"'day of APRIL-I "2-D1.? (Bidders Name-Print or Type) J~ ~R ~ P~~tD~T (Name and Title) (Corporate Seal) . .J~~ (Signature) Names of individual members of firm or n~mes and titles of all officers of corporation and their addresses are listed below: ;T itle Pg..e-st;pc;,'-l ·r Complete Address (f.?"Z..\ vJ . Z.?TH ST. tl rr<e. S AN Pe.Dt<.D c..A 9.01 '32. i I Phone (310) 7oo .ose,o FAX (4.24) 7 7 2 -~210 Name ..JA L.t& b\A B e;.g_ Title. __ v~\.;_;c. __ £==·--=-f'-=-~-E__;;S....;I-=:DE:...=·=--N.:....I..:...._ ___ _ CompleteAddress \ta2:\ W • 2-511-1 St ., #17l,, .SAN PE.l>JC6 .CA ':\07 32_ • Phone (:?,to) 500 -o58o FAX (4.24) 77 2 -iP210 Name J A-t .JtC t\A~EJ?.. :Ti~le sc:z.g.E.1A. f?...'f Complete Address l~i2..\ vJ • 2-~ 5T, &'11(.,, ~At-.! Pe::D·~o, CA q07~2 Phone (3 0 ) Scr; ... o S Sa FAX <.f.z4 ) ']7 2-(p2 70 Name .lACK. l:-\ABE: e._ Title __ !JJ......t::f?.EA==S~tJ =g.s:::llo::::.!.R-..:;;.._ ______ _ Complete Address llvl-1 vJ J.-:GJT~ S'"t. I # \ 7<.:. I SAN. ee D ~0 I c.A q OT3 L Phone (? 10) 500 .-oS}3Q FAX (424=) ] 12-iP7-1D -20-BID FORMS Attachment 3 5 of27 BOND ISSUED IN DUPLICATE 1.2 Bjd Bond [Note: Not required when other form of Bidder's Security, e.g. cash, certified check or cashier's check, accompanies Bid.) The makers of this bond are, Unl spec Constructi on Inc. , as Principal, and I nde m ni t y Com p any of Ca li fomia , as Surety and are held and firmly bound unto the City of San Juan Capistrano, hereinafter called the City, in the penal sum of TEN PERCENT (10%) OF THE TOTAL BID PRICE of the Principal submitted to CITY for the work described below, for the payment of which sum in lawful money of the United States, well and truly to be made, we bind ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by these presents . THE CONDITION OF THIS OBLIGAT ION IS SUCH that whereas the Principal has submitted the accompanying Bid dated Apri l 13th . 20 _!Z_, for SAN JUAN CAPISTRANO CITY- WIDE BIKEWAY GAP CLOSURE (CIP 14502) If the Principal does not withdraw its Bid within the time specified in the Contract Documents; and if the Principal is awarded the Contract and provides all documents to the City as required by the Contract Documents; then this obligation shall be null and void. Otherwise, this bond will remain in full force and effect. Surety, for value received, hereby stipulates and agrees that no change, extension of time, alteration or addition to the terms of the Contract Documents shall in affect its obligation under this bond, and Surety does hereby waive notice of any such changes. In the event a lawsuit Is brought upon this bond by the City and judgment is recovered, the Surety shall pay all litigation expenses incurred by the City in such suit, including reasonable attorneys' fees, court costs, expert witness fees and expenses. IN WITNESS WHEREOF, the above-bound parties have executed this instrument under their several seals this 6th day of April , 20.J1...__, the name and corporate seal of each corporation. (Corporate Seal) (Corporate Seal) (Attach Attorney-in-Fact Certificate) -21- Unispec Construction Inc. Contractor/ Principal By...).~~ BID FORMS Attachment 3 6 of27 Notary Acknowledgment A not ary public or other officer comp letln g this certincate ve rines only the idenlily ol the ndividual who signed the document to which th is certifica te Is att ached, anc:l nol the truthfulness, accuracy, or validity of that document. STATE OF CALIFORNIA COUNTY OF ------ On _______ __. 20_, before me,-------------·· Notary Public, personally appeared , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signa lure ol Notary Public OPTIONAL Though the information b~tlow Is not required by law, it may prove valuable to person:s relying on the aoc11ment and could pr~tVftnt fraudulent removal and r&altechment of this form to another docllmtml. CAPACITY ClAIMED BY SIGNER , Individual : Corporate Officer DESCRIPTION OF ATTACHED DOCUMENT Title(s) Tille or Typo of Oocurruml ; Partner(s) Limited • Attorney-In-Fact Trustee(s) • Guardian/Conservator 'Other: Signer is representing : Name 01 Person( a) Or Enllty(las) General Nurnbor of Pagos Odlo ot Documonl Slgnor(c) Olhor Than Named Above NOTE: This acknowledgment is to be completed for the Attorney-in-Fact. The Power-of-Attorney to local representatives of the bonding company must also be attached. END OF BID BOND -23-BID FORMS Attachment 3 7 of27 CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. STATE OF CALIFORNIA } Countym _O~m~ng~e~----------------------------- personally appeared Yun T. Mullick --~~--~~---------------..N~am=e~~~)odf~Si~==~T-(s')--------------------------- Place Notary Seal Above who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowled!;Jed to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted , executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of Californ ia that t1 foregoing paragraph is true and correct. OPTIONAL Though the information below Is not required by lav,t1 it may prove valuable to persons relying on the document and could prevent fraudulent removal ana reattachment of the form to another document. Description of Attached Document Title or Type of Document: ...:B::..:;id.::...::B;..:o..;.;nc:;.;d ____________________________________________________ __ Document Date: .!.A!I:p:!.!ri:!..;l 6~·...!:2~0~1 .!..7 ______________________ _ Number of Pages: -=2=--------------- Signer(s) Other Than Named Above: -'-N""o"""no:::e~------------------------------------------ Capaclty(les) Claimed by Signer(s) Signer's Name: Yung T. Mullick 0 Individual 0 Corporate Officer --Title(s): ---------------- 0 Partner 0 Limited 0 General ~ Attorney in Fact 0 Trustee 0 Guardian or Conservator 0 Other:------------ RIGHl HLI \lBPRI~J I Jr )I ()NF::f- Top of thumb here Signer's Name: ------------------- 0 Individual 0 Corporate Officer -Tttle(s): -------------- 0 Partner 0 limited 0 General 0 Attorney in Fact 0 Trustee 0 Guardian or Conservator 0 Other: ----------- Signer Is Representing: Rll;Hl iHIIHRPR i f~T .J f .• 11 ,[~t"' Top of thumb here Attachment 3 8 of27 POWER OF ATIORNEY FOR DEVELOPERS SURETY ~NO INDEMNITY COMPANY INDEMNITY COMPANY OF CALifORNIA PO BoK 19725, IRVINE, CA 92623 (949) 263-3300 I<NOW ALL BY THESE F'RESENTS that except as ezpmasly ~miled, DEVELOPERS SURffi AND INDEMNITY COMPANY and INDEMNITY COMPANY OF CALIFORNIA. do each hereby make, conslllute and appoint· •··vung T. Mullick, James W. Moilanen, Christine T. Hoang, jointly or severally .. • as their true and lawful Attomey(s)-111-Fact. to make, execute. deliver and acknowteclge , for and on bellalf ol said corporalioos . as sureties, bonds. ulldertaklfJi!S and COillr8cts of suretyship giving and gfllnting unto said AttomeytsHn-Facl tuB pewer and authority to do and to pelforrn evefY BC! neces&ary, reQUisite or propel to be done In connection !herewith as eactJ ol said corporations coold do, bul reseMng 10 eacll ol said corporatiOilS full power of substitution and revocation. and all ollt\e acts of said Altomey(sHn-fact. pursuant to lllese present!. are hereby ratllieO and CXlllflrmed. This Powe~ o1 Anomey is granted and is signed by facsimile under and ~ authority of the following resolutions aeloplad by lhe respeclive Boards of Dlrec:IDrs ot DEVELOPERS SURETY AND INDEMNITY COMPANY aM INDEMNITY CefM>ANY OF CALIFORNIA, e/ledive as ol January lsl 2008 RESOLVED. lllal a cornbiMtiOn ol any two of the Chamnan of the BOIU'd . lhe President. Executive V~Ge-Presidenl Senior Vtee-Presidtlnt or any V~ President or the corporatJons be, and that eacl1 of tllern hereby is, authorized to ex acute this Pcwer ol Allomey, q\jellfying the anorney(s) named in the Power at Attorney to execute, on beha~ olllle corporations. bonds, undertakmgs and oontracl$ ol sul'lltysh\p: and that the Secretclrt or any Assistant Secreta~ of either ollhe COI'pOflltiOOS be. and each ol them hereby is. aulholized to attest the execubofl of any such P(1Ner ol AltOmey; RESOLVED. FURTHER, thai tile 8ig1l8!1183 of such officers may be affixed 10 any suctl PO'Mir ol AIIOm8y or to BIIY oertlficale rulaling thereto by fscslmle, and any such POM!r of Attomey or certificate bearing suclllacsimh slgna~res shall be vaid and binding upon the a>l'll0f8110f\5 when so alll•ed end In lhe lutunt wflh l8lpad 1o any bond, under1Bking or contract of suretyship to which rt 1s 11nached IN WITNESS WHEREOF. DEVELOPERS SURETY AND INDEMNITY COMPANY and INDEMNITY COMPANY OF CALIFOANIA have severally caused lhese pn!SI!niS 10 be sgnlld by their respec:1M! omcers and atlestod by !heir mspec:Uve Secrelary or Assistant Secrelllry this 6111 day of February, 2017. By ~~ Daniel Young, Senior V~dent By A notary public or other otllcer <:Ompleting this certificata verifies only ltle Identity of the individual who efgned the document to which thl& Obrtlftcatu ia attached , and not ltle truthfulness. accura • or validlt of that doettment. State ol Catiforr11a County of Orange On __ Februa 6 2011 0.. peJSonally appeared ___ _ Piece Notary Seal Above before me, ________ ---..!:'lu!J!!e~i:.!R~aymond~~· N~!lt!lly~~P=:ubf!;!!=-------~---,--­ IMINBI..,_Inlf_,lllliiiOIIIr Daniel y, and Malk LBilSdon PYN(o) d S9W(sl who proved to me on the basis or satisfactory evidence to be ll'le peBOO(s) whose neme(s) is/are suOO<:ribed to the Within insiTumenl and acllllO'Medged to me ltlat he/she/they exawled the same in hls/her/Ulel authorized capacity(ies). and that by his/hflrtlheir signatu~s) on the instntnent the peBOn(s). or the entity upon behall of which lhe person(s) acted. executeo the instrument I celtify under PENALTY Of PERJURY under lhe lllws of tile State ol California that the toregolrJil paragraph is ITue and comiC t WITNESS my hlllld 8M olfidal seal. Slgnatu111 CERTIFICATE The under.ugned , 115 Secretary or AsSistant Secnltsry of DEVELOPERS SURETY AND INDEMNITY COMPANY or INDEMNITY COMPAN)' OF CAUFORNIA , does hereby cer1Jfy that the lomgolng Powe~ ol Attorney remaina 1n lulllon:e and has not been re~okad and, lurthermore. 1hat me pi'INil!iollll ollhe resolutions cf 111e ~ve Boards o1 Oi~OIS of said corpcqtio(ls sellorlh in the Power at Attorney 1111 In too:e as of the dsle olltris Certificate. This CB!Iiftcate Is e.xetuted In the City ollrvine. Ca&lomiil. !hi!! 6th dayof April '2017 ATS 1002 (02117) No. 5486 STATE OF CALIFORNIA DEPARTMENT OF INSURANCE SAN FllANClSCO Amended Certificate of Authority THIS IS TO CERT1PY, '11rol, purslll»flto the bt.surt~~~ce Code oflhe Sttllt t>/Califomia, oflrvw, Cal{fomkl, orgtmlvtd IIIIIUr lhB 14WJ of California, subjrcr ro lu Anicl14 t>/ 111Ct>rporAiiotl or othn f~al O'JanitPtiolllJl documelll.s, Is Mreby IJJdhorlwllo lrt.Jn.sacl within this Stat~, &llbj~CI to ~~ prolll&lou oj'thls Ctrti/kale, th.folwwing cltuses oflnsurliiiCe: IU ttu:h cl4$$t¥ are IWW or may hereo,!t4r be dqiMd In IM IIWlfdiiCI Laws of the State of California. TinS CBRTIFICA TB Is uprtuly condilion«l upon the holder hereof now ond hereafter being in full compliance wUJa all, ONlMt in viokzlion of any, of the applictJbh ltlws tJnd 14wfol ~11ire1Mnt.r mtJtk llllller audtorUy of riM lawt ofiM Stau of Cdlifomio a.r Ions a.r S~U:h 14ws or nqldrctll4nts tWill ~ct tiiUI applicable, and a1 IIACh l4ws ®d requirements now IW, or may 'hemVkr be clumgtd or tuMradlti. Fee Ree.No. $77.00 486211 10120189 IN WITNESS WHERBOF, (/fectlve a.r ofthllOtll day of Jun., 1991,/lr/Jve lu"lllllo sttt my 1rtwl and coused my oJJiclaJ seal trJ be o,[fiMd thit 10th day of J~. 1~1. John Oaramendi lll.ffUrlltte~r Vic:loria S. Sidbury Dq.ty I. the undersigned ln.rurance CommustoMr oftht Suue ofCaUfomla. tkJ lu!r"tby certifY rlllU T have compared the above copy ojCertifiC61e of Aullwrily wilh the dl4plicate of orlginal110w on file in my office, and tllat the some Is a full, trut!, tJJid correct trOJLScrlpt tMreoj. tllld oflhe wliole ()f .1aid duplicat~, and said Cerri/iC4k of Awhorir,y is now in full force and tiff~cl. IN WITNESS WHEREOF, I h4~~« hcre&IIIID set my luwlDNl CtliiSed my ojficial.s~lll 10 be qffiud this 29th day of JtUJe, 2000. Chuck Quackenbush }IIIIIS'fJIIUC.....WI()n.tr ~~ ))"'w~ Pauline D'Andrea lN#ffll1 Attachment 3 10 of 27 • . I • ~ ·... . . . . . ~ . .. ' . .. . .. ... . . ' . ~ ... : . ·. ·.· -· .. '. . .. ~.. :. . . ..:; . .. ' I _.'-. •' :-:. ... -- ... :: / •. For use for CA Notary Acknowledgment only: A notary public or other officer completing this certificate verifies only the identity of the Individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. .;. -. ...:;-. :I State of· C~fomla . · 9ou ntyof Lo;;. .Q'h(!)e(e. 5 On 4-II-2o 11 before ·~{here Insert name and title of officer), -; ,\ · personally appeared c. who proved to me on the basis of .. satisfactory , evidence to be the persort(4 whose name~ s/are subscri~ed to the attached ! ·: ' , [name of .document] Instrument and acknowledged J.o~me that e he/they executed the same In <lil$?he r/thelr authorl~ed capaclty{letj, and that bylbl /her/their : ,; _signature~ on· the Instrument the pe~on~ or the entity upon behalf of which the pers (.s'J acted · executecfttie lristrumenl · . . . . I certify under PENALTY. OF PERJURY l)nder the laws of. ~e State of California that the foregoing paragraph Is true and correct. WIT~~nd ~t . ~~~-~-~-~rCA ~?t~ry· Jurat only: A nota J3U.Q\Ic or other officer completing this. certl(icate\7erifl~only the Identity of tne individual who slgne'd h.~ document to which this certificate is altachEiCI~ d not the truthfulness, accuracy, or validity 0 that document. State of California : County of-,----,------ . subscribed and sworn to (or affirmed) before me on this--day of I 20_1 by · ; proved to me on the basis of satisfactory evlde to be the person(s) who appeared before me. Seal.....--________ _ Signature _-_______ _ ... Attachment 3 11 of 27 '· I ., ' . ' I t. ~·~~··,.·:-:~~ .• ~ ' 1.3 List of Subcontractors In compliance with the Subletting and Subcontracting Fair Practices Act Chapter 4 (commencing at Section 4100), Part 1, Division 2 of the Public Contract Code of the State of California and any amendments thereof, Bidder shall set forth below: (a) the name and the location of the place of business, (b) the, California contractor license numbe r, (c) the DIR public works contractor registration number, arj d 1(d) the portion of the w or1< which will be done by each subcontractor who will perform work or 1'\lbor or render service to the Bidder in or about the construction of the work or improvertler)t to be performed under this Contract in an amount in excess of one-half of one percent (0..5%) !Of the Bidder's Total Bid Price. Notwithstanding the foregoing, if the work involves the construqtion of streets and highways, then the Bidder shall list each subcontractor who will perform work or labor or render service to the Bidder in or about the work in an amount in excess of one-halfofl one percent (0.5%) of the Bidder's Total Bid Price or $10,000, whichever is greater. No a~dltional time shall be granted to provide the below requested information. If a Bidder fails to specify a sub~orytr~ctor or if a contractor specifies more than one subcontractor for the same portion of Vl(Ork, then the Bidder shall be deemed to have agreed that it is fully qualified to perform that pomicm of work and that it shall perform that portion itself. Work to be Name of done by Subcontractor Subcontractor FEIVCG/ UNt"T£CH D ~SeAN !i.O rARt< WtJSI• BlK.e COtAfiJRr ~ \ZD ut; I tJ C.. SfAiiON ST{{tPirJ 4 C.-tit\ \Sf' CiJ, AC- PAVlNC..,; t-f'c.. PAv/tJ~ C... R \N'.t>l rJ ~ C.0 .1 !NC· 0 JBf:. L-A f CSLB L,ocation of Contractor ausiness License No. I ~'.J.\c Rrv\At-\ C1t5)518 o~~s CA I -r;w ;of"\IN t...T ON 314-(oQJ C--~ 60NtAI'Jb 10)/.:JciS C.. A -24- DIR Registration %of Number Work roooo2oo3q IZ..%· IDOOOOD'~D/p (I" z..o lo 1Mao}~:2.DJ !lot,, BID FORMS Attachment 3 12 of 27 Work to be I CSLB done by Name of tca~ion of Contractor Subcontractor Subcontractor usmess License No. I I ! I I .. (Attach add1t1onal sheets If necessary) NameofBidder UIJJ6f2.C Gor,J$n~uc..-noN, \NC.· I Signature .1~ \-k~ Name and Title .JAC¥--\j:A'BBI2.. -P~esr DEN'T Dated 4 /\3 / 2 ... on ' -25- DIR Registration %of Number Work BID FORMS Attachment 3 13 of 27 1.4 Bidder Information and Experience ! Form ARTICLE 1. INFORMATION ABOI!JT BIDDER (Indicate not applical!lle ("N/A") wherE! app~opriate.) NOTE: Where Bidder is a joint venture ~ pages shall be duplicated and information provided for all parties to the joint v~nture. 1.0 2.0 3.0 Name of Bidder: VNtS'Psc. C.oN51t~ ·rtoN 1 t tJC.· Type, if Entity: _5.::..'----,:,w=· ~R~R""'O:....a&.=:..A...:....·t~Ou.N.~------- Bidder Address: ! 4t 2:-\ w 1 7--7'"+1 -::,-r ' I #I'? to ~AN P£pg.p CA '\ o 73 ·z.. I p Facsimile Number Telephone Number . .1A£.K.uN.f 6 Pa~c4 HA 1 L . C.OM. Email Address 4.0 How many years has ,Biqd~r·s organization been in business as a Contractor? 7='! '/ E:.AR.S 5.0 How many years has :Bidder's organization been in business under its present name? fo-1 '{ E::ARS 5.1 Under what oth.er: or former names has Bidder's organization operated?_+tJ~/Ac::l---------------- 6.0 If Bidder's organization 1 is ~ <fOrporation, answer the following: 6.1 Date of Incorporation:: NO\/E.Yt.BE;R ,qqo 6.2 State of Incorporation: c.A l-\FD~N\A 6.3 President's Name: ~~U<.. \+ABe~ 6.4 Vice-President's Name(s): ..J~U<-. \=\A 'BE-12.. 6.5 Secretary's Name: ~ \-\A-Beg. 6.6 Treasurer's Name: .JM_y:_ \-\AB~ 61147.02100\20950242.3 -26-00 41 43-BID FORMS Attachment 3 14 of 27 7.0 8.0 9.0 10.0 11.0 If an individual or a p~rtner$hip, answer the following : 7.1 Date of Organization : _ _J.N~/wA~------------ 7.2 Name and addre~s of all partners (state whether general or limited partnership): If other than a corpora~ion or partnership, describe organization and name principals : List other states in which ~idder's organization is legally qualified to do business. What type of work doe~ the ,Bidder normally perform with its own forces? C ONC.R.siE , c?iEN.ERAL BLD~.1 <3eNe:IZAL eN"'IlJE ER!N4, I E:LGc..--r 'c ' CAL . PA.iN'T\tJ~; SiCatJA~E: ANO on-\ e::R. M Jsc..WORK 'I I ~ t Has Bidder ever failed tQ c;omplete any work awarded to it? If so, note when, where, and why: 12.0 Within the last five years, hC!s any officer or partner of Bidder's organization ever been an officer or partner of another organization when it failed to complete a contract? If so, attach a s~p~rate sheet of explanation: N O . 13.0 List Trade References : 61147.02100\20950242.3 -27-00 41 43-BID FORMS Attachment 3 15 of 27 ,..,--...._ 14.0 List Bank References ~apk1and Branch Address): BANK OF AMcR\LA t I q \ t SAN. Vi Lc;.NTG BL.v'D . I LoS AN4BLE: CA,. ~oo4t:t 15.0 Name of Bonding Compa~y 1and Name and Address of Agent: T\--\E-BoN 'D E-)(L}\ANC., e Z4P:>Oo CHR.\SANTA DR . #14>0, HISS1ot4 Vi£.J(),c.A C..l-'-~151\ NA: HO.A<~ q ~G\ I [REMAINDER OF TH~S IP~GE INTENTIONALLY LEFT BLANK] 51147 .02100\20950242 .3 -28-00 41 43-BID FORMS Attachment 3 16 of 27 I I I ARTICLE 2. LIST OF CURRENT I?R<pJ ~CTS (BACKLOG) I [**Duplicate Page if needed for listing a1 d ional current projects.**] Project Descriptiol1 o Completion Date Bidder'$ W~r~~" NoNe-I I I . I 1 i 1 l .-I I I I I I I ' . I I i I I I 1 I I I I 1 I l I . I I I I I I I" l I I 6114 7.021 00\20950242.3 I -29- Cost of Bidder's Work 00 41 43 -BID FORMS Attachment 3 17 of 27 ARTICLE 3. LIST OF COMPLETE~ ~R~JECTS -LAST THREE YEARS I [**Duplicate Page if needed for listing, addi,ional completed projects.**] Please include only those projects wijich are similar enough to demonstrate Bidder's ability to perform the required Work. Project Description ! ofj Bidder's 1 Wqr~ I '"T'RA N6rf' S'/f:STE-M f=l.o..~~iU\."t'ION AiJD !;\~NAi...E. IN ::~~J!f!_f.}"Et..l\b C. \"Tf ~iDE C..J ~0 RA I"l Nt;w c..c.AJC. • C;.J I'B P~sem RAMPS, Af'i,D A ;c:.. Uti_DcR4,f.!OVNf? v r u .... tlt~;..s ~.... 13 ·-I TR ~N GI-\W07:[ K , AN 'D CP ,-J"t>tJrf' 11'1 S.r Al.i.A ·t •0 fJ I t I I I i I I l I I ' 61147.02100\20950242.3 -30- Completion Date z_ot5 Z..Ot5 -zA)tJ/zo 1+ Cost of Bidder's Work '*' ·74-100(J .$ z,tpO, ooo .$ ~£0,.()00 00 41 43-BID FORMS Attachment 3 18 of 27 I ARTICLE 4. EXPERIENCE AND TEC~fr'ICAL QUALIFICATIONS QUESTIONN#:\IRE Personnel: The Bidder shall identify the key person mel to be assigned to this project in a management, construction supervision or engineering papacity. 1. List each person's job title, name and lp rcent of time to be allocated to this project: 2. Summarize each person's specialized. e~ucation : B.s. IN A~\-\ IT~C:.:Tl) ~£. v . 5. c. 3 . List each person's years of construction experience relevant to the project: '61 '\.{GARS OF C::,KP'E.~I -N C-6 I cJ Ccy~~TI~\JcnorJ . I ANT'> D ES\ l:J. N., Bidder agrees that personnel named In thi ~ Bid will remain on this Project until completion of all relevant Work, unless substituted by P,e ~onnel of equivalent experience and qualifications approved in advance :by the City . ! Changes Occur/ng Since Prequallflcatlop If any substantive changes have occurredi since Bidder submitted its prequalification package for this Project, Bidder shall list them b~low. If none are listed, Bidder certifies that no substantive changes have occurred . tJO(\)f.. 61147.02100\20950242.3 -31-00 41 43-BID FORMS Attachment 3 19 of 27 Additional Bidder's Statements: If the Bidder feels that there is addition'al information which has not been included in the questionnaire above, and which would c?.ntribute to the qualification review, it may add that information in a statement here or on an!a ~tached sheet, appropriately marked: I I ARTICLE 5. VERIFICATION AND EXE UTION These Bid Forms shall be executed dnlylby a duly authorized official of the Bidder: I declare under penalty of perjury ur:~de.r Jhe laws of the State of California that the foregoing information is true and correct: I Name of Bidder \J N i S f'€ (_ COcl STK.uCt oN. I rJ C · I I Signature .J~ \\=~ Name ____ ~~~~~udK~~k\~A~·~~~~-~~----------------- Title fgz<; I t>E N L Date 4 / \·~;-~o \ '1 61147.02100\20950242.3 -32-00 41 43 -BID FORMS Attachment 3 20 of 27 1.5 Non -Collusion Declaration The undersigned declares: I am the ff'e5 DE?"N T foregoing Bid . of V#-.li 'SPE CO tJ STRUCT;my iAV , the party making the I I The Bid is not made in the interest ofj dr on behalf of, any undisclosed person, partnership, company, association, organization, o~ cbrporation . The Bid is genuine and not collusive or sham. The Bidder has not directly or indirle ctly induced or solicited any other Bidder to put in a false or sham Bid. The Bidder has no' dj rectly or indirectly colluded, conspired, connived, or agreed with any Biclder or anyone else tr put in a sham Bid, or to refrain from Bidding. The Bidder has not in al'ly manner, direetly o indirectly, sought by agreement, communication, or conference with anyone to fix the aid p~·ce of the Bidder or any other Bidder, or to fix any overhead, profit, or cost element of the Bi Price, or of that of any other Bidder. All statements contained in the Bid are true. The Bipd ~r as not, directly or indirectly, submitted his or her Bid Price or any breakdown thereof, or the ~o?tents thereof, or divulged information or data relative thereto, to any corporation, partnershiP •. c p mpany, association, organization, Bid depository, or to any member or agent thereof to effectu ,te a collusive or sham Bid, and has not paid, and will not pay, any person or entity for such purppse. Any person executing this declaratio,n on /behalf of a Bidder that is a corporation, partnership, joint venture, limited liability company, li 'ited liability partnership, or any other entity, hereby represents that he or she has full powe to execute, and does execute, this declaration on behalf of the Bidder. I declare under penalty of perjury un~er l t e laws of the State of California that the foregoing is true and correct and that this de~ration is executed on 4 I I ~ I 'LD 1 [date], at SAN eet>R.O [city], c..AL...tF~rJ A [state). NameofBidder UN ISP c; CoNSTRL)C..T i ON 1 Signature ~\-!~:-....L--1 \ Name ____ J~~~8K=·~~~"~~B~~=·----~'------~ Title f g.,e;:.Sr D ·e,y. T 61147.02100\20950242.3 -33- \ N c_. 00 41 43-BID FORMS Attachment 3 21 of 27 1.6 Iran Contracting Act Certification (Public Contract Code section 220 ~ et seq.) As required by Calif0rnia Public Contra<l:t r ode Section 2204, the Contractor certifies subject to penalty for perjury that the option c h ec~e below relating to the Contractor's status in regard to the Iran Contracting Act of 2010 (Public C ntract Code Section 2200 et seq.) is true and correct: ifrhe Contractor is not: (1) identified on the curren~ ist of person and entities engaged in investment activities in Iran preparep y the California Department of General Services in accordance with subdivis!o (b) of Public Contract Code Section 2203; or (2) a financial instruction th ~t extends , for 45 days or more, credit in the amount of $20,000,000 or more to ~n t other person or entity identified on the current Jist of persons and entities en ~a @ ing in investment activities in Iran prepared by the California Department! of 1 Gr neral Services in accordance with subdivision (b) of Public Contract Code Sect ion 2203, if that person or entity uses or will use the credit to provide good~ or services in the energy sector in Iran. 0 The City mas exempted the C(ot1 tra cto r from the requirements of the Iran Contracting Act of 2010 after making a p!Jb ic finding that, absent the exemption, the City will be unable to ,obtain the goods aqd or services to be provided pursuant to the Contract. D The amount of the Cont~act ayable to the Contractor for the Project does not exceed $1,000,000. · Firm Name: UN IS PE.C.. ~t--1 ~~ RJ.Uc...l l ol--i. I ~c... Date : ___ _I........!~.::.L.----'-------+~----'- Note: In accordance with Public Contra c' ode Section 2205, false certification of this form shall be reported to the California Attorney 1\' neral and may result in civil penalties equal to the greater of $250,000 or twice the C ontra qt mount, termination of the Contract and/or ineligibility to Bid on contracts for three years . <Month> <Year> Pipeline Project XXXX 61147.02100\20950242.3 -34-00 41 43 -BID FORMS Attachment 3 22 of 27 1.7 Public Works Contractor Re Pursuant to Labor Code sections 172~. and 1771.1, all contractors and subcontractors that wish to Bid on, be listed in a Bid, or 1 e ter into a contract to perform public work must be registered with the Department of I d strial Relations. See http://www.dir.ca.gov/Public- Works/PublicWorks .html for addition$! info mation. No Bid will be accepted nor any c~mtra t entered into without proof of the contractor's and subcontractors' current registration with lth Department of Industrial Relations to perform public work. Bidder hereby certifies that it is aware 9f he registration requirements set forth in Labor Code sections 1725.5 and 1771.1 and is curr;e tly registered as a contractor with the Department of Industrial Relations. Name of Bidder : UN IS P E. C. c.,CJ N Slt<...UC..T IQ N 1 I tJ c. · ' Bidder further acknowledges: 1. Bidder shall maintain ~ Cl(rr nt DIR registration for the duration of the project. 2. Bidder shall include th~ rlj!q irements of Labor Code sections 1725.5 and 1771.1 in its contract with su~c ntractors and ensure that all subcontractors are registered at the time. o ~ id opening and maintain registration status for the duration of the project. 3. Failure to submit this fort;n r comply with any of the above requirements may result in a finding that the Bi is non-responsive. Name of Bidder_....:U~t-.1:..:..1 ?::;.....!..'A..::.E.::..;:L=-::G=o ;..:.Nr .S=ri. . ..:..TFU)!.;;;.,=.;c.;;;...·r.:.....:...:l o=~ .:,_N.:..,.'---'-1-'N_c.._. _ Signature __ ....:....J=-~-=-_;__ _ _,_~.;..t_~ ___ • _[ ______ • ___ _ Name and Title._-=J -=-A....:c.v:-.::...· _ _,_H..:.;_A_;'B=-:::6C..:::..:.:;::....,I ________ _ oated ___ 4...:.r/_\....:..7_.:../....;..'J..D __ n;____~1 +-~-------- <Month> <Year> Pipeline Project XXXX 61147.02100120950242.3 -35-00 41 43-BID FORMS Attachment 3 23 of 27 1.6 orkers ' Com ensation. I am aware of the provisions of section ~7 0 of the Labor Code which require every employer to be insured against liability for w0rk'r ' compensation or to undertake self-insurance in accordance with the provisions of tha~ ode, and I will comply with such provisions before commencing the per!formance of the .work f this Contract. Name of Bidder Signature Name Title Dated <Month> <Year? UtJ i S PGC... C.c?rJ SIRLJ C..:I i e>t--1. I (Jc.. I I I ~o--V-\--\~ -36- Pipeline Project XXXX 61147.02100\20950242.3 00 41 43-BID FORMS Attachment 3 24 of 27 ADDENUUM NO. 1 TO TilE SPECIFICATIONS AND BID FORMS FOR TilE SAN JUAN CAPISTRANO CITY-WIDE BIKEWAY GAP CWSURE CIP 11203 Aprilll, 2017 To: All Plan Holders From: The City of San Juan Capistrano Notice is hereby given to prospective bidders that the following changes, additions, and/or deletions &Je hereby made a part of the Plans and specifications to furnish, deliver, and install the S an Juan '·nistrano Public "il -Wid· Bikcwct Ga1 'lu s urc C IP 11 20 3 project as fully and completely as if the same were fully set forth therein. This Addendum No. l shall fonn a part of the Contract Documents and take precedence of the original Contract Documents. Bidders shall acknowledge receipt of this Addendum No.1 by signing page Al-2 and emailing a copy of page Al-2 to the City of San Juan Capistrano, Mr. Joe Mankawich, ·mankawich a)snn · tancn ist \J .u. P by 1:00PM Wednesday Aprilll, 2017. In addition, Page Al-2 shall be included in the Contractor's bidding document package. DATED: Aprilll, 2017 PAGE Al-l · Mankawidl Associate Engineer City of San Juan Capistrano Attachment 3 25 of 27 Addendum No. I (April 11, 2017) City of San Juan Capistrano San Juan Capistrano City-Wide Bikeway G:ap: Closure TliiS 'PAGE TtfBE ATTACHED to:BIDDlNGDOCUMENTS. Aff-tL-\\. ;2.or1 Add~ildunt 1 U.ikcway Oip Cio$ur¢ By:· UN I S'P C::C Lbr.J 51RUcrto .N, t/VC· Bidder's Company Na.-ae ___J .~ ~~ -P~e;.DE?f-.lT Bidder's Signature Typed or Printed Name Attachment 3 26 of 27 Addendum No. 1 (April 11, 2017) City :ofSan Juan Capistrano San Juan CapiStrano City-Wide Bikeway Gap Closure The following changes, additions, deletions, or modifications shall be made to the Contract Document$ l)od shall take precedence over the original Contract Documents; all other provisions In the Contract Documents remaih the sa~qe. 1. BIDDING AND CONTRACTUAL DOCUMENTS Proposer shall be a licensed contractor pursuant to sections 7000 et seq. of the Business IUld Professions Code in the following classification throughout the time it :submits its Proposal and for.the gur:ationQfthe contract: A-General Engineering 2. BIDDING AND CONTRACTUAL DOCUl\.fENTS Copy of Mandatory Pre-' bid Meeting sign in. sheet of attendees is included for bidders infonnation. 3. CLARIFICATION QUESTION ASKED AT PRE-BID MEETING Question: Do we have a construction duration? Answer: 90 calendar days Addendum I Bikeway Oap C,IQStJJe PAOE A2-3 Attachment 3 27 of 27 CITY OF SAN JUAN CAPISTRANO CONSTRUCTION CONTRACT CITY-WIDE BIKEWAY GAP CLOSURE PROJECT CIP 11203 1. PARTIES AND DATE. This Contract is made and entered into this 16th day of May, 2017 by and between the City of San Juan Capistrano, a public agency and public corporation of the State of California ("City") and Unispec Construction, Incorporated a Corporation, with its principal place of business at 16 2 1 W . 25111 St reet, #176, San Pedro, CA 90 732 ("Contractor"). City and Contractor are sometimes individually referred to as "Party" and collectively as "Parties" in this Contract. 2. RECITALS. 2.1 City . City is a public agency organized under the laws of the State of California, with power to contract for services necessary to achieve its purpose. 2.2 Contractor. Contractor desires to perform and assume responsibility for the provision of certain construction services required by the City on the terms and conditions set forth in this Contract. Contractor represents that it is duly licensed and experienced in providing Pavement Striping and Signage and Asphalt and Paving related construction services to public clients, that it and its employees or subcontractors have all necessary licenses and permits to perform the services in the State of California, and that it is familiar with the plans of City. The following license classifications are required for this Project: Class A, General Contractor's License in the State of California. 2.3 Project. City desires to engage Contractor to render such services for the City- wide Bikeway Gap Closure Project (CIP 11203) ("Project") as set forth in this Contract. 2.4 P roj ect Documents & Certifications. Contractor has obtained, and delivers concurrently herewith, a performance bond, a payment bond, and all insurance documentation, as required by the Contract. 3. TERMS 3.1 Incorpora tion of Documents. This Contract includes and hereby incorporates in full by reference the following documents, including all exhibits, drawings, specifications and documents therein, and attachments and addenda thereto: • Services/Schedule (Exhibit "A") • Plans and Specifications (Exhibit "B") • Special Conditions (Exhibit "C") • Contractor's Certificate Regarding Workers' Compensation (Exhibit "D") • Public Works Contractor Registration Certification (Exhibit "E") • Payment and Performance Bonds (Exhibit "F") • Federal Requirements (Exhibit "G") • Addenda • Change Orders executed by the City 61147 .02100\14019172 .1 Attachment 4 1 of 33 • Latest Edition of the Standard Specifications for Public Works Construction (The Greenback), Excluding Sections 1-9 • Notice Inviting Bids, if any • Instructions to Bidders, if any • Contractor's Bid 3.2 Contractor's Basic Obligation: Scope of Work. Contractor promises and agrees, at its own cost and expense, to furnish to the City all labor, materials, tools, equipment, services, and incidental and customary work necessary to fully and adequately complete the Project, including all structures and facilities necessary for the Project or described in the Contract (hereinafter sometimes referred to as the "Work"), for a Total Contract Price as specified pursuant to this Contract. All Work shall be subject to, and performed in accordance with the above referenced documents, as well as the exhibits attached hereto and incorporated herein by reference. The plans and specifications for the Work are further described in Exhibit "B" attached hereto and incorporated herein by this reference. Special Conditions, if any, relating to the Work are described in Exhibit "C" attached hereto and incorporated herein by this reference. 3.2.1 Change in Scope of Work. Any change in the scope of the Work, method of performance, nature of materials or price thereof, or any other matter materially affecting the performance or nature of the Work shall not be paid for or accepted unless such change, addition or deletion is approved in writing by a valid change order executed by the City. Should Contractor request a change order due to unforeseen circumstances affecting the performance of the Work, such request shall be made within five (5) business days of the date such circumstances are discovered or shall waive its right to request a change order due to such circumstances. If the Parties cannot agree on any change in price required by such change in the Work, the City may direct the Contractor to proceed with the performance of the change on a time and materials basis. 3.2.2 Substitutionsi"Or Equal''. Pursuant to Public Contract Code Section 3400(b), the City may make a finding that designates certain products, things, or services by specific brand or trade name. Unless specifically designated in this Contract, whenever any material, process, or article is indicated or specified by grade, patent, or proprietary name or by name of manufacturer, such Specifications shall be deemed to be used for the purpose of facilitating the description of the material, process or article desired and shall be deemed to be followed by the words "or equal." Contractor may, unless otherwise stated, offer for substitution any material, process or article which shall be substantially equal or better in every respect to that so indicated or specified in this Contract. However, the City may have adopted certain uniform standards for certain materials, processes and articles. Contractor shall submit requests, together with substantiating data, for substitution of any "or equal" material, process or article no later than thirty-five (35) days after award of the Contract. To facilitate the construction schedule and sequencing, some requests may need to be submitted before thirty-five (35) days after award of Contract. Provisions regarding submission of "or equal" requests shall not in any way authorize an extension of time for performance of this Contract. If a proposed "or equal" substitution request is rejected, Contractor shall be responsible for providing the specified material, process or article. The burden of proof as to the equality of any material, process or article shall rest with Contractor. The City has the complete and sole discretion to determine if a material, process or article is an "or equal" material, process or article that may be substituted. Data required to 61147.02100\14019172.1 2 Attachment 4 2 of 33 substantiate requests for substitutions of an "or equal" material, process or article data shall include a signed affidavit from Contractor stating that, and describing how, the substituted "or equal" material, process or article is equivalent to that specified in every way except as listed on the affidavit. Substantiating data shall include any and all illustrations, specifications, and other relevant data including catalog information which describes the requested substituted "or equal" material, process or article, and substantiates that it is an "or equal" to the material, process or article. The substantiating data must also include information regarding the durability and lifecycle cost of the requested substituted "or equal" material, process or article. Failure to submit all the required substantiating data, including the signed affidavit, to the City in a timely fashion will result in the rejection of the proposed substitution. Contractor shall bear all of the City's costs associated with the review of substitution requests. Contractor shall be responsible for all costs related to a substituted "or equal" material, process or article. Contractor is directed to the Special Conditions (if any) to review any findings made pursuant to Public Contract Code section 3400. 3.3 Period of Performance and Liauidated Damages . Contractor shall perform and complete all Work under this Contract within 90 Calendar days, beginning the effective date of the Notice to Proceed ("Contract Time"). Contractor shall perform its Work in strict accordance with any completion schedule, construction schedule or project milestones developed by the City. Such schedules or milestones may be included as part of Exhibits "A" or "8" attached hereto, or may be provided separately in writing to Contractor. Contractor agrees that if such Work is not completed within the aforementioned Contract Time and/or pursuant to any such completion schedule, construction schedule or project milestones developed pursuant to provisions of the Contract, it is understood, acknowledged and agreed that the City will suffer damage. Pursuant to Government Code Section 53069.85, Contractor shall pay to the City as fixed and liquidated damages the sum of Five Hundred Dollars /day ($500) per day for each and every calendar day of delay beyond the Contract Time or beyond any completion schedule, construction schedule or Project milestones established pursuant to the Contract. 3.4 Standard of Performance: Performance of Emplo yees . Contractor shall perform all Work under this Contract in a skillful and workmanlike manner, and consistent with the standards generally recognized as being employed by professionals in the same discipline in the State of California. Contractor represents and maintains that it is skilled in the professional calling necessary to perform the Work. Contractor warrants that all employees and subcontractors shall have sufficient skill and experience to perform the Work assigned to them. Finally, Contractor represents that it, its employees and subcontractors have all licenses, permits, qualifications and approvals of whatever nature that are legally required to perform the Work, including an City Business License, and that such licenses and approvals shall be maintained throughout the term of this Contract. As provided for in the indemnification provisions of this Contract, Contractor shall perform, at its own cost and expense and without reimbursement from the City, any work necessary to correct errors or omissions which are caused by Contractor's failure to comply with the standard of care provided for herein. Any employee who is determined by the City to be uncooperative, incompetent, a threat to the safety of persons or the Work, or any employee who fails or refuses to perform the Work in a manner acceptable to the City, shall be promptly removed from the Project by Contractor and shall not be re-employed on the Work. 3.5 Co ntrol and Payment of Subordinates: Co nt ractual Relationship . City retains Contractor on an independent contractor basis and Contractor is not an employee of City. Any additional personnel performing the work governed by this Contract on behalf of Contractor shall at all times be under Contractor's exclusive direction and control. Contractor shall pay all 61147.02100\14019172.1 3 Attachment 4 3 of 33 wages, salaries, and other amounts due such personnel in connection with their performance under this Contract and as required by law. Contractor shall be responsible for all reports and obligations respecting such additional personnel, including, but not limited to: social security taxes, income tax withholding, unemployment insurance, and workers' compensation insurance. 3.6 City's Basic Obligation. City agrees to engage and does hereby engage Contractor as an independent contractor to furnish all materials and to perform all Work according to the terms and conditions herein contained for the sum set forth above. Except as otherwise provided in the Contract, the City shall pay to Contractor, as full consideration for the satisfactory performance by Contractor of the services and obligations required by this Contract, the below-referenced compensation in accordance with compensation provisions set forth in the Contract. 3. 7 Compensation and Pavment. 3.7.1 Amount of Compensation. As consideration for performance of the Work required herein, City agrees to pay Contractor the Total Contract Price of One Hundred and Ninety Eight Thoudand Dollars ($198,000.00) ("Total Contract Price") provided that such amount shall be subject to adjustment pursuant to the applicable terms of this Contract or written change orders approved and signed in advance by the City. 3.7.2 Payment of Compensatien. If the Work is scheduled for completion in thirty (30) or less calendar days, City will arrange for payment of the Total Contract Price upon completion and approval by City of the Work. If the Work is scheduled for completion in more than thirty (30) calendar days, City will pay Contractor on a monthly basis as provided for herein. On or before the fifth (5th) day of each month, Contractor shall submit to the City an itemized application for payment in the format supplied by the City indicating the amount of Work completed since commencement of the Work or since the last progress payment. These applications shall be supported by evidence which is required by this Contract and such other documentation as the City may require. The Contractor shall certify that the Work for which payment is requested has been done and that the materials listed are stored where indicated. Contractor may be required to furnish a detailed schedule of values upon request of the City and in such detail and form as the City shall request, showing the quantities, unit prices, overhead, profit, and all other expenses involved in order to provide a basis for determining the amount of progress payments. 3.7.3 Prompt Payment. City shall review and pay all progress payment requests in accordance with the provisions set forth in Section 20104.50 of the California Public Contract Code. However, no progress payments will be made for Work not completed in accordance with this Contract. Contractor shall comply with all applicable laws, rules and regulations relating to the proper payment of its employees, subcontractors, suppliers or others. 3.7.4 Contract Retentions. From each approved progress estimate, five percent (5%) will be deducted and retained by the City, and the remainder will be paid to Contractor. All Contract retention shall be released and paid to Contractor and subcontractors pursuant to California Public Contract Code Section 71 07. 3.7.5 Other Retentions. In addition to Contract retentions, the City may deduct from each progress payment an amount necessary to protect City from loss because of: (1) liquidated damages which have accrued as of the date of the application for payment; (2) any sums expended by the City in performing any of Contractor's obligations under the Contract which Contractor has failed to perform or has performed inadequately; (3) defective Work not remedied; (4) stop notices as allowed by state law; (5) reasonable doubt that the Work can be 61147,02100\14019172.1 4 Attachment 4 4 of33 completed for the unpaid balance of the Total Contract Price or within the scheduled completion date; (6) unsatisfactory prosecution of the Work by Contractor; (7) unauthorized deviations from the Contract; (8) failure of Contractor to maintain or submit on a timely basis proper and sufficient documentation as required by the Contract or by City during the prosecution of the Work; (9) erroneous or false estimates by Contractor of the value of the Work performed; (10) any sums representing expenses, losses, or damages as determined by the City, incurred by the City for which Contractor is liable under the Contract; and (11) any other sums which the City is entitled to recover from Contractor under the terms of the Contract or pursuant to state law, including Section 1727 of the California Labor Code. The failure by the City to deduct any of these sums from a progress payment shall not constitute a waiver of the City's right to such sums. 3. 7.6 Substitutions for Contract Retent ions . In accordance with California Public Contract Code Section 22300, the City will permit the substitution of securities for any monies withheld by the City to ensure performance under the Contract. At the request and expense of Contractor, securities equivalent to the amount withheld shall be deposited with the City, or with a state or federally chartered bank in California as the escrow agent, and thereafter the City shall then pay such monies to Contractor as they come due. Upon satisfactory completion of the Contract, the securities shall be returned to Contractor. For purposes of this Section and Section 22300 of the Public Contract Code, the term "satisfactory completion of the contract" shall mean the time the City has issued written final acceptance of the Work and filed a Notice of Completion as required by law and provisions of this Contract. Contractor shall be the beneficial owner of any securities substituted for monies withheld and shall receive any interest thereon. The escrow agreement used for the purposes of this Section shall be in the form provided by the City. 3.7 .7 Title to Work . As security for partial, progress, or other payments, title to Work for which such payments are made shall pass to the City at the time of payment. To the extent that title has not previously been vested in the City by reason of payments, full title shall pass to the City at delivery of the Work at the destination and time specified in this Contract. Such transferred title shall in each case be good, free and clear from any and all security interests, liens, or other encumbrances. Contractor promises and agrees that it will not pledge, hypothecate, or otherwise encumber the items in any manner that would result in any lien, security interest, charge, or claim upon or against said items. Such transfer of title shall not imply acceptance by the City, nor relieve Contractor from the responsibility to strictly comply with the Contract, and shall not relieve Contractor of responsibility for any loss of or damage to items. 3 .7 .8 Labor a nd Mat erial Releases. Contractor shall furnish City with labor and material releases from all subcontractors performing work on, or furnishing materials for, the Work governed by this Contract prior to final payment by City. 3.7 .9 Pre vailing W a ges . Contractor is aware of the requirements of California Labor Code Section 1720 et seq., and 1770 et seq., as well as California Code of Regulations, Title 8, Section 16000 et seq., ("Prevailing Wage Laws"), which requir~ the payment of prevailing wage rates and the performance of other requirements on "public works" and "maintenance" projects . Since the Services are being performed as part of an applicable "public works" or "maintenance" project, as defined by the Prevailing Wage Laws, and since the total compensation is $1,000 or more, Contractor agrees to fully comply with such Prevailing Wage Laws. City shall provide Contractor with a copy of the prevailing rates of per diem wages in effect at the commencement of this Contract. Contractor shall make copies of the prevailing rates of per diem wages for each craft, classification or type of worker needed to execute the 61147.02100\14019172.1 5 Attachment 4 5 of 33 Services available to interested parties upon request, and shall post copies at Contractor's principal place of business and at the project site. Contractor shall defend, indemnify and hold the City, its officials, officers, employees and agents free and harmless from any claim or liability arising out of any failure or alleged failure .to comply with the Prevailing Wage Laws. Contractor and any subcontractor shall forfeit a penalty of up to $200 per calendar day or portion thereof for each worker paid less than the prevailing wage rates. 3.7 .10 A pp re nt icea bl e Crafts. When Contractor employs workmen in an apprenticeable craft or trade, Contractor shall comply with the provisions of Section 1777.5 of the California Labor Code with respect to the employment of properly registered apprentices upon public works . The primary responsibility for compliance with said section for all apprenticeable occupations shall be with Contractor. The Contractor or any subcontractor that is determined by the Labor Commissioner to have knowingly violated Section 1777.5 shall forfeit as a civil penalty an amount not exceeding $100 for each full calendar day of noncompliance, or such greater amount as provided by law. 3 . 7 .11 Hours of Work. Contractor is advised that eight (8) hours labor constitutes a legal day's work. Pursuant to Section 1813 of the California Labor Code, Contractor shall forfeit a penalty of $25 .00 per worker for each day that each worker is permitted to work more than eight (8) hours in any one calendar day and forty (40) hours in any one calendar week, except when payment for overtime is made .at not less than one and one-half (1-1/2) times the basic rate for that worker. 3.7.12 Payroll Rec ords . Contractor and each subcontractor shall keep an accurate payroll record, showing the name, address, social security number, work classification, straight time and overtime hours worked each day and week, and the actual per diem wages paid to each journeyman, apprentice, worker, or other employee employed by him or her in connection with the public work . The payroll records shall be certified and shall be available for inspection at all reasonable hours at the principal office of Contractor in the manner provided in Labor Code section 1776. In the event of noncompliance with the requirements of this section, Contractor shall have 1 0 days in which to comply subsequent to receipt of written notice specifying in what respects such Contractor must comply with this section. Should noncompliance still be evident after such 10-day period, Contractor shall, as a penalty to City, forfeit not more than $100.00 for each calendar day or portion thereof, for each worker, until strict compliance is effectuated. The amount of the forfeiture is to be determined by the Labor Commissioner. A contractor who is found to have violated the provisions of law regarding wages on Public Works with the intent to defraud shall be ineligible to bid on Public Works contracts for a period of one to three years as determined by the Labor Commissioner. Upon the request of the Division of Apprenticeship Standards or the Division of Labor Standards Enforcement, such penalties shall be withheld from progress payments then due. The responsibility for compliance with this section is on Contractor. 3. 7.13 Contractor and Subcontractor Re g istra tio n. Pursuant to Labor Code sections 1725.5 and 1771.1, all contractors and subcontractors that wish to bid on, be listed in a bid proposal, or enter into a contract to perform public work must be registered with the Department of Industrial Relations. No bid will be accepted nor any contract entered into without proof of the contractor's and subcontractors' current registration with the Department of Industrial Relations to perform public work . Contractor is directed to review, fill out and execute the Public Works Contractor Registration Certification attached hereto as Exhibit "E" prior to contract execution . 61147.02100\14019172.1 6 Attachment 4 6 of33 3.7.14 Labor Compliance. This Project is subject to compliance monitoring and enforcement by the Department of Industrial Relations. It shall be the Contractor's sole responsibility to evaluate and pay the cost of complying with all labor compliance requirements under this Contract and applicable law. 3.8 Performance of Work; Jobsite Obligations. 3.8.1 Water Quality Management and Compliance . 3.8.1.1 Water Quality Management and Compliance. Contractor shall keep itself and all subcontractors, staff, and employees fully informed of and in compliance with all local, state and federal laws, rules and regulations that may impact, or be implicated by the performance of the Work including, without limitation, all applicable provisions of the Federal Water Pollution Control Act (33 U.S.C. §§ 1300); the California Porter-Cologne Water Quality Control Act (Cal Water Code §§ 13000-14950); local ordinances regulating discharges of storm water; and any and all regulations, policies, or permits issued pursuant to any such authority regulating the discharge of pollutants, as that term is used in the Porter-Cologne Water Quality Control Act, to any ground or surface water in the State. 3.8.1.2 Compliance with the Statewide Construction General Permit. Contractor shall comply with all conditions of the most recent iteration of the National Pollutant Discharge Elimination System General Permit for Storm Water Discharges Associated with Construction Activity, issued by the California State Water Resources Control Board ("Permit"). It shall be Contractor's sole responsibility to file a Notice of Intent and procure coverage under the Permit for all construction activity which results in the disturbance of more than one acre of total land area or which is part of a larger common area of development or sale. Prior to initiating work, Contractor shall be solely responsible for preparing and implementing a Storm Water Pollution Prevention Plan (SWPPP) as required by the Perm~. Contractor shall be responsible for procuring, implementing and complying with the provisions of the Permit and the SWPPP, including the standard provisions, and monitoring and reporting requirements as required by the Permit. The Permit requires the SWPPP to be a "living document" that changes as necessary to meet the conditions and requirements of the job site as it progresses through difference phases of construction and is subject to different weather conditions. It shall be Contractor's sole responsibility to update the SWPPP as necessary to address conditions at the project site. 3.8.1.3 Other Water Quality Rules Regulations and Policies. Contractor shall comply with the lawful requirements of any applicable municipality, drainage City, or local agency regarding discharges of storm water to separate storm drain systems or other watercourses under their jurisdiction, including applicable requirements in municipal storm water management programs. 3.8.1.4 Cost of Compliance. Storm, surface, nuisance, or other waters may be encountered at various times during construction of The Work. Therefore, the Contractor, by submitting a Bid, hereby acknowledges that it has investigated the risk arising from such waters, has prepared its Bid accordingly, and assumes any and all risks and liabilities arising therefrom. 3.8.1.5 Liability for Non-Compliance. Failure to comply with the Permit is a violation of federal and state law. Pursuant to the indemnification provisions of this Contract, Contractor hereby agrees to defend, indemnify and hold harmless the City and its directors, officials, officers, employees, volunteers and agents for any alleged violations. In addition, City may seek damages from Contractor for any delay in completing the Work in 61147.02100\14019172.1 7 Attachment 4 7 of 33 accordance with the Contract, if such delay is caused by or related to Contractor's failure to comply with the Permit. 3.8.1.6 Reservation of Right to Defend. City reserves the right to defend any enforcement action brought against the City for Contractor's failure to comply with the Permit or any other relevant water quality law, regulation, or policy . Pursuant to the indemnification provisions of this Contract, Contractor hereby agrees to be bound by, and to reimburse the City for the costs (including the City's attorney's fees) associated with, any settlement reached between the City and the relevant enforcement entity. 3.8.1.7 Training. In addition to the standard of performance requirements set forth in paragraph 3.4, Contractor warrants that all employees and · subcontractors shall have sufficient skill and experience to perform the Work assigned to them without impacting water quality in violation of the laws, regulations and policies described in paragraph 3.8.1 . Consultant further warrants that it, its employees and subcontractors will receive adequate training, as determined by City, regarding the requirements of the laws, regulations and policies described in paragraph 3.8.1 as they may relate to the Work provided under this Agreement. Upon request, City will provide the Contractor with a list of training programs that meet the requirements of this paragraph. 3.8 .2 Safetv. Contractor shall execute and maintain its work so as to avoid injury or damage to any person or property. Contractor shall comply with the requirements of the specifications relating to safety measures applicable in particular operations or kinds of work. In carrying out its Work, Contractor shall at all times be in compliance with all applicable local, state and federal laws, rules and regulations, and shall exercise all necessary precautions for the safety of employees appropriate to the nature of the Work and the conditions under which the Work is to be performed . Safety precautions as applicable shall include, but shall not be limited to, adequate life protection and lifesaving equipment; adequate illumination for underground and night operations; instructions in accident prevention for all employees, such as machinery guards , safe walkways, scaffolds, ladders, bridges, gang planks, confined space procedures, trenching and shoring, fall protection and other safety devices, equipment and wearing apparel as are necessary or lawfully required to prevent accidents or injuries; and adequate facilities for the proper inspection and maintenance of all safety measures. Furthermore, Contractor shall prominently display the names and telephone numbers of at least two medical doctors practicing in the vicinity of the Project, as well as the telephone number of the local ambulance service, adjacent to all telephones at the Project site . 3.8.3 La ws and Regu lations . Contractor shall keep itself fully informed of and in compliance with all local, state and federal laws, rules and regulations in any manner affecting the performance of the Contract or the Work, including all Cai/OSHA requirements, and shall give all notices required by law. Contractor shall be liable for all violations of such laws and regulations in connection with Work. If Contractor observe.s that the drawings or specifications are at variance with any law, rule or regulation, it shall promptly notify the City in writing. Any necessary changes shall be made by written change order. If Contractor performs any work knowing it to be contrary to such laws, rules and regulations and without giving written notice to the City, Contractor shall be solely responsible for all costs arising therefrom. City is a public entity of the State of California subject to certain provisions of the Health & Safety Code, Government Code, Public Contract Code, and Labor Code of the State . It is stipulated and agreed that all provisions of the law applicable to the public contracts of a municipality are a part of this Contract to the same extent as though set forth herein and will be complied with. Contractor shall defend, indemnify and hold City, its officials, directors, officers, employees and agents free and harmless, pursuant to the indemnification provisions of this Contract, from any 61147.02100\14019172.1 8 Attachment 4 8 of 33 claim or liability arising out of any failure or alleged failure to comply with such laws, rules or regulations. 3.8.4 Permits and Li censes. Contractor shall be responsible for securing City permits and licenses necessary to perform the Work described herein, including, but not limited to, an City Business License. While Contractor will not be charged a fee for any City permits, Contractor shall pay the City's applicable business license fee. Any ineligible contractor or subcontractor pursuant to Labor Code Sections 1777.1 and 1777.7 may not perform work on this Project. 3.8.5 T renching W ork . If the Total Contract Price exceeds $25,000 and if the Work governed by this Contract entails excavation of any trench or trenches five (5) feet or more in depth, Contractor shall comply with all applicable provisions of the California Labor Code, including Section 6705. To this end, Contractor shall submit for City's review and approval a detailed plan showing the design of shoring, bracing, sloping, or other provisions to be made for worker protection from the hazard of caving ground during the excavation of such trench or trenches. If such plan varies from the shoring system standards, the plan shall be prepared by a registered civil or structural engineer. 3.8.6 Hazardous Materials and Differing Cond iti ons . As required by California Public Contract Code Section 7104, if this Contract involves digging trenches or other excavations that extend deeper than four (4) feet below the surface, Contractor shall promptly, and prior to disturbance of any conditions, notify City of: (1) any material discovered in excavation that Contractor believes to be a hazardous waste that is required to be removed to a Class I, Class II or Class Ill disposal site; (2) subsurface or latent physical conditions at the site differing from those indicated by City; and (3) unknown physical conditions of an unusual nature at the site, significantly different from those ordinarily encountered in such contract work. Upon notification, City shall promptly investigate the conditions to determine whether a change order is appropriate. In the event of a dispute, Contractor shall not be excused from any scheduled completion date and shall proceed with all Work to be performed under the Contract, but shall retain all rights provided by the Contract or by law for making protests and resolving the dispute. 3.8.7 Underground Utility Facilit ies . To the extent required by Section 4215 of the California Government Code, City shall compensate Contractor for the costs of: (1) locating and repairing damage to underground utility facilities not caused by the failure of Contractor to exercise reasonable care; (2) removing or relocating underground utility facilities not indicated in the construction drawings; and (3) equipment necessarily idled during such work. Contractor shall not be assessed liquidated damages for delay caused by failure of City to provide for removal or relocation of such utility facilities. 3.8.8 Air Qua litv . Contractor must fully comply with all applicable laws, rules and regulations in furnishing or using equipment and/or providing services, including, but not limited to, emissions limits and permitting requirements imposed by the California Air Resources. Board (CARB). Although CARB limits and requirements are more broad, Contractor shall specifically be aware of their application to "portable equipment", which definition is considered by CARB to include any item of equipment with a fuel-powered engine. Contractor shall indemnify City against any fines or penalties imposed by CARB, or any other governmental or regulatory agency for violations of applicable laws, rules and/or regulations by Contractor, its subcontractors, or others for whom Contractor is responsible under its indemnity obligations provided for in this Agreement. 3.8.9 State Recy cl ing Mandates . Contractor shall comply with State Recycling Mandates. Any recyclable materials/debris collected by the contractor that can be 61147.02100\14019172.1 9 Attachment 4 9 of 33 feasibly diverted via reuse or recycling must be hauled by the appropriate handler for reuse or recycling. 3.9 Completion of Work. When Contractor determines that it has completed the Work required herein, Contractor shall so notify City in writing and shall furnish all labor and material releases required by this Contract. City shall thereupon inspect the Work. If the Work is not acceptable to the City, the City shall indicate to Contractor in writing the specific portions or items of Work which are unsatisfactory or incomplete. Once Contractor determines that it has completed the incomplete or unsatisfactory Work, Contractor may request a reinspection by the City. Once the Work is acceptable to City, City shall pay to Contractor the Total Contract Price remaining to be paid, less any amount which City may be authorized or directed by law to retain. Payment of retention proceeds due to Contractor shall be made in accordance with Section 71 07 of the California Public Contract Code. 3.10 Claims: Government Code Claim Compliance. 3.1 0.1 Claims of $375,000 or Less. Notwithstanding any other provision herein, claims of $375,000 or less shall be resolved pursuant to the alternative dispute resolution procedures set forth in California Public Contract Code §§ 20104, et seq. 3.1 0.2 T hird Party Claims. Pursuant to Public Contract Code Section 9201, the City shall provide Contractor with timely notification of the receipt of any third-party claim, relating to the Contract. The City is entitled to recover its reasonable costs incurred in providing such notification. 3.10.3 Government Code Claims. In addition to any and all contract requirements pertaining to notices of and requests for compensation or payment for extra work, disputed work, claims and/or changed conditions, Contractor must comply with the claim procedures set forth in Government Code sections 900 et seq. prior to filing any lawsuit against the City. Such Government Code claims and any subsequent lawsuit based upon the Government Code claims shall be limited to those matters that remain unresolved after all procedures pertaining to extra work, disputed work, claims, and/or changed conditions have been followed by Contractor. If no such Government Code claim is submitted, or if any prerequisite contractual requirements are not otherwise satisfied as specified herein, Contractor shall be barred from bringing and maintaining a valid lawsuit against the City. 3.11 Loss and Damage. Except as may otherwise be limited by law, Contractor shall be responsible for all loss and damage which may arise out of the nature of the Work agreed to herein, or from the action of the elements, or from any unforeseen difficulties which may arise or be encountered in the prosecution of the Work until the same is fully completed and accepted by City. In the event of damage proximately caused by an Act of God, as defined by Section 7105 of the Public Contract Code, the City may terminate this Contract pursuant to Section 3.17.3; provided, however, that the City needs to provide Contractor with only one (1) day advanced written notice. 3.12 Indemnification. 3.12 .1 Scope of Indemnity. To the fullest extent permitted by law, Contractor shall defend, indemnify and hold the City, its officials, employees, agents and authorized volunteers free and harmless from any and all claims, demands, causes of action, suits, actions, proceedings, costs, expenses, liability, judgments, awards, decrees, settlements, loss, damage or injury of any kind, in law or equity, to property or persons, including wrongful death, (collectively, "Claims") in any manner arising out of, pertaining to, or incident to any 61147.02100\14019172.1 10 Attachment 4 10 of 33 alleged acts, errors or om1ss1ons, or willful misconduct of Contractor, its officials, officers, employees, subcontractors, consultants or agents in connection with the performance of the Contractor's services, the Project or this Agreement, including without limitation the payment of all consequential damages, expert witness fees and attorneys' fees and other related costs and expenses. Notwithstanding the foregoing, to the extent required by Civil Code section 2782, Contractor's indemnity obligation shall not apply to liability for damages for death or bodily injury to persons, injury to property, or any other loss, damage or expense arising from the sole or active negligence or willful misconduct of the City or the City's agents, servants, or independent contractors who are directly responsible to the City, or for defects in design furnished by those persons. 3.12.2 Additional Indemnity Obligations. Contractor shall defend, with counsel of City's choosing and at Contractor's own cost, expense and risk, any and all Claims covered by this section that may be brought or instituted against City or its officilas, employees, agents and authorized volunteers. In addition, Contractor shall pay and satisfy any judgment, award or decree that may be rendered against City or its officials, employees, agents and authorized volunteers as part of any such claim, suit, action or other proceeding. Contractor shall also reimburse City for the cost of any settlement paid by City or its officials, employees, agents and authorized volunteers as part of any such claim, suit, action or other proceeding. Such reimbursement shall include payment for City's attorney's fees and costs, including expert witness fees. Contractor shall reimburse City and its officials, employees, agents and authorized volunteers, for any and all legal expenses and costs incurred by each of them in connection therewith or in enforcing the indemnity herein provided. Contractor's obligation to indemnify shall not be restricted to insurance proceeds, if any, received by the City, its officials, employees, agents and authorized volunteers. 3.13 Insurance. 3.13.1 Time for Compliance. Contractor shall not commence Work under this Contract until it has provided evidence satisfactory to the City that it has secured all insurance required under this section. In addition, Contractor shall not allow any subcontractor to commence work on any subcontract until it has provided evidence satisfactory to the City that the subcontractor has secured all insurance required under this section. Failure to provide and maintain all required insurance shall be grounds for the City to terminate this Contract for cause. 3.13.2 Minimum Requirements. Contractor shall, at its expense, procure and maintain for the duration of the Contract insurance against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the Work hereunder by Contractor, its agents, representatives, employees or subcontractors. Contractor shall also require all of its subcontractors to procure and maintain the same insurance for the duration of the Contract. Such insurance shall meet at least the following minimum levels of coverage: 3.13.2.1 Minimum Scope of Insurance. Coverage shall be at least as broad as the latest version of the following: (1) General Liability: Insurance Services Office Commercial General Liability coverage (occurrence form CG 00 01) OR Insurance Services Office Owners and Contractors Protective Liability Coverage Form (CG 00 09 11 88) (coverage for operations of designated contractor); (2) Automobile Liability: Insurance Services Office Business Auto Coverage form number CA 00 01, code 1 (any auto); and (3) Workers' Compensation and Employer's Liability: Workers' Compensation insurance as required by the State of California and Employer's Liability Insurance. Policies shall not contain exclusions contrary to this Contract. 61147.02100\14019172 .1 11 Attachment 4 11 of 33 3.13.2.2 Minimum Limits of Insurance . Contractor shall maintain limits no less than: (1) General Liability: $5,000,000 per occurrence and $5,000,000 aggregate for bodily injury, personal injury and property damage; (2) Automobile Liability: $5,000,000 per accident for bodily injury and property damage; and (3) Workers' Compensation and Employer's Liability: Workers' compensation limits as required by the Labor Code of the State of California. Employer's Liability limits of $1,000,000 each accident, policy limit bodily injury or disease, and each employee bodily injury or disease. Defense costs shall be available in addition to the limits. Notwithstanding the minimum limits specified herein, any available coverage shall be provided to the parties required to be named as additional insureds pursuant to this Contract. 3.13.3 Insurance Endorsements. The insurance policies shall contain the following provisions, or Contractor shall provide endorsements (amendments) on forms supplied or approved by the City to add the following provisions to the insurance policies: ~.13.3.1 General Liability. (1) Such policy shall give the City, its officials, employees, agents and authorized volunteers additional insured status using ISO endorsements CG20 10 10 01 plus CG20 37 10 01, or endorsements providing the exact same coverage, with respect to the Work or operations performed by or on behalf of Contractor, including materials, parts or equipment furnished in connection with such work; (2) all policies shall waive or shall permit Contractor to waive all rights of subrogation which may be obtained by the Contractor or any insurer by virtue of payment of any loss or any coverage provided to any person named as an additional insured pursuant to this Contract, and Contractor agrees to waive all such rights of subrogation; and (3) the insurance coverage shall be primary insurance as respects the City, its officials, employees, agents and authorized volunteers, or if excess, shall stand in an unbroken chain of coverage excess of Contractor's scheduled underlying coverage. Any insurance or self-insurance maintained by the City, its officials, employees, agents and authorized volunteers shall be excess of Contractor's insurance and shall not be called upon to contribute with it. 3.13.3.2 Automobile Liability . (1) Such policy shall give the City, its officials, employees, agents and authorized volunteers additional insured status with respect to the ownership, operation, maintenance, use, loading or unloading of any auto owned, leased, hired or borrowed by Contractor or for which Contractor is responsible; (2) all policies shall waive or shall permit Contractor to waive all rights of subrogation which may be obtained by the Contractor or any insurer by virtue of payment of any loss or any coverage provided to any person named as an additional insured pursuant to this Contract, and Contractor agrees to waive all such rights of subrogation; and (3) the insurance coverage shall be primary insurance as respects the City, its officials, employees, agents and authorized volunteers, or if excess, shall stand in an unbroken chain of coverage excess of Contractor's scheduled underlying coverage. Any insurance or self-insurance maintained by the City, its officials, employees, agents and authorized volunteers shall be excess of Contractor's insurance and shall not be called upon to contribute with it in any way. 3.13.3.3 Workers' Compensation and Emolover's Liability Coverage. The insurer shall agree to waive all rights of subrogation against the City, its officials, employees, agents and authorized volunteers for losses paid under the terms of the insurance policy which arise from work performed by Contractor. 3.13.3.4 All Coverages. Each insurance policy required by this Contract shall be endorsed to state that: (1) coverage shall not be suspended, voided, reduced or canceled except after thirty (30) days prior written notice by certified mail, return receipt requested, has been given to the City; and (2) any failure to comply with reporting or other 61147.02100\14019172.1 12 Attachment 4 12 of 33 provisions of the policies, including breaches of warranties, shall not affect coverage provided to the City, its officials, employees, agents and authorized volunteers. 3.13.4 Separation of Insureds: No Special Limitations. All insurance required by this Section shall contain standard separation of insureds provisions. In addition, such insurance shall not contain any special limitations on the scope of protection afforded to the City, its officials, employees, agents and authorized volunteers. 3.13.5 Deductibles and Self-Insurance Retentions. Any deductibles or self-insured retentions must be declared to and approved by the City. Contractor shall guarantee that, at the option of the City, either: (1) the insurer shall reduce or eliminate such deductibles or self-insured retentions as respects the City, its officials, employees, agents and authorized volunteers; or (2) the Contractor shall procure a bond or other financial guarantee acceptable to the City guaranteeing payment of losses and related investigation costs, claims and administrative and defense expenses. 3.13.6 Acceptability of Insurers. Insurance is to be placed with insurers with a current A.M. Best's rating no less than A:VII, licensed to do business in California, and satisfactory to the City. Exception may be made for the State Compensation Insurance Fund when not specifically rated. 3.13. 7 Verification of Coverage. Contractor shall furnish City with original certificates of insurance and endorsements effecting coverage required by this Contract on forms satisfactory to the City. The certificates and endorsements for each insurance policy shall be signed by a person authorized by that insurer to bind coverage on its behalf, and shall be on forms supplied or approved by the City. All certificates and endorsements must be received and approved by the City before work commences. The City reserves the right to require complete, certified copies of all required insurance policies, at any time. 3.13.8 Subcontractors. All subcontractors shall meet the requirements of this Section before commencing Work. Contractor shall furnish separate certificates and endorsements for each subcontractor. Subcontractor policies of General Liability insurance shall name the City, its officials, employees, agents and authorized volunteers as additional insureds using form ISO 20 38 04 13 or endorsements providing the exact same coverage. All coverages for subcontractors shall be subject to all of the requirements stated herein except as otherwise agreed to by the City in writing. 3.13.9 Reporting of Claims. Contractor shall report to the City, in addition to Contractor's insurer, any and all insurance claims submitted by Contractor in connection with the Work under this Contract. 3.14 Bond Requirements. 3.14.1 Payment Bond. If required by law or otherwise specifically requested by City in Exhibit "C" attached hereto and incorporated herein by reference, Contractor shall execute and provide to City concurrently with this Contract a Payment Bond in an amount required by the City and in a form provided or approved by the City. If such bond is required, no payment will be made to Contractor until the bond has been received and approved by the City. 3.14.2 Performance Bond. If specifically requested by City in Exhibit "C" attached hereto and incorporated herein by reference, Contractor shall execute and provide to City concurrently with this Contract a Performance Bond in an amount required by the City and 61147.02100\14019172.1 13 Attachment 4 13 of 33 in a form provided or approved by the City. If such bond is required, no payment will be made to Contractor until the bond has been received and approved by the City. 3.14.3 Bond Provisions. Should, in City's sole opinion, any bond become insufficient or any surety be found to be unsatisfactory, Contractor shall renew or replace the effected bond within (ten) 10 days of receiving notice from City. In the event the surety or Contractor intends to reduce or cancel any required bond, at least thirty (30) days prior written notice shall be given to the City, and Contractor shall post acceptable replacement bonds at least ten (1 0) days prior to expiration of the original bonds. No further payments shall be deemed due or will be made under this Contract until any replacement bonds required by this Section are accepted by the City. To the extent, if any, that the Total Contract Price is increased in accordance with the Contract, Contractor shall, upon request of the City, cause the amount of the bond to be increased accordingly and shall promptly deliver satisfactory evidence of such increase to the City. If Contractor fails to furnish any required bond, the City may terminate the Contract for cause. 3.14.4 Surety Qualifications. Only bonds executed by an admitted surety insurer, as defined in California Code of Civil Procedure Section 995.120, shall be accepted. If a California-admitted surety insurer issuing bonds does not meet these requirements, the insurer will be considered qualified if it is in conformance with Section 995.660 of the California Code of Civil Procedure, and proof of such is provided to the City. 3.15 Warranty. Contractor warrants all Work under the Contract (which for purposes of this Section shall be deemed to include unauthorized work which has not been removed and any non-conforming materials incorporated into the Work) to be of good quality and free from any defective or faulty material and workmanship. Contractor agrees that for a period of one year (or the period of time specified elsewhere in the Contract or in any guarantee or warranty provided by any manufacturer or supplier of equipment or materials incorporated into the Work, whichever is later) after the date of final acceptance, Contractor shall within ten (1 0) days after being notified in writing by the City of any defect in the Work or non-conformance of the Work to the Contract, commence and prosecute with due diligence all Work necessary to fulfill the terms of the warranty at its sole cost and expense. Contractor shall act sooner as requested by the City in response to an emergency. In addition, Contractor shall, at its sole cost and expense, repair and replace any portions of the Work (or work of other contractors) damaged by its defective Work or which becomes damaged in the course of repairing or replacing defective Work. For any Work so corrected, Contractor's obligation hereunder to correct defective Work shall be reinstated for an additional one year period, commencing with the date of acceptance of such corrected Work. Contractor shall perform such tests as the City may require to verify that any corrective actions, including, without limitation, redesign, repairs, and replacements comply with the requirements of the Contract. All costs associated with such corrective actions and testing, including the removal, replacement, and reinstitution of equipment and materials necessary to gain access, shall be the sole responsibility of Contractor. All warranties and guarantees of subcontractors, suppliers and manufacturers with respect to any portion of the Work, whether express or implied, are deemed to be obtained by Contractor for the benefit of the City, regardless of whether or not such warranties and guarantees have been transferred or assigned to the City by separate agreement and Contractor agrees to enforce such warranties and guarantees, if necessary, on behalf of the City. In the event that Contractor fails to perform its obligations under this Section, or under any other warranty or guaranty under this Contract, to the reasonable satisfaction of the City, the City shall have the right to correct and replace any defective or non-conforming Work and any work damaged by such work or the replacement or correction thereof at Contractor's sole expense. Contractor shall be obligated to fully reimburse the City for any expenses incurred hereunder upon demand. 61147.02100\14019172.1 14 Attachment 4 14 of 33 3. 16 Employee/Labor Certifications. 3.16.1 Contractor's Labor Certification. By its signature hereunder, Contractor certifies that he is aware of the provisions of Section 3700 of the California Labor Code which require every employer to be insured against liability for Worker's Compensation or to undertake self-insurance in accordance with the provisions of that Code, and agrees to comply with such provisions before commencing the performance of the Work. A certification form for this purpose, which is attached to this Contract as Exhibit "D" and incorporated herein by reference, shall be executed simultaneously with this Contract. 3.16.2 Equal Opportunity Employment. Contractor represents that it is an equal opportunity employer and that it shall not discriminate against any employee or applicant for employment because of race, religion, color, national origin, ancestry, sex, age or other interests protected by the State or Federal Constitutions. Such non-discrimination shall include, but not be limited to, all activities related to initial employment, upgrading, demotion, transfer, recruitment or recruitment advertising, layoff or termination. 3.16.3 Verification of Employment Eligibility. By executing this Contract, Contractor verifies that it fully complies with all requirements and restrictions of state and federal law respecting the employment of undocumented aliens, including, but not limited to, the Immigration Reform and Control Act of 1986, as may be amended from time to time, and shall require all subconsultants and sub-subconsultants to comply with the same. 3.17 General Provisions. 3.17.1 City's Representative. The City hereby designates the General Manager, or his or her designee, to act as its representative for the performance of this Contract ("City's Representative"). City's Representative shall have the power to act on behalf of the City for all purposes under this Contract. Contractor shall not accept direction or orders from any person other than the City's Representative or his or her designee. 3.17 .2 Contractor's Representative. Before starting the Work, Contractor shall submit in writing the name, qualifications and experience of its proposed representative who shall be subject to the review and approval of the City ("'Contractor's Representative"). Following approval by the City, Contractor's Representative shall have full authority to represent and act on behalf of Contractor for all purposes under this Contract. Contractor's Representative shall supervise and direct the Work, using his best skill and attention, and shall be responsible for all construction means, methods, techniques, sequences and procedures and for the satisfactory coordination of all portions of the Work under this Contract. Contractor's Representative shall devote full time to the Project and either he or his designee, who shall be acceptable to the City, shall be present at the Work site at all times that any Work is in progress and at any time that any employee or subcontractor of Contractor is present at the Work site. Arrangements for responsible supervision, acceptable to the City, shall be made for emergency Work which may be required. Should Contractor desire to change its Contractor's Representative, Contractor shall provide the information specified above and obtain the City's written approval. 3.17.3 Termination. This Contract may be terminated by City at any time, either with our without cause, by giving Contractor three (3) days advance written notice. In the event of termination by City for any reason other than the fault of Contractor, City shall pay Contractor for all Work performed up to that time as provided herein. In the event of breach of the Contract by Contractor, City may terminate the Contract immediately without notice, may reduce payment to Contractor in the amount necessary to offset City's resulting damages, and may pursue any 61147 .02100\1401 9 172.1 15 Attachment 4 15 of 33 other available recourse against Contractor. Contractor may not terminate this Contract except for cause. In the event this Contract is terminated in whole or in part as provided, City may procure, upon such terms and in such manner as it may determine appropriate, services similar to those terminated. Further, if this Contract is terminated as provided, City may require Contractor to provide all finished or unfinished documents, data, diagrams, drawings, materials or other matter prepared or built by Contractor in connection with its performance of this Contract. 3.17.4 Contract Interpretation. Should any question arise regarding the meaning or import of any of the provisions of this Contract or written or oral instructions from City, the matter shall be referred to City's Representative, whose decision shall be binding upon Contractor. 3.17.5Anti-Trust Claims. This provision shall be operative if this Contract is applicable to California Public Contract Code Section 7103.5. In entering into this Contract to supply goods, services or materials, Contractor heret:?y offers and agrees to assign to the City all rights, title, and interest in and to all causes of action it may have under Section 4 of the Clayton Act (15 U.S.C. Section 15) or under the Cartwright Act (Chapter 2, commencing with Section 16700, of Part 2 of Division 7 of the Business and Professions Code) arising from purchases of goods, services, or materials pursuant to the Contract. This assignment shall be made and become effective at the time the City tender final payment to Contractor, without further acknowledgment by the Parties. 3.17.6 Notices. All notices hereunder and communications regarding interpretation of the terms of the Contract or changes thereto shall be provided by the mailing thereof by registered or certified mail, return receipt requested, postage prepaid and addressed as follows: CONTRACTOR: CITY: Unipsec Construction, Inc. 1621 W . 25th Street San Pedro, CA 90732 Attn: Jack Haber City of San Juan Capistrano 32400 Paseo Adelanto San Juan Capistrano, CA 92675 Attn: City Manager Any notice so given shall be considered received by the other Party three (3) days after deposit in the U.S. Mail as stated above and addressed to the Party at the above address. Actual notice shall be deemed adequate notice on the date actual notice occurred, regardless of the method of service. 3.17.7 Time of Essence. Time is of the essence in the performance of this Contract. 3.17 .8 Assignment Forbidden . Contractor shall not, either voluntarily or by action of law, assign or transfer this Contract or any obligation, right, title or interest assumed by Contractor herein without the prior written consent of City. If Contractor attempts an assignment or transfer of this Contract or any obligation, right, title or interest herein, City may, at its option, 61147.02100\14019172.1 16 Attachment 4 16 of 33 terminate and revoke the Contract and shall thereupon be relieved from any and all obligations to Contractor or its assignee or transferee. 3.17.9 No Third Party Beneficiaries. There are no intended third party beneficiaries of any right or obligation assumed by the Parties. 3.17 .1 0 Laws. Venue, and Attorneys' Fees. This Agreement shall be interpreted in accordance with the laws of the State of California. If any action is brought to interpret or enforce any term of this Agreement, the action shall be brought in a state or federal court situated in the County of Orange, State of California. 3.17.11 Counterparts. This Contract may be executed in counterparts. each of which shall constitute an original. 3.17.12 Successors. The Parties do for themselves, their heirs, executors, administrators, successors, and assigns agree to the full performance of all of the provisions contained in this Contract. 3.17.13 [Reserved] 3.17.14 Solicitation. Contractor maintains and warrants that it has not employed nor retained any company or person. other than a bona fide employee working solely for Contractor, to solicit or secure this Contract. Further, Contractor warrants that it has not paid nor has it agreed to pay any company or person, other than a bona fide employee working solely for Contractor, any fee, commission, percentage, brokerage fee, gift or other consideration contingent upon or resulting from the award or making of this Contract. For breach or violation of this warranty, City shall have the right to terminate this Contract without liability. 3.17.15 Conflict of Interest. Contractor maintains and warrants that it has not employed nor retained any company or person, other than a bona fide employee working solely for Contractor, to solicit or secure this Agreement. Further, Contractor warrants that it has not paid nor has it agreed to. pay any company or person, other than a bona fide employee working solely for CG>ntractor, any fee, commission, percentage, brokerage fee, gift or other consideration contingent upon or resulting from the award or making of this Agreement. For breach or violation of this warranty, City shall have the right to rescind this Agreement without liability. For the term of this Contract, no director, official, officer or employee of City, during the term of his or her service with City, shall have any direct interest in this Contract, or obtain any present or anticipated material benefit arising therefrom. In addition, Contractor agrees to file, or to cause its employees or subcontractors to file, a Statement of Economic Interest with the City's Filing Officer as required under state law in the performance of the Work. 3.17.16 Certification of License. 3. 17.16.1 Contractor certifies that as of the date of execution of this Contract, Contractor has a current contractor's license of the classification indicated below under Contractor's signature. 3.17 .16.2 Contractors are required by law to be licensed and regulated by the Contractors' State License Board which has jurisdiction to investigate complaints against contractors if a complaint regarding a patent act or omission is filed within four (4) years of the date of the alleged violation. A complaint regarding a latent act or omission pertaining to structural defects must be filed within ten (1 0) years of the date of the alleged 61147.02100\14019172.1 17 Attachment 4 17 of 33 violation. Any questions concerning a contractor may be referred to the Registrar, Contractors' State License Board, P.O. Box 26000, Sacramento, California 95826. 3.17.17 Authority t o E nte r Contract. Each Party warrants that the individuals who have signed this Contract have the legal power, right and authority to make this Contract and bind each respective Party. 3.17.18 Entire Contract: Modific atio n. This Contract contains the entire agreement of the Parties with respect to the subject matter hereof, and supersedes all prior negotiations, understandings or agreements. This Contract may only be modified by a writing signed by both Parties. 3.17.19 Non -Wa ive r. None of the provisions of this Agreement shall be considered waived by either party, unless such waiver is specifically specified in writing. 3.17 .20 City's Right to Empl oy Oth er Contra ctors . City reserves right to employ other contractors in connection with this Project or other projects . [SIGNATURES ON NEXT PAGE] 61147.02100\14019172.1 18 Attachment 4 18 of 33 SIGNATURE PAGE FOR CONSTRUCTION CONTRACT BETWEEN THE CITY OF SAN JUAN CAPISTRANO AND UNISPEC CONSTRUCTION, INC. IN WI1NESS WHEREOF, the Parties have entered into this Agreement as of the 16th day ofMay, 2017. CITY OF SAN JUAN CAPISTRANO Approved By: Ben Siegel City Manager Date Attested By: Maria Morris, City Clerk Approved As To Form: City Attorney 61147.02100\14019172.1 19 UNISPEC CONSTRUCTION, INC. Signature Jack Haber President Date Attachment 4 19 of 33 See Attached Proposal 61147.02100\14019172.1 EXHIBIT "A" SERVICES I SCHEDULE 20 Attachment 4 20 of 33 EXHIBIT "B" PLANS AND SPECIFICATIONS -21 - 61147.02100\14019172.1 Attachment 4 21 of 33 EXHIBIT uc" SPECIAL CONDITIONS ARTICLE 1. BONDS Within ten (10) calendar days from the date the Contractor is notified of award of the Contract, the Contractor shall deliver to the City four identical counterparts of the Performance Bond and Payment Bond on the forms supplied by the City and included as Exhibit "F" to the Contract. Failure to do so may, in the sole discretion of City, result in the forfeiture of Contractor's bid security. The surety supplying the bond must be an admitted surety insurer, as defined in Code of Civil Procedure Section 995.120, authorize<;! to do business as such in the State of California and satisfactory to the City. The Performance Bond and the Payment Bond shall be for one hundred percent (100%) of the Total Contract Price. -22- 61147.02100\14019172.1 Attachment 4 22 of 33 EXHIBIT "D" CERTIFICATION LABOR CODE -SECTION 1861 I, the undersigned Contractor, am aware of the provisions of Section 3700, et seq., of the California Labor Code which require every employer to be insured against liability for Worker's Compensation or to undertake self-insurance in accordance with the provisions of the Code, and I, the undersigned Contractor, agree to and will comply with such provisions before commencing the performance of the Work on this Contract. Unlspec Construction, INC. By : Signature Name (Print) Title (Print) 61147.02100\14019172.1 -23- Attachment 4 23 of 33 EXHIBIT UE" PUBLIC WORKS CONTRACTOR REGISTRATION CERTIFICATION If this bid is due on or after March 1, 2015, then pursuant to Labor Code sections 1725.5 and 1771.1, all contractors and subcontractors that wish to bid on, be listed in a bid proposal, or enter into a contract to perform public work must be registered with the Department of Industrial Relations. See http://www.dir.ca.gov/Public-Works/PublicWorks.html for additional information. No bid will be accepted nor any contract entered into without proof of the contractor's and subcontractors' current registration with the Department oflndustrial Relations to perform public work. Contractor hereby certifies that it is aware of the registration requirements set forth in Labor Code sections 1725.5 and 1771.1 and is currently registered as a contractor with the Department of Industrial Relations. Name of Contractor:-------------- DIR Registration Number: ___________ _ Contractor further acknowledges: 1. Contractor shall maintain a current DIR registration for the duration of the project. 2 . Contractor shall include the requirements of Labor Code sections 1725.5 and 1771.1 in its contract with subcontractors and ensure that all subcontractors are registered at the time of bid opening and maintain registration status for the duration of the project. 3. Failure to submit this form or comply with any of the above requirements may result in a finding that the bid is non-responsive. Signature:. ____________ _ Name and Title: _________ _ Dated:------------- 61147.02100\14019 J 72.1 -24- Attachment 4 24 of 33 EXHIBIT "F" PAYMENT AND PERFORMANCE BONDS -25- 61147.02100\14019172.1 Attachment 4 25 of 33 PERFORMANCE BOND KNOW ALL PERSONS BY THESE PRESENTS: THAT WHEREAS, the City of San Juan Capistrano (hereinafter referred to as "City") has awarded to , (hereinafter referred to as the "Contractor") ----------an agreement for (hereinafter referred to as the "Project"). WHEREAS, the work to be performed by the Contractor is more particularly set forth in the Contract Documents for the Project dated (hereinafter referred to as "Contract Documents"), the terms and conditions of which are expressly incorporated herein by reference; and WHEREAS, the Contractor is required by said Contract Documents to perform the terms thereof and to furnish a bond for the faithful performance of said Contract Documents. NOW, THEREFORE, we , the undersigned Contractor and --------------------as Surety, a corporation organized and duly authorized to transact business under the laws of the State of California, are held and firmly bound unto the City in the sum of DOLLARS, ($ said sum being not less than one hundred percent (1 00%) of the total amount of the Contract, for which amount well and truly to be made, we bind ourselves, our heirs, executors and administrators, successors and assigns, jointly and severally, firmly by these presents. THE CONDITION OF THIS OBLIGATION IS SUCH, that, if the Contractor, his or its heirs, executors, administrators, successors or assigns, shall in all things stand to and abide by, and well and truly keep and perform the covenants, conditions and agreements in the Contract Documents and any alteration thereof made as therein provided, on its part, to be kept and performed at the time and in the manner therein specified, and in all respects according to their intent and meaning; and shall faithfully fulfill all obligations including the one-year guarantee of all materials and workmanship; and shall indemnify and save harmless the City, its officers and agents, as stipulated in said Contract Documents, then this obligation shall become null and void; otherwise it shall be and remain in full force and effect. As a condition precedent to the satisfactory completion of the Contract Documents, unless otherwise provided for in the Contract Documents, the above obligation shall hold good for a period of one (1) year after the acceptance of the work by City, during which time if Contractor shall fail to make full, complete, and satisfactory repair and replacements and totally protect the City from loss or damage resulting from or caused by defective materials or faulty workmanship, Surety shall undertake and faithfully fulfill all such obligations. The obligations of Surety hereunder shall continue so long as any obligation of Contractor remains. Nothing herein shall limit the City's rights or the Contractor or Surety's obligations under the Contract, law or equity, including, but not limited to, California Code of Civil Procedure section 337.15 . -26- 61147.02100\14019172.1 Attachment 4 26 of 33 Whenever Contractor shall be, and is declared by the City to be, in default under the Contract Documents, the Surety shall remedy the default pursuant to the Contract Documents, or shall promptly, at the City's option: (1) Take over and complete the Project in accordance with all terms and conditions in the Contract Documents; or (2) Obtain a bid or bids for completing the Project in accordance with all terms and conditions in the Contract Documents and upon determination by Surety of the lowest responsive and responsible bidder, arrange for a Contract between such bidder, the Surety and the City, and make available as work progresses sufficient funds to pay the cost of completion of the Project, less the balance of the contract price, including other costs and damages for which Surety may be liable. The term "balance of the contract price" as used in this paragraph shall mean the total amount payable to Contractor by the City under the Contract and any modification thereto, less any amount previously paid by the City to the Contractor and any other set offs pursuant to the Contract Documents. (3) Permit the City to complete the Project in any manner consistent with local, California and federal law and make available as work progresses sufficient funds to pay the cost of completion of the Project, less the balance of the contract price, including other costs and damages for which Surety may be liable. The term "balance of the contract price" as used in this paragraph shall mean the total amount payable to Contractor by the City under the Contract and any modification thereto, less any amount previously paid by the City to the Contractor and any other set offs pursuant to the Contract Documents. Surety expressly agrees that the City may reject any contractor or subcontractor which may be proposed by Surety in fulfillment of its obligations in the event of default by the Contractor. Surety shall not utilize Contractor in completing the Project nor shall Surety accept a bid from Contractor for completion of the Project if the City, when declaring the Contractor in default, notifies Surety of the City's objection to Contractor's further participation in the completion of the Project. The Surety, for value received, hereby stipulates and agrees that no change, extension of time, alteration or addition to the terms of the Contract Documents or to the Project to be performed thereunder shall in any way affect its obligations on this bond, and it does hereby waive notice of any such change, extension of time, alteration or addition to the terms of the Contract Documents or to the Project, including but not limited to the provisions of sections 2819 and 2845 of the California Civil Code. IN WI1NESS WHEREOF, we have hereunto set our hands and seals this ___ day of -----' 20_). (Corporate Seal) 61147.02100\14019172.1 Contractor/ Principal -27- Attachment 4 27 of 33 By ________________________ ___ Title -------------- (Corporate Seal) Surety By ________________ __ Attorney-in-Fact Signatures of those signing for the Contractor and Surety must be notarized and evidence of corporate authority attached. (Attach Attorney-in-Fact Certificate) Title -------------- The rate of premium on this bond is per thousand. The total amount of premium charges, $ ________________ ___ (The above must be filled in by corporate attorney.) THIS IS A REQUIRED FORM Any claims under this bond may be addressed to: (Name and Address of Surety) (Name and Address of Agent or Representative for service of process in California, if different from above) (Telephone number of Surety and Agent or Representative for service of process in California) NOTE: A copy of the Power-of-Attorney authorizing the person signing on behalf of the Surety to do so must be attached hereto. -28- 61147.02100\14019172.1 Attachment 4 28 of 33 Notary Acknowledgment A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate Is auached , ana not the truthfulness, accuracy, or validity of that document. STATE OF CALIFORNIA COUNTY OF ________ __ On _______ _____. 20 __ , before me,--------------' Notary Public, personally appeared , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) isfare subscribed to the within instrument and acknowledged to me that hefshefthey executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. · I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature of Notary Public OPTIONAL Though the information below is not required by law, it may prove valuable to persons relying on the document and could prevent fraudulent removal and reattachment of this form to another document. CAPACITY CLAIMED BY SIGNER 0 Individual 0 Corporate Officer 0 Partner(s) 0 Attorney-In-Fact 0 Trustee(s) 0 Guardian/Conservator 0 Other: Signer is representing: Tltle(s) D Limited 0 General Name Of Person(s) Or Entity(ies) 61147.02100\14019172.1 -29- DESCRIPTION OF ATTACHED DOCUMENT Title or Type of Document Number of Pages Date of Document Signer(s) Other Than Named Above Attachment 4 29 of 33 PAYMENT BOND KNOW ALL MEN BY THESE PRESENTS That WHEREAS, the City of San Juan Capistrano (hereinafter designated as the "City"), by action taken or a resolution passed • 20 __ has awarded to ~:-:------- hereinafter designated as the "Principal," a contract for the work described as follows: ------------------------------------------------(the "Project"); and WHEREAS, the work to be performed by the Principal is more particularly set forth in the Contract Documents for the Project dated ("Contract Documents"), the terms and conditions of which are expressly incorporated by reference; and WHEREAS, said Principal is required to furnish a bond in connection with said contract; providing that if said Principal or any of its Subcontractors shall fail to pay for any materials, provisions, provender, equipment, or other supplies used in, upon, for or about the performance of the work contracted to be done, or for any work or labor done thereon of any kind, or for amounts due under the Unemployment Insurance Code or for any amounts required to be deducted, withheld, and paid over to the Employment Development Department from the wages of employees of said Principal and its Subcontractors with respect to such work or labor the Surety on this bond will pay for the same to the extent hereinafter set forth. NOW THEREFORE, we, the Principal and as Surety, are held and firmly bound unto the City in the penal sum of _---::~---;-";"""":'--::-:::-:--:--~:--~­ --------,-Dollars ($ lawful money of the United States of America, for the payment of which sum well and truly to be made, we bind ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by these presents. THE CONDITION OF THIS OBLIGATION IS SUCH that if said Principal, his or its subcontractors, heirs, executors, administrators, successors or assigns, shall fail to pay any of the persons named in Section 9100 of the Civil Code, fail to pay for any materials, provisions or other supplies, used in, upon, for or about the performance of the work contracted to be done, or for any work or labor thereon of any kind, or amounts due under the Unemployment Insurance Code with respect to work or labor performed under the contract, or for any amounts required to be deducted, withheld, and paid over to the Employment Development Department or Franchise Tax Board from the wages of employees of the contractor and his subcontractors pursuant to Section 18663 of the Revenue and Taxation Code, with respect to such work and labor the Surety or Sureties will pay for the same, in an amount not exceeding the sum herein above specified. This bond shall inure to the benefit of any of the persons named in Section 9100 of the Civil Code so as to give a right of action to such persons or their assigns in any suit brought upon this bond. It is further stipulated and agreed that the Surety on this bond shall not be exonerated or released from the obligation of this bond by any change, extension of time for performance, addition, alteration or modification in, to, or of any contract, plans, specifications, or agreement pertaining or relating to any scheme or work of improvement herein above described, or pertaining or relating to the furnishing of labor, materials, or equipment therefore, nor by any change or modification of any terms of payment or extension of the time for any payment pertaining or relating to any scheme or work of improvement herein above described, nor by any rescission or attempted rescission of the contract, agreement or bond, nor by any conditions -30- 61147.02100\14019172.1 Attachment 4 30 of 33 precedent or subsequent in the bond attempting to limit the right of recovery of claimants otherwise entitled to recover under any such contract or agreement or under the bond, nor by any fraud practiced by any person other than the claimant seeking to recover on the bond and that this bond be construed most strongly against the Surety and in favor of all persons for whose benefit such bond is given, and under no circumstances shall Surety be released from liability to those for whose benefit such bond has been given, by reason of any breach of contract between the owner or City and original contractor or on the part of any obligee named in such bond, but the sole conditions of recovery shall be that claimant is a person described in Section 9100 of the Civil Code, and has not been paid the full amount of his claim and that Surety does hereby waive notice of any such change, extension of time, addition, alteration or modification herein mentioned and the provisions of sections 2819 and 2845 of the California Civil Code. IN WITNESS WHEREOF, we have hereunto set our hands and seals this ___ day of ------' 20_. (Corporate Seal) Contractor/ Principal By ____________ ___ Title __________________________ _ (Corporate Seal) Surety By __________________________ __ Attorney· in· Fact Title -------------- Signatures of those signing for the Contractor and Surety must be notarized and evidence of corporate authority attached. A Power·of-Attomey authorizing the person signing on behalf of the Surety to do so much be attached hereto. NOTE: A copy of the Power-of· Attorney authorizing the person signing on behalf of the Surety to do so must be attached hereto. -31 - 61147.02100\14019172.1 Attachment 4 31 of 33 Notary Acknowledgment A notary public or other officer completing this certificate verifies only the Identity of the individual who signed the document ·to which this certificate is attached, anc:l not the truthfulness, accuracy . or validity of that document STATE OF CALIFORNIA COUNTY OF __________ _ On ------------~ 20_, before me,--------------' Notary Public, personally appeared , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. · WITNESS my hand and official seal. Signature of Notary Public OPTIONAL Though the information below is not required by law, It may prove valuable to persons relying on the document and could prevent fraudulent removal and reattachment of this form to another document. CAPACITY CLAIMED BY SIGNER 0 Individual o Corporate Officer 0 Partner(s) o Attorney-In-Fact 0 Trustee(s) 0 Guardian/Conservator 0 Other: Signer is representing: Title(s) o Limited 0 General Name Of Person(s) Or Entity(ies) 61147.02100\14019172.1 -32- DESCRIPTION OF ATTACHED DOCUMENT Title or Type of Document Number of Pages Date of Document Signer(s) Other Than Named Above Attachment 4 32 of 33 -33- 61147.02100\14019172.1 Attachment 4 33 of 33